0001532155-20-000187.txt : 20201113
0001532155-20-000187.hdr.sgml : 20201113
20201113160757
ACCESSION NUMBER: 0001532155-20-000187
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200930
FILED AS OF DATE: 20201113
DATE AS OF CHANGE: 20201113
EFFECTIVENESS DATE: 20201113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-19172
FILM NUMBER: 201311538
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
13F-HR
1
primary_doc.xml
13F-HR
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false
true
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0001333986
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09-30-2020
09-30-2020
Equitable Holdings, Inc.
1290 AVENUE OF THE AMERICAS
NEW YORK
NY
10104
13F HOLDINGS REPORT
028-19172
Y
All media outlets, please contact Jessica Baehr (212-314-2476) with any questions.
Anthony Bruccoleri
Lead Director, Equitable Life Insurance Company
201-743-5046
Anthony Bruccoleri
Charlotte
NC
11-13-2020
2
715
3875766
false
5
0001536185
028-14633
Equitable Investment Management Group, LLC
10
0000033179
028-20164
EQUITABLE ADVISORS, LLC
INFORMATION TABLE
2
V3InfoTable.xml
AGNC INVT CORP
COM
00123Q104
452
32489
SH
DFND
10
32489
0
0
ALPS ETF TR
ALERIAN MLP
00162Q452
1095
54828
SH
DFND
10
54828
0
0
ALPS ETF TR
SECTR DIV DOGS
00162Q858
759
20069
SH
DFND
10
20069
0
0
AT&T INC
COM
00206R102
6677
234203
SH
DFND
10
234203
0
0
ARK ETF TR
INNOVATION ETF
00214Q104
4173
45355
SH
DFND
10
45355
0
0
ARK ETF TR
GENOMIC REV ETF
00214Q302
779
12220
SH
DFND
10
12220
0
0
ARK ETF TR
NEXT GNRTN INTER
00214Q401
675
6216
SH
DFND
10
6216
0
0
ABBOTT LABS
COM
002824100
814
7481
SH
DFND
10
7481
0
0
ABBVIE INC
COM
00287Y109
2425
27689
SH
DFND
10
27689
0
0
ABSOLUTE SHS TR
WBI PWR FCTR ETF
00400R858
533
28684
SH
DFND
10
28684
0
0
ACTIVISION BLIZZARD INC
COM
00507V109
1347
16646
SH
DFND
10
16646
0
0
ADOBE SYSTEMS INCORPORATED
COM
00724F101
775
1580
SH
DFND
10
1580
0
0
ADVANCED MICRO DEVICES INC
COM
007903107
3171
38680
SH
DFND
10
38680
0
0
AGIOS PHARMACEUTICALS INC
COM
00847X104
245
7000
SH
DFND
10
7000
0
0
ALIBABA GROUP HLDG LTD
SPONSORED ADS
01609W102
1675
5698
SH
DFND
10
5698
0
0
ALLIANT ENERGY CORP
COM
018802108
210
4066
SH
DFND
10
4066
0
0
ALLSTATE CORP
COM
020002101
408
4329
SH
DFND
10
4329
0
0
ALPHABET INC
CAP STK CL C
02079K107
4923
3350
SH
DFND
10
3350
0
0
ALPHABET INC
CAP STK CL A
02079K305
9100
6209
SH
DFND
10
6209
0
0
ALTRIA GROUP INC
COM
02209S103
2891
74806
SH
DFND
10
74806
0
0
AMAZON COM INC
COM
023135106
14557
4623
SH
DFND
10
4623
0
0
AMERICA FIRST MULTIFAMILY IN
BEN UNIT CTF
02364V107
279
68923
SH
DFND
10
68923
0
0
AMERICAN AIRLS GROUP INC
COM
02376R102
126
10229
SH
DFND
10
10229
0
0
AMERICAN ELEC PWR CO INC
COM
025537101
263
3222
SH
DFND
10
3222
0
0
AMERICAN EXPRESS CO
COM
025816109
479
4783
SH
DFND
10
4783
0
0
AMERICAN TOWER CORP NEW
COM
03027X100
417
1727
SH
DFND
10
1727
0
0
AMGEN INC
COM
031162100
1758
6915
SH
DFND
10
6915
0
0
AMPLIFY ETF TR
BLACKSWAN GRWT
032108888
274
8655
SH
DFND
10
8655
0
0
ANNALY CAPITAL MANAGEMENT IN
COM
035710409
661
92857
SH
DFND
10
92857
0
0
APOLLO COML REAL EST FIN INC
COM
03762U105
134
14906
SH
DFND
10
14906
0
0
APPLE INC
COM
037833100
55756
481447
SH
DFND
10
481447
0
0
APPLIED MATLS INC
COM
038222105
603
10146
SH
DFND
10
10146
0
0
ATLANTIC UN BANKSHARES CORP
COM
04911A107
208
9730
SH
DFND
10
9730
0
0
AUTOMATIC DATA PROCESSING IN
COM
053015103
2389
17129
SH
DFND
10
17129
0
0
BP PLC
SPONSORED ADR
055622104
557
31929
SH
DFND
10
31929
0
0
BAIDU INC
SPON ADR REP A
056752108
1168
9226
SH
DFND
10
9226
0
0
BK OF AMERICA CORP
COM
060505104
2062
85575
SH
DFND
10
85575
0
0
BAOZUN INC
SPONSORED ADR
06684L103
1803
55500
SH
DFND
10
55500
0
0
BAXTER INTL INC
COM
071813109
310
3850
SH
DFND
10
3850
0
0
BERKSHIRE HATHAWAY INC DEL
CL B NEW
084670702
13718
64423
SH
DFND
10
64423
0
0
BEYOND MEAT INC
COM
08862E109
4064
24473
SH
DFND
10
24473
0
0
BIOGEN INC
COM
09062X103
300
1059
SH
DFND
10
1059
0
0
BLACKROCK INCOME TR INC
COM
09247F100
354
58000
SH
DFND
10
58000
0
0
BLACKROCK INC
COM
09247X101
1957
3472
SH
DFND
10
3472
0
0
BLACKROCK MUNI INCOME TR II
COM
09249N101
238
16000
SH
DFND
10
16000
0
0
BLACKROCK MUNIYIELD N J FD I
COM
09254Y109
146
10573
SH
DFND
10
10573
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
125
12578
SH
DFND
10
12578
0
0
BLACKSTONE GROUP INC
COM CL A
09260D107
3320
63606
SH
DFND
10
63606
0
0
BOEING CO
COM
097023105
2537
15353
SH
DFND
10
15353
0
0
BOSTON SCIENTIFIC CORP
COM
101137107
878
22970
SH
DFND
10
22970
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
4845
80359
SH
DFND
10
80359
0
0
BROADCOM INC
COM
11135F101
1481
4064
SH
DFND
10
4064
0
0
CIGNA CORP NEW
COM
125523100
617
3643
SH
DFND
10
3643
0
0
CSX CORP
COM
126408103
501
6456
SH
DFND
10
6456
0
0
CVS HEALTH CORP
COM
126650100
1380
23635
SH
DFND
10
23635
0
0
CARLYLE GROUP INC
COM
14316J108
464
18810
SH
DFND
10
18810
0
0
CASELLA WASTE SYS INC
CL A
147448104
288
5165
SH
DFND
10
5165
0
0
CATERPILLAR INC DEL
COM
149123101
905
6070
SH
DFND
10
6070
0
0
CHENIERE ENERGY PARTNERS LP
COM UNIT
16411Q101
234
7049
SH
DFND
10
7049
0
0
CHEVRON CORP NEW
COM
166764100
993
13788
SH
DFND
10
13788
0
0
CHIMERA INVT CORP
COM NEW
16934Q208
115
14006
SH
DFND
10
14006
0
0
CISCO SYS INC
COM
17275R102
1591
40396
SH
DFND
10
40396
0
0
CINTAS CORP
COM
172908105
204
614
SH
DFND
10
614
0
0
CITIGROUP INC
COM NEW
172967424
1181
27384
SH
DFND
10
27384
0
0
CLEARSIGN TECHNOLOGIES CORP
COM
185064102
38
16710
SH
DFND
10
16710
0
0
CLOROX CO DEL
COM
189054109
442
2101
SH
DFND
10
2101
0
0
CLOUDERA INC
COM
18914U100
700
64270
SH
DFND
10
64270
0
0
COCA COLA CO
COM
191216100
3210
65018
SH
DFND
10
65018
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
360
32370
SH
DFND
10
32370
0
0
COLGATE PALMOLIVE CO
COM
194162103
422
5473
SH
DFND
10
5473
0
0
COLONY CR REAL ESTATE INC
COM CL A
19625T101
71
14375
SH
DFND
10
14375
0
0
COLUMBIA ETF TR I
DIVERSIFID FXD
19761L508
3169
147324
SH
DFND
10
147324
0
0
COMCAST CORP NEW
CL A
20030N101
1223
26427
SH
DFND
10
26427
0
0
COMPASS DIVERSIFIED
SH BEN INT
20451Q104
372
19500
SH
DFND
10
19500
0
0
CONAGRA BRANDS INC
COM
205887102
2203
61703
SH
DFND
10
61703
0
0
CONSOLIDATED EDISON INC
COM
209115104
494
6345
SH
DFND
10
6345
0
0
CONSTELLATION BRANDS INC
CL A
21036P108
675
3560
SH
DFND
10
3560
0
0
CORNING INC
COM
219350105
221
6834
SH
DFND
10
6834
0
0
COSTCO WHSL CORP NEW
COM
22160K105
911
2567
SH
DFND
10
2567
0
0
CROWN HLDGS INC
COM
228368106
479
6235
SH
DFND
10
6235
0
0
CUMMINS INC
COM
231021106
258
1220
SH
DFND
10
1220
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051200
217
7076
SH
DFND
10
7076
0
0
DNP SELECT INCOME FD INC
COM
23325P104
208
20728
SH
DFND
10
20728
0
0
DTE ENERGY CO
COM
233331107
210
1824
SH
DFND
10
1824
0
0
DANAHER CORPORATION
COM
235851102
477
2216
SH
DFND
10
2216
0
0
DELTA AIR LINES INC DEL
COM NEW
247361702
617
20171
SH
DFND
10
20171
0
0
DIAGEO PLC
SPON ADR NEW
25243Q205
206
1497
SH
DFND
10
1497
0
0
DIGITAL RLTY TR INC
COM
253868103
858
5847
SH
DFND
10
5847
0
0
DIGITAL TURBINE INC
COM NEW
25400W102
327
10000
SH
DFND
10
10000
0
0
DISNEY WALT CO
COM DISNEY
254687106
3781
30474
SH
DFND
10
30474
0
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DOCUSIGN INC
COM
256163106
1065
4949
SH
DFND
10
4949
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DOLLAR GEN CORP NEW
COM
256677105
531
2532
SH
DFND
10
2532
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DOLLAR TREE INC
COM
256746108
486
5320
SH
DFND
10
5320
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DOMINION ENERGY INC
COM
25746U109
644
8157
SH
DFND
10
8157
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DOUBLELINE INCOME SOLUTIONS
COM
258622109
424
26472
SH
DFND
10
26472
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0
DOW INC
COM
260557103
745
15831
SH
DFND
10
15831
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
491
5546
SH
DFND
10
5546
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0
DUPONT DE NEMOURS INC
COM
26614N102
246
4443
SH
DFND
10
4443
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ETF SER SOLUTIONS
DEFIANCE NEXT
26922A289
241
8450
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ETF SER SOLUTIONS
US GLB JETS
26922A842
428
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ETFIS SER TR I
VIRTUS INFRCAP
26923G822
232
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ETF MANAGERS TR
PRIME MOBILE PAY
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ETF MANAGERS TR
ETFMG ALTR HRVST
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181
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10
17423
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EATON VANCE TX MGD DIV EQ IN
COM
27828N102
292
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10
26847
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EATON VANCE TX ADV GLBL DIV
COM
27828S101
179
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10
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EATON VANCE TXMGD GL BUYWR O
COM
27829C105
306
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10
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EDWARDS LIFESCIENCES CORP
COM
28176E108
2243
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SH
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10
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ENBRIDGE INC
COM
29250N105
268
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SH
DFND
10
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ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
193
35530
SH
DFND
10
35530
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
3308
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SH
DFND
10
209507
0
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EQUINIX INC
COM
29444U700
227
299
SH
DFND
10
299
0
0
ETSY INC
COM
29786A106
422
3470
SH
DFND
10
3470
0
0
EURONET WORLDWIDE INC
COM
298736109
501
5500
SH
DFND
10
5500
0
0
EXACT SCIENCES CORP
COM
30063P105
204
1999
SH
DFND
10
1999
0
0
EXXON MOBIL CORP
COM
30231G102
1734
50520
SH
DFND
10
50520
0
0
FS KKR CAPITAL CORP
COM
302635206
1497
94363
SH
DFND
10
94363
0
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FACEBOOK INC
CL A
30303M102
9380
35815
SH
DFND
10
35815
0
0
FEDEX CORP
COM
31428X106
2498
9930
SH
DFND
10
9930
0
0
FIDELITY COVINGTON TRUST
MSCI CONSM DIS
316092204
560
9034
SH
DFND
10
9034
0
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FIDELITY COVINGTON TRUST
MSCI HLTH CARE I
316092600
656
12480
SH
DFND
10
12480
0
0
FIDELITY COVINGTON TRUST
MSCI INFO TECH I
316092808
290
3146
SH
DFND
10
3146
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
476
3235
SH
DFND
10
3235
0
0
FIRST TR EXCHANGE TRADED FD
US EQTY OPPT ETF
336920103
599
6201
SH
DFND
10
6201
0
0
FIRST TR EXCHANGE-TRADED FD
CAP STRENGTH ETF
33733E104
3188
50388
SH
DFND
10
50388
0
0
FIRST TR EXCHANGE-TRADED FD
NY ARCA BIOTECH
33733E203
215
1364
SH
DFND
10
1364
0
0
FIRST TR EXCHANGE-TRADED FD
DJ INTERNT IDX
33733E302
2443
12973
SH
DFND
10
12973
0
0
FIRST TR EXCHANGE-TRADED FD
LUNT US FACTOR
33733E872
736
28982
SH
DFND
10
28982
0
0
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
5820
184985
SH
DFND
10
184985
0
0
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
233
2456
SH
DFND
10
2456
0
0
FIRST TR EXCHANGE TRADED FD
CLOUD COMPUTING
33734X192
1920
24462
SH
DFND
10
24462
0
0
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
2050
58905
SH
DFND
10
58905
0
0
FIRST TR EXCHANGE TRADED FD
INTL EQUITY OPP
33734X853
308
5427
SH
DFND
10
5427
0
0
FIRST TRUST LRGCP GWT ALPHAD
COM SHS
33735K108
221
2630
SH
DFND
10
2630
0
0
FIRST TR EXCHANGE TRADED FD
INDXX NEXTG ETF
33737K205
360
6080
SH
DFND
10
6080
0
0
FIRST TR EXCH TRD ALPHDX FD
MID CP GR ALPH
33737M102
656
12268
SH
DFND
10
12268
0
0
FIRST TR EXCHANGE-TRADED FD
NASD TECH DIV
33738R118
583
13315
SH
DFND
10
13315
0
0
FIRST TR EXCHANGE-TRADED FD
RISNG DIVD ACHIV
33738R506
3499
106899
SH
DFND
10
106899
0
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRT 5 ETF
33738R605
2314
67816
SH
DFND
10
67816
0
0
FIRST TR EXCHANGE-TRADED FD
DORSEY WRIGHT
33738R886
643
34217
SH
DFND
10
34217
0
0
FIRST TR EXCH TRADED FD III
PFD SECS INC ETF
33739E108
3310
172673
SH
DFND
10
172673
0
0
FIRST TR EXCH TRADED FD III
MANAGD MUN ETF
33739N108
2514
45218
SH
DFND
10
45218
0
0
FIRST TR EXCH TRADED FD III
INSTL PFD SECS
33739P855
258
13300
SH
DFND
10
13300
0
0
FIRST TR EXCHANGE-TRADED FD
FST LOW OPPT EFT
33739Q200
1324
25614
SH
DFND
10
25614
0
0
FIRST TR EXCHANGE-TRADED FD
FIRST TR ENH NEW
33739Q408
2090
34824
SH
DFND
10
34824
0
0
FIRST TR EXCHNG TRADED FD VI
TCW OPPORTUNIS
33740F805
659
11975
SH
DFND
10
11975
0
0
FISERV INC
COM
337738108
1661
16118
SH
DFND
10
16118
0
0
FORD MTR CO DEL
COM
345370860
487
73168
SH
DFND
10
73168
0
0
FRANKLIN TEMPLETON ETF TR
LIBERTYQ US EQT
35473P801
1904
54767
SH
DFND
10
54767
0
0
FS KKR CAP CORP II
COM
35952V303
1025
69701
SH
DFND
10
69701
0
0
GABELLI CONV & INC SECS FD I
COM
36240B109
359
66500
SH
DFND
10
66500
0
0
GENERAL DYNAMICS CORP
COM
369550108
945
6830
SH
DFND
10
6830
0
0
GENERAL ELECTRIC CO
COM
369604103
423
67922
SH
DFND
10
67922
0
0
GENERAL MLS INC
COM
370334104
462
7486
SH
DFND
10
7486
0
0
GENERAL MTRS CO
COM
37045V100
2403
81221
SH
DFND
10
81221
0
0
GILEAD SCIENCES INC
COM
375558103
2256
35704
SH
DFND
10
35704
0
0
GLAXOSMITHKLINE PLC
SPONSORED ADR
37733W105
534
14189
SH
DFND
10
14189
0
0
GLOBAL X FDS
US INFR DEV ETF
37954Y673
540
32003
SH
DFND
10
32003
0
0
GLOBAL X FDS
RBTCS ARTFL INTE
37954Y715
519
18624
SH
DFND
10
18624
0
0
GOLDMAN SACHS GROUP INC
COM
38141G104
1650
8212
SH
DFND
10
8212
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA INT
381430107
3581
127212
SH
DFND
10
127212
0
0
GOLDMAN SACHS ETF TR
ACTIVEBETA US LG
381430503
6517
95767
SH
DFND
10
95767
0
0
GOLDMAN SACHS ETF TR
ACCES TREASURY
381430529
31870
317332
SH
DFND
10
317332
0
0
GRAINGER W W INC
COM
384802104
320
898
SH
DFND
10
898
0
0
GRAPHIC PACKAGING HLDG CO
COM
388689101
483
34286
SH
DFND
10
34286
0
0
HALLIBURTON CO
COM
406216101
192
15902
SH
DFND
10
15902
0
0
HERSHEY CO
COM
427866108
769
5366
SH
DFND
10
5366
0
0
HOME DEPOT INC
COM
437076102
3649
13140
SH
DFND
10
13140
0
0
HONEYWELL INTL INC
COM
438516106
3542
21517
SH
DFND
10
21517
0
0
HOUGHTON MIFFLIN HARCOURT CO
COM
44157R109
17
10000
SH
DFND
10
10000
0
0
ILLINOIS TOOL WKS INC
COM
452308109
273
1415
SH
DFND
10
1415
0
0
IMMUNOMEDICS INC
COM
452907108
255
3000
SH
DFND
10
3000
0
0
INDEXIQ ETF TR
HEDGE MLTI ETF
45409B107
1380
44534
SH
DFND
10
44534
0
0
INDEXIQ ETF TR
HDGD FTSE INTL
45409B560
305
15350
SH
DFND
10
15350
0
0
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
1908
56730
SH
DFND
5
56730
0
0
INDEXIQ ETF TR
IQ MRGR ARB ETF
45409B800
15
433
SH
DFND
10
433
0
0
INTEL CORP
COM
458140100
2118
40904
SH
DFND
10
40904
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
887
7291
SH
DFND
10
7291
0
0
INVESCO ACTIVELY MANAGED ETF
GWT MLTI ASST
46090A408
572
40356
SH
DFND
10
40356
0
0
INVESCO ACTIVELY MANAGED ETF
S&P500 DOWNSID
46090A705
406
12320
SH
DFND
10
12320
0
0
INVESCO ACTIVELY MANAGED ETF
TOTAL RETURN
46090A804
7053
122143
SH
DFND
10
122143
0
0
INVESCO ACTIVELY MANAGED ETF
ULTRA SHRT DUR
46090A887
1974
39068
SH
DFND
10
39068
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
132325
476263
SH
DFND
10
476263
0
0
INVESCO MUN TR
COM
46131J103
156
12977
SH
DFND
10
12977
0
0
INVESCO EXCHANGE TRADED FD T
S&P 500 TOP 50
46137V233
434
1656
SH
DFND
10
1656
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 QUALITY
46137V241
16348
422862
SH
DFND
10
422862
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 PUR GWT
46137V266
1431
10105
SH
DFND
10
10105
0
0
INVESCO EXCHANGE TRADED FD T
BUYBACK ACHIEV
46137V308
1095
18198
SH
DFND
10
18198
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL HLT
46137V332
413
1755
SH
DFND
10
1755
0
0
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
1248
11540
SH
DFND
10
11540
0
0
INVESCO EXCHANGE TRADED FD T
S&P MDCP MOMNTUM
46137V464
565
8524
SH
DFND
10
8524
0
0
INVESCO EXCHANGE TRADED FD T
DIVID ACHIEVEV
46137V506
541
17871
SH
DFND
10
17871
0
0
INVESCO EXCHANGE TRADED FD T
FTSE RAFI 1000
46137V613
2685
23595
SH
DFND
10
23595
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC SOFTWARE
46137V639
482
3893
SH
DFND
10
3893
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC OIL GAS
46137V670
67
33780
SH
DFND
5
33780
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG VALU
46137V738
2859
84032
SH
DFND
10
84032
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC LRG GWTH
46137V746
1576
25456
SH
DFND
10
25456
0
0
INVESCO EXCHANGE TRADED FD T
DYNMC FOOD BEV
46137V753
656
20039
SH
DFND
10
20039
0
0
INVESCO EXCHANGE TRADED FD T
DWA HEALTHCARE
46137V852
680
5006
SH
DFND
10
5006
0
0
INVESCO EXCHANGE TRADED FD T
DWA STAPLES
46137V886
330
4353
SH
DFND
10
4353
0
0
INVESCO EXCHANGE TRADED FD T
ZACKS MID CAP
46137Y401
480
7287
SH
DFND
10
7287
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
942
72100
SH
DFND
5
72100
0
0
INVESCO DB COMMDY INDX TRCK
UNIT
46138B103
123
9416
SH
DFND
10
9416
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP HELT
46138E149
685
5187
SH
DFND
10
5187
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
110
36410
SH
DFND
5
36410
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP ENGY
46138E164
0
27
SH
DFND
10
27
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP STAP
46138E172
253
3446
SH
DFND
10
3446
0
0
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
4052
97270
SH
DFND
5
97270
0
0
INVESCO EXCH TRADED FD TR II
S&P MIDCP LOW
46138E198
3641
87406
SH
DFND
10
87406
0
0
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
5022
176460
SH
DFND
5
176460
0
0
INVESCO EXCH TRADED FD TR II
S&P INTL LOW
46138E230
79
2769
SH
DFND
10
2769
0
0
INVESCO EXCH TRADED FD TR II
S&P EMRNG MKTS
46138E297
1533
76140
SH
DFND
5
76140
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
6665
124260
SH
DFND
5
124260
0
0
INVESCO EXCH TRADED FD TR II
S&P500 LOW VOL
46138E354
38377
715451
SH
DFND
10
715451
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
703
21320
SH
DFND
5
21320
0
0
INVESCO EXCH TRADED FD TR II
S&P500 HDL VOL
46138E362
180
5454
SH
DFND
10
5454
0
0
INVESCO EXCH TRADED FD TR II
CEF INM COMPSI
46138E404
682
33675
SH
DFND
10
33675
0
0
INVESCO EXCH TRADED FD TR II
NY AMT FRE MUN
46138E529
776
30413
SH
DFND
10
30413
0
0
INVESCO EXCH TRADED FD TR II
NATL AMT MUNI
46138E537
533
20010
SH
DFND
10
20010
0
0
INVESCO EXCH TRADED FD TR II
EMRNG MKT SVRG
46138E784
510
18823
SH
DFND
10
18823
0
0
INVESCO EXCH TRADED FD TR II
CHINA TECHNLGY
46138E800
253
3655
SH
DFND
10
3655
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP LOW
46138G102
1934
58240
SH
DFND
5
58240
0
0
INVESCO EXCH TRADED FD TR II
S&P SMLCP LOW
46138G102
1114
33567
SH
DFND
10
33567
0
0
INVESCO EXCH TRADED FD TR II
S&P ULTRA DIVIDE
46138G656
7301
271610
SH
DFND
10
271610
0
0
INVESCO EXCH TRADED FD TR II
S&P 500 REVENUE
46138G698
1026
19030
SH
DFND
10
19030
0
0
INVESCO EXCH TRADED FD TR II
SOLAR ETF
46138G706
806
12447
SH
DFND
10
12447
0
0
INVESCO DB G10 CURRENCY HARV
UNIT
46139B102
1892
81020
SH
DFND
5
81020
0
0
INVESCO DB MULTI-SECTOR COMM
SILVER FD
46140H205
3462
104320
SH
DFND
5
104320
0
0
INVESCO DB MULTI-SECTOR COMM
PRECIOUS METAL
46140H502
4269
83150
SH
DFND
5
83150
0
0
INVESCO DB MULTI-SECTOR COMM
GOLD FD
46140H601
8669
156590
SH
DFND
5
156590
0
0
INVESCO DB MULTI-SECTOR COMM
BASE METALS FD
46140H700
290
19130
SH
DFND
5
19130
0
0
INVESCO DB MULTI-SECTOR COMM
BASE METALS FD
46140H700
4
297
SH
DFND
10
297
0
0
IQIYI INC
SPONSORED ADS
46267X108
425
18800
SH
DFND
10
18800
0
0
ISHARES GOLD TRUST
ISHARES
464285105
16373
910100
SH
DFND
5
910100
0
0
ISHARES GOLD TRUST
ISHARES
464285105
2243
124661
SH
DFND
10
124661
0
0
ISHARES INC
MSCI AUST ETF
464286103
1824
92515
SH
DFND
5
92515
0
0
ISHARES INC
MSCI AUST ETF
464286103
48
2444
SH
DFND
10
2444
0
0
ISHARES INC
MSCI AUSTRIA ETF
464286202
2570
175637
SH
DFND
5
175637
0
0
ISHARES INC
MSCI BELGIUM ETF
464286301
1067
62597
SH
DFND
5
62597
0
0
ISHARES INC
GLB AGRIC PR ETF
464286350
316
10990
SH
DFND
5
10990
0
0
ISHARES INC
MSCI GBL MIN VOL
464286525
4143
45077
SH
DFND
5
45077
0
0
ISHARES INC
MSCI GBL MIN VOL
464286525
2386
25964
SH
DFND
10
25964
0
0
ISHARES INC
MSCI EMERG MRKT
464286533
1677
30400
SH
DFND
5
30400
0
0
ISHARES INC
MSCI EMERG MRKT
464286533
1540
27904
SH
DFND
10
27904
0
0
ISHARES INC
MSCI EURZONE ETF
464286608
895
23598
SH
DFND
10
23598
0
0
ISHARES INC
MSCI ISRAEL ETF
464286632
1515
28900
SH
DFND
5
28900
0
0
ISHARES INC
MSCI ISRAEL ETF
464286632
48
918
SH
DFND
10
918
0
0
ISHARES INC
MSCI FRANCE ETF
464286707
2732
97767
SH
DFND
5
97767
0
0
ISHARES INC
MSCI FRANCE ETF
464286707
28
991
SH
DFND
10
991
0
0
ISHARES INC
MSCI SPAIN ETF
464286764
3495
160621
SH
DFND
5
160621
0
0
ISHARES INC
MSCI GERMANY ETF
464286806
7554
259310
SH
DFND
5
259310
0
0
ISHARES INC
MSCI GERMANY ETF
464286806
19
664
SH
DFND
10
664
0
0
ISHARES INC
MSCI NETHERL ETF
464286814
348
9993
SH
DFND
5
9993
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
392
11748
SH
DFND
5
11748
0
0
ISHARES INC
MSCI MEXICO ETF
464286822
52
1554
SH
DFND
10
1554
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
234
10677
SH
DFND
5
10677
0
0
ISHARES INC
MSCI HONG KG ETF
464286871
9
413
SH
DFND
10
413
0
0
ISHARES TR
S&P 100 ETF
464287101
888
5702
SH
DFND
5
5702
0
0
ISHARES TR
S&P 100 ETF
464287101
486
3120
SH
DFND
10
3120
0
0
ISHARES TR
MRNGSTR LG-CP GR
464287119
114769
429123
SH
DFND
5
429123
0
0
ISHARES TR
MRNGSTR LG-CP GR
464287119
305
1139
SH
DFND
10
1139
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
43730
224254
SH
DFND
5
224254
0
0
ISHARES TR
MRNGSTR LG-CP ET
464287127
1522
7806
SH
DFND
10
7806
0
0
ISHARES TR
CORE S&P TTL STK
464287150
17587
232969
SH
DFND
5
232969
0
0
ISHARES TR
CORE S&P TTL STK
464287150
9609
127293
SH
DFND
10
127293
0
0
ISHARES TR
SELECT DIVID ETF
464287168
7208
88396
SH
DFND
10
88396
0
0
ISHARES TR
TIPS BD ETF
464287176
3961
31310
SH
DFND
5
31310
0
0
ISHARES TR
TIPS BD ETF
464287176
3388
26780
SH
DFND
10
26780
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
7140
169995
SH
DFND
5
169995
0
0
ISHARES TR
CHINA LG-CAP ETF
464287184
215
5119
SH
DFND
10
5119
0
0
ISHARES TR
TRANS AVG ETF
464287192
260
1308
SH
DFND
10
1308
0
0
ISHARES TR
CORE S&P500 ETF
464287200
82441
245317
SH
DFND
5
245317
0
0
ISHARES TR
CORE S&P500 ETF
464287200
52395
155909
SH
DFND
10
155909
0
0
ISHARES TR
CORE US AGGBD ET
464287226
14591
123590
SH
DFND
5
123590
0
0
ISHARES TR
CORE US AGGBD ET
464287226
7869
66656
SH
DFND
10
66656
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
1486
33698
SH
DFND
10
33698
0
0
ISHARES TR
IBOXX INV CP ETF
464287242
11264
83620
SH
DFND
10
83620
0
0
ISHARES TR
GLOBAL TECH ETF
464287291
3003
11391
SH
DFND
10
11391
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
133922
579548
SH
DFND
5
579548
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
46104
199516
SH
DFND
10
199516
0
0
ISHARES TR
GLOB HLTHCRE ETF
464287325
345
4808
SH
DFND
10
4808
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
233
14220
SH
DFND
5
14220
0
0
ISHARES TR
GLOBAL ENERG ETF
464287341
4
251
SH
DFND
10
251
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
1020
48447
SH
DFND
5
48447
0
0
ISHARES TR
LATN AMER 40 ETF
464287390
2
112
SH
DFND
10
112
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
34977
311041
SH
DFND
5
311041
0
0
ISHARES TR
S&P 500 VAL ETF
464287408
8381
74531
SH
DFND
10
74531
0
0
ISHARES TR
20 YR TR BD ETF
464287432
2599
15918
SH
DFND
10
15918
0
0
ISHARES TR
BARCLAYS 7 10 YR
464287440
1284
10542
SH
DFND
10
10542
0
0
ISHARES TR
MSCI EAFE ETF
464287465
1614
25360
SH
DFND
5
25360
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2634
41382
SH
DFND
10
41382
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
55123
681875
SH
DFND
5
681875
0
0
ISHARES TR
RUS MDCP VAL ETF
464287473
2242
27735
SH
DFND
10
27735
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
5247
30354
SH
DFND
5
30354
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
32896
190294
SH
DFND
10
190294
0
0
ISHARES TR
RUS MID CAP ETF
464287499
667
11620
SH
DFND
5
11620
0
0
ISHARES TR
RUS MID CAP ETF
464287499
2179
37981
SH
DFND
10
37981
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
2882
15555
SH
DFND
5
15555
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
13101
70698
SH
DFND
10
70698
0
0
ISHARES TR
EXPANDED TECH
464287515
1516
4873
SH
DFND
10
4873
0
0
ISHARES TR
PHLX SEMICND ETF
464287523
479
1573
SH
DFND
10
1573
0
0
ISHARES TR
EXPND TEC SC ETF
464287549
151146
489050
SH
DFND
5
489050
0
0
ISHARES TR
EXPND TEC SC ETF
464287549
8
27
SH
DFND
10
27
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
1905
14072
SH
DFND
10
14072
0
0
ISHARES TR
COHEN STEER REIT
464287564
916
8976
SH
DFND
10
8976
0
0
ISHARES TR
U.S. CNSM SV ETF
464287580
1676
6703
SH
DFND
10
6703
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
63672
539003
SH
DFND
5
539003
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
4400
37247
SH
DFND
10
37247
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
13337
55760
SH
DFND
5
55760
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
354
1481
SH
DFND
10
1481
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
191392
882440
SH
DFND
5
882440
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
18180
83820
SH
DFND
10
83820
0
0
ISHARES TR
RUS 1000 ETF
464287622
42737
228355
SH
DFND
5
228355
0
0
ISHARES TR
RUS 1000 ETF
464287622
4140
22123
SH
DFND
10
22123
0
0
ISHARES TR
RUS 2000 VAL ETF
464287630
454
4571
SH
DFND
10
4571
0
0
ISHARES TR
RUS 2000 GRW ETF
464287648
3047
13753
SH
DFND
10
13753
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
437
2920
SH
DFND
5
2920
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
7076
47240
SH
DFND
10
47240
0
0
ISHARES TR
CORE S&P US VLU
464287663
4435
81694
SH
DFND
10
81694
0
0
ISHARES TR
CORE S&P US GWT
464287671
27
341
SH
DFND
5
341
0
0
ISHARES TR
CORE S&P US GWT
464287671
7790
97399
SH
DFND
10
97399
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
1008
5151
SH
DFND
10
5151
0
0
ISHARES TR
U.S. UTILITS ETF
464287697
573
3921
SH
DFND
10
3921
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
25397
188321
SH
DFND
5
188321
0
0
ISHARES TR
S&P MC 400VL ETF
464287705
208
1539
SH
DFND
10
1539
0
0
ISHARES TR
U.S. TECH ETF
464287721
651
2163
SH
DFND
10
2163
0
0
ISHARES TR
US INDUSTRIALS
464287754
298
1785
SH
DFND
10
1785
0
0
ISHARES TR
US HLTHCARE ETF
464287762
567
2497
SH
DFND
10
2497
0
0
ISHARES TR
U.S. FIN SVC ETF
464287770
1428
11701
SH
DFND
10
11701
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
433
27150
SH
DFND
5
27150
0
0
ISHARES TR
U.S. ENERGY ETF
464287796
50
3142
SH
DFND
10
3142
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
412
5860
SH
DFND
5
5860
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
11751
167315
SH
DFND
10
167315
0
0
ISHARES TR
U.S. CNSM GD ETF
464287812
865
5794
SH
DFND
10
5794
0
0
ISHARES TR
SP SMCP600VL ETF
464287879
1162
9490
SH
DFND
10
9490
0
0
ISHARES TR
S&P SML 600 GWT
464287887
2152
12198
SH
DFND
10
12198
0
0
ISHARES TR
MRNGSTR LG-CP VL
464288109
45277
458036
SH
DFND
5
458036
0
0
ISHARES TR
SHRT NAT MUN ETF
464288158
9161
84750
SH
DFND
10
84750
0
0
ISHARES TR
MRGSTR MD CP ETF
464288208
935
4666
SH
DFND
5
4666
0
0
ISHARES TR
MRGSTR MD CP ETF
464288208
692
3456
SH
DFND
10
3456
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
126
6800
SH
DFND
5
6800
0
0
ISHARES TR
GL CLEAN ENE ETF
464288224
129
6989
SH
DFND
10
6989
0
0
ISHARES TR
MSCI ACWI ETF
464288257
305
3817
SH
DFND
10
3817
0
0
ISHARES TR
EAFE SML CP ETF
464288273
7065
119770
SH
DFND
5
119770
0
0
ISHARES TR
EAFE SML CP ETF
464288273
12996
220317
SH
DFND
10
220317
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
9166
82660
SH
DFND
5
82660
0
0
ISHARES TR
JPMORGAN USD EMG
464288281
2452
22114
SH
DFND
10
22114
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
2926
9130
SH
DFND
5
9130
0
0
ISHARES TR
MRGSTR MD CP GRW
464288307
1115
3480
SH
DFND
10
3480
0
0
ISHARES TR
NEW YORK MUN ETF
464288323
679
11826
SH
DFND
10
11826
0
0
ISHARES TR
MRGSTR MD CP VAL
464288406
18255
139337
SH
DFND
5
139337
0
0
ISHARES TR
MRGSTR MD CP VAL
464288406
302
2304
SH
DFND
10
2304
0
0
ISHARES TR
NATIONAL MUN ETF
464288414
2949
25437
SH
DFND
10
25437
0
0
ISHARES TR
INTL DEVPPTY ETF
464288422
3942
125310
SH
DFND
5
125310
0
0
ISHARES TR
INTL SEL DIV ETF
464288448
760
30476
SH
DFND
10
30476
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
10455
124610
SH
DFND
5
124610
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
435
5182
SH
DFND
10
5182
0
0
ISHARES TR
CRE U S REIT ETF
464288521
960
21950
SH
DFND
5
21950
0
0
ISHARES TR
MSCI KLD400 SOC
464288570
930
7272
SH
DFND
10
7272
0
0
ISHARES TR
MBS ETF
464288588
5774
52301
SH
DFND
10
52301
0
0
ISHARES TR
MRGSTR SM CP GR
464288604
350
1474
SH
DFND
10
1474
0
0
ISHARES TR
ISHS 1-5YR INVS
464288646
4628
84277
SH
DFND
10
84277
0
0
ISHARES TR
3 7 YR TREAS BD
464288661
992
7424
SH
DFND
10
7424
0
0
ISHARES TR
PFD AND INCM SEC
464288687
2964
81330
SH
DFND
10
81330
0
0
ISHARES TR
GLB CNSM STP ETF
464288737
266
4809
SH
DFND
10
4809
0
0
ISHARES TR
US AER DEF ETF
464288760
2180
13761
SH
DFND
10
13761
0
0
ISHARES TR
U.S. INSRNCE ETF
464288786
279
5000
SH
DFND
10
5000
0
0
ISHARES TR
MSCI USA ESG SLC
464288802
352
2395
SH
DFND
10
2395
0
0
ISHARES TR
U.S. MED DVC ETF
464288810
14055
46908
SH
DFND
10
46908
0
0
ISHARES TR
US HLTHCR PR ETF
464288828
203
1004
SH
DFND
10
1004
0
0
ISHARES TR
US OIL GS EX ETF
464288851
1115
42160
SH
DFND
5
42160
0
0
ISHARES TR
EAFE VALUE ETF
464288877
828
20520
SH
DFND
10
20520
0
0
ISHARES TR
EAFE GRWTH ETF
464288885
5515
61355
SH
DFND
10
61355
0
0
ISHARES TR
NEW ZEALAND ETF
464289123
1088
18900
SH
DFND
5
18900
0
0
ISHARES TR
NEW ZEALAND ETF
464289123
22
375
SH
DFND
10
375
0
0
ISHARES TR
RUS TP200 VL ETF
464289420
444
8691
SH
DFND
10
8691
0
0
ISHARES TR
RUS TP200 GR ETF
464289438
1913
15761
SH
DFND
10
15761
0
0
ISHARES TR
RUS TOP 200 ETF
464289446
245
3022
SH
DFND
10
3022
0
0
ISHARES TR
CONSER ALLOC ETF
464289883
252
6783
SH
DFND
10
6783
0
0
ISHARES SILVER TR
ISHARES
46428Q109
953
44020
SH
DFND
10
44020
0
0
ISHARES TR
US TREAS BD ETF
46429B267
6861
245480
SH
DFND
10
245480
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
570
33000
SH
DFND
5
33000
0
0
ISHARES TR
MSCI INDONIA ETF
46429B309
30
1737
SH
DFND
10
1737
0
0
ISHARES TR
MSCI NORWAY ETF
46429B499
1121
54300
SH
DFND
5
54300
0
0
ISHARES TR
MSCI IRELAND ETF
46429B507
1414
35300
SH
DFND
5
35300
0
0
ISHARES TR
MSCI POLAND ETF
46429B606
198
12000
SH
DFND
5
12000
0
0
ISHARES TR
MSCI POLAND ETF
46429B606
8
509
SH
DFND
10
509
0
0
ISHARES TR
CORE HIGH DV ETF
46429B663
1760
21863
SH
DFND
10
21863
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
5018
73650
SH
DFND
5
73650
0
0
ISHARES TR
MSCI EAFE MIN VL
46429B689
4824
70806
SH
DFND
10
70806
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
6586
103350
SH
DFND
5
103350
0
0
ISHARES TR
MSCI USA MIN VOL
46429B697
46981
737193
SH
DFND
10
737193
0
0
ISHARES TR
0-5 YR TIPS ETF
46429B747
2095
20137
SH
DFND
10
20137
0
0
ISHARES U S ETF TR
SHT MAT BD ETF
46431W507
11429
228078
SH
DFND
10
228078
0
0
ISHARES U S ETF TR
SHT MAT MUN ETF
46431W838
7414
147726
SH
DFND
10
147726
0
0
ISHARES U S ETF TR
COMMOD SEL STG
46431W853
615
24630
SH
DFND
5
24630
0
0
ISHARES TR
MSCI USA QLT FCT
46432F339
18681
180071
SH
DFND
10
180071
0
0
ISHARES TR
MSCI USA VALUE
46432F388
5314
72025
SH
DFND
10
72025
0
0
ISHARES TR
MSCI USA MMENTM
46432F396
5949
40361
SH
DFND
10
40361
0
0
ISHARES TR
CORE MSCI TOTAL
46432F834
624
10692
SH
DFND
10
10692
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
34880
578640
SH
DFND
5
578640
0
0
ISHARES TR
CORE MSCI EAFE
46432F842
12865
213419
SH
DFND
10
213419
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
2545
48210
SH
DFND
5
48210
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
3652
69173
SH
DFND
10
69173
0
0
ISHARES INC
CUR HD MSCI EM
46434G509
1062
39192
SH
DFND
10
39192
0
0
ISHARES INC
MSCI EMRG CHN
46434G764
333
7198
SH
DFND
10
7198
0
0
ISHARES INC
MSCI SINGPOR ETF
46434G780
1209
64563
SH
DFND
5
64563
0
0
ISHARES INC
MSCI MLY ETF NEW
46434G814
240
9164
SH
DFND
5
9164
0
0
ISHARES INC
MSCI MLY ETF NEW
46434G814
26
1005
SH
DFND
10
1005
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
5173
87570
SH
DFND
5
87570
0
0
ISHARES INC
MSCI JPN ETF NEW
46434G822
59
1001
SH
DFND
10
1001
0
0
ISHARES INC
MSCI ITALY ETF
46434G830
7283
298724
SH
DFND
5
298724
0
0
ISHARES INC
ESG AWR MSCI EM
46434G863
3401
95494
SH
DFND
10
95494
0
0
ISHARES INC
MSCI EMERG MKT
46434G889
1422
32405
SH
DFND
10
32405
0
0
ISHARES TR
MSCI INTL MULTFT
46434V274
216
8891
SH
DFND
10
8891
0
0
ISHARES TR
MSCI USA MULTIFT
46434V282
1011
30452
SH
DFND
10
30452
0
0
ISHARES TR
MSCI GBL MULTIFC
46434V316
386
12987
SH
DFND
10
12987
0
0
ISHARES TR
0-5YR HI YL CP
46434V407
2496
56781
SH
DFND
10
56781
0
0
ISHARES TR
MSCI INTL MOMENT
46434V449
1716
50505
SH
DFND
10
50505
0
0
ISHARES TR
MSCI INTL QUALTY
46434V456
657
20962
SH
DFND
10
20962
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
8826
221818
SH
DFND
10
221818
0
0
ISHARES TR
HDG MSCI EAFE
46434V803
219
7937
SH
DFND
10
7937
0
0
ISHARES TR
CONV BD ETF
46435G102
4696
58150
SH
DFND
5
58150
0
0
ISHARES TR
CONV BD ETF
46435G102
380
4712
SH
DFND
10
4712
0
0
ISHARES TR
ESG AWRE USD ETF
46435G193
1937
69854
SH
DFND
10
69854
0
0
ISHARES TR
ESG AWRE 1 5 YR
46435G243
965
36955
SH
DFND
10
36955
0
0
ISHARES TR
FALN ANGLS USD
46435G474
366
13417
SH
DFND
10
13417
0
0
ISHARES TR
ESG AW MSCI EAFE
46435G516
721
11353
SH
DFND
10
11353
0
0
ISHARES TR
ESG AWR US AGRGT
46435U549
525
9298
SH
DFND
10
9298
0
0
ISHARES TR
ESG AWARE MSCI
46435U663
446
16819
SH
DFND
10
16819
0
0
ISHARES TR
U.S. FIXED INCME
46435U796
939
9240
SH
DFND
5
9240
0
0
ISHARES TR
BROAD USD HIGH
46435U853
691
17515
SH
DFND
10
17515
0
0
JPMORGAN CHASE & CO
COM
46625H100
7910
82166
SH
DFND
10
82166
0
0
J P MORGAN EXCHANGE-TRADED F
ULTRA SHRT INC
46641Q837
2840
55912
SH
DFND
10
55912
0
0
JD.COM INC
SPON ADR CL A
47215P106
761
9808
SH
DFND
10
9808
0
0
JETBLUE AWYS CORP
COM
477143101
113
10010
SH
DFND
10
10010
0
0
JOHN HANCOCK EXCHANGE TRADED
MULTIFACTOR MI
47804J206
495
13165
SH
DFND
10
13165
0
0
JOHNSON & JOHNSON
COM
478160104
5578
37468
SH
DFND
10
37468
0
0
KKR & CO INC
COM
48251W104
1583
46105
SH
DFND
10
46105
0
0
KIMBERLY CLARK CORP
COM
494368103
448
3036
SH
DFND
10
3036
0
0
KINDER MORGAN INC DEL
COM
49456B101
418
33908
SH
DFND
10
33908
0
0
KRAFT HEINZ CO
COM
500754106
267
8903
SH
DFND
10
8903
0
0
KRANESHARES TR
CSI CHI INTERNET
500767306
490
7188
SH
DFND
10
7188
0
0
KROGER CO
COM
501044101
225
6647
SH
DFND
10
6647
0
0
LKQ CORP
COM
501889208
596
21493
SH
DFND
10
21493
0
0
LILLY ELI & CO
COM
532457108
449
3034
SH
DFND
10
3034
0
0
LOCKHEED MARTIN CORP
COM
539830109
2467
6437
SH
DFND
10
6437
0
0
LOWES COS INC
COM
548661107
289
1744
SH
DFND
10
1744
0
0
MACYS INC
COM
55616P104
58
10097
SH
DFND
10
10097
0
0
MAIN STR CAP CORP
COM
56035L104
353
11928
SH
DFND
10
11928
0
0
MARTEN TRANS LTD
COM
573075108
1181
72343
SH
DFND
10
72343
0
0
MASTERCARD INCORPORATED
CL A
57636Q104
1828
5407
SH
DFND
10
5407
0
0
MATCH GROUP INC NEW
COM
57667L107
438
3961
SH
DFND
10
3961
0
0
MCDONALDS CORP
COM
580135101
1209
5506
SH
DFND
10
5506
0
0
MERCK & CO. INC
COM
58933Y105
1694
20416
SH
DFND
10
20416
0
0
METLIFE INC
COM
59156R108
230
6190
SH
DFND
10
6190
0
0
MICROSOFT CORP
COM
594918104
23587
112142
SH
DFND
10
112142
0
0
MICRON TECHNOLOGY INC
COM
595112103
757
16114
SH
DFND
10
16114
0
0
MONDELEZ INTL INC
CL A
609207105
433
7535
SH
DFND
10
7535
0
0
MONEYGRAM INTL INC
COM NEW
60935Y208
99
35000
SH
DFND
10
35000
0
0
MONGODB INC
CL A
60937P106
213
919
SH
DFND
10
919
0
0
NAUTILUS INC
COM
63910B102
172
10000
SH
DFND
10
10000
0
0
NETFLIX INC
COM
64110L106
984
1968
SH
DFND
10
1968
0
0
NEXTERA ENERGY INC
COM
65339F101
967
3483
SH
DFND
10
3483
0
0
NIKE INC
CL B
654106103
2003
15956
SH
DFND
10
15956
0
0
NORFOLK SOUTHN CORP
COM
655844108
278
1298
SH
DFND
10
1298
0
0
NORTHROP GRUMMAN CORP
COM
666807102
495
1569
SH
DFND
10
1569
0
0
NUANCE COMMUNICATIONS INC
COM
67020Y100
1187
35751
SH
DFND
10
35751
0
0
NVIDIA CORPORATION
COM
67066G104
8596
15883
SH
DFND
10
15883
0
0
NUVEEN NASDAQ 100 DYNAMIC OV
COM SHS
670699107
245
10072
SH
DFND
10
10072
0
0
NUVEEN S&P 500 BUY-WRITE INC
COM
6706ER101
121
10737
SH
DFND
10
10737
0
0
NUVEEN MUN VALUE FD INC
COM
670928100
1065
99923
SH
DFND
10
99923
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
144
10715
SH
DFND
10
10715
0
0
OSI ETF TR
OSHARES US QUALT
67110P407
4493
123924
SH
DFND
10
123924
0
0
OCCIDENTAL PETE CORP
COM
674599105
186
18631
SH
DFND
10
18631
0
0
OMEGA HEALTHCARE INVS INC
COM
681936100
379
12645
SH
DFND
10
12645
0
0
ORACLE CORP
COM
68389X105
303
5081
SH
DFND
10
5081
0
0
PNC FINL SVCS GROUP INC
COM
693475105
464
4225
SH
DFND
10
4225
0
0
PPL CORP
COM
69351T106
2116
77762
SH
DFND
10
77762
0
0
PACER FDS TR
TRENDP US LAR CP
69374H105
709
24016
SH
DFND
10
24016
0
0
PACER FDS TR
BNCHMRK INFRA
69374H741
642
18167
SH
DFND
10
18167
0
0
PAYPAL HLDGS INC
COM
70450Y103
6519
33084
SH
DFND
10
33084
0
0
PEPSICO INC
COM
713448108
2769
19979
SH
DFND
10
19979
0
0
PFIZER INC
COM
717081103
3519
95896
SH
DFND
10
95896
0
0
PHILIP MORRIS INTL INC
COM
718172109
840
11207
SH
DFND
10
11207
0
0
PIMCO CALIF MUN INCOME FD II
COM
72200M108
93
10000
SH
DFND
10
10000
0
0
PIMCO ETF TR
ACTIVE BD ETF
72201R775
2071
18416
SH
DFND
10
18416
0
0
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
2594
25444
SH
DFND
10
25444
0
0
PROCTER AND GAMBLE CO
COM
742718109
3418
24594
SH
DFND
10
24594
0
0
PROGRESSIVE CORP
COM
743315103
2575
27197
SH
DFND
10
27197
0
0
PROSHARES TR
LONG ONLINE SHRT
74347B375
936
11110
SH
DFND
5
11110
0
0
PROSHARES TR
LONG ONLINE SHRT
74347B375
46
550
SH
DFND
10
550
0
0
PROSHARES TR
SP500 EX ENRGY
74347B581
2011
27384
SH
DFND
10
27384
0
0
PROSHARES TR
RUSS 2000 DIVD
74347B698
2389
50673
SH
DFND
10
50673
0
0
PROPETRO HLDG CORP
COM
74347M108
50
12347
SH
DFND
10
12347
0
0
PROSHARES TR
HD REPLICATION
74347X294
1901
41510
SH
DFND
5
41510
0
0
PROSHARES TR
RAFI LG SHT FD
74347X310
927
31210
SH
DFND
5
31210
0
0
PROSHARES TR
S&P 500 DV ARIST
74348A467
7739
107256
SH
DFND
10
107256
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
770
14017
SH
DFND
10
14017
0
0
QUALCOMM INC
COM
747525103
831
7063
SH
DFND
10
7063
0
0
RAYTHEON TECHNOLOGIES CORP
COM
75513E101
558
9689
SH
DFND
10
9689
0
0
REALTY INCOME CORP
COM
756109104
835
13748
SH
DFND
10
13748
0
0
ROKU INC
COM CL A
77543R102
2015
10675
SH
DFND
10
10675
0
0
ROPER TECHNOLOGIES INC
COM
776696106
606
1533
SH
DFND
10
1533
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
23588
70434
SH
DFND
10
70434
0
0
SPDR GOLD TR
GOLD SHS
78463V107
13918
78581
SH
DFND
10
78581
0
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
1474
13229
SH
DFND
5
13229
0
0
SPDR INDEX SHS FDS
ASIA PACIF ETF
78463X301
11
100
SH
DFND
10
100
0
0
SPDR INDEX SHS FDS
MSCI EAFE STRTGC
78463X434
282
4559
SH
DFND
10
4559
0
0
SPDR INDEX SHS FDS
PORTFOLIO EMG MK
78463X509
395
10808
SH
DFND
10
10808
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
2234
50345
SH
DFND
5
50345
0
0
SPDR INDEX SHS FDS
S&P EMKTSC ETF
78463X756
9
195
SH
DFND
10
195
0
0
SPDR INDEX SHS FDS
MSCI ACWI EXUS
78463X848
217
9009
SH
DFND
10
9009
0
0
SPDR INDEX SHS FDS
S&P INTL SMLCP
78463X871
442
14563
SH
DFND
10
14563
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
10611
362642
SH
DFND
5
362642
0
0
SPDR INDEX SHS FDS
PORTFOLIO DEVLPD
78463X889
19
648
SH
DFND
10
648
0
0
SPDR SER TR
S&P 600 SMCP GRW
78464A201
1797
30434
SH
DFND
10
30434
0
0
SPDR SER TR
WELLS FG PFD ETF
78464A292
323
7429
SH
DFND
10
7429
0
0
SPDR SER TR
S&P 600 SMCP VAL
78464A300
11237
224346
SH
DFND
10
224346
0
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
6744
97890
SH
DFND
5
97890
0
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
569
8266
SH
DFND
10
8266
0
0
SPDR SER TR
BLOMBRG BRC EMRG
78464A391
386
14700
SH
DFND
10
14700
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
7086
141400
SH
DFND
5
141400
0
0
SPDR SER TR
PRTFLO S&P500 GW
78464A409
18007
359346
SH
DFND
10
359346
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
4862
161000
SH
DFND
5
161000
0
0
SPDR SER TR
PRTFLO S&P500 VL
78464A508
29897
989972
SH
DFND
10
989972
0
0
SPDR SER TR
HLTH CR EQUIP
78464A581
440
4522
SH
DFND
10
4522
0
0
SPDR SER TR
AEROSPACE DEF
78464A631
580
6645
SH
DFND
10
6645
0
0
SPDR SER TR
PORTFLI TIPS ETF
78464A656
503
16302
SH
DFND
10
16302
0
0
SPDR SER TR
PORTFLI INTRMDIT
78464A672
948
28515
SH
DFND
10
28515
0
0
SPDR SER TR
S&P METALS MNG
78464A755
411
17704
SH
DFND
10
17704
0
0
SPDR SER TR
S&P DIVID ETF
78464A763
4803
51985
SH
DFND
10
51985
0
0
SPDR SER TR
S&P BK ETF
78464A797
278
9440
SH
DFND
10
9440
0
0
SPDR SER TR
PORTFOLI S&P1500
78464A805
2759
67464
SH
DFND
10
67464
0
0
SPDR SER TR
S&P 600 SML CAP
78464A813
517
8489
SH
DFND
10
8489
0
0
SPDR SER TR
S&P 400 MDCP GRW
78464A821
1325
23089
SH
DFND
10
23089
0
0
SPDR SER TR
S&P 400 MDCP VAL
78464A839
2321
53488
SH
DFND
5
53488
0
0
SPDR SER TR
S&P 400 MDCP VAL
78464A839
102
2362
SH
DFND
10
2362
0
0
SPDR SER TR
PORTFOLIO S&P400
78464A847
1146
35127
SH
DFND
10
35127
0
0
SPDR SER TR
PORTFOLIO S&P500
78464A854
2681
68138
SH
DFND
10
68138
0
0
SPDR SER TR
S&P BIOTECH
78464A870
4753
42655
SH
DFND
10
42655
0
0
SSGA ACTIVE ETF TR
SPDR TR TACTIC
78467V848
442
8965
SH
DFND
10
8965
0
0
SPDR DOW JONES INDL AVERAGE
UT SER 1
78467X109
2268
8173
SH
DFND
10
8173
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
3754
11078
SH
DFND
10
11078
0
0
SPDR SER TR
PORTFOLIO SH TSR
78468R101
1170
38103
SH
DFND
10
38103
0
0
SPDR SER TR
BLOOMBERG SRT TR
78468R408
251
9714
SH
DFND
10
9714
0
0
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
11293
108306
SH
DFND
5
108306
0
0
SPDR SER TR
BLOOMBERG BRCLYS
78468R622
179
1721
SH
DFND
10
1721
0
0
SPDR SER TR
NUVEEN BLMBRG SR
78468R739
1365
27374
SH
DFND
10
27374
0
0
SPDR SER TR
RUSSELL LOW VOL
78468R754
287
3690
SH
DFND
10
3690
0
0
SPDR SER TR
SSGA US LRG ETF
78468R804
695
6410
SH
DFND
5
6410
0
0
SPDR SER TR
SSGA US LRG ETF
78468R804
53
487
SH
DFND
10
487
0
0
SPDR SER TR
SSGA US SMAL ETF
78468R887
1821
24030
SH
DFND
5
24030
0
0
SALESFORCE COM INC
COM
79466L302
874
3477
SH
DFND
10
3477
0
0
SAP SE
SPON ADR
803054204
232
1487
SH
DFND
10
1487
0
0
HENRY SCHEIN INC
COM
806407102
500
8500
SH
DFND
10
8500
0
0
SCHLUMBERGER LTD
COM
806857108
247
15854
SH
DFND
10
15854
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
208
2609
SH
DFND
10
2609
0
0
SCHWAB STRATEGIC TR
US LCAP GR ETF
808524300
593
5150
SH
DFND
10
5150
0
0
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
1933
34844
SH
DFND
10
34844
0
0
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
282
4125
SH
DFND
10
4125
0
0
SCHWAB STRATEGIC TR
EMRG MKTEQ ETF
808524706
792
29593
SH
DFND
10
29593
0
0
SCHWAB STRATEGIC TR
SCHWB FDT INT LG
808524755
1765
71836
SH
DFND
10
71836
0
0
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
1422
25708
SH
DFND
10
25708
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
2836
50563
SH
DFND
10
50563
0
0
SCHWAB STRATEGIC TR
SHT TM US TRES
808524862
461
8961
SH
DFND
10
8961
0
0
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
297
9135
SH
DFND
10
9135
0
0
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
445
6999
SH
DFND
10
6999
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
3776
35801
SH
DFND
10
35801
0
0
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2711
42294
SH
DFND
10
42294
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
5742
39066
SH
DFND
10
39066
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
748
24970
SH
DFND
5
24970
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
798
26634
SH
DFND
10
26634
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
3933
163414
SH
DFND
10
163414
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
2134
27719
SH
DFND
10
27719
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
150170
1286800
SH
DFND
5
1286800
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
8074
69186
SH
DFND
10
69186
0
0
SELECT SECTOR SPDR TR
COMMUNICATION
81369Y852
480
8080
SH
DFND
10
8080
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
2154
36273
SH
DFND
10
36273
0
0
SELLAS LIFE SCIENCES GROUP I
COM NEW
81642T209
160
60300
SH
DFND
10
60300
0
0
SIRIUS XM HOLDINGS INC
COM
82968B103
1933
360675
SH
DFND
10
360675
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
551
20575
SH
DFND
10
20575
0
0
SLACK TECHNOLOGIES INC
COM CL A
83088V102
625
23271
SH
DFND
10
23271
0
0
SOUTHERN CO
COM
842587107
388
7152
SH
DFND
10
7152
0
0
SOUTHWEST AIRLS CO
COM
844741108
242
6441
SH
DFND
10
6441
0
0
SPROTT PHYSICAL GOLD TR
UNIT
85207H104
1315
87362
SH
DFND
10
87362
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
198
23987
SH
DFND
10
23987
0
0
SQUARE INC
CL A
852234103
3739
23001
SH
DFND
10
23001
0
0
STARBUCKS CORP
COM
855244109
3046
35453
SH
DFND
10
35453
0
0
TARGET CORP
COM
87612E106
1047
6648
SH
DFND
10
6648
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
522
25296
SH
DFND
10
25296
0
0
TELADOC HEALTH INC
COM
87918A105
713
3253
SH
DFND
10
3253
0
0
TERADYNE INC
COM
880770102
690
8680
SH
DFND
10
8680
0
0
TESLA INC
COM
88160R101
6380
14872
SH
DFND
10
14872
0
0
TEXAS INSTRS INC
COM
882508104
2937
20570
SH
DFND
10
20570
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
655
1484
SH
DFND
10
1484
0
0
3M CO
COM
88579Y101
2166
13524
SH
DFND
10
13524
0
0
TONIX PHARMACEUTICALS HLDG C
COM
890260706
17
20000
SH
DFND
10
20000
0
0
TOTAL SE
SPONSORED ADS
89151E109
960
27983
SH
DFND
10
27983
0
0
TRUIST FINL CORP
COM
89832Q109
419
11022
SH
DFND
10
11022
0
0
TURQUOISE HILL RES LTD
COM
900435108
36
42500
SH
DFND
10
42500
0
0
TWILIO INC
CL A
90138F102
457
1849
SH
DFND
10
1849
0
0
UBER TECHNOLOGIES INC
COM
90353T100
230
6311
SH
DFND
10
6311
0
0
UNION PAC CORP
COM
907818108
1139
5788
SH
DFND
10
5788
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
1014
6088
SH
DFND
10
6088
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
2482
7961
SH
DFND
10
7961
0
0
VANECK VECTORS ETF TR
GOLD MINERS ETF
92189F106
1035
26438
SH
DFND
10
26438
0
0
VANECK VECTORS ETF TR
MORNINGSTAR WIDE
92189F643
917
16796
SH
DFND
10
16796
0
0
VANECK VECTORS ETF TR
SEMICONDUCTOR ET
92189F676
327
1878
SH
DFND
10
1878
0
0
VANECK VECTORS ETF TR
RETAIL ETF
92189F684
1105
7424
SH
DFND
10
7424
0
0
VANECK VECTORS ETF TR
JR GOLD MINERS E
92189F791
451
8154
SH
DFND
10
8154
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
36505
283729
SH
DFND
10
283729
0
0
VANGUARD STAR FDS
VG TL INTL STK F
921909768
3710
71112
SH
DFND
10
71112
0
0
VANGUARD WORLD FD
MEGA GRWTH IND
921910816
250
1346
SH
DFND
10
1346
0
0
VANGUARD ADMIRAL FDS INC
500 GRTH IDX F
921932505
12205
58559
SH
DFND
10
58559
0
0
VANGUARD ADMIRAL FDS INC
MIDCP 400 GRTH
921932869
496
3327
SH
DFND
10
3327
0
0
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
2042
21840
SH
DFND
10
21840
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
1043
12560
SH
DFND
5
12560
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
2616
31501
SH
DFND
10
31501
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
35
392
SH
DFND
5
392
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
31150
353089
SH
DFND
10
353089
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
7808
190900
SH
DFND
5
190900
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
2510
61365
SH
DFND
10
61365
0
0
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
19436
240157
SH
DFND
10
240157
0
0
VANGUARD WHITEHALL FDS
INTL DVD ETF
921946810
1828
25383
SH
DFND
10
25383
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
961
18830
SH
DFND
5
18830
0
0
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
771
15111
SH
DFND
10
15111
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
822
14120
SH
DFND
5
14120
0
0
VANGUARD CHARLOTTE FDS
INTL BD IDX ETF
92203J407
515
8847
SH
DFND
10
8847
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
927
19080
SH
DFND
5
19080
0
0
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
104
2142
SH
DFND
10
2142
0
0
VANGUARD INTL EQUITY INDEX F
FTSE SMCAP ETF
922042718
313
2976
SH
DFND
10
2976
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
364
7217
SH
DFND
10
7217
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
6671
154282
SH
DFND
5
154282
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
20336
470313
SH
DFND
10
470313
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
7533
110700
SH
DFND
5
110700
0
0
VANGUARD INTL EQUITY INDEX F
FTSE PACIFIC ETF
922042866
145
2137
SH
DFND
10
2137
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
27735
529000
SH
DFND
5
529000
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
299
5706
SH
DFND
10
5706
0
0
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
312
1331
SH
DFND
10
1331
0
0
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
508
3111
SH
DFND
10
3111
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
481
11940
SH
DFND
5
11940
0
0
VANGUARD WORLD FDS
ENERGY ETF
92204A306
41
1025
SH
DFND
10
1025
0
0
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
576
9843
SH
DFND
10
9843
0
0
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
6972
34175
SH
DFND
10
34175
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
152704
490300
SH
DFND
5
490300
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
11858
38073
SH
DFND
10
38073
0
0
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
266
1976
SH
DFND
10
1976
0
0
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
215
1667
SH
DFND
10
1667
0
0
VANGUARD SCOTTSDALE FDS
SHORT TERM TREAS
92206C102
305
4907
SH
DFND
10
4907
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
2626
31695
SH
DFND
10
31695
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS2000GRW
92206C623
1417
8783
SH
DFND
10
8783
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000GRW
92206C680
13474
60448
SH
DFND
10
60448
0
0
VANGUARD SCOTTSDALE FDS
INTER TERM TREAS
92206C706
220
3123
SH
DFND
10
3123
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
23678
228200
SH
DFND
5
228200
0
0
VANGUARD SCOTTSDALE FDS
VNG RUS1000VAL
92206C714
114
1095
SH
DFND
10
1095
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
1278
23544
SH
DFND
10
23544
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
15269
159384
SH
DFND
5
159384
0
0
VANGUARD SCOTTSDALE FDS
INT-TERM CORP
92206C870
2326
24280
SH
DFND
10
24280
0
0
VENTAS INC
COM
92276F100
500
11919
SH
DFND
10
11919
0
0
VANGUARD MUN BD FDS
TAX EXEMPT BD
922907746
628
11530
SH
DFND
10
11530
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
6990
22720
SH
DFND
5
22720
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
52673
171210
SH
DFND
10
171210
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
26468
261100
SH
DFND
5
261100
0
0
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
8660
85434
SH
DFND
10
85434
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
7278
40400
SH
DFND
5
40400
0
0
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
13073
72571
SH
DFND
10
72571
0
0
VANGUARD INDEX FDS
REAL ESTATE ETF
922908553
5740
72691
SH
DFND
10
72691
0
0
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1527
7106
SH
DFND
10
7106
0
0
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
8197
74094
SH
DFND
10
74094
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
27218
154418
SH
DFND
10
154418
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
33798
216047
SH
DFND
5
216047
0
0
VANGUARD INDEX FDS
LARGE CAP ETF
922908637
12399
79260
SH
DFND
10
79260
0
0
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
368
2836
SH
DFND
10
2836
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
104134
457512
SH
DFND
5
457512
0
0
VANGUARD INDEX FDS
GROWTH ETF
922908736
44456
195318
SH
DFND
10
195318
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
41888
400801
SH
DFND
5
400801
0
0
VANGUARD INDEX FDS
VALUE ETF
922908744
44878
429411
SH
DFND
10
429411
0
0
VANGUARD INDEX FDS
SMALL CP ETF
922908751
19717
128197
SH
DFND
10
128197
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
23198
136210
SH
DFND
10
136210
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
6498
109234
SH
DFND
10
109234
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
487
1791
SH
DFND
10
1791
0
0
VIACOMCBS INC
CL B
92556H206
247
8828
SH
DFND
10
8828
0
0
VISA INC
COM CL A
92826C839
4058
20293
SH
DFND
10
20293
0
0
WP CAREY INC
COM
92936U109
710
10891
SH
DFND
10
10891
0
0
WEC ENERGY GROUP INC
COM
92939U106
444
4582
SH
DFND
10
4582
0
0
WALMART INC
COM
931142103
1317
9413
SH
DFND
10
9413
0
0
WELLS FARGO CO NEW
COM
949746101
766
32567
SH
DFND
10
32567
0
0
WESTERN UN CO
COM
959802109
214
10000
SH
DFND
10
10000
0
0
WISDOMTREE TR
US TOTAL DIVIDND
97717W109
201
2136
SH
DFND
10
2136
0
0
WISDOMTREE TR
FUTRE STRAT FD
97717W125
1877
53620
SH
DFND
5
53620
0
0
WISDOMTREE TR
US HIGH DIVIDEND
97717W208
216
3450
SH
DFND
10
3450
0
0
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
302
7300
SH
DFND
10
7300
0
0
WISDOMTREE TR
US LARGECAP DIVD
97717W307
1574
16225
SH
DFND
10
16225
0
0
WISDOMTREE TR
EMER MKT HIGH FD
97717W315
776
22028
SH
DFND
10
22028
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
2149
74302
SH
DFND
10
74302
0
0
WISDOMTREE TR
US MIDCAP FUND
97717W570
336
9830
SH
DFND
10
9830
0
0
WISDOMTREE TR
INTL EQUITY FD
97717W703
236
5185
SH
DFND
10
5185
0
0
WISDOMTREE TR
YIELD ENHANCD US
97717X511
19810
368078
SH
DFND
10
368078
0
0
WISDOMTREE TR
EM EX ST-OWNED
97717X578
387
11503
SH
DFND
10
11503
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
6988
140971
SH
DFND
10
140971
0
0
ZOETIS INC
CL A
98978V103
492
2977
SH
DFND
10
2977
0
0
ZOOM VIDEO COMMUNICATIONS IN
CL A
98980L101
318
677
SH
DFND
10
677
0
0
AON PLC
SHS CL A
G0403H108
272
1317
SH
DFND
10
1317
0
0
INVESCO LTD
SHS
G491BT108
564
49433
SH
DFND
10
49433
0
0
JOHNSON CTLS INTL PLC
SHS
G51502105
326
7985
SH
DFND
10
7985
0
0
MEDTRONIC PLC
SHS
G5960L103
354
3411
SH
DFND
10
3411
0
0
TRITON INTL LTD
CL A
G9078F107
316
7775
SH
DFND
10
7775
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
N53745100
343
4864
SH
DFND
10
4864
0
0
ATLAS CORP
SHS
Y0436Q109
4380
489879
SH
DFND
10
489879
0
0
ISHARES TR
ESG AWR MSCI USA
46435G425
9556
125390
SH
DFND
10
125390
0
0
PRINCIPAL EXCHANGE-TRADED FD
PRCPL MIL INDX
74255Y508
243
4991
SH
DFND
10
4991
0
0
FIRST TR EXCHANGE-TRADED FD
INDXX INOVTV ETF
33741X201
260
8310
SH
DFND
10
8310
0
0
NUSHARES ETF TR
NUVEEN ESG LRGCP
67092P201
713
14015
SH
DFND
10
14015
0
0
NUSHARES ETF TR
NUVEEN ESG LRGVL
67092P300
210
7235
SH
DFND
10
7235
0
0
SPDR SER TR
MSCI USA STRTGIC
78468R812
932
9850
SH
DFND
5
9850
0
0