-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AA8UkbqVABOqayK+8uWB2QGvz7peiH6+NOR3q8c3uY9wsbLCx8I2Yvadzp8FGZe/ ttuSEzHPOH1HjCdNRMIAhw== 0001104659-10-042811.txt : 20100806 0001104659-10-042811.hdr.sgml : 20100806 20100806172445 ACCESSION NUMBER: 0001104659-10-042811 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100805 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan James T CENTRAL INDEX KEY: 0001334319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 10999342 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0303 4 2010-08-05 0 0001315695 Rockwood Holdings, Inc. ROC 0001334319 Sullivan James T C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Controller & Princ.l Acct. Off Common Stock, par value $0.01 2010-08-05 4 M 0 6845 14.61 A 20483 D Common Stock, par value $0.01 2010-08-05 4 S 0 6845 30.3074 D 13638 D Stock Options (right to buy) 14.61 2010-08-05 4 M 0 6845 0 D 2012-01-01 Common Stock, par value $0.01 per share 6845 0 D This transaction was executed in multiple trades at share prices ranging from $30.2910 to $30.3530. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. These options were granted on January 1, 2002 and vested 10% on each of the first and second anniversary of grant, 25% on each of the third and fourth anniversary of grant and 30% on the fifth anniversary of grant and will expire on January 1, 2012. /s/ James T. Sullivan 2010-08-06 -----END PRIVACY-ENHANCED MESSAGE-----