0001332905-15-000005.txt : 20150205
0001332905-15-000005.hdr.sgml : 20150205
20150205125139
ACCESSION NUMBER: 0001332905-15-000005
CONFORMED SUBMISSION TYPE: SC 13G/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150205
DATE AS OF CHANGE: 20150205
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NEOGENOMICS INC
CENTRAL INDEX KEY: 0001077183
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-TESTING LABORATORIES [8734]
IRS NUMBER: 742897368
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-82969
FILM NUMBER: 15579107
BUSINESS ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
BUSINESS PHONE: 9419231949
MAIL ADDRESS:
STREET 1: 12701 COMMONWEALTH DRIVE
STREET 2: SUITE 9
CITY: FORT MYERS
STATE: FL
ZIP: 33913
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN COMMUNICATIONS ENTERPRISES INC
DATE OF NAME CHANGE: 19990120
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: RMB Capital Management, LLC
CENTRAL INDEX KEY: 0001332905
IRS NUMBER: 593792751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13G/A
BUSINESS ADDRESS:
STREET 1: 115 S. LASALLE ST.
STREET 2: 34TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: (312) 993-5800
MAIL ADDRESS:
STREET 1: 115 S. LASALLE ST.
STREET 2: 34TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
SC 13G/A
1
neo123114.txt
NEOGENOMICS 13G/A
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G/A
Under the Securities Exchange Act of 1934
(Amendment)
Neogenomics, Inc.
(Name of Issuer)
Common Stock
(Title of Class of Securities)
64049M209
(CUSIP Number)
December 31, 2014
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[X] Rule 13d-1(b)
[ ] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
CUSIP No. 64049M209
1. Names of Reporting Person
I.R.S. Identification Nos. of above person
RMB Capital Holdings, LLC 45-2624924
2. Check the Appropriate Box if a Member Of a Group
[ ] (a)
[ ] (b)
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware Limited Liability Company
5. Sole Voting Power: None
Number of
Shares 6. Shared Voting Power: 4,489,636
Beneficially
Owned by 7. Sole Dispositive Power: None
Each Reporting
Person With 8. Shared Dispositive Power: 4,489,636
9. Aggregate Amount Beneficially Owned by Each Reporting Person
4,489,636
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (9)
7.49%
12. Type of Reporting Person
oo
CUSIP No. 64049M209
1. Names of Reporting Person
I.R.S. Identification Nos. of above person
RMB Capital Management, LLC 59-3792751
2. Check the Appropriate Box if a Member Of a Group
[ ] (a)
[ ] (b)
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware Limited Liability Company
5. Sole Voting Power: 312,583
Number of
Shares 6. Shared Voting Power: 4,489,636
Beneficially
Owned by 7. Sole Dispositive Power: 312,583
Each Reporting
Person With 8. Shared Dispositive Power: 4,489,636
9. Aggregate Amount Beneficially Owned by Each Reporting Person
4,489,636
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (9)
7.49%
12. Type of Reporting Person
IA
CUSIP No. 64049M209
1. Names of Reporting Person
I.R.S. Identification Nos. of above person
Iron Road Capital Partners, LLC 20-4493541
2. Check the Appropriate Box if a Member Of a Group
[ ] (a)
[ ] (b)
3. SEC Use Only
4. Citizenship or Place of Organization
Delaware Limited Liability Company
5. Sole Voting Power: None
Number of
Shares 6. Shared Voting Power: 4,177,053
Beneficially
Owned by 7. Sole Dispositive Power: None
Each Reporting
Person With 8. Shared Dispositive Power: 4,177,053
9. Aggregate Amount Beneficially Owned by Each Reporting Person
4,177,053
10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares
11. Percent of Class Represented by Amount in Row (9)
6.97%
12. Type of Reporting Person
OO
Item 1. (a) Issuer: Neogenomics, Inc.
Address:
12701 Commonwealth Drive, Suite 9
Fort Myers, FL 33913
Item 2. (a) Name of Person Filing:
(i) RMB Capital Holdings, LLC
(ii) RMB Capital Management, LLC
(iii)Iron Road Capital Partners, LLC
(b) Address of Principal Business Offices:
115 S. LaSalle Street
34th Floor
Chicago, IL 60603
(c) Citizenship:
Please refer to Item 4 on each cover
sheet for each Reporting Person
(d) Title of Class of Securities
Common Stock
(e) CUSIP Number: 64049M209
Item 3. If this statement is filed pursuant to rule 240.13d- 1(b),or
240.13d-2(b) or (c), check whether the person filing is a:
(a) |_| Broker or dealer registered under section 15 of the Act
(15 U.S.C.78c).
(b) |_| Bank as defined in section 3(a)(6) of the Act
(15 U.S.C. 78c).
(c) |_| Insurance company as defined in section 3(a)19) of the Act
(15 U.S.C. 78c).
(d) |_| Investment Company registered under section 8 of the
Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) |X| An investment adviser in accordance with
240.13d-1(b)1)(ii)(E).
(f) |_| An employee benefit plan or endowment fund in accordance
with 240.13d-1(b)(1)(ii)(F).
(g) |_| A parent holding company or control person in accordance
with 240.13d-1(b)(1)(ii)(G)
(h) |_| A savings association as defined in section 3(b) of the
Federal Deposit Insurance Act (12 U.S.C. 1813).
(i) |_| A church plan that is excluded from the definition of an
investment company under section 3(c)(14) of the Investment
Company Act of 1940 (15 U.S.C. 80a-3).
(j) |_| Group, in accordance with section 240.13d-1(b)(1)(ii)(J).
Item 4. Ownership
Please see Items 5 - 9 and 11 on each cover sheet for each
Reporting Person
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not Applicable
Item 7. Identification and Classification of
the Subsidiary Which Acquired the Security Being
Reported on By the Parent Holding Company
Not Applicable
Item 8. Identification and Classification of Members of the Group
Not Applicable
Item 9. Notice of Dissolution of Group
Not Applicable
Item 10. Certification
By signing below I certify that, to the best of
my knowledge and belief, the securities referred
to above were acquired and held in the ordinary
course of business and were not acquired and are
not held for the purpose of or with the effect
of changing or influencing the control of the
issuer of the securities and were not acquired
and are not held in connection with or as a
participant in any transaction having that
purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth
in this statement is true, complete and correct.
Date: February 5, 2015
RMB Capital Holdings, LLC
By: /s/ Walter Clark
--------------------------
Name: Walter Clark
Title: Manager
RMB Capital Management, LLC
By: RMB Capital Holdings, LLC
Its: Manager
By: /s/ Walter Clark
--------------------------
Name: Walter Clark
Title: Manager
Iron Road Capital Partners, LLC
By: RMB Capital Management, LLC
Its: Manager
By: RMB Capital Holdings, LLC
Its: Manager
By: /s/ Walter Clark
--------------------------
Name: Walter Clark
Title: Manager
JOINT FILING AGREEMENT
RMB Capital Holdings, LLC, a Delaware Limited Liability Company,
RMB Capital Management, LLC (an investment adviser registered under the
Investment Advisers Act of 1940); and Iron Road Capital Partner L.L.C., a
Delaware Limited Liability Company, hereby agree to file jointly the
statement on this Schedule 13G/A to which this Agreement is attached,
and any amendments thereto which may be deemed necessary.
It is understood and agreed that each of the parties hereto is responsible
for the timely filing of such statement and any amendments thereto, and for
the completeness and accuracy of the information concerning such party
contained therein, but such party is not responsible for the completeness
or accuracy of information concerning the other party unless such party
knows or has reason to believe that such information is inaccurate.
It is understood and agreed that a copy of this Agreement shall be attached
as an exhibit to the statement on Schedule 13G/A, and any amendments thereto,
filed on behalf of each of the parties hereto.
Date: February 5, 2015
RMB Capital Holdings, LLC
By: /s/ Walter Clark
--------------------------
Name: Walter Clark
Title: Manager
RMB Capital Management, LLC
By: RMB Capital Holdings, LLC
Its: Manager
By: /s/ Walter Clark
--------------------------
Name: Walter Clark
Title: Manager
Iron Road Capital Partners, LLC
By: RMB Capital Management, LLC
Its: Manager
By: RMB Capital Holdings, LLC
Its: Manager
By: /s/ Walter Clark
--------------------------
Name: Walter Clark
Title: Manager