0001104659-13-090949.txt : 20131218 0001104659-13-090949.hdr.sgml : 20131218 20131218155803 ACCESSION NUMBER: 0001104659-13-090949 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130926 FILED AS OF DATE: 20131218 DATE AS OF CHANGE: 20131218 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ghasemi Seifi CENTRAL INDEX KEY: 0001334296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 131285179 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0306 4 2013-09-26 0 0001315695 Rockwood Holdings, Inc. ROC 0001334296 Ghasemi Seifi C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 1 1 0 0 Chairman & Chief Exec Officer Common Stock, par value $0.01 2013-09-26 4 A 0 489 0 A 706279 D Common Stock, par value $0.01 2013-12-03 4 A 0 462 0 A 706741 D Common Stock, par value $0.01 2013-12-13 4 A 0 27376 0 A 734117 D Represents dividend equivalent rights in connection with the Issuer's quarterly dividend and accrued to the reporting person on restricted stock units granted in November 2001.. Represents restricted market stock units granted to the reporting person on December 13, 2013, which may vest based upon the performance of Rockwood Holdings, Inc. (the "Issuer") common stock during the period January 1, 2014 through December 31, 2016, and are payable in shares of common stock of the Issuer. /s/ Seifi Ghasemi 2013-12-18