-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1I6/k+qbErI1YNj+IW7Q/vmlzJ3+R5XW48w9bvdVAcfMFF2BzoqkGP6stfCjcPW unEdeNXmlzy9FPB1ryk9Zg== 0001104659-09-070111.txt : 20091215 0001104659-09-070111.hdr.sgml : 20091215 20091215170444 ACCESSION NUMBER: 0001104659-09-070111 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091211 FILED AS OF DATE: 20091215 DATE AS OF CHANGE: 20091215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sullivan James T CENTRAL INDEX KEY: 0001334319 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 091242326 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0303 4 2009-12-11 0 0001315695 Rockwood Holdings, Inc. ROC 0001334319 Sullivan James T C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Controller &Accounting Officer Common Stock, par value $0.01 2009-12-11 4 A 0 1571 0 A 10700 D Stock Options (right to buy) 23.79 2009-12-11 4 A 0 6044 0 A 2016-12-12 Common Stock, par value $0.01 per share 6044 6044 D Restricted Stock Units. These options vest in three equal annual installments beginning December 31, 2010. /s/ James T. Sullivan 2009-12-15 -----END PRIVACY-ENHANCED MESSAGE-----