-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vj+wwiaV2rZIBYCpBEVm+0ERB/shVsqh7NBh0Tfax/npsmeNBLjeuy1FZsRRBbzs wPKES7FGLTUtEr9EAfqX9g== 0001104659-10-027804.txt : 20100512 0001104659-10-027804.hdr.sgml : 20100512 20100512091919 ACCESSION NUMBER: 0001104659-10-027804 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100510 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riordan Thomas CENTRAL INDEX KEY: 0001334630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 10822770 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0303 4 2010-05-10 0 0001315695 Rockwood Holdings, Inc. ROC 0001334630 Riordan Thomas C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Senior VP,Law & Administration Common Stock, par value $0.01 2010-05-10 4 M 0 30000 14.61 A 79319 D Common Stock, par value $0.01 2010-05-10 4 S 0 30000 27.00 D 49319 D Stock Options (right to buy) 14.61 2010-05-10 4 M 0 30000 0 D 2011-02-02 Common Stock, par value $0.01 per share 30000 38451 D These options were granted on February 2, 2001 and vest 10% on each of the first and second anniversary of the vesting date, 25% on each of the third and fourth anniversary of the vesting date and 30% on the fifth anniversary of the vesting date. /s/ Thomas Riordan 2010-05-11 -----END PRIVACY-ENHANCED MESSAGE-----