Lead Director, AXA Equitable Life Insurance Company

0001532155-20-000116.txt : 20200218 0001532155-20-000116.hdr.sgml : 20200218 20200218151626 ACCESSION NUMBER: 0001532155-20-000116 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200218 DATE AS OF CHANGE: 20200218 EFFECTIVENESS DATE: 20200218 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Equitable Holdings, Inc. CENTRAL INDEX KEY: 0001333986 STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411] IRS NUMBER: 585512450 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19172 FILM NUMBER: 20624900 BUSINESS ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 BUSINESS PHONE: (212) 554-1234 MAIL ADDRESS: STREET 1: 1290 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10104 FORMER COMPANY: FORMER CONFORMED NAME: AXA Equitable Holdings, Inc. DATE OF NAME CHANGE: 20171107 FORMER COMPANY: FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC. DATE OF NAME CHANGE: 20050722 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001333986 XXXXXXXX 12-31-2019 12-31-2019 Equitable Holdings, Inc.

1290 AVENUE OF THE AMERICAS NEW YORK NY 10104

13F HOLDINGS REPORT 028-19172 N Anthony Bruccoleri Lead Director, AXA Equitable Life Insurance Company 201-743-5046 Anthony Bruccoleri Charlotte NC 02-18-2020 2 646 19181017 false 2 0001536185 AXA Equitable Funds Management Group, LLC 3 0001132307 AXA ADVISORS LLC INFORMATION TABLE 2 v8.xml INDEXIQ ETF TR IQ MRGR ARB ETF 45409B800 2248 67710 SH DFND 5 67710 0 0 INVESCO EXCHANGE TRADED FD T S&P500 BUY WRT 46137V399 1490 69170 SH DFND 5 69170 0 0 INVESCO EXCHANGE TRADED FD T DYNMC OIL GAS 46137V670 134 24040 SH DFND 5 24040 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP ENGY 46138E164 233 31310 SH DFND 5 31310 0 0 INVESCO EXCHNG TRADED FD TR S&P EMRNG MKTS 46138E297 1724 71840 SH DFND 5 71840 0 0 INVESCO DB G10 CURRENCY HRVS UNIT 46139B102 3561 146470 SH DFND 5 146470 0 0 INVESCO DB MLTI SECTR CMMTY SILVER FD 46140H205 2937 114600 SH DFND 5 114600 0 0 INVESCO DB MLTI SECTR CMMTY PRECIOUS METAL 46140H502 2551 61310 SH DFND 5 61310 0 0 INVESCO DB MLTI SECTR CMMTY GOLD FD 46140H601 7505 165825 SH DFND 5 165825 0 0 INVESCO DB MLTI SECTR CMMTY BASE METALS FD 46140H700 704 47090 SH DFND 5 47090 0 0 ISHARES INC MSCI AUST ETF 464286103 2095 92515 SH DFND 5 92515 0 0 ISHARES INC MSCI AUSTRIA ETF 464286202 2499 120137 SH DFND 5 120137 0 0 ISHARES INC MSCI BELGIUM ETF 464286301 1398 69997 SH DFND 5 69997 0 0 ISHARES INC GLB AGRIC PR ETF 464286350 375 12970 SH DFND 5 12970 0 0 ISHARES INC MSCI ISRAEL ETF 464286632 1657 28900 SH DFND 5 28900 0 0 ISHARES INC MSCI FRANCE ETF 464286707 2433 74367 SH DFND 5 74367 0 0 ISHARES INC MSCI SPAIN ETF 464286764 3540 122421 SH DFND 5 122421 0 0 ISHARES INC MSCI GERMANY ETF 464286806 9608 326810 SH DFND 5 326810 0 0 ISHARES INC MSCI NETHERL ETF 464286814 338 9993 SH DFND 5 9993 0 0 ISHARES INC MSCI MEXICO ETF 464286822 529 11748 SH DFND 5 11748 0 0 ISHARES INC MSCI HONG KG ETF 464286871 260 10677 SH DFND 5 10677 0 0 ISHARES TR MRNGSTR LG-CP GR 464287119 121446 578423 SH DFND 5 578423 0 0 ISHARES TR GLOBAL ENERG ETF 464287341 418 13570 SH DFND 5 13570 0 0 ISHARES TR NORTH AMERN NAT 464287374 274 9100 SH DFND 5 9100 0 0 ISHARES TR LATN AMER 40 ETF 464287390 1055 31047 SH DFND 5 31047 0 0 ISHARES TR EXPND TEC SC ETF 464287549 86920 358950 SH DFND 5 358950 0 0 ISHARES TR MRNGSTR LG-CP VL 464288109 43142 368136 SH DFND 5 368136 0 0 ISHARES TR INTL TREA BD ETF 464288117 333 6630 SH DFND 5 6630 0 0 ISHARES TR GL CLEAN ENE ETF 464288224 184 15620 SH DFND 5 15620 0 0 ISHARES TR MRGSTR MD CP VAL 464288406 22477 133237 SH DFND 5 133237 0 0 ISHARES TR INTL DEVPPTY ETF 464288422 3386 87380 SH DFND 5 87380 0 0 ISHARES TR CRE U S REIT ETF 464288521 1132 20740 SH DFND 5 20740 0 0 ISHARES TR US OIL GS EX ETF 464288851 3152 56760 SH DFND 5 56760 0 0 ISHARES TR MICRO-CAP ETF 464288869 366 3680 SH DFND 5 3680 0 0 ISHARES TR NEW ZEALAND ETF 464289123 1161 20100 SH DFND 5 20100 0 0 ISHARES TR MSCI INDONIA ETF 46429B309 275 10700 SH DFND 5 10700 0 0 ISHARES TR MSCI NORWAY ETF 46429B499 1366 54300 SH DFND 5 54300 0 0 ISHARES TR MSCI IRELAND ETF 46429B507 1711 36900 SH DFND 5 36900 0 0 ISHARES TR MSCI POLAND ETF 46429B606 253 12000 SH DFND 5 12000 0 0 ISHARES US ETF TR COMMOD SEL STG 46431W853 755 22950 SH DFND 5 22950 0 0 ISHARES INC MSCI SINGPOR ETF 46434G780 1559 64563 SH DFND 5 64563 0 0 ISHARES INC MSCI MLY ETF NEW 46434G814 261 9164 SH DFND 5 9164 0 0 ISHARES INC MSCI JPN ETF NEW 46434G822 6651 112270 SH DFND 5 112270 0 0 ISHARES INC MSCI ITALY ETF 46434G830 8081 273924 SH DFND 5 273924 0 0 ISHARES TR CONV BD ETF 46435G102 300 4790 SH DFND 5 4790 0 0 JP MORGAN EXCHANGE TRADED FD DIVERSIFIED ET 46641Q803 2147 90840 SH DFND 5 90840 0 0 JP MORGAN EXCHANGE TRADED FD LONG SHORT ETF 46641Q811 1044 47560 SH DFND 5 47560 0 0 PROSHARES TR HD REPLICATION 74347X294 2211 47380 SH DFND 5 47380 0 0 PROSHARES TR RAFI LG SHT FD 74347X310 1078 31210 SH DFND 5 31210 0 0 SPDR INDEX SHS FDS ASIA PACIF ETF 78463X301 3419 33069 SH DFND 5 33069 0 0 SPDR INDEX SHS FDS S&P EMKTSC ETF 78463X756 1676 36395 SH DFND 5 36395 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 12480 398100 SH DFND 5 398100 0 0 SPDR SERIES TRUST OILGAS EQUIP 78464A748 135 16660 SH DFND 5 16660 0 0 SPDR SERIES TRUST S&P 400 MDCP VAL 78464A839 2530 46188 SH DFND 5 46188 0 0 SPDR SERIES TRUST SSGA US SMAL ETF 78468R887 1959 19570 SH DFND 5 19570 0 0 VANGUARD INTL EQUITY INDEX F GLB EX US ETF 922042676 1059 17930 SH DFND 5 17930 0 0 VANGUARD WORLD FDS ENERGY ETF 92204A306 856 10510 SH DFND 5 10510 0 0 WISDOMTREE TR FUTRE STRAT FD 97717W125 2199 59300 SH DFND 5 59300 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 1930 121010 SH DFND 5 121010 0 0 INVESCO DB COMMDY INDX TRCK UNIT 46138B103 390 24457 SH DFND 10 24457 0 0 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 4209 78220 SH DFND 5 78220 0 0 INVESCO EXCHNG TRADED FD TR S&P MIDCP LOW 46138E198 5955 110674 SH DFND 10 110674 0 0 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 5096 149350 SH DFND 5 149350 0 0 INVESCO EXCHNG TRADED FD TR S&P INTL LOW 46138E230 240 7026 SH DFND 10 7026 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 6471 110920 SH DFND 5 110920 0 0 INVESCO EXCHNG TRADED FD TR S&P500 LOW VOL 46138E354 36881 632180 SH DFND 10 632180 0 0 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 911 20700 SH DFND 5 20700 0 0 INVESCO EXCHNG TRADED FD TR S&P500 HDL VOL 46138E362 917 20831 SH DFND 10 20831 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1931 37960 SH DFND 5 37960 0 0 INVESCO EXCHNG TRADED FD TR S&P SMLCP LOW 46138G102 1761 34606 SH DFND 10 34606 0 0 ISHARES GOLD TRUST ISHARES 464285105 13196 910100 SH DFND 5 910100 0 0 ISHARES GOLD TRUST ISHARES 464285105 1265 87247 SH DFND 10 87247 0 0 ISHARES INC MIN VOL GBL ETF 464286525 4672 48750 SH DFND 5 48750 0 0 ISHARES INC MIN VOL GBL ETF 464286525 1185 12364 SH DFND 10 12364 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 1696 28910 SH DFND 5 28910 0 0 ISHARES INC MIN VOL EMRG MKT 464286533 5759 98177 SH DFND 10 98177 0 0 ISHARES TR S&P 100 ETF 464287101 822 5702 SH DFND 5 5702 0 0 ISHARES TR S&P 100 ETF 464287101 487 3380 SH DFND 10 3380 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 45337 245754 SH DFND 5 245754 0 0 ISHARES TR MRNGSTR LG-CP ET 464287127 839 4547 SH DFND 10 4547 0 0 ISHARES TR CORE S&P TTL STK 464287150 17004 233920 SH DFND 5 233920 0 0 ISHARES TR CORE S&P TTL STK 464287150 8089 111283 SH DFND 10 111283 0 0 ISHARES TR TIPS BD ETF 464287176 3882 33300 SH DFND 5 33300 0 0 ISHARES TR TIPS BD ETF 464287176 2550 21872 SH DFND 10 21872 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 7204 165115 SH DFND 5 165115 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 10406 238497 SH DFND 10 238497 0 0 ISHARES TR CORE S&P500 ETF 464287200 83670 258847 SH DFND 5 258847 0 0 ISHARES TR CORE S&P500 ETF 464287200 34865 107862 SH DFND 10 107862 0 0 ISHARES TR CORE US AGGBD ET 464287226 13626 121260 SH DFND 5 121260 0 0 ISHARES TR CORE US AGGBD ET 464287226 4411 39252 SH DFND 10 39252 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 117336 605948 SH DFND 5 605948 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 43633 225333 SH DFND 10 225333 0 0 ISHARES TR S&P 500 VAL ETF 464287408 40463 311041 SH DFND 5 311041 0 0 ISHARES TR S&P 500 VAL ETF 464287408 9917 76230 SH DFND 10 76230 0 0 ISHARES TR MSCI EAFE ETF 464287465 1080 15560 SH DFND 5 15560 0 0 ISHARES TR MSCI EAFE ETF 464287465 7122 102557 SH DFND 10 102557 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 66270 699275 SH DFND 5 699275 0 0 ISHARES TR RUS MDCP VAL ETF 464287473 3434 36235 SH DFND 10 36235 0 0 ISHARES TR RUS MD CP GR ETF 464287481 4998 32754 SH DFND 5 32754 0 0 ISHARES TR RUS MD CP GR ETF 464287481 30013 196702 SH DFND 10 196702 0 0 ISHARES TR RUS MID CAP ETF 464287499 693 11620 SH DFND 5 11620 0 0 ISHARES TR RUS MID CAP ETF 464287499 985 16522 SH DFND 10 16522 0 0 ISHARES TR CORE S&P MCP ETF 464287507 2111 10255 SH DFND 5 10255 0 0 ISHARES TR CORE S&P MCP ETF 464287507 14770 71762 SH DFND 10 71762 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 73236 536603 SH DFND 5 536603 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 38835 284546 SH DFND 10 284546 0 0 ISHARES TR S&P MC 400GR ETF 464287606 12777 53660 SH DFND 5 53660 0 0 ISHARES TR S&P MC 400GR ETF 464287606 979 4113 SH DFND 10 4113 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 167729 953440 SH DFND 5 953440 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 25757 146411 SH DFND 10 146411 0 0 ISHARES TR RUS 1000 ETF 464287622 43384 243155 SH DFND 5 243155 0 0 ISHARES TR RUS 1000 ETF 464287622 4922 27589 SH DFND 10 27589 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 268 1620 SH DFND 5 1620 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 7802 47091 SH DFND 10 47091 0 0 ISHARES TR S&P MC 400VL ETF 464287705 32972 193121 SH DFND 5 193121 0 0 ISHARES TR S&P MC 400VL ETF 464287705 669 3920 SH DFND 10 3920 0 0 ISHARES TR U.S. ENERGY ETF 464287796 805 25060 SH DFND 5 25060 0 0 ISHARES TR U.S. ENERGY ETF 464287796 709 22071 SH DFND 10 22071 0 0 ISHARES TR CORE S&P SCP ETF 464287804 273 3260 SH DFND 5 3260 0 0 ISHARES TR CORE S&P SCP ETF 464287804 10084 120266 SH DFND 10 120266 0 0 ISHARES TR MRGSTR MD CP ETF 464288208 978 4666 SH DFND 5 4666 0 0 ISHARES TR MRGSTR MD CP ETF 464288208 964 4601 SH DFND 10 4601 0 0 ISHARES TR EAFE SML CP ETF 464288273 6931 111290 SH DFND 5 111290 0 0 ISHARES TR EAFE SML CP ETF 464288273 11725 188264 SH DFND 10 188264 0 0 ISHARES TR JPMORGAN USD EMG 464288281 14018 122360 SH DFND 5 122360 0 0 ISHARES TR JPMORGAN USD EMG 464288281 972 8484 SH DFND 10 8484 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 4005 15230 SH DFND 5 15230 0 0 ISHARES TR MRGSTR MD CP GRW 464288307 663 2521 SH DFND 10 2521 0 0 ISHARES TR GLB INFRASTR ETF 464288372 1876 39160 SH DFND 5 39160 0 0 ISHARES TR GLB INFRASTR ETF 464288372 248 5168 SH DFND 10 5168 0 0 ISHARES TR IBOXX HI YD ETF 464288513 11428 129950 SH DFND 5 129950 0 0 ISHARES TR IBOXX HI YD ETF 464288513 603 6862 SH DFND 10 6862 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 5206 102240 SH DFND 5 102240 0 0 ISHARES TR FLTG RATE NT ETF 46429B655 3339 65578 SH DFND 10 65578 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 5206 69840 SH DFND 5 69840 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 19498 261577 SH DFND 10 261577 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 6466 98560 SH DFND 5 98560 0 0 ISHARES TR MSCI MIN VOL ETF 46429B697 40067 610782 SH DFND 10 610782 0 0 ISHARES TR CORE MSCI EAFE 46432F842 34298 525720 SH DFND 5 525720 0 0 ISHARES TR CORE MSCI EAFE 46432F842 10855 166392 SH DFND 10 166392 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3027 56310 SH DFND 5 56310 0 0 ISHARES INC CORE MSCI EMKT 46434G103 3532 65703 SH DFND 10 65703 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 10033 180770 SH DFND 5 180770 0 0 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 1666 30024 SH DFND 10 30024 0 0 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 2667 99000 SH DFND 5 99000 0 0 SPDR SERIES TRUST BLOOMBERG SRT TR 78468R408 551 20442 SH DFND 10 20442 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 12125 110686 SH DFND 5 110686 0 0 SPDR SERIES TRUST BLOOMBERG BRCLYS 78468R622 262 2391 SH DFND 10 2391 0 0 SPDR SERIES TRUST SSGA US LRG ETF 78468R804 858 7510 SH DFND 5 7510 0 0 SPDR SERIES TRUST SSGA US LRG ETF 78468R804 567 4966 SH DFND 10 4966 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1355 22570 SH DFND 5 22570 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 1455 24237 SH DFND 10 24237 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 85656 934400 SH DFND 5 934400 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 6434 70187 SH DFND 10 70187 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 841 10430 SH DFND 5 10430 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 633 7853 SH DFND 10 7853 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 8411 190900 SH DFND 5 190900 0 0 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 1077 24451 SH DFND 10 24451 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 2220 45040 SH DFND 5 45040 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 820 16631 SH DFND 10 16631 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 6631 117190 SH DFND 5 117190 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 742 13109 SH DFND 10 13109 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 7160 161000 SH DFND 5 161000 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 30168 678400 SH DFND 10 678400 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 7007 100700 SH DFND 5 100700 0 0 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 201 2885 SH DFND 10 2885 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 34304 585400 SH DFND 5 585400 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 766 13072 SH DFND 10 13072 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 87142 355900 SH DFND 5 355900 0 0 VANGUARD WORLD FDS INF TECH ETF 92204A702 3448 14081 SH DFND 10 14081 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 8611 94280 SH DFND 5 94280 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 1493 16349 SH DFND 10 16349 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 3999 13520 SH DFND 5 13520 0 0 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 26081 88171 SH DFND 10 88171 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 34625 290500 SH DFND 5 290500 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 10463 87784 SH DFND 10 87784 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 7923 49900 SH DFND 5 49900 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 9839 61967 SH DFND 10 61967 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 43842 296547 SH DFND 5 296547 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 9889 66891 SH DFND 10 66891 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 108448 595312 SH DFND 5 595312 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 25844 141867 SH DFND 10 141867 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 44560 371801 SH DFND 5 371801 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 40008 333821 SH DFND 10 333821 0 0 COLUMBIA ETF TR I DIVERSIFID FXD 19761L508 1813508 87146 SH DFND 10 87146 0 0 FIDELITY COVINGTON TR VLU FACTOR ETF 316092782 413982 10900 SH DFND 10 10900 0 0 ISHARES TR MULTIFACTOR GLBL 46434V316 457545 14665 SH DFND 10 14665 0 0 PROSHARES TR SP500 EX ENRGY 74347B581 1054401 15377 SH DFND 10 15377 0 0 FIRST TR EXCNGE TRD ALPHADEX MID CP GR ALPH 33737M102 564728 11797 SH DFND 10 11797 0 0 FIRST TR EXCH TRADED FD III INSTL PFD SECS 33739P855 278834 13900 SH DFND 10 13900 0 0 NUSHARES ETF TR NUVEEN ESG US 67092P870 226958 8881 SH DFND 10 8881 0 0 FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 2366864 67644 SH DFND 10 67644 0 0 INVESCO ACTIVELY MANAGD ETF GWT MLTI ASST 46090A408 578565 38571 SH DFND 10 38571 0 0 INVESCO EXCHANGE TRADED FD T ZACKS MID CAP 46137Y401 709387 9220 SH DFND 10 9220 0 0 INVESCO EXCHNG TRADED FD TR FTSE RAFI DEV 46138E743 687511 16173 SH DFND 10 16173 0 0 ISHARES INC MSCI EMRG CHN 46434G764 368846 7198 SH DFND 10 7198 0 0 SPDR SERIES TRUST RUSSELL LOW VOL 78468R754 773792 8984 SH DFND 10 8984 0 0 INVESCO ACTIVELY MANAGD ETF TOTAL RETURN 46090A804 1710128 31558 SH DFND 10 31558 0 0 INVESCO EXCHNG TRADED FD TR S&P INTL QULTY 46138E214 284368 10984 SH DFND 10 10984 0 0 INVESCO EXCHNG TRADED FD TR DWA TACTCL SCT 46138E826 294532 8985 SH DFND 10 8985 0 0 JOHN HANCOCK ETF TRUST MULTIFACTR SML 47804J842 1037547 37295 SH DFND 10 37295 0 0 PROSHARES TR MERGER ETF 74348A566 290469 7590 SH DFND 10 7590 0 0 PACER FDS TR BNCHMRK INFRA 69374H741 309510 9500 SH DFND 10 9500 0 0 TRUIST FINL CORP COM 89832Q109 1552883 27573 SH DFND 10 27573 0 0 AFLAC INC COM 001055102 207 3910 SH DFND 10 3910 0 0 AGNC INVT CORP COM 00123Q104 287 16205 SH DFND 10 16205 0 0 ALPS ETF TR SECTR DIV DOGS 00162Q858 946 20207 SH DFND 10 20207 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 2423 285096 SH DFND 10 285096 0 0 AT&T INC COM 00206R102 7253 185600 SH DFND 10 185600 0 0 ARK ETF TR INNOVATION ETF 00214Q104 1870 37360 SH DFND 10 37360 0 0 ABBOTT LABS COM 002824100 600 6909 SH DFND 10 6909 0 0 ABBVIE INC COM 00287Y109 2622 29610 SH DFND 10 29610 0 0 ABSOLUTE SHS TR WBI PWR FCTR ETF 00400R858 1452 55060 SH DFND 10 55060 0 0 ACADIA PHARMACEUTICALS INC COM 004225108 417 9750 SH DFND 10 9750 0 0 ACTIVISION BLIZZARD INC COM 00507V109 477 8029 SH DFND 10 8029 0 0 ADOBE INC COM 00724F101 486 1475 SH DFND 10 1475 0 0 ADVISORSHARES TR ADVISORSHS ETF 00768Y206 559 10381 SH DFND 10 10381 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2183 47599 SH DFND 10 47599 0 0 AGIOS PHARMACEUTICALS INC COM 00847X104 1146 24000 SH DFND 10 24000 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 2156 10163 SH DFND 10 10163 0 0 ALLIANT ENERGY CORP COM 018802108 280 5114 SH DFND 10 5114 0 0 ALLSTATE CORP COM 020002101 391 3478 SH DFND 10 3478 0 0 ALPHABET INC CAP STK CL C 02079K107 4002 2993 SH DFND 10 2993 0 0 ALPHABET INC CAP STK CL A 02079K305 7410 5532 SH DFND 10 5532 0 0 ALTRIA GROUP INC COM 02209S103 4220 84551 SH DFND 10 84551 0 0 AMAZON COM INC COM 023135106 6861 3713 SH DFND 10 3713 0 0 AMERICA FIRST MULTIFAMILY IN BEN UNIT CTF 02364V107 453 58848 SH DFND 10 58848 0 0 AMERICAN AIRLS GROUP INC COM 02376R102 295 10279 SH DFND 10 10279 0 0 AMERICAN ELEC PWR CO INC COM 025537101 269 2844 SH DFND 10 2844 0 0 AMGEN INC COM 031162100 1565 6490 SH DFND 10 6490 0 0 ANNALY CAP MGMT INC COM 035710409 347 36887 SH DFND 10 36887 0 0 APOLLO COML REAL EST FIN INC COM 03762U105 265 14490 SH DFND 10 14490 0 0 APPLE INC COM 037833100 36106 122956 SH DFND 10 122956 0 0 APPLIED MATLS INC COM 038222105 618 10123 SH DFND 10 10123 0 0 ATLANTIC UN BANKSHARES CORP COM 04911A107 889 23668 SH DFND 10 23668 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 779 4566 SH DFND 10 4566 0 0 AVERY DENNISON CORP COM 053611109 275 2099 SH DFND 10 2099 0 0 BP PLC SPONSORED ADR 055622104 1807 47875 SH DFND 10 47875 0 0 BAIDU INC SPON ADR REP A 056752108 1124 8891 SH DFND 10 8891 0 0 BANK AMER CORP COM 060505104 3425 97248 SH DFND 10 97248 0 0 BAXTER INTL INC COM 071813109 347 4147 SH DFND 10 4147 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 14246 62896 SH DFND 10 62896 0 0 BLACKROCK INC COM 09247X101 1414 2813 SH DFND 10 2813 0 0 BLACKSTONE MTG TR INC COM CL A 09257W100 816 21929 SH DFND 10 21929 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 3326 59448 SH DFND 10 59448 0 0 BOEING CO COM 097023105 4148 12733 SH DFND 10 12733 0 0 BOSTON SCIENTIFIC CORP COM 101137107 1099 24305 SH DFND 10 24305 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4410 68710 SH DFND 10 68710 0 0 BROADCOM INC COM 11135F101 738 2334 SH DFND 10 2334 0 0 CSX CORP COM 126408103 283 3910 SH DFND 10 3910 0 0 CVS HEALTH CORP COM 126650100 1078 14505 SH DFND 10 14505 0 0 CALIFORNIA RES CORP COM NEW 13057Q206 482 53405 SH DFND 10 53405 0 0 CATERPILLAR INC DEL COM 149123101 859 5815 SH DFND 10 5815 0 0 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 426 10707 SH DFND 10 10707 0 0 CHESAPEAKE ENERGY CORP COM 165167107 17 20000 SH DFND 10 20000 0 0 CHEVRON CORP NEW COM 166764100 1944 16129 SH DFND 10 16129 0 0 CISCO SYS INC COM 17275R102 1783 37173 SH DFND 10 37173 0 0 CITIGROUP INC COM NEW 172967424 2784 34852 SH DFND 10 34852 0 0 CLEARSIGN TECHNOLOGIES CORP COM 185064102 13 16710 SH DFND 10 16710 0 0 CLOUDERA INC COM 18914U100 333 28650 SH DFND 10 28650 0 0 COCA COLA CO COM 191216100 2929 52910 SH DFND 10 52910 0 0 COLONY CR REAL ESTATE INC COM CL A 19625T101 138 10470 SH DFND 10 10470 0 0 COMCAST CORP NEW CL A 20030N101 1052 23395 SH DFND 10 23395 0 0 COMPASS DIVERSIFIED HOLDINGS SH BEN INT 20451Q104 495 19900 SH DFND 10 19900 0 0 CONAGRA BRANDS INC COM 205887102 1718 50177 SH DFND 10 50177 0 0 CONOCOPHILLIPS COM 20825C104 414 6371 SH DFND 10 6371 0 0 CONSOLIDATED EDISON INC COM 209115104 598 6605 SH DFND 10 6605 0 0 COSTCO WHSL CORP NEW COM 22160K105 680 2315 SH DFND 10 2315 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 207 1454 SH DFND 10 1454 0 0 CUMMINS INC COM 231021106 245 1369 SH DFND 10 1369 0 0 DBX ETF TR XTRACK MSCI EAFE 233051200 291 8625 SH DFND 10 8625 0 0 DTE ENERGY CO COM 233331107 409 3149 SH DFND 10 3149 0 0 DANAHER CORPORATION COM 235851102 324 2114 SH DFND 10 2114 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 1232 21061 SH DFND 10 21061 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 220 1309 SH DFND 10 1309 0 0 DIGITAL RLTY TR INC COM 253868103 640 5349 SH DFND 10 5349 0 0 DIGITAL TURBINE INC COM NEW 25400W102 71 10000 SH DFND 10 10000 0 0 DISNEY WALT CO COM DISNEY 254687106 5018 34698 SH DFND 10 34698 0 0 DOCUSIGN INC COM 256163106 336 4530 SH DFND 10 4530 0 0 DOLLAR GEN CORP NEW COM 256677105 530 3399 SH DFND 10 3399 0 0 DOLLAR TREE INC COM 256746108 395 4204 SH DFND 10 4204 0 0 DOMINION ENERGY INC COM 25746U109 597 7206 SH DFND 10 7206 0 0 DOW INC COM 260557103 266 4854 SH DFND 10 4854 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 369 4041 SH DFND 10 4041 0 0 DUPONT DE NEMOURS INC COM 26614N102 242 3764 SH DFND 10 3764 0 0 ETF MANAGERS TR PRIME MOBILE PAY 26924G409 375 7568 SH DFND 10 7568 0 0 ETF MANAGERS TR ETFMG ALTR HRVST 26924G508 2412 140879 SH DFND 10 140879 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 1040 4456 SH DFND 10 4456 0 0 ENBRIDGE INC COM 29250N105 204 5135 SH DFND 10 5135 0 0 ENERGY TRANSFER LP COM UT LTD PTN 29273V100 414 32294 SH DFND 10 32294 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 2972 105524 SH DFND 10 105524 0 0 EURONET WORLDWIDE INC COM 298736109 867 5500 SH DFND 10 5500 0 0 EXACT SCIENCES CORP COM 30063P105 462 4993 SH DFND 10 4993 0 0 EXCHANGE TRADED CONCEPTS TR EMQQ EM INTERN 301505889 245 6945 SH DFND 10 6945 0 0 EXELON CORP COM 30161N101 259 5679 SH DFND 10 5679 0 0 EXXON MOBIL CORP COM 30231G102 3344 47916 SH DFND 10 47916 0 0 FACEBOOK INC CL A 30303M102 14881 72504 SH DFND 10 72504 0 0 FEDEX CORP COM 31428X106 1498 9905 SH DFND 10 9905 0 0 FIDELITY COVINGTON TR MSCI CONSM DIS 316092204 1157 23972 SH DFND 10 23972 0 0 FIDELITY COVINGTON TR CONSMR STAPLES 316092303 521 13835 SH DFND 10 13835 0 0 FIDELITY COVINGTON TR MSCI HLTH CARE I 316092600 563 11316 SH DFND 10 11316 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 464 3338 SH DFND 10 3338 0 0 FIRST REP BK SAN FRANCISCO C COM 33616C100 202 1722 SH DFND 10 1722 0 0 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 671 8356 SH DFND 10 8356 0 0 FIRST TR EXCHANGE TRADED FD CAP STRENGTH ETF 33733E104 539 8926 SH DFND 10 8926 0 0 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 1832 13165 SH DFND 10 13165 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 7238 200888 SH DFND 10 200888 0 0 FIRST TR EXCHANGE TRADED FD FINLS ALPHADEX 33734X135 389 11615 SH DFND 10 11615 0 0 FIRST TR EXCHANGE TRADED FD CLOUD COMPUTING 33734X192 424 7016 SH DFND 10 7016 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 825 27469 SH DFND 10 27469 0 0 FIRST TR STOXX EURO DIV FD COMMON SHS 33735T109 221 15752 SH DFND 10 15752 0 0 FIRST TR EXCH TRD ALPHA FD I EMERG MKT ALPH 33737J182 216 8152 SH DFND 10 8152 0 0 FIRST TR EXCH TRD ALPHA FD I EM SML CP ALPH 33737J307 370 9366 SH DFND 10 9366 0 0 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 6990 274224 SH DFND 10 274224 0 0 FIRST TR EXCHANGE TRADED FD SENIOR LN FD 33738D309 337 7042 SH DFND 10 7042 0 0 FIRST TR EXCHANGE TRADED FD NASD TECH DIV 33738R118 452 10479 SH DFND 10 10479 0 0 FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV 33738R506 4042 112659 SH DFND 10 112659 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 2310 73203 SH DFND 10 73203 0 0 FIRST TR EXCHANGE TRADED FD DORSEY WRIGHT 33738R886 655 30705 SH DFND 10 30705 0 0 FIRST TR EXCHANGE-TRADED FD PFD SECS INC ETF 33739E108 2426 120879 SH DFND 10 120879 0 0 FIRST TR EXCHANG TRADED FD I MANAGD MUN ETF 33739N108 1419 25540 SH DFND 10 25540 0 0 FIRST TR EXCHANGE TRADED FD FST LOW OPPT EFT 33739Q200 903 17433 SH DFND 10 17433 0 0 FIRST TR EXCHANGE TRADED FD FIRST TR ENH NEW 33739Q408 1271 21147 SH DFND 10 21147 0 0 FISERV INC COM 337738108 1039 8988 SH DFND 10 8988 0 0 FORD MTR CO DEL COM 345370860 474 50919 SH DFND 10 50919 0 0 GENERAL DYNAMICS CORP COM 369550108 851 4827 SH DFND 10 4827 0 0 GENERAL ELECTRIC CO COM 369604103 704 63048 SH DFND 10 63048 0 0 GENERAL MLS INC COM 370334104 399 7450 SH DFND 10 7450 0 0 GENERAL MTRS CO COM 37045V100 426 11653 SH DFND 10 11653 0 0 GILEAD SCIENCES INC COM 375558103 2168 33370 SH DFND 10 33370 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 261 5544 SH DFND 10 5544 0 0 GLOBAL X FDS GLB X MLP ENRG I 37950E226 528 43028 SH DFND 10 43028 0 0 GLOBAL X FDS GLBL X MLP ETF 37950E473 633 80317 SH DFND 10 80317 0 0 GLOBAL X FDS GLB X SUPERDIV 37950E549 488 27559 SH DFND 10 27559 0 0 GLOBAL X FDS RBTCS ARTFL INTE 37954Y715 351 16027 SH DFND 10 16027 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1311 5701 SH DFND 10 5701 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA INT 381430107 5350 176856 SH DFND 10 176856 0 0 GOLDMAN SACHS ETF TR ACTIVEBETA EME 381430206 429 12504 SH DFND 10 12504 0 0 GOLDMAN SACHS ETF TR EQUITY ETF 381430503 5224 80782 SH DFND 10 80782 0 0 GOLDMAN SACHS ETF TR ACCES TREASURY 381430529 8365 83534 SH DFND 10 83534 0 0 GRAFTECH INTL LTD COM 384313508 1198 103060 SH DFND 10 103060 0 0 GRAPHIC PACKAGING HLDG CO COM 388689101 625 37553 SH DFND 10 37553 0 0 HERSHEY CO COM 427866108 862 5865 SH DFND 10 5865 0 0 HOME DEPOT INC COM 437076102 2542 11642 SH DFND 10 11642 0 0 HONEYWELL INTL INC COM 438516106 2804 15839 SH DFND 10 15839 0 0 ILLINOIS TOOL WKS INC COM 452308109 291 1622 SH DFND 10 1622 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1338 43431 SH DFND 10 43431 0 0 INDEXIQ ETF TR HDGD FTSE INTL 45409B560 354 16300 SH DFND 10 16300 0 0 INTEL CORP COM 458140100 1973 32967 SH DFND 10 32967 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 512 3823 SH DFND 10 3823 0 0 INTL PAPER CO COM 460146103 1510 32780 SH DFND 10 32780 0 0 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 3313 65761 SH DFND 10 65761 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 95896 451042 SH DFND 10 451042 0 0 INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 46137V233 434 1858 SH DFND 10 1858 0 0 INVESCO EXCHANGE TRADED FD T S&P500 QUALITY 46137V241 712 19462 SH DFND 10 19462 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 1850 14595 SH DFND 10 14595 0 0 INVESCO EXCHANGE TRADED FD T BUYBACK ACHIEV 46137V308 2721 39446 SH DFND 10 39446 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 1774 15332 SH DFND 10 15332 0 0 INVESCO EXCHANGE TRADED FD T S&P MDCP MOMNTUM 46137V464 1313 21469 SH DFND 10 21469 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1000 46137V613 2579 20350 SH DFND 10 20350 0 0 INVESCO EXCHANGE TRADED FD T DYNMC SOFTWARE 46137V639 394 3951 SH DFND 10 3951 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG VALU 46137V738 3591 86834 SH DFND 10 86834 0 0 INVESCO EXCHANGE TRADED FD T DYNMC LRG GWTH 46137V746 1803 35076 SH DFND 10 35076 0 0 INVESCO EXCHNG TRADED FD TR CEF INM COMPSI 46138E404 729 31266 SH DFND 10 31266 0 0 INVESCO EXCHNG TRADED FD TR EMRNG MKT SVRG 46138E784 2813 95099 SH DFND 10 95099 0 0 INVESCO EXCHNG TRADED FD TR DWA TACTCL MLT 46138E834 267 10405 SH DFND 10 10405 0 0 INVESCO EXCHNG TRADED FD TR SR LN ETF 46138G508 382 16758 SH DFND 10 16758 0 0 INVESCO EXCHNG TRADED FD TR S&P ULTRA DIVIDE 46138G656 1230 31176 SH DFND 10 31176 0 0 INVESCO EXCHNG TRADED FD TR S&P 500 REVENUE 46138G698 1984 34013 SH DFND 10 34013 0 0 INVESCO EXCHNG TRADED FD TR SOLAR ETF 46138G706 250 8120 SH DFND 10 8120 0 0 INVESCO EXCHNG TRADED FD TR GBL CLEAN ENRG 46138G847 158 11026 SH DFND 10 11026 0 0 IQIYI INC SPONSORED ADS 46267X108 2375 112500 SH DFND 10 112500 0 0 ISHARES TR SELECT DIVID ETF 464287168 9314 88147 SH DFND 10 88147 0 0 ISHARES TR TRANS AVG ETF 464287192 272 1391 SH DFND 10 1391 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 4532 100998 SH DFND 10 100998 0 0 ISHARES TR IBOXX INV CP ETF 464287242 2790 21805 SH DFND 10 21805 0 0 ISHARES TR GLOBAL TECH ETF 464287291 1680 7981 SH DFND 10 7981 0 0 ISHARES TR GLOB HLTHCRE ETF 464287325 1046 15209 SH DFND 10 15209 0 0 ISHARES TR 20 YR TR BD ETF 464287432 452 3339 SH DFND 10 3339 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 243 2876 SH DFND 10 2876 0 0 ISHARES TR EXPANDED TECH 464287515 902 3870 SH DFND 10 3870 0 0 ISHARES TR PHLX SEMICND ETF 464287523 331 1320 SH DFND 10 1320 0 0 ISHARES TR NASDAQ BIOTECH 464287556 1888 15667 SH DFND 10 15667 0 0 ISHARES TR COHEN STEER REIT 464287564 503 4298 SH DFND 10 4298 0 0 ISHARES TR U.S. CNSM SV ETF 464287580 1896 8306 SH DFND 10 8306 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 854 6639 SH DFND 10 6639 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 2516 11747 SH DFND 10 11747 0 0 ISHARES TR CORE S&P US VLU 464287663 3207 50888 SH DFND 10 50888 0 0 ISHARES TR CORE S&P US GWT 464287671 5494 81225 SH DFND 10 81225 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 1071 5682 SH DFND 10 5682 0 0 ISHARES TR U.S. UTILITS ETF 464287697 661 4077 SH DFND 10 4077 0 0 ISHARES TR U.S. TECH ETF 464287721 278 1196 SH DFND 10 1196 0 0 ISHARES TR US INDUSTRIALS 464287754 298 1775 SH DFND 10 1775 0 0 ISHARES TR US HLTHCARE ETF 464287762 519 2406 SH DFND 10 2406 0 0 ISHARES TR U.S. CNSM GD ETF 464287812 422 3170 SH DFND 10 3170 0 0 ISHARES TR SP SMCP600VL ETF 464287879 11910 74066 SH DFND 10 74066 0 0 ISHARES TR S&P SML 600 GWT 464287887 2860 14796 SH DFND 10 14796 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1606 14095 SH DFND 10 14095 0 0 ISHARES TR INTL SEL DIV ETF 464288448 1314 39132 SH DFND 10 39132 0 0 ISHARES TR MSCI KLD400 SOC 464288570 320 2666 SH DFND 10 2666 0 0 ISHARES TR MBS ETF 464288588 2115 19576 SH DFND 10 19576 0 0 ISHARES TR INTRM TR CRP ETF 464288638 721 12437 SH DFND 10 12437 0 0 ISHARES TR SH TR CRPORT ETF 464288646 317 5917 SH DFND 10 5917 0 0 ISHARES TR 3 7 YR TREAS BD 464288661 502 3991 SH DFND 10 3991 0 0 ISHARES TR PFD AND INCM SEC 464288687 1761 46845 SH DFND 10 46845 0 0 ISHARES TR MRNING SM CP ETF 464288703 323 2252 SH DFND 10 2252 0 0 ISHARES TR GLB CNSM STP ETF 464288737 1844 33245 SH DFND 10 33245 0 0 ISHARES TR US AER DEF ETF 464288760 4278 19263 SH DFND 10 19263 0 0 ISHARES TR U.S. INSRNCE ETF 464288786 481 6745 SH DFND 10 6745 0 0 ISHARES TR U.S. MED DVC ETF 464288810 9837 37218 SH DFND 10 37218 0 0 ISHARES TR US HLTHCR PR ETF 464288828 791 3938 SH DFND 10 3938 0 0 ISHARES TR RUS TP200 VL ETF 464289420 502 8587 SH DFND 10 8587 0 0 ISHARES TR RUS TP200 GR ETF 464289438 845 8750 SH DFND 10 8750 0 0 ISHARES TR CONSER ALLOC ETF 464289883 232 6398 SH DFND 10 6398 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 697 41770 SH DFND 10 41770 0 0 ISHARES TR US TREAS BD ETF 46429B267 2128 82041 SH DFND 10 82041 0 0 ISHARES TR CORE HIGH DV ETF 46429B663 2724 27771 SH DFND 10 27771 0 0 ISHARES TR MSCI CHINA ETF 46429B671 453 7070 SH DFND 10 7070 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 934 9279 SH DFND 10 9279 0 0 ISHARES US ETF TR SHT MAT BD ETF 46431W507 5762 114659 SH DFND 10 114659 0 0 ISHARES TR USA QUALITY FCTR 46432F339 8029 79496 SH DFND 10 79496 0 0 ISHARES TR USA SIZE FACTOR 46432F370 379 3894 SH DFND 10 3894 0 0 ISHARES TR EDGE MSCI USA VL 46432F388 1384 15420 SH DFND 10 15420 0 0 ISHARES TR USA MOMENTUM FCT 46432F396 1218 9697 SH DFND 10 9697 0 0 ISHARES INC CUR HD MSCI EM 46434G509 1067 40295 SH DFND 10 40295 0 0 ISHARES INC MLT FCTR EMG MKT 46434G889 1470 32266 SH DFND 10 32266 0 0 ISHARES TR MULTIFACTOR INTL 46434V274 1065 39371 SH DFND 10 39371 0 0 ISHARES TR MULTIFACTOR USA 46434V282 894 25930 SH DFND 10 25930 0 0 ISHARES TR MULTIFACTOR USA 46434V290 1250 29131 SH DFND 10 29131 0 0 ISHARES TR CORE DIV GRWTH 46434V621 4521 107452 SH DFND 10 107452 0 0 ISHARES TR YLD OPTIM BD 46434V787 205 7982 SH DFND 10 7982 0 0 ISHARES TR HDG MSCI EAFE 46434V803 430 14078 SH DFND 10 14078 0 0 JPMORGAN CHASE & CO COM 46625H100 7726 55422 SH DFND 10 55422 0 0 JP MORGAN EXCHANGE TRADED FD ULTRA SHRT INC 46641Q837 2706 53653 SH DFND 10 53653 0 0 JD COM INC SPON ADR CL A 47215P106 1893 53732 SH DFND 10 53732 0 0 JOHN HANCOCK ETF TRUST MLTFCTR LRG CAP 47804J107 535 12972 SH DFND 10 12972 0 0 JOHN HANCOCK ETF TRUST MULTIFACTOR MI 47804J206 3173 81032 SH DFND 10 81032 0 0 JOHNSON & JOHNSON COM 478160104 3879 26589 SH DFND 10 26589 0 0 KKR & CO INC CL A 48251W104 428 14669 SH DFND 10 14669 0 0 KIMBERLY CLARK CORP COM 494368103 253 1840 SH DFND 10 1840 0 0 KINDER MORGAN INC DEL COM 49456B101 1846 87189 SH DFND 10 87189 0 0 KRAFT HEINZ CO COM 500754106 487 15171 SH DFND 10 15171 0 0 LKQ CORP COM 501889208 843 23623 SH DFND 10 23623 0 0 LAM RESEARCH CORP COM 512807108 330 1128 SH DFND 10 1128 0 0 LATTICE STRATEGIES TR HARTFORD MLT SML 518416508 360 11763 SH DFND 10 11763 0 0 LEGG MASON ETF INVT TR CLRBRG GWT ETF 524682101 245 7100 SH DFND 10 7100 0 0 LILLY ELI & CO COM 532457108 320 2431 SH DFND 10 2431 0 0 LINCOLN NATL CORP IND COM 534187109 238 4025 SH DFND 10 4025 0 0 LOCKHEED MARTIN CORP COM 539830109 1890 4853 SH DFND 10 4853 0 0 LOWES COS INC COM 548661107 227 1892 SH DFND 10 1892 0 0 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 289 4599 SH DFND 10 4599 0 0 MARTEN TRANS LTD COM 573075108 1143 53192 SH DFND 10 53192 0 0 MASTERCARD INC CL A 57636Q104 642 2151 SH DFND 10 2151 0 0 MCDONALDS CORP COM 580135101 648 3277 SH DFND 10 3277 0 0 MERCK & CO INC COM 58933Y105 1737 19095 SH DFND 10 19095 0 0 METLIFE INC COM 59156R108 210 4123 SH DFND 10 4123 0 0 MICROSOFT CORP COM 594918104 14868 94282 SH DFND 10 94282 0 0 MICRON TECHNOLOGY INC COM 595112103 1051 19534 SH DFND 10 19534 0 0 MONDELEZ INTL INC CL A 609207105 243 4407 SH DFND 10 4407 0 0 MONGODB INC CL A 60937P106 514 3905 SH DFND 10 3905 0 0 MORGAN STANLEY COM NEW 617446448 235 4595 SH DFND 10 4595 0 0 NETFLIX INC COM 64110L106 339 1049 SH DFND 10 1049 0 0 NEXSTAR MEDIA GROUP INC CL A 65336K103 283 2410 SH DFND 10 2410 0 0 NEXTERA ENERGY INC COM 65339F101 549 2269 SH DFND 10 2269 0 0 NIKE INC CL B 654106103 1119 11047 SH DFND 10 11047 0 0 NORTHROP GRUMMAN CORP COM 666807102 368 1070 SH DFND 10 1070 0 0 NOVARTIS A G SPONSORED ADR 66987V109 255 2694 SH DFND 10 2694 0 0 NUANCE COMMUNICATIONS INC COM 67020Y100 785 44041 SH DFND 10 44041 0 0 NVIDIA CORP COM 67066G104 5694 24197 SH DFND 10 24197 0 0 OSI ETF TR OSHARS FTSE US 67110P407 5593 152732 SH DFND 10 152732 0 0 OCCIDENTAL PETE CORP COM 674599105 208 5055 SH DFND 10 5055 0 0 OKTA INC CL A 679295105 1900 16470 SH DFND 10 16470 0 0 OMEGA HEALTHCARE INVS INC COM 681936100 660 15583 SH DFND 10 15583 0 0 ORACLE CORP COM 68389X105 236 4458 SH DFND 10 4458 0 0 PNC FINL SVCS GROUP INC COM 693475105 2416 15137 SH DFND 10 15137 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 1084 32403 SH DFND 10 32403 0 0 PACER FDS TR TRENDP US MID CP 69374H204 261 8490 SH DFND 10 8490 0 0 PACER FDS TR TRENDP 100 ETF 69374H303 321 7963 SH DFND 10 7963 0 0 PACER FDS TR TRENDPILOT EUR 69374H808 231 8395 SH DFND 10 8395 0 0 PALO ALTO NETWORKS INC COM 697435105 213 921 SH DFND 10 921 0 0 PAYCOM SOFTWARE INC COM 70432V102 209 790 SH DFND 10 790 0 0 PAYPAL HLDGS INC COM 70450Y103 8874 82038 SH DFND 10 82038 0 0 PEPSICO INC COM 713448108 2000 14632 SH DFND 10 14632 0 0 PFIZER INC COM 717081103 1463 37349 SH DFND 10 37349 0 0 PHILIP MORRIS INTL INC COM 718172109 880 10345 SH DFND 10 10345 0 0 PHILLIPS 66 COM 718546104 307 2754 SH DFND 10 2754 0 0 PIMCO ETF TR ACTIVE BD ETF 72201R775 1216 11276 SH DFND 10 11276 0 0 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 2114 20812 SH DFND 10 20812 0 0 PINNACLE FINL PARTNERS INC COM 72346Q104 1467 22925 SH DFND 10 22925 0 0 PROCTER & GAMBLE CO COM 742718109 2331 18666 SH DFND 10 18666 0 0 PROGRESSIVE CORP OHIO COM 743315103 1559 21538 SH DFND 10 21538 0 0 PROSHARES TR S&P MDCP 400 DIV 74347B680 858 14254 SH DFND 10 14254 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 2776 44927 SH DFND 10 44927 0 0 PROSHARES TR LARGE CAP CRE 74347R248 376 4874 SH DFND 10 4874 0 0 PROSHARES TR S&P 500 DV ARIST 74348A467 17113 226393 SH DFND 10 226393 0 0 PRUDENTIAL FINL INC COM 744320102 268 2858 SH DFND 10 2858 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 761 12889 SH DFND 10 12889 0 0 QUALCOMM INC COM 747525103 679 7699 SH DFND 10 7699 0 0 RAYTHEON CO COM NEW 755111507 583 2653 SH DFND 10 2653 0 0 REALTY INCOME CORP COM 756109104 1001 13591 SH DFND 10 13591 0 0 REPUBLIC SVCS INC COM 760759100 569 6347 SH DFND 10 6347 0 0 ROPER TECHNOLOGIES INC COM 776696106 554 1564 SH DFND 10 1564 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 29674 92195 SH DFND 10 92195 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 6075 42512 SH DFND 10 42512 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 422 11230 SH DFND 10 11230 0 0 SPDR INDEX SHS FDS S&P EM MKT DIV 78463X533 1001 31197 SH DFND 10 31197 0 0 SPDR INDEX SHS FDS GLB NAT RESRCE 78463X541 239 5183 SH DFND 10 5183 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 313 6085 SH DFND 10 6085 0 0 SPDR INDEX SHS FDS S&P INTL SMLCP 78463X871 589 18482 SH DFND 10 18482 0 0 SPDR SERIES TRUST S&P 600 SMCP GRW 78464A201 3178 49251 SH DFND 10 49251 0 0 SPDR SERIES TRUST S&P 600 SMCP VAL 78464A300 535 8136 SH DFND 10 8136 0 0 SPDR SERIES TRUST PRTFLO S&P500 GW 78464A409 15646 373316 SH DFND 10 373316 0 0 SPDR SERIES TRUST PRTFLO S&P500 VL 78464A508 2204 63128 SH DFND 10 63128 0 0 SPDR SERIES TRUST HLTH CR EQUIP 78464A581 441 5147 SH DFND 10 5147 0 0 SPDR SERIES TRUST AEROSPACE DEF 78464A631 624 5723 SH DFND 10 5723 0 0 SPDR SERIES TRUST S&P REGL BKG 78464A698 1455 24985 SH DFND 10 24985 0 0 SPDR SERIES TRUST S&P OILGAS EXP 78464A730 282 11885 SH DFND 10 11885 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 7443 69189 SH DFND 10 69189 0 0 SPDR SERIES TRUST S&P BK ETF 78464A797 453 9571 SH DFND 10 9571 0 0 SPDR SERIES TRUST PORTFOLIO TL STK 78464A805 2872 72054 SH DFND 10 72054 0 0 SPDR SERIES TRUST S&P 600 SML CAP 78464A813 894 12339 SH DFND 10 12339 0 0 SPDR SERIES TRUST S&P 400 MDCP GRW 78464A821 1987 34808 SH DFND 10 34808 0 0 SPDR SERIES TRUST PORTFOLIO LR ETF 78464A854 2683 70933 SH DFND 10 70933 0 0 SPDR SERIES TRUST S&P BIOTECH 78464A870 467 4906 SH DFND 10 4906 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 1564 33575 SH DFND 10 33575 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 650 13265 SH DFND 10 13265 0 0 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 2222 7794 SH DFND 10 7794 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 4709 12544 SH DFND 10 12544 0 0 SPDR SERIES TRUST NUVEEN BLMBRG SR 78468R739 1324 26962 SH DFND 10 26962 0 0 SALESFORCE COM INC COM 79466L302 624 3834 SH DFND 10 3834 0 0 HENRY SCHEIN INC COM 806407102 767 11500 SH DFND 10 11500 0 0 SCHLUMBERGER LTD COM 806857108 248 6170 SH DFND 10 6170 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 330 4298 SH DFND 10 4298 0 0 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 1283 13811 SH DFND 10 13811 0 0 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 286 4755 SH DFND 10 4755 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 2056 34173 SH DFND 10 34173 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 291 3853 SH DFND 10 3853 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 1662 60740 SH DFND 10 60740 0 0 SCHWAB STRATEGIC TR SCHWB FDT INT SC 808524748 1288 38735 SH DFND 10 38735 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 684 11817 SH DFND 10 11817 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 953 28326 SH DFND 10 28326 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 2514 47053 SH DFND 10 47053 0 0 SCHWAB STRATEGIC TR US REIT ETF 808524847 285 6193 SH DFND 10 6193 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 475 9419 SH DFND 10 9419 0 0 SCHWAB STRATEGIC TR INTL SCEQT ETF 808524888 380 10965 SH DFND 10 10965 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 375 6102 SH DFND 10 6102 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 5111 50172 SH DFND 10 50172 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 1925 30573 SH DFND 10 30573 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4404 35111 SH DFND 10 35111 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 5723 185929 SH DFND 10 185929 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2822 34643 SH DFND 10 34643 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 375 7000 SH DFND 10 7000 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 360 9297 SH DFND 10 9297 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 770 11917 SH DFND 10 11917 0 0 SIRIUS XM HLDGS INC COM 82968B103 1471 205785 SH DFND 10 205785 0 0 SKYLINE CHAMPION CORPORATION COM 830830105 508 16025 SH DFND 10 16025 0 0 SNAP INC CL A 83304A106 1195 73156 SH DFND 10 73156 0 0 SOUTHERN CO COM 842587107 489 7677 SH DFND 10 7677 0 0 SOUTHWEST AIRLS CO COM 844741108 743 13768 SH DFND 10 13768 0 0 SQUARE INC CL A 852234103 4319 69030 SH DFND 10 69030 0 0 STARBUCKS CORP COM 855244109 1371 15599 SH DFND 10 15599 0 0 TARGET CORP COM 87612E106 291 2273 SH DFND 10 2273 0 0 TELADOC HEALTH INC COM 87918A105 271 3240 SH DFND 10 3240 0 0 TESLA INC COM 88160R101 822 1964 SH DFND 10 1964 0 0 TEXAS INSTRS INC COM 882508104 362 2823 SH DFND 10 2823 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 423 1301 SH DFND 10 1301 0 0 3M CO COM 88579Y101 2030 11507 SH DFND 10 11507 0 0 TOTAL S A SPONSORED ADS 89151E109 843 15239 SH DFND 10 15239 0 0 TRAVELERS COMPANIES INC COM 89417E109 224 1639 SH DFND 10 1639 0 0 TWILIO INC CL A 90138F102 1288 13110 SH DFND 10 13110 0 0 TWITTER INC COM 90184L102 385 12014 SH DFND 10 12014 0 0 US BANCORP DEL COM NEW 902973304 435 7345 SH DFND 10 7345 0 0 UBER TECHNOLOGIES INC COM 90353T100 1663 55902 SH DFND 10 55902 0 0 UNION PACIFIC CORP COM 907818108 1102 6097 SH DFND 10 6097 0 0 UNITED PARCEL SERVICE INC CL B 911312106 476 4068 SH DFND 10 4068 0 0 UNITED TECHNOLOGIES CORP COM 913017109 654 4364 SH DFND 10 4364 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2241 7623 SH DFND 10 7623 0 0 VALERO ENERGY CORP NEW COM 91913Y100 275 2939 SH DFND 10 2939 0 0 VANECK VECTORS ETF TRUST BDC INCOME ETF 92189F411 664 39647 SH DFND 10 39647 0 0 VANECK VECTORS ETF TRUST FALLEN ANGEL HG 92189F437 369 12359 SH DFND 10 12359 0 0 VANECK VECTORS ETF TRUST MORNINGSTAR WIDE 92189F643 222 4048 SH DFND 10 4048 0 0 VANECK VECTORS ETF TRUST SEMICONDUCTOR ET 92189F676 202 1428 SH DFND 10 1428 0 0 VANECK VECTORS ETF TRUST RETAIL ETF 92189F684 862 7180 SH DFND 10 7180 0 0 VANECK VECTORS ETF TR HIGH YLD MUN ETF 92189H409 239 3734 SH DFND 10 3734 0 0 VANGUARD GROUP DIV APP ETF 921908844 26597 213354 SH DFND 10 213354 0 0 VANGUARD STAR FD VG TL INTL STK F 921909768 4213 75654 SH DFND 10 75654 0 0 VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 921932505 9176 52619 SH DFND 10 52619 0 0 VANGUARD ADMIRAL FDS INC SMLLCP 600 IDX 921932828 1133 7446 SH DFND 10 7446 0 0 VANGUARD ADMIRAL FDS INC MIDCP 400 GRTH 921932869 752 5117 SH DFND 10 5117 0 0 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 526 6034 SH DFND 10 6034 0 0 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 21323 254265 SH DFND 10 254265 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 26987 287986 SH DFND 10 287986 0 0 VANGUARD INTL EQUITY INDEX F FTSE SMCAP ETF 922042718 535 4818 SH DFND 10 4818 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 436 8108 SH DFND 10 8108 0 0 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 660 8654 SH DFND 10 8654 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1954 10191 SH DFND 10 10191 0 0 VANGUARD WORLD FDS MATERIALS ETF 92204A801 315 2347 SH DFND 10 2347 0 0 VANGUARD SCOTTSDALE FDS SHORT TERM TREAS 92206C102 273 4485 SH DFND 10 4485 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 3563 43966 SH DFND 10 43966 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 1444 9266 SH DFND 10 9266 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 863 16235 SH DFND 10 16235 0 0 VECTOR GROUP LTD COM 92240M108 156 11630 SH DFND 10 11630 0 0 VENTAS INC COM 92276F100 617 10692 SH DFND 10 10692 0 0 VANGUARD MUN BD FD INC TAX EXEMPT BD 922907746 642 11986 SH DFND 10 11986 0 0 VANGUARD INDEX FDS REAL ESTATE ETF 922908553 9858 106243 SH DFND 10 106243 0 0 VANGUARD INDEX FDS SML CP GRW ETF 922908595 2015 10141 SH DFND 10 10141 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 13748 100296 SH DFND 10 100296 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 25657 143993 SH DFND 10 143993 0 0 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 338 2684 SH DFND 10 2684 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 20252 122266 SH DFND 10 122266 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 27573 168518 SH DFND 10 168518 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3879 63173 SH DFND 10 63173 0 0 VISA INC COM CL A 92826C839 3284 17476 SH DFND 10 17476 0 0 VMWARE INC CL A COM 928563402 277 1823 SH DFND 10 1823 0 0 VODAFONE GROUP PLC NEW SPONSORED ADR 92857W308 319 16519 SH DFND 10 16519 0 0 W P CAREY INC COM 92936U109 691 8638 SH DFND 10 8638 0 0 WEC ENERGY GROUP INC COM 92939U106 897 9726 SH DFND 10 9726 0 0 WALMART INC COM 931142103 923 7767 SH DFND 10 7767 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 390 6613 SH DFND 10 6613 0 0 WASTE MGMT INC DEL COM 94106L109 207 1815 SH DFND 10 1815 0 0 WELLS FARGO CO NEW COM 949746101 672 12483 SH DFND 10 12483 0 0 WESTERN UN CO COM 959802109 268 10000 SH DFND 10 10000 0 0 WINNEBAGO INDS INC COM 974637100 583 11000 SH DFND 10 11000 0 0 WISDOMTREE TR US HIGH DIVIDEND 97717W208 1236 16095 SH DFND 10 16095 0 0 WISDOMTREE TR EMG MKTS SMCAP 97717W281 1455 30430 SH DFND 10 30430 0 0 WISDOMTREE TR US LARGECAP DIVD 97717W307 1841 17378 SH DFND 10 17378 0 0 WISDOMTREE TR EMER MKT HIGH FD 97717W315 810 17701 SH DFND 10 17701 0 0 WISDOMTREE TR US DIVID EX FNCL 97717W406 211 2280 SH DFND 10 2280 0 0 WISDOMTREE TR US MIDCAP DIVID 97717W505 3836 100830 SH DFND 10 100830 0 0 WISDOMTREE TR US MIDCAP FUND 97717W570 496 11787 SH DFND 10 11787 0 0 WISDOMTREE TR US SMALLCAP DIVD 97717W604 207 7230 SH DFND 10 7230 0 0 WISDOMTREE TR INTL EQUITY FD 97717W703 3775 70586 SH DFND 10 70586 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 212 3946 SH DFND 10 3946 0 0 WISDOMTREE TR YIELD ENHANCD US 97717X511 22243 425705 SH DFND 10 425705 0 0 WISDOMTREE TR US QTLY DIV GRT 97717X669 4866 100385 SH DFND 10 100385 0 0 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 1103 15628 SH DFND 10 15628 0 0 WYNN RESORTS LTD COM 983134107 361 2598 SH DFND 10 2598 0 0 ZOETIS INC CL A 98978V103 415 3136 SH DFND 10 3136 0 0 ZSCALER INC COM 98980G102 498 10700 SH DFND 10 10700 0 0 ALLERGAN PLC SHS G0177J108 7238 37862 SH DFND 10 37862 0 0 JOHNSON CTLS INTL PLC SHS G51502105 227 5576 SH DFND 10 5576 0 0 MEDTRONIC PLC SHS G5960L103 654 5766 SH DFND 10 5766 0 0 TRITON INTL LTD CL A G9078F107 534 13275 SH DFND 10 13275 0 0 CHUBB LIMITED COM H1467J104 204 1312 SH DFND 10 1312 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 216 2282 SH DFND 10 2282 0 0 SEASPAN CORP SHS Y75638109 2782 195805 SH DFND 10 195805 0 0