0001104659-11-051208.txt : 20110909
0001104659-11-051208.hdr.sgml : 20110909
20110909175510
ACCESSION NUMBER: 0001104659-11-051208
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110908
FILED AS OF DATE: 20110909
DATE AS OF CHANGE: 20110909
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ghasemi Seifi
CENTRAL INDEX KEY: 0001334296
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32609
FILM NUMBER: 111084464
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Rockwood Holdings, Inc.
CENTRAL INDEX KEY: 0001315695
STANDARD INDUSTRIAL CLASSIFICATION: CHEMICALS & ALLIED PRODUCTS [2800]
IRS NUMBER: 522277366
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-514-0300
MAIL ADDRESS:
STREET 1: 100 OVERLOOK CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
4
1
a4.xml
4
X0304
4
2011-09-08
0
0001315695
Rockwood Holdings, Inc.
ROC
0001334296
Ghasemi Seifi
C/O ROCKWOOD HOLDINGS, INC.
100 OVERLOOK CENTER
PRINCETON
NJ
08540
1
1
0
0
Chairman and CEO
Common Stock, par value $0.01 per share
2011-09-08
4
M
0
300000
14.61
A
762123
D
Common Stock, par value $0.01 per share
2011-09-08
4
F
0
186213
47.89
D
575910
D
Stock Options (right to buy)
14.61
2011-09-08
4
M
0
300000
0
D
2011-11-01
Common Stock, par value $0.01 per share
300000
103861
D
Represents shares delivered to the Issuer to satisfy reporting person's exercise price and tax withholding obligations.
These time-based stock options were granted on November 1, 2001 and vested and became exercisable by the holder on grant date anniversaries as follows: 10% in year one, 10% in year two, 25% in year three, 25% in year four and 30% in year five. These time-based stock options expire on November 1, 2011.
/s/ Seifi Ghasemi
2011-09-09