0001332905-14-000008.txt : 20140210
0001332905-14-000008.hdr.sgml : 20140210
20140210150115
ACCESSION NUMBER: 0001332905-14-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20131231
FILED AS OF DATE: 20140210
DATE AS OF CHANGE: 20140210
EFFECTIVENESS DATE: 20140210
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RMB Capital Management, LLC
CENTRAL INDEX KEY: 0001332905
IRS NUMBER: 593792751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11714
FILM NUMBER: 14588130
BUSINESS ADDRESS:
STREET 1: 115 S. LASALLE ST.
STREET 2: 34TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: (312) 993-5800
MAIL ADDRESS:
STREET 1: 115 S. LASALLE ST.
STREET 2: 34TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
primary_doc.xml
13F-HR
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false
false
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0001332905
XXXXXXXX
12-31-2013
12-31-2013
RMB Capital Management, LLC
115 S. LASALLE ST.
34TH FLOOR
CHICAGO
IL
60603
13F HOLDINGS REPORT
028-11714
N
Lisa M Tamburini
Legal Counsel and Compliance Officer
312-870-5685
Lisa M Tamburini
Chicago
IL
02-10-2014
11
623
1442724
false
1
0001027760
028-05920
DELAWARE CAPITAL MANAGEMENT INC
18
0000105692
028-01204
WHV Investment Management, Inc.
3
0000939761
028-03871
NEWGATE CAPITAL MANAGEMENT LLC
19
0001456133
028-13404
Convergence Investment Partners, LLC
20
0001207017
028-10469
LAZARD ASSET MANAGEMENT LLC
6
0001056823
028-06986
HORIZON ASSET MANAGEMENT LLC
8
0001015079
028-05620
BRANDES INVESTMENT PARTNERS, LP
9
0000936753
028-04003
ARIEL INVESTMENTS, LLC
32
0001109426
028-05621
SANTA BARBARA ASSET MANAGEMENT, LLC
11
0001055966
028-06748
MARSICO CAPITAL MANAGEMENT LLC
31
0001009262
028-05358
LATEEF INVESTMENT MANAGEMENT, L.P.
INFORMATION TABLE
2
inftable.xml
TABLE
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ADR
054536107
292
10475
SH
OTR
19
10475
0
0
A X A SPONSORED ADR F SPONSORE
ADR
054536107
677
24313
SH
OTR
18
0
0
24313
AAC TECH HLDGS INC ADR F UNSPO
ADR
000304105
3386
69739
SH
OTR
20
0
0
69739
ABB LTD ADR F SPONSORED ADR 1
ADR
000375204
16
587
SH
SOLE
587
0
0
ABB LTD ADR F SPONSORED ADR 1
ADR
000375204
1870
70405
SH
OTR
01
0
0
70405
ABB LTD ADR F SPONSORED ADR 1
ADR
000375204
875
32960
SH
OTR
19
32960
0
0
ADIDAS AG ADR EA REP 1/2ORD NP
ADR
00687a107
218
3410
SH
OTR
19
3410
0
0
AEGON NV AMER REGD CERT(1SH EU
ADR
007924103
134
14145
SH
OTR
19
14145
0
0
AEGON NV AMER REGD CERT(1SH EU
ADR
007924103
13
1413
SH
OTR
08
0
0
1413
AGRIC BK OF CHINA ADR F UNSPON
ADR
00850m102
1593
129693
SH
OTR
20
0
0
129693
AIA GROUP LTD NEW ADR F SPONSO
ADR
001317205
269
13390
SH
OTR
19
13390
0
0
AIA GROUP LTD NEW ADR F SPONSO
ADR
001317205
6
319
SH
OTR
03
0
0
319
ALLIANZ SE ADR F SPONSORED ADR
ADR
018805101
416
23158
SH
OTR
19
23158
0
0
ALLIANZ SE ADR F SPONSORED ADR
ADR
018805101
13
750
SH
OTR
18
0
0
750
AMBEV SA ADR EACH REPRORD SPON
ADR
02319v103
165
22463
SH
OTR
19
22463
0
0
AMBEV SA ADR EACH REPRORD SPON
ADR
02319v103
34
4560
SH
OTR
20
0
0
4560
ANHEUSER BUSCH INBEV SA/NV-SPO
ADR
03524A108
491
4610
SH
OTR
19
4610
0
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
37
625
SH
SOLE
625
0
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
257
4331
SH
OTR
19
4331
0
0
ASTRAZENECA PLC SPONSORED ADR
ADR
046353108
15
260
SH
OTR
08
0
0
260
AUSTRALIA & NEW ZEALANDBANK GR
ADR
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222
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OTR
19
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0
AVIVA SPON ADR EA REPR2 ORD SH
ADR
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159
10499
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19
10499
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BAIDU INC ADR F SPONSORED ADR
ADR
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3900
21924
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OTR
20
0
0
21924
BAIDU INC ADR F SPONSORED ADR
ADR
056752108
103
580
SH
OTR
19
580
0
0
BAIDU INC ADR F SPONSORED ADR
ADR
056752108
11
60
SH
OTR
03
0
0
60
BANCO BILBAO VIZCAYA ARGENTARI
ADR
05946K101
4
341
SH
SOLE
341
0
0
BANCO BILBAO VIZCAYA ARGENTARI
ADR
05946K101
217
17520
SH
OTR
19
17520
0
0
BANCO BRADESCO NEW ADR F SPONS
ADR
059460303
2002
159788
SH
OTR
20
0
0
159788
BANCO BRADESCO NEW ADR F SPONS
ADR
059460303
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5754
SH
OTR
19
5754
0
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BANCO SANTANDER SA ADR F SPONS
ADR
05964h105
20
2183
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2183
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0
BANCO SANTANDER SA ADR F SPONS
ADR
05964h105
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BANCO SANTANDER SA ADR F SPONS
ADR
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BANCOLOMBIA S A ADR F 1 ADR RE
ADR
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SH
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0
0
39588
BANCOLOMBIA S A ADR F 1 ADR RE
ADR
05968l102
6
127
SH
OTR
19
127
0
0
BARCLAYS PLC-SPONS ADR
ADR
06738E204
205
11325
SH
OTR
19
11325
0
0
BARCLAYS PLC-SPONS ADR
ADR
06738E204
5
302
SH
OTR
08
0
0
302
BASF SE ADR F SPONSORED ADR 1
ADR
055262505
399
3737
SH
OTR
19
3737
0
0
BASF SE ADR F SPONSORED ADR 1
ADR
055262505
1286
12040
SH
OTR
18
0
0
12040
BAYER AG SPON ADR-EACHREPR 1 O
ADR
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391
2780
SH
OTR
19
2780
0
0
BG GROUP PLC ADR F SPONSORED A
ADR
055434203
11
526
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SOLE
526
0
0
BG GROUP PLC ADR F SPONSORED A
ADR
055434203
1315
61207
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OTR
01
0
0
61207
BG GROUP PLC ADR F SPONSORED A
ADR
055434203
133
6171
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19
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0
0
BHP BILLITON LTD ADR F SPONSOR
ADR
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6442
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BHP BILLITON LTD ADR F SPONSOR
ADR
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OTR
18
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BHP BILLITON PLC SPONSADR EACH
ADR
05545e209
263
4228
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OTR
19
4228
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BNP PARIBAS SPONSORED ADR REPS
ADR
05565A202
274
7010
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OTR
19
7010
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0
BP PLC ADR (CNV INTO 6ORD USD0
ADR
055622104
299
6157
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0
BP PLC ADR (CNV INTO 6ORD USD0
ADR
055622104
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0
0
45962
BP PLC ADR (CNV INTO 6ORD USD0
ADR
055622104
272
5605
SH
OTR
19
5605
0
0
BP PLC ADR (CNV INTO 6ORD USD0
ADR
055622104
12
251
SH
OTR
08
0
0
251
BRIT AMER TOBACCO ADR F SPONSO
ADR
110448107
304
2830
SH
OTR
19
2830
0
0
BRIT AMER TOBACCO ADR F SPONSO
ADR
110448107
1403
13058
SH
OTR
18
0
0
13058
CANON INC ADR EACH REP1 ORD NP
ADR
138006309
16
491
SH
SOLE
491
0
0
CANON INC ADR EACH REP1 ORD NP
ADR
138006309
1820
56861
SH
OTR
01
0
0
56861
CANON INC ADR EACH REP1 ORD NP
ADR
138006309
150
4700
SH
OTR
19
4700
0
0
CANON INC ADR EACH REP1 ORD NP
ADR
138006309
17
530
SH
OTR
08
0
0
530
CARREFOUR SA ADR NEW F SPONSOR
ADR
144430204
13
1593
SH
SOLE
1593
0
0
CARREFOUR SA ADR NEW F SPONSOR
ADR
144430204
1516
192764
SH
OTR
01
0
0
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CARREFOUR SA ADR NEW F SPONSOR
ADR
144430204
153
19443
SH
OTR
19
19443
0
0
CHINA MERCHANTS BK ADR F UNSPO
ADR
16950t102
1090
102274
SH
OTR
20
0
0
102274
CHINA MERCHANTS BK ADR F UNSPO
ADR
16950t102
3
322
SH
OTR
03
0
0
322
CHINA MOBILE LTD ADR F SPONSOR
ADR
16941m109
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179
SH
SOLE
179
0
0
CHINA MOBILE LTD ADR F SPONSOR
ADR
16941m109
1115
21327
SH
OTR
01
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21327
CHINA MOBILE LTD ADR F SPONSOR
ADR
16941m109
372
7107
SH
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19
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CHINA MOBILE LTD ADR F SPONSOR
ADR
16941m109
38
724
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20
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CHINA NATL MATLS CO ADRF UNSPO
ADR
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1126
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20
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261365
CHINA ST CONST INTL ADRF UNSPO
ADR
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CREDIT SUISSE GROUP SPONADR-RE
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225401108
255
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19
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CYRELA BRAZIL RLTY ADR F SPONS
ADR
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20
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0
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DAIMLER AG ADR F SPONSORED ADR
ADR
233825108
14
157
SH
SOLE
157
0
0
DAIMLER AG ADR F SPONSORED ADR
ADR
233825108
1649
19022
SH
OTR
01
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DAIMLER AG ADR F SPONSORED ADR
ADR
233825108
360
4156
SH
OTR
19
4156
0
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DEUTSCHE BANK AG
ADR
D18190898
260
5395
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OTR
19
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DEUTSCHE TELEKOM AG ADSEACH RE
ADR
251566105
28
1644
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1644
0
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DEUTSCHE TELEKOM AG ADSEACH RE
ADR
251566105
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SH
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DEUTSCHE TELEKOM AG ADSEACH RE
ADR
251566105
150
8738
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19
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DEUTSCHE TELEKOM AG ADSEACH RE
ADR
251566105
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0
0
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DIAGEO PLC NEW ADR F SPONSORED
ADR
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DIAGEO PLC NEW ADR F SPONSORED
ADR
25243q205
248
1873
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OTR
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DIAGEO PLC NEW ADR F SPONSORED
ADR
25243q205
1715
12947
SH
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18
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0
12947
ENI ADR EACH REP 2 ORDEUR1(MGT
ADR
26874r108
15
306
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SOLE
306
0
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ENI ADR EACH REP 2 ORDEUR1(MGT
ADR
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1790
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SH
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01
0
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ENI ADR EACH REP 2 ORDEUR1(MGT
ADR
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177
3647
SH
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19
3647
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ENI ADR EACH REP 2 ORDEUR1(MGT
ADR
26874r108
19
400
SH
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0
400
ENSCO PLC CLASS A F CLASS A
ADR
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ERICSSON ADR EACH REP1 ORD B S
ADR
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ERICSSON ADR EACH REP1 ORD B S
ADR
294821608
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ESTACIO PARTICIPACO ADRF 1SPON
ADR
297319105
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EXPERIAN PLC ADR
ADR
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EXXARO RESOURCES ADR F SPONSOR
ADR
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FIRST TRACTOR CO ADR F UNSPONS
ADR
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FRESENIUS MEDICAL CAREAG & CO
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GAZPROM O A O SPONSOREDADR ISI
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GDF SUEZ SPON ADR
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ADR
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GDF SUEZ SPON ADR
ADR
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GDF SUEZ SPON ADR
ADR
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440
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0
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440
GERDAU SA SPONS ADR F SPONSORE
ADR
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GERDAU SA SPONS ADR F SPONSORE
ADR
373737105
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GLAXOSMITHKLINE PLC SPONS ADR
ADR
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46
858
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GLAXOSMITHKLINE PLC SPONS ADR
ADR
37733W105
2369
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01
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GLAXOSMITHKLINE PLC SPONS ADR
ADR
37733W105
447
8374
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OTR
19
8374
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GLAXOSMITHKLINE PLC SPONS ADR
ADR
37733W105
12
230
SH
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08
0
0
230
GRUPO FIN BANORTE ADR F SPONSO
ADR
40052p107
3133
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SH
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20
0
0
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HDFC BANK LIMITED ADR F SPONSO
ADR
40415f101
2625
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OTR
20
0
0
76215
HDFC BANK LIMITED ADR F SPONSO
ADR
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71
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19
2052
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HDFC BANK LIMITED ADR F SPONSO
ADR
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6
161
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03
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HENDERSON LAND DEVELOPMENTCO S
ADR
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118
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OTR
19
20752
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HONDA MOTOR CO ADR-EACHCNV INT
ADR
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325
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19
7854
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HONDA MOTOR CO ADR-EACHCNV INT
ADR
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12
290
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0
290
HSBC HOLDINGS PLC ADREACH REPR
ADR
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19
10839
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HSBC HOLDINGS PLC ADREACH REPR
ADR
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0
90
IBERDROLA S A ADR F SPONSORED
ADR
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IBERDROLA S A ADR F SPONSORED
ADR
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3036
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01
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0
118846
IBERDROLA S A ADR F SPONSORED
ADR
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2
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SH
OTR
19
92
0
0
ICICI BANK LTD ADR F SPONSORED
ADR
45104g104
16
438
SH
SOLE
438
0
0
ICICI BANK LTD ADR F SPONSORED
ADR
45104g104
3039
81760
SH
OTR
20
0
0
81760
ICICI BANK LTD ADR F SPONSORED
ADR
45104g104
48
1289
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OTR
19
1289
0
0
ICICI BANK LTD ADR F SPONSORED
ADR
45104g104
4
119
SH
OTR
03
0
0
119
ING GROEP NV SPONS ADR-EACHREP
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456837103
292
20868
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19
20868
0
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KAO CORP NEW ADR F SPONSORED A
ADR
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18
579
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KAO CORP NEW ADR F SPONSORED A
ADR
485537302
2191
69566
SH
OTR
01
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0
69566
KINGFISHER PLC SPONSORED ADR I
ADR
495724403
219
17152
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OTR
19
17152
0
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ADR
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19
1044
SH
SOLE
1044
0
0
KONINKLIJKE AHOLD NV NEWADR RE
ADR
500467402
2258
125572
SH
OTR
01
0
0
125572
KONINKLIJKE AHOLD NV NEWADR RE
ADR
500467402
96
5361
SH
OTR
19
5361
0
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KONINKLIJKE AHOLD NV NEWADR RE
ADR
500467402
15
823
SH
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08
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KONINKLIJKE PHILIPS NVADR EACH
ADR
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523
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SH
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19
14156
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KOREA ELECTRIC POWER CORPSPON
ADR
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191
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19
11510
0
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ADR
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263
49481
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49481
0
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LOCALIZA RENT A CAR ADRF SPONS
ADR
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20
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LUXOTTICA GROUP ADR-EACHCNV IN
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211
3915
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19
3915
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MARKS & SPENCER GROUPSPON ADR
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151
10519
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10519
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MARKS & SPENCER GROUPSPON ADR
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MITSUBISHI UFJ FINANCIAL ADR
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40450
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165
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NATIONAL GRID PLC ADR F SPONSO
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290
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NATIONAL GRID PLC ADR F SPONSO
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NESTLE S A REG B ADR F 1 ADR R
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768
10458
SH
OTR
01
0
0
10458
NESTLE S A REG B ADR F 1 ADR R
ADR
641069406
663
9033
SH
OTR
19
9033
0
0
NESTLE S A REG B ADR F 1 ADR R
ADR
641069406
2232
30394
SH
OTR
18
0
0
30394
NIDEC CORPORATION ADREACH REPR
ADR
654090109
218
8838
SH
OTR
19
8838
0
0
NOKIA CORP SPONSORED ADR
ADR
654902204
54
6653
SH
SOLE
6653
0
0
NOKIA CORP SPONSORED ADR
ADR
654902204
101
12426
SH
OTR
19
12426
0
0
NOMURA HOLDINGS INC. ADREACH R
ADR
65535h208
26
3340
SH
SOLE
3340
0
0
NOMURA HOLDINGS INC. ADREACH R
ADR
65535h208
165
21232
SH
OTR
19
21232
0
0
NOVARTIS A G SPON ADR F SPONSO
ADR
66987v109
52
653
SH
SOLE
653
0
0
NOVARTIS A G SPON ADR F SPONSO
ADR
66987v109
3410
42418
SH
OTR
01
0
0
42418
NOVARTIS A G SPON ADR F SPONSO
ADR
66987v109
693
8620
SH
OTR
19
8620
0
0
NOVARTIS A G SPON ADR F SPONSO
ADR
66987v109
2835
35271
SH
OTR
18
0
0
35271
NOVO NORDISK A.S. ADR FORMERLY
ADR
670100205
281
1523
SH
OTR
19
1523
0
0
NOVO NORDISK A.S. ADR FORMERLY
ADR
670100205
34
182
SH
OTR
32
0
0
182
NTT DOCOMO INC ADR F SPONSORED
ADR
62942m201
3
202
SH
SOLE
202
0
0
NTT DOCOMO INC ADR F SPONSORED
ADR
62942m201
399
24171
SH
OTR
01
0
0
24171
NTT DOCOMO INC ADR F SPONSORED
ADR
62942m201
137
8282
SH
OTR
19
8282
0
0
ORANGE ADR EACH REPR 1ORD EUR4
ADR
684060106
14
1126
SH
SOLE
1126
0
0
ORANGE ADR EACH REPR 1ORD EUR4
ADR
684060106
1608
130189
SH
OTR
01
0
0
130189
ORANGE ADR EACH REPR 1ORD EUR4
ADR
684060106
76
6168
SH
OTR
19
6168
0
0
ORANGE ADR EACH REPR 1ORD EUR4
ADR
684060106
11
861
SH
OTR
08
0
0
861
PANASONIC CORP ADR-EACHCNV INT
ADR
69832a205
226
19409
SH
OTR
19
19409
0
0
PETROLEO BRASILEIRO SAPETROBRA
ADR
71654v101
3971
270352
SH
OTR
20
0
0
270352
PETROLEO BRASILEIRO SAPETROBRA
ADR
71654v101
53
3613
SH
OTR
19
3613
0
0
PETROLEO BRASILEIRO SAPETROBRA
ADR
71654v101
13
880
SH
OTR
08
0
0
880
PETROLEO BRASILEIRO SAPETROBRA
ADR
71654v101
2
126
SH
OTR
03
0
0
126
PETROLEUM GEO SERVICESASA ADS
ADR
716599105
353
30000
SH
SOLE
30000
0
0
PING AN ISNURANCE ADR F SPONSO
ADR
72341e304
2575
143732
SH
OTR
20
0
0
143732
PRUDENTIAL ADR EACH REPR2 ORD
ADR
74435k204
289
6417
SH
OTR
19
6417
0
0
PT BANK RAKYAT ADR F UNSPONSOR
ADR
69366x100
2794
234525
SH
OTR
20
0
0
234525
QBE INS GROUP ADR NEW F SPONSO
ADR
74728g605
4
373
SH
SOLE
373
0
0
QBE INS GROUP ADR NEW F SPONSO
ADR
74728g605
442
42945
SH
OTR
01
0
0
42945
R W E AG SPON ADR F 1 ADR REP
ADR
74975e303
12
336
SH
SOLE
336
0
0
R W E AG SPON ADR F 1 ADR REP
ADR
74975e303
1420
38721
SH
OTR
01
0
0
38721
RECKITT BENCKISER GROUPPLC SPO
ADR
756255204
324
20412
SH
OTR
19
20412
0
0
REED ELSEVIER NEW ADR F SPONSO
ADR
758204200
17
408
SH
SOLE
408
0
0
REED ELSEVIER NEW ADR F SPONSO
ADR
758204200
2093
49053
SH
OTR
01
0
0
49053
REED ELSEVIER NEW ADR F SPONSO
ADR
758204200
60
1398
SH
OTR
19
1398
0
0
RIO TINTO PLC SPON ADR F SPONS
ADR
767204100
315
5581
SH
OTR
19
5581
0
0
RIO TINTO PLC SPON ADR F SPONS
ADR
767204100
2829
50128
SH
OTR
18
0
0
50128
ROCHE HOLDINGS AG SPNADR EACH
ADR
771195104
657
9373
SH
OTR
19
9373
0
0
ROYAL DUTCH SHELL A ADRF SPONS
ADR
780259206
171
2401
SH
SOLE
2401
0
0
ROYAL DUTCH SHELL A ADRF SPONS
ADR
780259206
1722
24159
SH
OTR
01
0
0
24159
ROYAL DUTCH SHELL A ADRF SPONS
ADR
780259206
251
3521
SH
OTR
19
3521
0
0
S A P AG ADR F SPONSORED ADR 1
ADR
803054204
11
121
SH
SOLE
121
0
0
S A P AG ADR F SPONSORED ADR 1
ADR
803054204
1269
14568
SH
OTR
01
0
0
14568
S A P AG ADR F SPONSORED ADR 1
ADR
803054204
260
2988
SH
OTR
19
2988
0
0
SABMILLER PLC ADR EACHREP 1 OR
ADR
78572m105
248
4825
SH
OTR
19
4825
0
0
SANDS CHINA LTD ADR F UNSPONSO
ADR
80007r105
3328
40731
SH
OTR
20
0
0
40731
SANOFI SPON ADR
ADR
80105N105
21
394
SH
SOLE
394
0
0
SANOFI SPON ADR
ADR
80105N105
2545
47459
SH
OTR
01
0
0
47459
SANOFI SPON ADR
ADR
80105N105
478
8914
SH
OTR
19
8914
0
0
SANOFI SPON ADR
ADR
80105N105
19
360
SH
OTR
08
0
0
360
SARTORIUS STEDIM ORD F
ADR
f8005v111
6962
41462
SH
SOLE
41462
0
0
SBERBANK ADR F SPONSORED ADR 1
ADR
80585y308
3810
309383
SH
OTR
20
0
0
309383
SBERBANK ADR F SPONSORED ADR 1
ADR
80585y308
174
14126
SH
OTR
19
14126
0
0
SBERBANK ADR F SPONSORED ADR 1
ADR
80585y308
10
781
SH
OTR
03
0
0
781
SEVEN & I HLDG CO ADR F UNSPON
ADR
81783h105
16
207
SH
SOLE
207
0
0
SEVEN & I HLDG CO ADR F UNSPON
ADR
81783h105
1994
25073
SH
OTR
01
0
0
25073
SIEMENS A G SPONSORED ADR ISIN
ADR
826197501
1662
11997
SH
OTR
19
11997
0
0
SINGAPORE TLCM ADR NEW F SPONS
ADR
82929r304
11
393
SH
SOLE
393
0
0
SINGAPORE TLCM ADR NEW F SPONS
ADR
82929r304
1371
47310
SH
OTR
01
0
0
47310
SINGAPORE TLCM ADR NEW F SPONS
ADR
82929r304
1
42
SH
OTR
19
42
0
0
SM INVTS CORP ADR F SPONSORED
ADR
78455r205
1
107
SH
SOLE
107
0
0
SM INVTS CORP ADR F SPONSORED
ADR
78455r205
2933
368975
SH
OTR
20
0
0
368975
STANDARD BK GRP NEW ADRF SPONS
ADR
853118206
2015
163060
SH
OTR
20
0
0
163060
SUMITOMO MITSUI FINANCIALGROUP
ADR
86562m209
219
20871
SH
OTR
19
20871
0
0
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
13
755
SH
SOLE
755
0
0
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
1580
90611
SH
OTR
01
0
0
90611
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
119
6842
SH
OTR
19
6842
0
0
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
40
2274
SH
OTR
20
0
0
2274
TAIWAN SEMICONDUCTR ADRF SPONS
ADR
874039100
14
798
SH
OTR
03
0
0
798
TAKEDA PHARMACEUTICALCO LTDSPO
ADR
874060205
14
599
SH
SOLE
599
0
0
TAKEDA PHARMACEUTICALCO LTDSPO
ADR
874060205
1661
72350
SH
OTR
01
0
0
72350
TAKEDA PHARMACEUTICALCO LTDSPO
ADR
874060205
9
390
SH
OTR
08
0
0
390
TAKEDA PHARMACEUTICALCO LTDSPO
ADR
874060205
1
45
SH
OTR
19
45
0
0
TATA MOTORS LTD ADR F SPONSORE
ADR
876568502
2523
81928
SH
OTR
20
0
0
81928
TATA MOTORS LTD ADR F SPONSORE
ADR
876568502
11
355
SH
OTR
19
355
0
0
TATA MOTORS LTD ADR F SPONSORE
ADR
876568502
10
340
SH
OTR
03
0
0
340
TAV HAVALIMANLARI ADR F UNSPON
ADR
876704107
4293
149251
SH
OTR
20
0
0
149251
TECHTRONIC INDS CO ADR F 1 ADR
ADR
87873r101
3028
213421
SH
OTR
20
0
0
213421
TELEFONICA SA ADR EA REPR1 ORD
ADR
879382208
14
852
SH
SOLE
852
0
0
TELEFONICA SA ADR EA REPR1 ORD
ADR
879382208
2051
125546
SH
OTR
01
0
0
125546
TELEFONICA SA ADR EA REPR1 ORD
ADR
879382208
142
8662
SH
OTR
19
8662
0
0
TELEFONICA SA ADR EA REPR1 ORD
ADR
879382208
9
556
SH
OTR
08
0
0
556
TENARIS S A ADR F SPONSORED AD
ADR
88031m109
51
1159
SH
OTR
19
1159
0
0
TENARIS S A ADR F SPONSORED AD
ADR
88031m109
2205
50468
SH
OTR
18
0
0
50468
TESCO PLC SPON ADR ISIN#US8815
ADR
881575302
21
1250
SH
SOLE
1250
0
0
TESCO PLC SPON ADR ISIN#US8815
ADR
881575302
2501
150523
SH
OTR
01
0
0
150523
TESCO PLC SPON ADR ISIN#US8815
ADR
881575302
241
14501
SH
OTR
19
14501
0
0
TESCO PLC SPON ADR ISIN#US8815
ADR
881575302
8
510
SH
OTR
08
0
0
510
TEVA PHARM INDS LTD ADRF SPONS
ADR
881624209
162
4030
SH
SOLE
4030
0
0
TEVA PHARM INDS LTD ADRF SPONS
ADR
881624209
2211
55169
SH
OTR
01
0
0
55169
TEVA PHARM INDS LTD ADRF SPONS
ADR
881624209
135
3369
SH
OTR
19
3369
0
0
TMK OAO ADR F SPONSORED ADR 1
ADR
87260r300
3364
294482
SH
OTR
20
0
0
294482
TOKIO MARINE HOLDINGSINC ADR E
ADR
889094108
20
603
SH
SOLE
603
0
0
TOKIO MARINE HOLDINGSINC ADR E
ADR
889094108
2419
72368
SH
OTR
01
0
0
72368
TOKIO MARINE HOLDINGSINC ADR E
ADR
889094108
13
392
SH
OTR
08
0
0
392
TOKYO ELECTRON LTD ADR F UNSPO
ADR
889110102
9
628
SH
SOLE
628
0
0
TOKYO ELECTRON LTD ADR F UNSPO
ADR
889110102
1033
75425
SH
OTR
01
0
0
75425
TOTAL S A SPONSO
ADR
89151E109
17
282
SH
SOLE
282
0
0
TOTAL S A SPONSO
ADR
89151E109
2615
42683
SH
OTR
01
0
0
42683
TOTAL S A SPONSO
ADR
89151E109
259
4235
SH
OTR
19
4235
0
0
TOTAL S A SPONSO
ADR
89151E109
22
360
SH
OTR
08
0
0
360
TOYOTA MTR CO SPON ADR
ADR
892331307
6
47
SH
SOLE
47
0
0
TOYOTA MTR CO SPON ADR
ADR
892331307
688
5639
SH
OTR
01
0
0
5639
TOYOTA MTR CO SPON ADR
ADR
892331307
842
6903
SH
OTR
19
6903
0
0
TOYOTA MTR CO SPON ADR
ADR
892331307
10
80
SH
OTR
08
0
0
80
UNILEVER NV NEW YORK SHS NEW
ADR
904784709
2
60
SH
SOLE
60
0
0
UNILEVER NV NEW YORK SHS NEW
ADR
904784709
216
5380
SH
OTR
19
5380
0
0
UNILEVER NV NEW YORK SHS NEW
ADR
904784709
1257
31240
SH
OTR
18
0
0
31240
UNILEVER NV NEW YORK SHS NEW
ADR
904784709
17
420
SH
OTR
08
0
0
420
UNILEVER PLC ADR NEW F SPONSOR
ADR
904767704
21
502
SH
SOLE
502
0
0
UNILEVER PLC ADR NEW F SPONSOR
ADR
904767704
2505
60801
SH
OTR
01
0
0
60801
UNILEVER PLC ADR NEW F SPONSOR
ADR
904767704
169
4098
SH
OTR
19
4098
0
0
UTD OVERSEAS BK SPN ADRF SPONS
ADR
911271302
13
375
SH
SOLE
375
0
0
UTD OVERSEAS BK SPN ADRF SPONS
ADR
911271302
1525
45331
SH
OTR
01
0
0
45331
UTD OVERSEAS BK SPN ADRF SPONS
ADR
911271302
1
21
SH
OTR
19
21
0
0
VALE SA ADR F SPONSORED ADR 1
ADR
91912e105
5
329
SH
SOLE
329
0
0
VALE SA ADR F SPONSORED ADR 1
ADR
91912e105
3467
227324
SH
OTR
20
0
0
227324
VALE SA ADR F SPONSORED ADR 1
ADR
91912e105
182
11965
SH
OTR
19
11965
0
0
VALE SA ADR F SPONSORED ADR 1
ADR
91912e105
1218
79894
SH
OTR
18
0
0
79894
VALE SA ADR F SPONSORED ADR 1
ADR
91912e105
8
524
SH
OTR
03
0
0
524
VINCI S A ADR F SPONSORED ADR
ADR
927320101
18
1072
SH
SOLE
1072
0
0
VINCI S A ADR F SPONSORED ADR
ADR
927320101
2117
128792
SH
OTR
01
0
0
128792
VODAFONE GROUP PLC SPON ADR NE
ADR
92857W209
34
877
SH
SOLE
877
0
0
VODAFONE GROUP PLC SPON ADR NE
ADR
92857W209
2275
57862
SH
OTR
01
0
0
57862
VODAFONE GROUP PLC SPON ADR NE
ADR
92857W209
362
9217
SH
OTR
19
9217
0
0
VOLKSWAGEN AG ADR EACHREP 1/5
ADR
928662303
339
6244
SH
OTR
19
6244
0
0
WAL-MART DE MEXICO SABDE CV AD
ADR
93114w107
201
7690
SH
OTR
19
7690
0
0
WESTPAC BANKING CORPORATIONADR
ADR
961214301
257
8846
SH
OTR
19
8846
0
0
ZOOMLION HEAVY INDU ADRF UNSPO
ADR
98978w101
1387
148569
SH
OTR
20
0
0
148569
ZURICH INSURANCE GP ADRF SPONS
ADR
989825104
13
455
SH
SOLE
455
0
0
ZURICH INSURANCE GP ADRF SPONS
ADR
989825104
1586
54569
SH
OTR
01
0
0
54569
ZURICH INSURANCE GP ADRF SPONS
ADR
989825104
2
82
SH
OTR
19
82
0
0
***SUN LIFE FINANCIAL INC
COM
866796105
104
2936
SH
SOLE
2936
0
0
***SUN LIFE FINANCIAL INC
COM
866796105
158
4481
SH
OTR
19
4481
0
0
A F L A C INC
COM
001055102
11470
171710
SH
SOLE
171710
0
0
A F L A C INC
COM
001055102
184
2748
SH
OTR
19
2748
0
0
A F L A C INC
COM
001055102
4
55
SH
OTR
09
0
0
55
ACCENTURE PLC CL A F
COM
g1151c101
13018
158330
SH
SOLE
158330
0
0
ACCENTURE PLC CL A F
COM
g1151c101
34
417
SH
OTR
32
0
0
417
ACCENTURE PLC CL A F
COM
g1151c101
42
508
SH
OTR
31
0
0
508
ACCO BRANDS CORP
COM
00081t108
5117
761446
SH
SOLE
761446
0
0
ADVANCED AUTO PARTS INC
COM
00751y106
19623
177295
SH
SOLE
177295
0
0
AFFILIATED MANAGERS GROUP
COM
008252108
3899
17978
SH
SOLE
17978
0
0
AGRIUM INC F
COM
008916108
78
854
SH
OTR
19
854
0
0
AGRIUM INC F
COM
008916108
988
10796
SH
OTR
18
0
0
10796
AIRGAS INC
COM
009363102
22006
196744
SH
SOLE
196744
0
0
ALLEGION PUBLIC LTD CO F
COM
g0176j109
235
5327
SH
OTR
18
0
0
5327
AMERICAN INTL GROUP INC NEW
COM
026874784
5544
108602
SH
SOLE
108602
0
0
AMERICAN INTL GROUP INC NEW
COM
026874784
15
292
SH
OTR
11
0
0
292
AMERICAN INTL GROUP INC NEW
COM
026874784
1
18
SH
OTR
19
18
0
0
AMERICAN VANGUARD CP
COM
030371108
2297
94571
SH
SOLE
94571
0
0
AMERIPRISE FINL INC COM
COM
03076c106
207
1800
SH
SOLE
1800
0
0
AMERIS BANCORP COM
COM
03076k108
253
12000
SH
SOLE
12000
0
0
AMGEN INC
COM
031162100
416
3648
SH
SOLE
3648
0
0
APPLE INC
COM
037833100
3470
6186
SH
SOLE
6186
0
0
APPLE INC
COM
037833100
44
79
SH
OTR
32
0
0
79
APPLE INC
COM
037833100
1
1
SH
OTR
19
1
0
0
ASTEC INDS INC
COM
046224101
1756
45456
SH
SOLE
45456
0
0
AUTONATION INC
COM
05329w102
251
5045
SH
OTR
06
0
0
5045
BANK OF AMERICA CORP
COM
060505104
193
12423
SH
SOLE
12423
0
0
BANK OF NOVA SCOTIA COMNPV ISI
COM
064149107
225
3604
SH
OTR
19
3604
0
0
BARRICK GOLD CORP F
COM
067901108
1564
88721
SH
SOLE
88721
0
0
BARRICK GOLD CORP F
COM
067901108
59
3333
SH
OTR
19
3333
0
0
BEACON ROOFING SUPPLYINC COM
COM
073685109
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