0000950170-24-040400.txt : 20240402
0000950170-24-040400.hdr.sgml : 20240402
20240402173307
ACCESSION NUMBER: 0000950170-24-040400
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240401
FILED AS OF DATE: 20240402
DATE AS OF CHANGE: 20240402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Pearson Mark
CENTRAL INDEX KEY: 0001512442
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38469
FILM NUMBER: 24815850
MAIL ADDRESS:
STREET 1: C/O ALLIANCEBERNSTEIN L.P.
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Equitable Holdings, Inc.
CENTRAL INDEX KEY: 0001333986
STANDARD INDUSTRIAL CLASSIFICATION: INSURANCE AGENTS BROKERS & SERVICES [6411]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 585512450
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: (212) 554-1234
MAIL ADDRESS:
STREET 1: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: AXA Equitable Holdings, Inc.
DATE OF NAME CHANGE: 20171107
FORMER COMPANY:
FORMER CONFORMED NAME: AXA AMERICA HOLDINGS, INC.
DATE OF NAME CHANGE: 20050722
4
1
ownership.xml
4
X0508
4
2024-04-01
0001333986
Equitable Holdings, Inc.
EQH
0001512442
Pearson Mark
C/O EQUITABLE HOLDINGS, INC.
1345 AVENUE OF THE AMERICAS
NEW YORK
NY
10105
true
true
false
false
President and CEO
true
Common Stock
2024-04-01
4
M
false
20000
21.34
A
725025.48
D
Common Stock
2024-04-01
4
S
false
10000
37.6631
D
715025.48
D
Common Stock
2024-04-01
4
S
false
20000
37.6636
D
695025.48
D
Employee Stock Option (right to buy)
21.34
2024-04-01
4
M
false
20000
0
D
2028-03-01
Common Stock
20000
586400
D
The sales reported and options exercised on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on February 13, 2023.
Includes Restricted Stock Units.
This transaction was executed in multiple trades at prices ranging from $37.4100 to $38.0400. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $37.3900 to $38.0500. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
Grant of employee stock option under the Issuer's 2019 Omnibus Incentive Plan exempt under Rule 16b-3. The options vest/vested in three installments beginning on March 1, 2019.
/s/ Jessica Olich as attorney-in-fact for Mark Pearson
2024-04-02