-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, IvI1cEF+YMbcv/aWi3e3tv9r4IvTJxZqRNA4auaXCNDOwoh2AIr/Ibol9id6tJsq oBUBDGqD1mdBw/xZshtQgQ== 0001104659-10-040883.txt : 20100730 0001104659-10-040883.hdr.sgml : 20100730 20100730175335 ACCESSION NUMBER: 0001104659-10-040883 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100729 FILED AS OF DATE: 20100730 DATE AS OF CHANGE: 20100730 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Zatta Robert J CENTRAL INDEX KEY: 0001334318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 10982266 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0303 4 2010-07-29 0 0001315695 Rockwood Holdings, Inc. ROC 0001334318 Zatta Robert J C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 0 1 0 0 Senior VP & CFO Common Stock, par value $0.01 2010-07-29 4 M 0 12975 14.61 A 65993 D Common Stock, par value $0.01 2010-07-29 4 S 0 12975 28.6380 D 53018 D Stock Options (right to buy) 14.61 2010-07-29 4 M 0 12975 0 D 2011-09-15 Common Stock, par value $0.01 per share 12975 50000 D This transaction was executed in multiple trades at share prices ranging from $28.3107 to $28.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. This transaction was executed pursuant to the terms of a trading plan under SEC Rule 10b5-1. These options were granted on September 15, 2001 and vest 10% on each of the first and second anniversary of the grant date, 25% on each of the third and fourth anniversary of the grant date and 30% on the fifth anniversary of the grant date and expire on September 15, 2011. /s/ Robert J. Zatta 2010-07-30 -----END PRIVACY-ENHANCED MESSAGE-----