-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KRp+DaGDlYIzqzeGEfWtHw5xsuGUIleaplR4ejM8p+160xUGoF5y3RQk6omMJoVB 2eOBFcRkfssVAhm27DKcVQ== 0001332905-10-000011.txt : 20100205 0001332905-10-000011.hdr.sgml : 20100205 20100205125700 ACCESSION NUMBER: 0001332905-10-000011 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100205 DATE AS OF CHANGE: 20100205 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: MAINE & MARITIMES CORP CENTRAL INDEX KEY: 0001222497 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 300155348 STATE OF INCORPORATION: ME FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-79175 FILM NUMBER: 10576492 BUSINESS ADDRESS: STREET 1: 209 STATE ST. STREET 2: PO BOX 1209 CITY: PRESQUE ISLE STATE: ME ZIP: 04769-1209 BUSINESS PHONE: 207-760-2300 MAIL ADDRESS: STREET 1: 209 STATE ST. STREET 2: PO BOX 1209 CITY: PESQUE ISLE STATE: ME ZIP: 04769-1209 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: RMB Capital Management, LLC CENTRAL INDEX KEY: 0001332905 IRS NUMBER: 593792751 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE, SUITE 3210 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 993-5800 MAIL ADDRESS: STREET 1: 10 SOUTH WACKER DRIVE, SUITE 3210 CITY: CHICAGO STATE: IL ZIP: 60606 SC 13G/A 1 g13mam-123109.txt 4Q09 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 Maine & Maritimes Corporation (Name of Issuer) Common Stock (Title of Class of Securities) 560377103 (CUSIP Number) December 31, 2009 (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [X] Rule 13d-1(b) [ ] Rule 13d-1(c) [ ] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 560377103 1. Names of Reporting Person I.R.S. Identification Nos. of above person RMB Capital Management, LLC 59-3792751 2. Check the Appropriate Box if a Member Of a Group [ ] (a) [ ] (b) 3. SEC Use Only 4. Citizenship or Place of Organization Delaware Limited Liability Company 5. Sole Voting Power: 191,464 Number of Shares 6. Shared Voting Power: None Beneficially Owned by 7. Sole Dispositive Power: 191,464 Each Reporting Person With 8. Shared Dispositive Power: None 9. Aggregate Amount Beneficially Owned by Each Reporting Person 191,464 10. Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11. Percent of Class Represented by Amount in Row (9) 11.38% 12. Type of Reporting Person IA Item 1. (a) Issuer: Maine & Maritimes Corporation Address: 209 State Street Presque Isle, Maine 04769 Item 2. (a) Name of Person Filing: RMB Capital Management, LLC (b) Address of Principal Business Offices: 115 S. LaSalle Street 34th Floor Chicago, IL 60603 (c) Citizenship: Please refer to Item 4 on each cover sheet for each Reporting Person (d) Title of Class of Securities Common Stock (e) CUSIP Number: 560377103 Item 3. If this statement is filed pursuant to rule 240.13d- 1(b),or 240.13d-2(b) or (c), check whether the person filing is a: (a) |_| Broker or dealer registered under section 15 of the Act (15 U.S.C.78c). (b) |_| Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) |_| Insurance company as defined in section 3(a)19) of the Act (15 U.S.C. 78c). (d) |_| Investment Company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) |X| An investment adviser in accordance with 240.13d-1(b)1)(ii)(E). (f) |_| An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F). (g) |_| A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G) (h) |_| A savings association as defined in section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813). (i) |_| A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3). (j) |_| Group, in accordance with section 240.13d-1(b)(1)(ii)(J). Item 4. Ownership Please see Items 5 - 9 and 11 on each cover sheet for each Reporting Person Item 5. Ownership of Five Percent or Less of a Class Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not Applicable Item 8. Identification and Classification of Members of the Group Not Applicable Item 9. Notice of Dissolution of Group Not Applicable Item 10. Certification By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 5, 2010 RMB Capital Management, LLC By: /s/ Richard M. Burridge, Jr. -------------------------- Name: Richard M. Burridge, Jr. Title: Managing Principal -----END PRIVACY-ENHANCED MESSAGE-----