-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IxDZ1G6dZm3xm/GPAH4EMc4hlPFcbElmkG2rbUIDTOwjD4ujEatl1b0GUmwg3L7U 8OFKB4oRo348fl0BgUnGdQ== 0001104659-10-058961.txt : 20101117 0001104659-10-058961.hdr.sgml : 20101117 20101117174754 ACCESSION NUMBER: 0001104659-10-058961 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101115 FILED AS OF DATE: 20101117 DATE AS OF CHANGE: 20101117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zatta Robert J CENTRAL INDEX KEY: 0001334318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 101200761 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0303 4 2010-11-15 0 0001315695 Rockwood Holdings, Inc. ROC 0001334318 Zatta Robert J C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Senior Vice President & CFO Common Stock, par value $0.01 2010-11-15 4 M 0 20000 14.61 A 79566 D Common Stock, par value $0.01 2010-11-15 4 S 0 20000 36.545 D 59566 D Stock Options (right to buy) 14.61 2010-11-15 4 M 0 20000 0 D 2011-09-15 Common Stock, par value $0.01 per share 20000 6132 D This transaction was executed in multiple trades at share prices ranging from $36.10 to $37.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. These time-based options were granted on September 15, 2001 and vested 10% on each of the first and second anniversary of the grant date, 25% on each of the third and fourth anniversary of the grant date and 30% on the fifth anniversary of the grant date and expire on September 15, 2011. /s/ Robert J. Zatta 2010-11-17 -----END PRIVACY-ENHANCED MESSAGE-----