0000947871-15-000049.txt : 20150122 0000947871-15-000049.hdr.sgml : 20150122 20150122123713 ACCESSION NUMBER: 0000947871-15-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150112 FILED AS OF DATE: 20150122 DATE AS OF CHANGE: 20150122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Riordan Thomas CENTRAL INDEX KEY: 0001334630 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 15541006 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 ss413319_4.xml OWNERSHIP DOCUMENT X0306 4 2015-01-12 1 0001315695 Rockwood Holdings, Inc. ROC 0001334630 Riordan Thomas C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Executive VP & Chief Admin Ofr Common Stock, par value $0.01 per share 2015-01-12 4 D 0 25516 D 15959 D Common Stock, par value $0.01 per share 2015-01-12 4 A 0 3910 0 A 19869 D Common Stock, par value $0.01 per share 2015-01-12 4 D 0 11727 78.68 D 8142 D Common Stock, par value $0.01 per share 2015-01-12 4 A 0 1261 0 A 9403 D Common Stock, par value $0.01 per share 2015-01-12 4 D 0 9403 78.68 D 0 D Disposed of pursuant to an Agreement and Plan of Merger dated as of July 15, 2014, by and among Albemarle Corporation, Albemarle Holdings Corporation and Rockwood Holdings, Inc., in exchange for $1,292,405.39 and 12,255 shares of common stock of Albemarle Corporation having a market value of $59.70 per share as of the close of trading on the effective date of the merger. Represents additional shares of common stock of the Issuer that were earned upon the closing of the merger on market stock units granted in December 2012 in addition to the number of target shares reported on December 14, 2012. These shares include 185 shares representing dividend equivalent rights accrued to the reporting person on the additional shares. These market stock units were converted, as of the effective time of the merger, into a cash amount equal to $922,680.36 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger. The market stock units (as so earned) vested in full upon the reporting person's qualifying termination of employment as of the effective date of the merger, in accordance with the terms of the award. Represents additional shares of common stock of the Issuer that were earned upon the closing of the merger on market stock units granted in December 2013 in addition to the number of target shares reported on December 18, 2013. These shares include 28 shares representing dividend equivalent rights accrued to the reporting person on the additional shares. These market stock units were converted, as of the effective time of the merger, into a cash amount equal to $739,828.04 (less any required withholding taxes), which amount was calculated based on the per-share merger consideration and the issuer's share performance as of the effective time of the merger. The market stock units (as so earned) vested in full upon the reporting person's qualifying termination of employment as of the effective date of the merger, in accordance with the terms of the award. /s/ Thomas Riordan 2015-01-22