0001209191-23-059688.txt : 20231226
0001209191-23-059688.hdr.sgml : 20231226
20231226170006
ACCESSION NUMBER: 0001209191-23-059688
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231222
FILED AS OF DATE: 20231226
DATE AS OF CHANGE: 20231226
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lane Nick
CENTRAL INDEX KEY: 0001441552
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 231513875
MAIL ADDRESS:
STREET 1: C/O EQUITABLE HOLDINGS, INC.
STREET 2: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1290 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10104
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-12-22
0
0001333986
Equitable Holdings, Inc.
EQH
0001441552
Lane Nick
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
0
1
0
0
(See Remarks)
1
Common Stock
2023-12-22
4
M
0
5000
23.18
A
169132.41
D
Common Stock
2023-12-22
4
S
0
5000
33.3032
D
164132.41
D
Common Stock
2023-12-22
4
S
0
5000
33.3018
D
159132.41
D
Employee Stock Option (right to buy)
23.18
2023-12-22
4
M
0
5000
0.00
D
2030-02-26
Common Stock
5000
109417
D
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.
Includes restricted stock units.
This transaction was executed in multiple trades at prices ranging from $33.1500 to $33.6600. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected
This transaction was executed in multiple trades at prices ranging from $33.1000 to $33.6500. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on February 26, 2020.
Reporting Person's title is: Head of Retirement, Wealth Management & Protection Solutions
/s/ Jessica Olich as attorney-in-fact for Nick Lane
2023-12-26