0001104659-12-082194.txt : 20121205
0001104659-12-082194.hdr.sgml : 20121205
20121205185948
ACCESSION NUMBER: 0001104659-12-082194
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121203
FILED AS OF DATE: 20121205
DATE AS OF CHANGE: 20121205
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Riordan Thomas
CENTRAL INDEX KEY: 0001334630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32609
FILM NUMBER: 121244900
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockwood Holdings, Inc.
CENTRAL INDEX KEY: 0001315695
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 522277366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-514-0300
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
a4.xml
4
X0306
4
2012-12-03
0
0001315695
Rockwood Holdings, Inc.
ROC
0001334630
Riordan Thomas
C/O ROCKWOOD HOLDINGS, INC.
100 OVERLOOK CENTER
PRINCETON
NJ
08540
0
1
0
0
Sen VP, Law & Administration
Common Stock, par value $0.01
2012-12-03
4
M
0
9700
14.61
A
115630
D
Common Stock, par value $0.01
2012-12-03
4
S
0
9700
46.306
D
105930
D
Common Stock, par value $0.01
2012-12-05
4
M
0
17901
14.61
A
123831
D
Common Stock, par value $0.01
2012-12-05
4
S
0
17901
46.2856
D
105930
D
Stock Options (right to buy)
14.61
2012-12-03
4
M
0
9700
0
D
2014-10-15
Common Stock, par value $0.01 per share
9700
24525
D
Stock Options (right to buy)
14.61
2012-12-05
4
M
0
17901
0
D
2014-10-15
Common Stock, par value $0.01 per share
17901
6624
D
This transaction was executed in multiple trades at share prices ranging from $46.25 to $46.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at share prices ranging from $46.25 to $46.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
These performance-based options were granted on October 15, 2004 and vested in five equal annual installments in 2009 pursuant to achievement of certain specified performance-based targets.
/s/ Thomas J. Riordan
2012-12-05