0001104659-11-051208.txt : 20110909 0001104659-11-051208.hdr.sgml : 20110909 20110909175510 ACCESSION NUMBER: 0001104659-11-051208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110908 FILED AS OF DATE: 20110909 DATE AS OF CHANGE: 20110909 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ghasemi Seifi CENTRAL INDEX KEY: 0001334296 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32609 FILM NUMBER: 111084464 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Rockwood Holdings, Inc. CENTRAL INDEX KEY: 0001315695 STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800] IRS NUMBER: 522277366 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-514-0300 MAIL ADDRESS: STREET 1: 100 OVERLOOK CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 4 1 a4.xml 4 X0304 4 2011-09-08 0 0001315695 Rockwood Holdings, Inc. ROC 0001334296 Ghasemi Seifi C/O ROCKWOOD HOLDINGS, INC. 100 OVERLOOK CENTER PRINCETON NJ 08540 1 1 0 0 Chairman and CEO Common Stock, par value $0.01 per share 2011-09-08 4 M 0 300000 14.61 A 762123 D Common Stock, par value $0.01 per share 2011-09-08 4 F 0 186213 47.89 D 575910 D Stock Options (right to buy) 14.61 2011-09-08 4 M 0 300000 0 D 2011-11-01 Common Stock, par value $0.01 per share 300000 103861 D Represents shares delivered to the Issuer to satisfy reporting person's exercise price and tax withholding obligations. These time-based stock options were granted on November 1, 2001 and vested and became exercisable by the holder on grant date anniversaries as follows: 10% in year one, 10% in year two, 25% in year three, 25% in year four and 30% in year five. These time-based stock options expire on November 1, 2011. /s/ Seifi Ghasemi 2011-09-09