0001172661-20-001175.txt : 20200511
0001172661-20-001175.hdr.sgml : 20200511
20200511105657
ACCESSION NUMBER: 0001172661-20-001175
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20200331
FILED AS OF DATE: 20200511
DATE AS OF CHANGE: 20200511
EFFECTIVENESS DATE: 20200511
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: RMB Capital Management, LLC
CENTRAL INDEX KEY: 0001332905
IRS NUMBER: 593792751
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11714
FILM NUMBER: 20863250
BUSINESS ADDRESS:
STREET 1: 115 S. LASALLE ST.
STREET 2: 34TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
BUSINESS PHONE: (312) 993-5800
MAIL ADDRESS:
STREET 1: 115 S. LASALLE ST.
STREET 2: 34TH FLOOR
CITY: CHICAGO
STATE: IL
ZIP: 60603
13F-HR
1
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03-31-2020
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RMB Capital Management, LLC
115 S. Lasalle St.
34th Floor
Chicago
IL
60603
13F HOLDINGS REPORT
028-11714
N
John G. Davis
Chief Compliance Officer
312-993-5800
/s/ John G. Davis
Chicago
IL
05-11-2020
6
736
2106630
1
0001027760
028-05920
DELAWARE CAPITAL MANAGEMENT INC
6
0001056823
028-06986
HORIZON KINETICS ASSET MANAGEMENT LLC
19
0001456133
028-13404
Convergence Investment Partners, LLC
20
0001207017
028-10469
LAZARD ASSET MANAGEMENT LLC
31
0001009262
028-05358
LATEEF INVESTMENT MANAGEMENT, L.P.
32
0001109426
028-05621
SANTA BARBARA ASSET MANAGEMENT, LLC
INFORMATION TABLE
2
infotable.xml
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AGILYSYS INC
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AKAMAI TECHNOLOGIES INC
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ALLIANZGI NFJ DIVID INT & PR
COM
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ALLOGENE THERAPEUTICS INC
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ALLY FINL INC
COM
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ALPHABET INC
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ALPHABET INC
CAP STK CL A
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ALPHABET INC
CAP STK CL C
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02128L106
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AMAZON COM INC
COM
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COM
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AMERICAN INTL GROUP INC
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COM
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AMGEN INC
COM
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AMPHENOL CORP NEW
CL A
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AMPHENOL CORP NEW
CL A
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COM
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ANSYS INC
COM
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COM
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ANTHEM INC
COM
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ANTHEM INC
COM
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COM
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APPLE INC
COM
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APPLE INC
COM
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APPLE INC
COM
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APTARGROUP INC
COM
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ARCHROCK INC
COM
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ARGO GROUP INTL HLDGS LTD
COM
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COM
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ASTEC INDS INC
COM
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AT&T INC
COM
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AT&T INC
COM
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AUDIOCODES LTD
ORD
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DJUBS CMDT ETN36
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BAUSCH HEALTH COS INC
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COM
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CL B NEW
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BIO-TECHNE CORP
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BK OF AMERICA CORP
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BK OF AMERICA CORP
COM
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COM
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COM
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COM
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COM
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BP PLC
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CL A LTD VT SH
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CL A LTD VT SH
112585104
587
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COM
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COM
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CAREDX INC
COM
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COM
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CARNIVAL PLC
ADR
14365C103
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0
0
CARPENTER TECHNOLOGY CORP
COM
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CASA SYS INC
COM
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CASELLA WASTE SYS INC
CL A
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287
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0
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CATABASIS PHARMACEUTICALS IN
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299
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CATALENT INC
COM
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SH
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CATCHMARK TIMBER TR INC
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1488
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SH
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COM
149123101
281
2421
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COM
149568107
591
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CBRE CLARION GLOBAL REAL EST
COM
12504G100
628
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SH
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CDW CORP
COM
12514G108
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CENTERSTATE BK CORP
COM
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CERNER CORP
COM
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11846
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0
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CHANGE HEALTHCARE INC
COM
15912K100
4027
403093
SH
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0
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CHART INDS INC
COM PAR $0.01
16115Q308
2973
102584
SH
SOLE
102584
0
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CHARTER COMMUNICATIONS INC N
CL A
16119P108
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SH
SOLE
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0
0
CHESAPEAKE UTILS CORP
COM
165303108
4799
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SH
SOLE
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0
0
CHEVRON CORP NEW
COM
166764100
47
655
SH
OTR
32
0
0
655
CHEVRON CORP NEW
COM
166764100
6963
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SH
SOLE
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0
0
CIENA CORP
COM NEW
171779309
723
18158
SH
SOLE
18158
0
0
CISCO SYS INC
COM
17275R102
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38096
SH
SOLE
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0
0
CISCO SYS INC
COM
17275R102
78
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SH
OTR
32
0
0
1988
CITIGROUP INC
COM NEW
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SH
SOLE
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0
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CIVEO CORP CDA
COM
17878Y108
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SH
OTR
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0
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CLEARBRIDGE ENERGY MIDSTRM O
COM
18469P100
72
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SH
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CLEARBRIDGE MLP AND MIDSTRM
COM
184692101
139
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SH
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CLEARBRIDGE MLP AND MIDSTRM
COM
18469Q108
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CLEARWAY ENERGY INC
CL A
18539C105
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0
0
CLOUGH GLOBAL DIVND AND INC
COM
18913Y103
345
41190
SH
SOLE
41190
0
0
CME GROUP INC
COM
12572Q105
44
253
SH
OTR
32
0
0
253
CME GROUP INC
COM
12572Q105
30
173
SH
OTR
6
0
0
173
CME GROUP INC
COM
12572Q105
10068
58229
SH
SOLE
58229
0
0
COCA COLA CO
COM
191216100
982
22182
SH
SOLE
22182
0
0
COGNEX CORP
COM
192422103
557
13200
SH
SOLE
13200
0
0
COHEN & STEERS QUALITY INCOM
COM
19247L106
1922
212570
SH
SOLE
212570
0
0
COLUMBIA BKG SYS INC
COM
197236102
885
33020
SH
SOLE
33020
0
0
COLUMBIA SPORTSWEAR CO
COM
198516106
6974
99962
SH
SOLE
95887
0
4075
COMCAST CORP NEW
CL A
20030N101
66
1934
SH
OTR
32
0
0
1934
COMCAST CORP NEW
CL A
20030N101
794
23097
SH
SOLE
23097
0
0
COMMERCE BANCSHARES INC
COM
200525103
368
7318
SH
SOLE
7318
0
0
COMMUNITY BANKERS TR CORP
COM
203612106
240
49390
SH
SOLE
49390
0
0
COMMVAULT SYSTEMS INC
COM
204166102
1055
26074
SH
SOLE
26074
0
0
CONSTELLIUM SE
CL A SHS
F21107101
239
45850
SH
SOLE
45850
0
0
CONTANGO OIL & GAS CO
COM NEW
21075N204
0
28000
SH
SOLE
28000
0
0
COOPER COS INC
COM NEW
216648402
29201
105928
SH
SOLE
105928
0
0
COPART INC
COM
217204106
4215
61517
SH
SOLE
56008
0
5509
CORESITE RLTY CORP
COM
21870Q105
465
4010
SH
SOLE
4010
0
0
CORNERSTONE BLDG BRANDS INC
COM
21925D109
2967
650685
SH
SOLE
650685
0
0
COSTAR GROUP INC
COM
22160N109
363
618
SH
SOLE
618
0
0
COSTCO WHSL CORP NEW
COM
22160K105
845
2964
SH
SOLE
2964
0
0
CRAWFORD & CO
CL B
224633107
1235
193284
SH
SOLE
193284
0
0
CREDIT SUISSE ASSET MGMT INC
COM
224916106
39
16308
SH
SOLE
16308
0
0
CREDIT SUISSE HIGH YLD BND F
SH BEN INT
22544F103
52
28641
SH
SOLE
28641
0
0
CSW INDUSTRIALS INC
COM
126402106
629
9700
SH
SOLE
9700
0
0
CULLEN FROST BANKERS INC
COM
229899109
1627
29155
SH
SOLE
26688
0
2467
CUMMINS INC
COM
231021106
239
1763
SH
SOLE
1763
0
0
CURO GROUP HLDGS CORP
COM
23131L107
149
28025
SH
SOLE
28025
0
0
CURTISS WRIGHT CORP
COM
231561101
3576
38702
SH
SOLE
38702
0
0
CVB FINL CORP
COM
126600105
5331
265881
SH
SOLE
265881
0
0
CVS HEALTH CORP
COM
126650100
115
1940
SH
OTR
31
0
0
1940
CVS HEALTH CORP
COM
126650100
555
9354
SH
SOLE
9354
0
0
CYRUSONE INC
COM
23283R100
45
733
SH
OTR
32
0
0
733
CYRUSONE INC
COM
23283R100
1888
30572
SH
SOLE
25514
0
5058
DANAHER CORPORATION
COM
235851102
35552
256861
SH
SOLE
256861
0
0
DASEKE INC
*W EXP 02/27/202
23753F115
4
42275
SH
SOLE
42275
0
0
DASEKE INC
COM
23753F107
15
10366
SH
SOLE
10366
0
0
DBX ETF TR
XTRACK MSCI EAFE
233051200
1579
58914
SH
SOLE
58914
0
0
DEERE & CO
COM
244199105
844
6109
SH
SOLE
6109
0
0
DEUTSCHE BANK A G
NAMEN AKT
D18190898
76
11865
SH
SOLE
11865
0
0
DEUTSCHE BANK A G
NAMEN AKT
D18190898
1
194
SH
OTR
19
194
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
3
26
SH
OTR
19
26
0
0
DIAGEO P L C
SPON ADR NEW
25243Q205
10073
79240
SH
SOLE
79240
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
794
30296
SH
SOLE
27105
0
3191
DIGIMARC CORP NEW
COM
25381B101
1894
145107
SH
SOLE
141008
0
4099
DIGITAL TURBINE INC
COM NEW
25400W102
291
67600
SH
SOLE
67600
0
0
DISNEY WALT CO
COM DISNEY
254687106
102
1060
SH
OTR
31
0
0
1060
DISNEY WALT CO
COM DISNEY
254687106
51
525
SH
OTR
32
0
0
525
DISNEY WALT CO
COM DISNEY
254687106
1366
14140
SH
SOLE
14140
0
0
DIVIDEND & INCOME FUND
COM NEW
25538A204
205
23327
SH
SOLE
23327
0
0
DOLLAR GEN CORP NEW
COM
256677105
18857
124871
SH
SOLE
124871
0
0
DOUBLELINE INCOME SOLUTIONS
COM
258622109
171
12800
SH
SOLE
12800
0
0
DOW INC
COM
260557103
288
9843
SH
SOLE
9843
0
0
DRIVE SHACK INC
COM
262077100
103
68064
SH
SOLE
68064
0
0
DWS MUN INCOME TR
COM
233368109
299
27700
SH
SOLE
27700
0
0
DWS STRATEGIC MUN INCOME TR
COM
23342Q101
306
29635
SH
SOLE
29635
0
0
E TRADE FINANCIAL CORP
COM NEW
269246401
1075
31319
SH
SOLE
31319
0
0
EAGLE MATERIALS INC
COM
26969P108
5386
92203
SH
SOLE
87758
0
4445
EAGLE POINT INCOME COMPANY I
COM
269817102
1927
180078
SH
SOLE
180078
0
0
EASTGROUP PPTY INC
COM
277276101
8826
84472
SH
SOLE
81882
0
2590
EATON VANCE CALIF MUN BD FD
COM
27828A100
516
48957
SH
SOLE
48957
0
0
EATON VANCE FLTING RATE INC
COM
278279104
146
14250
SH
SOLE
14250
0
0
EATON VANCE MUNI INCOME TRUS
SH BEN INT
27826U108
177
14800
SH
SOLE
14800
0
0
EATON VANCE SR INCOME TR
SH BEN INT
27826S103
150
32575
SH
SOLE
32575
0
0
EATON VANCE TX MNG BY WRT OP
COM
27828Y108
1304
108117
SH
SOLE
108117
0
0
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
99
13300
SH
SOLE
13300
0
0
ECOLAB INC
COM
278865100
1163
7461
SH
SOLE
7461
0
0
EDWARDS LIFESCIENCES CORP
COM
28176E108
30873
163677
SH
SOLE
163677
0
0
ENERGY TRANSFER LP
COM UT LTD PTN
29273V100
1268
275713
SH
SOLE
275713
0
0
ENERSYS
COM
29275Y102
1426
28806
SH
SOLE
28806
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336T100
16
14492
SH
SOLE
14492
0
0
ENTERPRISE PRODS PARTNERS L
COM
293792107
664
46465
SH
SOLE
46465
0
0
EOG RES INC
COM
26875P101
10623
295741
SH
SOLE
295741
0
0
EQUITRANS MIDSTREAM CORP
COM
294600101
130
25880
SH
SOLE
25880
0
0
EQUITY BANCSHARES INC
COM CL A
29460X109
3578
207431
SH
SOLE
207431
0
0
EQUITY COMWLTH
COM SH BEN INT
294628102
3461
109160
SH
SOLE
100757
0
8403
ESQUIRE FINL HLDGS INC
COM
29667J101
7055
468788
SH
SOLE
468788
0
0
ETF MANAGERS TR
PRIME CYBR SCRTY
26924G201
774
21695
SH
SOLE
21695
0
0
EVERSPIN TECHNOLOGIES INC
COM
30041T104
141
53864
SH
SOLE
53864
0
0
EXACT SCIENCES CORP
COM
30063P105
3229
55681
SH
SOLE
53486
0
2195
EXPONENT INC
COM
30214U102
5454
75850
SH
SOLE
75850
0
0
EXXON MOBIL CORP
COM
30231G102
836
22018
SH
SOLE
22018
0
0
FACEBOOK INC
CL A
30303M102
149
895
SH
OTR
31
0
0
895
FACEBOOK INC
CL A
30303M102
1245
7465
SH
SOLE
7465
0
0
FAIR ISAAC CORP
COM
303250104
12053
39174
SH
SOLE
37500
0
1674
FAR PT ACQUISITION CORP
*W EXP 06/01/202
30734W117
227
419941
SH
SOLE
419941
0
0
FAR PT ACQUISITION CORP
COM CL A
30734W109
938
92675
SH
SOLE
92675
0
0
FASTENAL CO
COM
311900104
1203
38500
SH
SOLE
38500
0
0
FB FINL CORP
COM
30257X104
1079
54741
SH
SOLE
54741
0
0
FIDELITY COVINGTON TR
MSCI INFO TECH I
316092808
3947
62962
SH
SOLE
62962
0
0
FIDELITY NATL INFORMATION SV
COM
31620M106
90
736
SH
OTR
32
0
0
736
FIDELITY NATL INFORMATION SV
COM
31620M106
5950
48913
SH
SOLE
48913
0
0
FIDUCIARY CLAYMORE ENGRY INF
COM
31647Q106
115
91378
SH
SOLE
91378
0
0
FIFTH THIRD BANCORP
COM
316773100
249
16743
SH
SOLE
16743
0
0
FIRST HORIZON NATL CORP
COM
320517105
3567
442506
SH
SOLE
442506
0
0
FIRST REP BK SAN FRANCISCO C
COM
33616C100
19669
239052
SH
SOLE
234084
0
4968
FIRST TR ENERGY INCOME & GRW
COM
33738G104
425
48706
SH
SOLE
48706
0
0
FIRST TR HIGH INCOME L/S FD
COM
33738E109
302
24786
SH
SOLE
24786
0
0
FIRST TR MLP & ENERGY INCOME
COM
33739B104
1231
278566
SH
SOLE
278566
0
0
FIRST TR SR FLG RTE INCM FD
COM
33733U108
225
23700
SH
SOLE
23700
0
0
FIRST WESTN FINL INC
COM
33751L105
10451
739101
SH
SOLE
739101
0
0
FIRSTENERGY CORP
COM
337932107
231
5754
SH
SOLE
5754
0
0
FISERV INC
COM
337738108
87
920
SH
OTR
31
0
0
920
FISERV INC
COM
337738108
8208
86409
SH
SOLE
86409
0
0
FIVE9 INC
COM
338307101
489
6400
SH
SOLE
6400
0
0
FLAHERTY & CRUMRIN PFD & INM
COM
338480106
168
13897
SH
SOLE
13897
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
224
1202
SH
SOLE
1202
0
0
FLEETCOR TECHNOLOGIES INC
COM
339041105
65
349
SH
OTR
31
0
0
349
FLIR SYS INC
COM
302445101
1915
60061
SH
SOLE
52228
0
7833
FORTIVE CORP
COM
34959J108
520
9418
SH
SOLE
9418
0
0
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
64
1485
SH
OTR
31
0
0
1485
FORTUNE BRANDS HOME & SEC IN
COM
34964C106
19171
443249
SH
SOLE
443249
0
0
FOX FACTORY HLDG CORP
COM
35138V102
2379
56654
SH
SOLE
54503
0
2151
FRANKLIN LTD DURATION INCOME
COM
35472T101
1321
168242
SH
SOLE
168242
0
0
FRANKLIN UNVL TR
SH BEN INT
355145103
248
40572
SH
SOLE
40572
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
2
76
SH
OTR
19
76
0
0
FRESENIUS MED CARE AG&CO KGA
SPONSORED ADR
358029106
2351
71663
SH
SOLE
71663
0
0
FULL HOUSE RESORTS INC
COM
359678109
375
300000
SH
SOLE
300000
0
0
GABELLI DIVID & INCOME TR
COM
36242H104
450
30416
SH
SOLE
30416
0
0
GAIN CAP HLDGS INC
COM
36268W100
279
50000
SH
SOLE
50000
0
0
GALAPAGOS NV
SPON ADR
36315X101
1281
6540
SH
SOLE
6540
0
0
GAMCO GLOBAL GOLD NAT RES &
COM SH BEN INT
36465A109
77
28213
SH
SOLE
28213
0
0
GARTNER INC
COM
366651107
394
3960
SH
SOLE
3960
0
0
GENERAL AMERN INVS INC
COM
368802104
234
8539
SH
SOLE
8539
0
0
GENERAL ELECTRIC CO
COM
369604103
429
54004
SH
SOLE
54004
0
0
GIBRALTAR INDS INC
COM
374689107
393
9161
SH
SOLE
9161
0
0
GILEAD SCIENCES INC
COM
375558103
1418
18967
SH
SOLE
18967
0
0
GRACO INC
COM
384109104
2808
57620
SH
SOLE
52365
0
5255
GRAND CANYON ED INC
COM
38526M106
1058
13866
SH
SOLE
13866
0
0
GREEN BRICK PARTNERS INC
COM
392709101
169
21009
SH
SOLE
21009
0
0
GRIFOLS S A
SP ADR REP B NVT
398438408
5933
294607
SH
SOLE
294607
0
0
GUGGENHEIM CR ALLOCATION FD
COM
40168G108
355
23759
SH
SOLE
23759
0
0
GUIDEWIRE SOFTWARE INC
COM
40171V100
7119
89762
SH
SOLE
87150
0
2612
HACKETT GROUP INC
COM
404609109
586
46100
SH
SOLE
46100
0
0
HALOZYME THERAPEUTICS INC
COM
40637H109
1987
110475
SH
SOLE
110475
0
0
HANCOCK JOHN INVS TR
COM
410142103
200
15900
SH
SOLE
15900
0
0
HEICO CORP NEW
CL A
422806208
1351
21149
SH
SOLE
21149
0
0
HEICO CORP NEW
COM
422806109
2596
34794
SH
SOLE
30911
0
3883
HENRY JACK & ASSOC INC
COM
426281101
32425
208867
SH
SOLE
205881
0
2986
HIGH INCOME SECS FD
SHS BEN INT
42968F108
426
65182
SH
SOLE
65182
0
0
HOME DEPOT INC
COM
437076102
4004
21445
SH
SOLE
21445
0
0
HONEYWELL INTL INC
COM
438516106
48
362
SH
OTR
32
0
0
362
HONEYWELL INTL INC
COM
438516106
1204
8996
SH
SOLE
8996
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
4
152
SH
OTR
19
152
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
81
2881
SH
SOLE
2881
0
0
HSBC HLDGS PLC
SPON ADR NEW
404280406
136
4870
SH
OTR
1
0
0
4870
IDEX CORP
COM
45167R104
2867
20758
SH
SOLE
19037
0
1721
IDEXX LABS INC
COM
45168D104
3445
14220
SH
SOLE
13335
0
885
IHS MARKIT LTD
SHS
G47567105
31831
530517
SH
SOLE
530517
0
0
ILLINOIS TOOL WKS INC
COM
452308109
10965
77155
SH
SOLE
77155
0
0
ILLUMINA INC
COM
452327109
1326
4855
SH
SOLE
4855
0
0
INDEPENDENT BANK CORP MASS
COM
453836108
550
8549
SH
SOLE
8549
0
0
INDIA FD INC
COM
454089103
205
15059
SH
SOLE
15059
0
0
INGERSOLL RAND INC
COM
45687V106
1214
48965
SH
SOLE
48965
0
0
INSTALLED BLDG PRODS INC
COM
45780R101
2130
53433
SH
SOLE
53433
0
0
INSTEEL INDUSTRIES INC
COM
45774W108
201
15183
SH
SOLE
15183
0
0
INSULET CORP
COM
45784P101
605
3649
SH
SOLE
3240
0
409
INTEL CORP
COM
458140100
670
12383
SH
SOLE
12383
0
0
INTERCONTINENTAL EXCHANGE IN
COM
45866F104
1092
13519
SH
SOLE
13519
0
0
INTUIT
COM
461202103
78
337
SH
OTR
31
0
0
337
INTUIT
COM
461202103
266
1156
SH
SOLE
1156
0
0
INTUITIVE SURGICAL INC
COM NEW
46120E602
1548
3126
SH
SOLE
3126
0
0
INVESCO CALIF VALUE MUN INCO
COM
46132H106
549
48490
SH
SOLE
48490
0
0
INVESCO DYNAMIC CR OPPORTUNI
COM
46132R104
823
103086
SH
SOLE
103086
0
0
INVESCO EXCHANGE TRADED FD T
AEROSPACE DEFN
46137V100
210
4210
SH
SOLE
4210
0
0
INVESCO EXCHANGE TRADED FD T
HIG YLD EQ DIV
46137V563
403
31120
SH
SOLE
31120
0
0
INVESCO EXCHANGE-TRADED FD T
S&P500 LOW VOL
46138E354
4297
91574
SH
SOLE
91574
0
0
INVESCO PA VALUE MUN INC TR
COM
46132K109
174
14353
SH
SOLE
14353
0
0
INVESCO QQQ TR
UNIT SER 1
46090E103
1398
7345
SH
SOLE
7345
0
0
INVESCO SR INCOME TR
COM
46131H107
719
223296
SH
SOLE
223296
0
0
INVESCO TR INVT GRADE NEW YO
COM
46131T101
132
10947
SH
SOLE
10947
0
0
INVESCO VALUE MUN INCOME TR
COM
46132P108
148
10461
SH
SOLE
10461
0
0
INVESTORS BANCORP INC NEW
COM
46146L101
4680
585794
SH
SOLE
555235
0
30559
IOVANCE BIOTHERAPEUTICS INC
COM
462260100
918
30681
SH
SOLE
30681
0
0
ISHARES INC
CORE MSCI EMKT
46434G103
1270
31388
SH
SOLE
31388
0
0
ISHARES TR
CORE DIV GRWTH
46434V621
1424
43701
SH
SOLE
43701
0
0
ISHARES TR
CORE S&P MCP ETF
464287507
1480
10289
SH
SOLE
10289
0
0
ISHARES TR
CORE S&P SCP ETF
464287804
8564
152628
SH
SOLE
152628
0
0
ISHARES TR
CORE S&P500 ETF
464287200
3829
14819
SH
SOLE
14819
0
0
ISHARES TR
EAFE SML CP ETF
464288273
204
4553
SH
SOLE
4553
0
0
ISHARES TR
GLB INFRASTR ETF
464288372
1280
37481
SH
SOLE
37481
0
0
ISHARES TR
MSCI EAFE ETF
464287465
2668
49909
SH
SOLE
49909
0
0
ISHARES TR
MSCI EMG MKT ETF
464287234
535
15672
SH
SOLE
15672
0
0
ISHARES TR
NASDAQ BIOTECH
464287556
270
2506
SH
SOLE
2506
0
0
ISHARES TR
PFD AND INCM SEC
464288687
1169
36728
SH
SOLE
36728
0
0
ISHARES TR
RUS 1000 ETF
464287622
6491
45862
SH
SOLE
45862
0
0
ISHARES TR
RUS 1000 GRW ETF
464287614
5742
38118
SH
SOLE
38118
0
0
ISHARES TR
RUS 1000 VAL ETF
464287598
566
5706
SH
SOLE
5706
0
0
ISHARES TR
RUS MD CP GR ETF
464287481
6697
55077
SH
SOLE
55077
0
0
ISHARES TR
RUS MID CAP ETF
464287499
2293
53126
SH
SOLE
53126
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
3194
27901
SH
SOLE
27901
0
0
ISHARES TR
RUSSELL 2000 ETF
464287655
28615
250000
SH
Put
SOLE
250000
0
0
ISHARES TR
RUSSELL 3000 ETF
464287689
229
1547
SH
SOLE
1547
0
0
ISHARES TR
S&P 500 GRWT ETF
464287309
2572
15581
SH
SOLE
15581
0
0
ISHARES TR
S&P MC 400GR ETF
464287606
240
1345
SH
SOLE
1345
0
0
ISHARES TR
SELECT DIVID ETF
464287168
516
7015
SH
SOLE
7015
0
0
ISHARES TR
US HLTHCARE ETF
464287762
204
1084
SH
SOLE
1084
0
0
ITT INC
COM
45073V108
3338
73600
SH
SOLE
70550
0
3050
IVY HIGH INCOME OPPORTUNITIE
COM
465893105
393
37800
SH
SOLE
37800
0
0
J & J SNACK FOODS CORP
COM
466032109
1017
8403
SH
SOLE
8403
0
0
J2 GLOBAL INC
COM
48123V102
2316
30939
SH
SOLE
30939
0
0
JAPAN SMALLER CAPITALIZATION
COM
47109U104
408
57934
SH
SOLE
57934
0
0
JOHN HANCOCK HDG EQ & INC FD
COM
47804L102
129
12703
SH
SOLE
12703
0
0
JOHNSON & JOHNSON
COM
478160104
103
789
SH
OTR
32
0
0
789
JOHNSON & JOHNSON
COM
478160104
6163
47002
SH
SOLE
47002
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
101
11167
SH
SOLE
11167
0
0
JPMORGAN CHASE & CO
COM
46625H100
67
739
SH
OTR
32
0
0
739
JPMORGAN CHASE & CO
COM
46625H100
27642
307028
SH
SOLE
307028
0
0
KADANT INC
COM
48282T104
4000
53585
SH
SOLE
53585
0
0
KANSAS CITY SOUTHERN
COM NEW
485170302
1536
12075
SH
SOLE
12075
0
0
KAYNE ANDERSN MLP MIDS INVT
COM
486606106
707
194762
SH
SOLE
194762
0
0
KAYNE ANDERSON MDSTM ENERGY
COM
48661E108
244
73242
SH
SOLE
73242
0
0
KIMBERLY CLARK CORP
COM
494368103
552
4319
SH
SOLE
4319
0
0
KINDER MORGAN INC DEL
COM
49456B101
5231
375776
SH
SOLE
375776
0
0
KKR INCOME OPPORTUNITIES FD
COM
48249T106
2573
241330
SH
SOLE
241330
0
0
KLA CORPORATION
COM NEW
482480100
576
4006
SH
SOLE
4006
0
0
LAMAR ADVERTISING CO NEW
CL A
512816109
1707
33288
SH
SOLE
33288
0
0
LANDS END INC NEW
COM
51509F105
141
26387
SH
SOLE
26387
0
0
LENNAR CORP
CL B
526057302
2897
100161
SH
SOLE
100161
0
0
LIBBEY INC
COM
529898108
7
14000
SH
SOLE
14000
0
0
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
254
52500
SH
SOLE
52500
0
0
LIBERTY BROADBAND CORP
COM SER A
530307107
4813
44979
SH
SOLE
44979
0
0
LIBERTY LATIN AMERICA LTD
COM CL C
G9001E128
332
32368
SH
SOLE
32368
0
0
LIBERTY MEDIA CORP DEL
COM A SIRIUSXM
531229409
898
28342
SH
SOLE
28342
0
0
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
18
577
SH
OTR
6
0
0
577
LIBERTY MEDIA CORP DEL
COM C SIRIUSXM
531229607
5858
185253
SH
SOLE
185253
0
0
LIBERTY MEDIA CORP DEL
COM SER A FRMLA
531229870
2661
103050
SH
SOLE
103050
0
0
LILLY ELI & CO
COM
532457108
956
6888
SH
SOLE
6888
0
0
LIMESTONE BANCORP INC
COM
53262L105
1980
177771
SH
SOLE
177771
0
0
LINCOLN ELEC HLDGS INC
COM
533900106
942
13651
SH
SOLE
13651
0
0
LINDE PLC
SHS
G5494J103
66
379
SH
OTR
32
0
0
379
LINDE PLC
SHS
G5494J103
557
3219
SH
SOLE
3219
0
0
LITTELFUSE INC
COM
537008104
231
1732
SH
SOLE
1732
0
0
LIVE OAK BANCSHARES INC
COM
53803X105
1633
130985
SH
SOLE
130985
0
0
LOCKHEED MARTIN CORP
COM
539830109
84
249
SH
OTR
32
0
0
249
LOCKHEED MARTIN CORP
COM
539830109
2149
6339
SH
SOLE
6339
0
0
LOWES COS INC
COM
548661107
82
950
SH
OTR
31
0
0
950
LOWES COS INC
COM
548661107
73
846
SH
OTR
32
0
0
846
LOWES COS INC
COM
548661107
11627
135118
SH
SOLE
135118
0
0
LUNA INNOVATIONS
COM
550351100
182
29673
SH
SOLE
29673
0
0
M & T BK CORP
COM
55261F104
239
2308
SH
SOLE
2308
0
0
MACQUARIE / FIRST TR GLOBAL
COM
55607W100
88
11657
SH
SOLE
11657
0
0
MACQUARIE GLOBAL INFRASTRUCT
COM
55608D101
539
34783
SH
SOLE
34783
0
0
MACQUARIE INFRASTRUCTURE COR
COM
55608B105
1053
41713
SH
SOLE
41713
0
0
MADISON COVERED CALL & EQUIT
COM
557437100
113
22402
SH
SOLE
22402
0
0
MAINSTREET BANCSHARES INC
COM
56064Y100
7348
438448
SH
SOLE
438448
0
0
MARKEL CORP
COM
570535104
4620
4979
SH
SOLE
4538
0
441
MARKEL CORP
COM
570535104
115
124
SH
OTR
31
0
0
124
MARKETAXESS HLDGS INC
COM
57060D108
25039
75289
SH
SOLE
74665
0
624
MARSH & MCLENNAN COS INC
COM
571748102
50
582
SH
OTR
32
0
0
582
MARSH & MCLENNAN COS INC
COM
571748102
8434
97544
SH
SOLE
97544
0
0
MARVELL TECHNOLOGY GROUP LTD
ORD
G5876H105
1214
53651
SH
SOLE
53651
0
0
MASCO CORP
COM
574599106
1448
41886
SH
SOLE
41886
0
0
MASTEC INC
COM
576323109
2939
89807
SH
SOLE
89807
0
0
MASTERCARD INC
CL A
57636Q104
103
428
SH
OTR
31
0
0
428
MASTERCARD INC
CL A
57636Q104
2090
8652
SH
SOLE
8652
0
0
MAXIM INTEGRATED PRODS INC
COM
57772K101
485
9985
SH
SOLE
9985
0
0
MCDONALDS CORP
COM
580135101
1086
6567
SH
SOLE
6567
0
0
MEDALLIA INC
COM
584021109
1317
65698
SH
SOLE
65698
0
0
MERCK & CO. INC
COM
58933Y105
71
925
SH
OTR
32
0
0
925
MERCK & CO. INC
COM
58933Y105
4003
52029
SH
SOLE
52029
0
0
MERITOR INC
COM
59001K100
723
54544
SH
SOLE
54544
0
0
MEXICO FD INC
COM
592835102
131
15691
SH
SOLE
15691
0
0
MFA FINL INC
COM
55272X102
22
14200
SH
SOLE
14200
0
0
MFS HIGH INCOME MUN TR
SH BEN INT
59318D104
92
19594
SH
SOLE
19594
0
0
MFS MULTIMARKET INCOME TR
SH BEN INT
552737108
158
31392
SH
SOLE
31392
0
0
MFS MUN INCOME TR
SH BEN INT
552738106
96
15040
SH
SOLE
15040
0
0
MGE ENERGY INC
COM
55277P104
393
6000
SH
SOLE
6000
0
0
MICROCHIP TECHNOLOGY INC
COM
595017104
545
8037
SH
SOLE
8037
0
0
MICROSOFT CORP
COM
594918104
35137
222794
SH
SOLE
222794
0
0
MICROSOFT CORP
COM
594918104
136
862
SH
OTR
32
0
0
862
MIDDLEBY CORP
COM
596278101
13048
229391
SH
SOLE
229391
0
0
MKS INSTRS INC
COM
55306N104
4275
52483
SH
SOLE
49109
0
3374
MONOLITHIC PWR SYS INC
COM
609839105
6985
41709
SH
SOLE
40709
0
1000
MONRO INC
COM
610236101
826
18856
SH
SOLE
18856
0
0
MORGAN STANLEY
COM NEW
617446448
11531
339151
SH
SOLE
339151
0
0
MORGAN STANLEY INDIA INVS FD
COM
61745C105
339
26426
SH
SOLE
26426
0
0
MORPHOSYS AG
SPONSORED ADS
617760202
1276
51923
SH
SOLE
51923
0
0
MPLX LP
COM UNIT REP LTD
55336V100
557
47928
SH
SOLE
47928
0
0
MVC CAPITAL INC
COM
553829102
131
30000
SH
SOLE
30000
0
0
NATIONAL HOLDINGS CORP
COM NEW
636375206
1663
1065808
SH
Put
SOLE
1065808
0
0
NEOGEN CORP
COM
640491106
5764
86042
SH
SOLE
86042
0
0
NEOGENOMICS INC
COM NEW
64049M209
4297
155618
SH
SOLE
155618
0
0
NETFLIX INC
COM
64110L106
395
1051
SH
SOLE
1051
0
0
NEW GERMANY FD INC
COM
644465106
155
13380
SH
SOLE
13380
0
0
NEW IRELAND FD INC
COM
645673104
77
12536
SH
SOLE
12536
0
0
NEW RESIDENTIAL INVT CORP
COM NEW
64828T201
386
76982
SH
SOLE
76982
0
0
NEWS CORP NEW
CL B
65249B208
367
40776
SH
SOLE
40776
0
0
NEXTERA ENERGY INC
COM
65339F101
87
363
SH
OTR
32
0
0
363
NEXTERA ENERGY INC
COM
65339F101
1518
6307
SH
SOLE
6307
0
0
NEXTERA ENERGY PARTNERS LP
COM UNIT PART IN
65341B106
347
8070
SH
SOLE
8070
0
0
NIKE INC
CL B
654106103
512
6189
SH
SOLE
6189
0
0
NORDSON CORP
COM
655663102
24175
178981
SH
SOLE
178981
0
0
NORTHERN TR CORP
COM
665859104
1963
26010
SH
SOLE
26010
0
0
NORTHFIELD BANCORP INC DEL
COM
66611T108
112
10000
SH
SOLE
10000
0
0
NORTHROP GRUMMAN CORP
COM
666807102
1094
3615
SH
SOLE
3615
0
0
NOVO-NORDISK A S
ADR
670100205
6
96
SH
OTR
19
96
0
0
NOVO-NORDISK A S
ADR
670100205
393
6522
SH
SOLE
6522
0
0
NUSTAR ENERGY LP
UNIT COM
67058H102
205
23824
SH
SOLE
23824
0
0
NUVEEN ALL CAP ENE MLP OPPO
COM
67075E108
51
45600
SH
SOLE
45600
0
0
NUVEEN AMT FREE MUN CR INC F
COM
67071L106
1447
98596
SH
SOLE
98596
0
0
NUVEEN AMT FREE QLTY MUN INC
COM
670657105
190
14062
SH
SOLE
14062
0
0
NUVEEN CA QUALTY MUN INCOME
COM
67066Y105
389
28389
SH
SOLE
28389
0
0
NUVEEN CALIFORNIA AMT QLT MU
COM
670651108
639
45100
SH
SOLE
45100
0
0
NUVEEN DIVERSIFIED DIVID & I
COM
6706EP105
293
41659
SH
SOLE
41659
0
0
NUVEEN ENERGY MLP TOTL RTRNF
COM
67074U103
57
39594
SH
SOLE
39594
0
0
NUVEEN ENHANCED MUN VALUE FD
COM
67074M101
156
11988
SH
SOLE
11988
0
0
NUVEEN GLOBAL HIGH INCOME FD
SHS
67075G103
440
39377
SH
SOLE
39377
0
0
NUVEEN HIGH INCOME 2020 TARG
COM
67075L102
120
13600
SH
SOLE
13600
0
0
NUVEEN HIGH INCOME NOVEMBER
COM
67077N106
1308
152050
SH
SOLE
152050
0
0
NUVEEN MICHIGAN QLT MUN INC
COM
670979103
398
29657
SH
SOLE
29657
0
0
NUVEEN MUNICIPAL CREDIT INC
COM SH BEN INT
67070X101
551
39158
SH
SOLE
39158
0
0
NUVEEN NEW YORK QLT MUN INC
COM
67066X107
925
70431
SH
SOLE
70431
0
0
NUVEEN OHIO QLTY MUN INCOME
COM
670980101
147
10002
SH
SOLE
10002
0
0
NUVEEN PENNSYLVANIA QLT MUN
COM
670972108
245
18377
SH
SOLE
18377
0
0
NUVEEN PFD & INCOME OPPORTUN
COM
67073B106
1490
202965
SH
SOLE
202965
0
0
NUVEEN PFD & INCOME TERM FD
COM
67075A106
766
42066
SH
SOLE
42066
0
0
NUVEEN QUALITY MUNCP INCOME
COM
67066V101
206
15000
SH
SOLE
15000
0
0
NUVEEN REAL ASSET INCOME & G
COM
67074Y105
468
47427
SH
SOLE
47427
0
0
NUVEEN REAL ESTATE INCOME FD
COM
67071B108
198
29188
SH
SOLE
29188
0
0
NUVEEN SHT DUR CR OPP FD
COM
67074X107
514
47258
SH
SOLE
47258
0
0
NUVEEN TAX-ADVANTAGED DIVID
COM
67073G105
887
78815
SH
SOLE
78815
0
0
NVIDIA CORP
COM
67066G104
79
300
SH
OTR
31
0
0
300
NVIDIA CORP
COM
67066G104
664
2520
SH
SOLE
2520
0
0
NVR INC
COM
62944T105
1485
578
SH
SOLE
517
0
61
OAKTREE SPECIALTY LENDING CO
COM
67401P108
536
165413
SH
SOLE
165413
0
0
OLD DOMINION FREIGHT LINE IN
COM
679580100
2895
22056
SH
SOLE
19680
0
2376
OMNICELL INC
COM
68213N109
5387
82138
SH
SOLE
82138
0
0
OMNICOM GROUP INC
COM
681919106
270
4916
SH
SOLE
4916
0
0
OPORTUN FINL CORP
COM
68376D104
561
53215
SH
SOLE
53215
0
0
ORACLE CORP
COM
68389X105
962
19900
SH
SOLE
19900
0
0
ORIGIN BANCORP INC
COM
68621T102
276
13639
SH
SOLE
13639
0
0
OTTER TAIL CORP
COM
689648103
352
7920
SH
SOLE
7920
0
0
OWL ROCK CAPITAL CORPORATION
COM
69121K104
220
19055
SH
SOLE
19055
0
0
PACWEST BANCORP DEL
COM
695263103
1043
58178
SH
SOLE
58178
0
0
PALO ALTO NETWORKS INC
COM
697435105
315
1922
SH
SOLE
1922
0
0
PALOMAR HLDGS INC
COM
69753M105
4172
71734
SH
SOLE
71734
0
0
PAYPAL HLDGS INC
COM
70450Y103
51
533
SH
OTR
31
0
0
533
PAYPAL HLDGS INC
COM
70450Y103
2486
25971
SH
SOLE
25971
0
0
PC-TEL INC
COM
69325Q105
275
41333
SH
SOLE
41333
0
0
PDF SOLUTIONS INC
COM
693282105
1253
106915
SH
SOLE
106915
0
0
PEPSICO INC
COM
713448108
68
567
SH
OTR
32
0
0
567
PEPSICO INC
COM
713448108
671
5586
SH
SOLE
5586
0
0
PERDOCEO ED CORP
COM
71363P106
235
21800
SH
SOLE
21800
0
0
PETIQ INC
COM CL A
71639T106
256
11009
SH
SOLE
11009
0
0
PFIZER INC
COM
717081103
1081
33129
SH
SOLE
33129
0
0
PGIM GLOBAL HIGH YIELD FD FO
COM
69346J106
485
43865
SH
SOLE
43865
0
0
PHILIP MORRIS INTL INC
COM
718172109
67
918
SH
OTR
32
0
0
918
PHILIP MORRIS INTL INC
COM
718172109
185
2540
SH
SOLE
2540
0
0
PHILIP MORRIS INTL INC
COM
718172109
5
74
SH
OTR
19
74
0
0
PHILLIPS 66
COM
718546104
41
773
SH
OTR
32
0
0
773
PHILLIPS 66
COM
718546104
240
4482
SH
SOLE
4482
0
0
PHILLIPS 66
COM
718546104
52
970
SH
OTR
31
0
0
970
PIMCO INCOME OPPORTUNITY FD
COM
72202B100
870
43078
SH
SOLE
43078
0
0
PIMCO INCOME STRATEGY FD
COM
72201H108
865
102346
SH
SOLE
102346
0
0
PIMCO INCOME STRATEGY FD II
COM
72201J104
666
87885
SH
SOLE
87885
0
0
PINNACLE FINL PARTNERS INC
COM
72346Q104
1684
44863
SH
SOLE
39191
0
5672
PIONEER DIVERSIFIED HIGH INC
COM
723653101
144
13716
SH
SOLE
13716
0
0
PIONEER FLOATING RATE TR
COM
72369J102
134
17506
SH
SOLE
17506
0
0
PIONEER HIGH INCOME TR
COM
72369H106
464
72209
SH
SOLE
72209
0
0
PIONEER MUN HIGH INCOME ADVA
COM
723762100
2265
222542
SH
SOLE
222542
0
0
PIONEER MUN HIGH INCOME TR
COM SHS
723763108
1561
137928
SH
SOLE
137928
0
0
PNC FINL SVCS GROUP INC
COM
693475105
46
478
SH
OTR
32
0
0
478
PNC FINL SVCS GROUP INC
COM
693475105
319
3336
SH
SOLE
3336
0
0
POOL CORPORATION
COM
73278L105
8973
45602
SH
SOLE
44810
0
792
PRICE T ROWE GROUP INC
COM
74144T108
392
4011
SH
SOLE
4011
0
0
PRINCIPAL REAL ESTATE INCOME
SHS BEN INT
74255X104
239
19759
SH
SOLE
19759
0
0
PROCTER & GAMBLE CO
COM
742718109
414
3768
SH
SOLE
3768
0
0
PROFESSIONAL HLDG CORP
CL A COM
743139107
387
24270
SH
SOLE
24270
0
0
PROGRESS SOFTWARE CORP
COM
743312100
323
10100
SH
SOLE
10100
0
0
PROGRESSIVE CORP OHIO
COM
743315103
24845
336466
SH
SOLE
336466
0
0
PROOFPOINT INC
COM
743424103
8955
87288
SH
SOLE
85204
0
2084
PROSHARES TR
S&P 500 DV ARIST
74348A467
4100
71087
SH
SOLE
71087
0
0
PROSPERITY BANCSHARES INC
COM
743606105
265
5500
SH
SOLE
5500
0
0
PTC INC
COM
69370C100
30897
504763
SH
SOLE
499825
0
4938
PURECYCLE CORP
COM NEW
746228303
1039
93200
SH
SOLE
93200
0
0
Q2 HLDGS INC
COM
74736L109
465
7877
SH
SOLE
7877
0
0
QUALCOMM INC
COM
747525103
357
5276
SH
SOLE
5276
0
0
RADA ELECTR INDS LTD
COM PAR NEW
M81863124
41
11606
SH
SOLE
11606
0
0
RAYMOND JAMES FINANCIAL INC
COM
754730109
604
9563
SH
SOLE
9563
0
0
RAYTHEON CO
COM NEW
755111507
10759
82040
SH
SOLE
82040
0
0
RBC BEARINGS INC
COM
75524B104
3261
28911
SH
SOLE
28911
0
0
RELIANT BANCORP INC
COM
75956B101
2281
202426
SH
SOLE
202426
0
0
REPAY HLDGS CORP
COM CL A
76029L100
2789
194357
SH
SOLE
194357
0
0
REPLIGEN CORP
COM
759916109
9505
98459
SH
SOLE
95300
0
3159
RIO TINTO PLC
SPONSORED ADR
767204100
4
84
SH
OTR
19
84
0
0
RIO TINTO PLC
SPONSORED ADR
767204100
2513
55163
SH
SOLE
55163
0
0
RITCHIE BROS AUCTIONEERS
COM
767744105
8250
241367
SH
SOLE
241367
0
0
RMR REAL ESTATE INCOME FD
COM
76970B101
307
30209
SH
SOLE
30209
0
0
ROKU INC
COM CL A
77543R102
757
8650
SH
SOLE
7683
0
967
ROPER TECHNOLOGIES INC
COM
776696106
1189
3813
SH
SOLE
3813
0
0
ROYAL BK CDA
COM
780087102
3
52
SH
OTR
19
52
0
0
ROYAL BK CDA
COM
780087102
486
7893
SH
SOLE
7893
0
0
ROYAL CARIBBEAN CRUISES LTD
COM
V7780T103
1548
48105
SH
SOLE
48105
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
2
46
SH
OTR
19
46
0
0
ROYAL DUTCH SHELL PLC
SPON ADR B
780259107
7418
227121
SH
SOLE
227121
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
242
6947
SH
SOLE
6947
0
0
ROYAL DUTCH SHELL PLC
SPONS ADR A
780259206
2
54
SH
OTR
19
54
0
0
ROYCE MICRO-CAP TR INC
COM
780915104
15
2668
SH
OTR
6
0
0
2668
ROYCE MICRO-CAP TR INC
COM
780915104
180
32296
SH
SOLE
32296
0
0
RPM INTL INC
COM
749685103
3469
58306
SH
SOLE
55431
0
2875
S&P GLOBAL INC
COM
78409V104
78
318
SH
OTR
31
0
0
318
S&P GLOBAL INC
COM
78409V104
530
2161
SH
SOLE
2161
0
0
SABRA HEALTH CARE REIT INC
COM
78573L106
124
11314
SH
SOLE
11314
0
0
SALESFORCE COM INC
COM
79466L302
3258
22626
SH
SOLE
22626
0
0
SALIENT MIDSTREAM & MLP FD
SH BEN INT
79471V105
284
81485
SH
SOLE
81485
0
0
SAP SE
SPON ADR
803054204
236
2133
SH
OTR
1
0
0
2133
SAP SE
SPON ADR
803054204
46
417
SH
SOLE
417
0
0
SAP SE
SPON ADR
803054204
7
66
SH
OTR
19
66
0
0
SAPIENS INTL CORP N V
SHS
G7T16G103
600
31560
SH
SOLE
31560
0
0
SBA COMMUNICATIONS CORP NEW
CL A
78410G104
302
1119
SH
SOLE
1119
0
0
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
690
11424
SH
SOLE
11424
0
0
SCHWAB STRATEGIC TR
US LRG CAP ETF
808524201
375
6124
SH
SOLE
6124
0
0
SEACOAST BKG CORP FLA
COM NEW
811707801
4788
261501
SH
SOLE
261501
0
0
SEATTLE GENETICS INC
COM
812578102
1133
9821
SH
SOLE
8904
0
917
SELECT BANCORP INC NEW
COM
81617L108
2412
316183
SH
SOLE
316183
0
0
SELECT SECTOR SPDR TR
ENERGY
81369Y506
340
11698
SH
SOLE
11698
0
0
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
989
10085
SH
SOLE
10085
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
687
33012
SH
SOLE
33012
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
7287
350000
SH
Put
SOLE
350000
0
0
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
699
11840
SH
SOLE
11840
0
0
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
5527
99753
SH
SOLE
99753
0
0
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
1631
20289
SH
SOLE
20289
0
0
SERVICEMASTER GLOBAL HLDGS I
COM
81761R109
17424
645315
SH
SOLE
645315
0
0
SERVISFIRST BANCSHARES INC
COM
81768T108
741
25264
SH
SOLE
22539
0
2725
SHELL MIDSTREAM PARTNERS L P
UNIT LTD INT
822634101
242
24259
SH
SOLE
24259
0
0
SHERWIN WILLIAMS CO
COM
824348106
56
122
SH
OTR
31
0
0
122
SHERWIN WILLIAMS CO
COM
824348106
250
545
SH
SOLE
545
0
0
SKYLINE CHAMPION CORPORATION
COM
830830105
2283
145615
SH
SOLE
145615
0
0
SMITH MICRO SOFTWARE INC
COM NEW
832154207
350
83150
SH
SOLE
83150
0
0
SNAP ON INC
COM
833034101
445
4088
SH
SOLE
4088
0
0
SOHU COM LTD
SPONSORED ADS
83410S108
2312
371136
SH
SOLE
371136
0
0
SPARTAN MTRS INC
COM
846819100
154
11936
SH
SOLE
11936
0
0
SPDR INDEX SHS FDS
S&P CHINA ETF
78463X400
229
2510
SH
SOLE
2510
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
28174
109308
SH
SOLE
109308
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
85315
331000
SH
Put
SOLE
331000
0
0
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
8562
32570
SH
SOLE
32570
0
0
SPDR SER TR
BLMBRG BRC CNVRT
78464A359
958
20022
SH
SOLE
20022
0
0
SPDR SER TR
PORTFLI INTRMDIT
78464A672
500
15100
SH
SOLE
15100
0
0
SPDR SER TR
S&P REGL BKG
78464A698
22308
684500
SH
Put
SOLE
684500
0
0
SPDR SER TR
S&P REGL BKG
78464A698
13108
402220
SH
SOLE
402220
0
0
SPDR SER TR
SPDR BLOOMBERG
78468R663
550
6002
SH
SOLE
6002
0
0
SPIRIT OF TEX BANCSHARES INC
COM
84861D103
5671
548453
SH
SOLE
548453
0
0
SPROTT PHYSICAL SILVER TR
TR UNIT
85207K107
112
21342
SH
SOLE
21342
0
0
STARBUCKS CORP
COM
855244109
10825
164663
SH
SOLE
164663
0
0
STARWOOD PPTY TR INC
COM
85571B105
746
72765
SH
SOLE
72765
0
0
STATE STR CORP
COM
857477103
293
5500
SH
SOLE
5500
0
0
STEEL DYNAMICS INC
COM
858119100
1932
85713
SH
SOLE
75462
0
10251
STERICYCLE INC
COM
858912108
1809
37240
SH
SOLE
37240
0
0
STERIS PLC
SHS USD
G8473T100
67
480
SH
OTR
31
0
0
480
STERIS PLC
SHS USD
G8473T100
32659
233326
SH
SOLE
233326
0
0
STIFEL FINL CORP
COM
860630102
2531
61324
SH
SOLE
58476
0
2848
STOCK YDS BANCORP INC
COM
861025104
456
15777
SH
SOLE
15777
0
0
STRYKER CORP
COM
863667101
1021
6131
SH
SOLE
6131
0
0
SUMMIT MATLS INC
CL A
86614U100
2825
188309
SH
SOLE
188309
0
0
SUNCOR ENERGY INC NEW
COM
867224107
1
40
SH
OTR
19
40
0
0
SUNCOR ENERGY INC NEW
COM
867224107
170
10746
SH
SOLE
10746
0
0
SVB FINANCIAL GROUP
COM
78486Q101
22381
148139
SH
SOLE
146988
0
1151
SWISS HELVETIA FD INC
COM
870875101
378
54388
SH
SOLE
54388
0
0
TABULA RASA HEALTHCARE INC
COM
873379101
3302
63157
SH
SOLE
61594
0
1563
TARGA RES CORP
COM
87612G101
106
15396
SH
SOLE
15396
0
0
TE CONNECTIVITY LTD
REG SHS
H84989104
531
8427
SH
SOLE
8427
0
0
TEKLA HEALTHCARE INVS
SH BEN INT
87911J103
1225
68762
SH
SOLE
68762
0
0
TEKLA LIFE SCIENCES INVS
SH BEN INT
87911K100
2111
140951
SH
SOLE
140951
0
0
TELEDYNE TECHNOLOGIES INC
COM
879360105
10384
34932
SH
SOLE
34086
0
846
TELEFLEX INCORPORATED
COM
879369106
1381
4715
SH
SOLE
4210
0
505
TENNANT CO
COM
880345103
406
7000
SH
SOLE
7000
0
0
TESLA INC
COM
88160R101
294
561
SH
SOLE
561
0
0
TEXAS INSTRS INC
COM
882508104
66
656
SH
OTR
32
0
0
656
TEXAS INSTRS INC
COM
882508104
2300
23017
SH
SOLE
23017
0
0
THERMO FISHER SCIENTIFIC INC
COM
883556102
94
330
SH
OTR
31
0
0
330
THERMO FISHER SCIENTIFIC INC
COM
883556102
506
1784
SH
SOLE
1784
0
0
TITAN MACHY INC
COM
88830R101
139
16000
SH
SOLE
16000
0
0
TJX COS INC NEW
COM
872540109
120
2515
SH
OTR
31
0
0
2515
TJX COS INC NEW
COM
872540109
25477
532870
SH
SOLE
532870
0
0
TORTOISE ENERGY INFRA CORP
COM
89147L100
419
163662
SH
SOLE
163662
0
0
TORTOISE PIPELINE & ENERGY F
COM
89148H108
87
32949
SH
SOLE
32949
0
0
TRAVELERS COMPANIES INC
COM
89417E109
681
6854
SH
SOLE
6854
0
0
TREX CO INC
COM
89531P105
2420
30196
SH
SOLE
28157
0
2039
TRICO BANCSHARES
COM
896095106
5513
184867
SH
SOLE
184867
0
0
TRIDENT ACQUISITIONS CORP
COM
89615T106
349
32214
SH
SOLE
32214
0
0
TRIMBLE INC
COM
896239100
1869
58704
SH
SOLE
52383
0
6321
TRUIST FINL CORP
COM
89832Q109
644
20882
SH
SOLE
20882
0
0
TRUPANION INC
COM
898202106
601
23100
SH
SOLE
23100
0
0
TYLER TECHNOLOGIES INC
COM
902252105
23403
78915
SH
SOLE
77692
0
1223
U S CONCRETE INC
COM NEW
90333L201
3164
174405
SH
SOLE
174405
0
0
ULTA BEAUTY INC
COM
90384S303
51
292
SH
OTR
31
0
0
292
ULTA BEAUTY INC
COM
90384S303
167
951
SH
SOLE
951
0
0
ULTRA CLEAN HLDGS INC
COM
90385V107
229
16600
SH
SOLE
16600
0
0
ULTRAGENYX PHARMACEUTICAL IN
COM
90400D108
1322
29754
SH
SOLE
28285
0
1469
UNILEVER N V
N Y SHS NEW
904784709
5
100
SH
OTR
19
100
0
0
UNILEVER N V
N Y SHS NEW
904784709
931
19076
SH
SOLE
19076
0
0
UNILEVER PLC
SPON ADR NEW
904767704
4
78
SH
OTR
19
78
0
0
UNILEVER PLC
SPON ADR NEW
904767704
252
4982
SH
SOLE
4982
0
0
UNION PAC CORP
COM
907818108
71
505
SH
OTR
31
0
0
505
UNION PAC CORP
COM
907818108
64
451
SH
OTR
32
0
0
451
UNION PAC CORP
COM
907818108
10540
74732
SH
SOLE
74732
0
0
UNITED STATES OIL FUND LP
UNITS
91232N108
13472
400000
SH
Put
SOLE
400000
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1226
13000
SH
SOLE
13000
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
15725
63055
SH
SOLE
63055
0
0
UNITEDHEALTH GROUP INC
COM
91324P102
95
379
SH
OTR
32
0
0
379
UNIVERSAL ELECTRS INC
COM
913483103
439
11438
SH
SOLE
11438
0
0
US BANCORP DEL
COM NEW
902973304
1439
41764
SH
SOLE
41764
0
0
USANA HEALTH SCIENCES INC
COM
90328M107
347
6000
SH
SOLE
6000
0
0
VAIL RESORTS INC
COM
91879Q109
14832
100414
SH
SOLE
97698
0
2716
VALMONT INDS INC
COM
920253101
866
8175
SH
SOLE
6902
0
1273
VANGUARD INDEX FDS
GROWTH ETF
922908736
2068
13195
SH
SOLE
13195
0
0
VANGUARD INDEX FDS
MID CAP ETF
922908629
6828
51864
SH
SOLE
51864
0
0
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
405
1709
SH
SOLE
1709
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1107
8588
SH
SOLE
8588
0
0
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
9902
241389
SH
SOLE
241389
0
0
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
271
8091
SH
SOLE
8091
0
0
VANGUARD SCOTTSDALE FDS
MORTG-BACK SEC
92206C771
548
10061
SH
SOLE
10061
0
0
VANGUARD SPECIALIZED FUNDS
DIV APP ETF
921908844
10273
99358
SH
SOLE
99358
0
0
VANGUARD TAX-MANAGED INTL FD
FTSE DEV MKT ETF
921943858
4521
135589
SH
SOLE
135589
0
0
VANGUARD WORLD FDS
INF TECH ETF
92204A702
6296
29713
SH
SOLE
29713
0
0
VEEVA SYS INC
CL A COM
922475108
752
4811
SH
SOLE
4811
0
0
VENTAS INC
COM
92276F100
1098
40979
SH
SOLE
40979
0
0
VERACYTE INC
COM
92337F107
583
23964
SH
SOLE
23964
0
0
VERISK ANALYTICS INC
COM
92345Y106
782
5611
SH
SOLE
5611
0
0
VERITEX HLDGS INC
COM
923451108
279
20000
SH
SOLE
20000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
580
10799
SH
SOLE
10799
0
0
VERRA MOBILITY CORP
COM
92511U102
1325
185582
SH
SOLE
185582
0
0
VERTEX PHARMACEUTICALS INC
COM
92532F100
286
1203
SH
SOLE
1203
0
0
VIACOMCBS INC
CL B
92556H206
1641
117136
SH
SOLE
117136
0
0
VIRTUS GLOBAL MULTI-SEC INC
COM
92829B101
396
41061
SH
SOLE
41061
0
0
VISA INC
COM CL A
92826C839
42288
262463
SH
SOLE
262463
0
0
VISTEON CORP
COM NEW
92839U206
3468
72289
SH
SOLE
69172
0
3117
VOYA EMERGING MKTS HIGH DIVI
COM
92912P108
207
35468
SH
SOLE
35468
0
0
VOYA GLBL ADV & PREM OPP FD
COM
92912R104
312
40704
SH
SOLE
40704
0
0
VOYA GLBL EQTY DIV & PREM OP
COM
92912T100
918
201291
SH
SOLE
201291
0
0
VOYA INFRASTRUCTURE INDLS &
COM
92912X101
227
27897
SH
SOLE
27897
0
0
VOYA INTL HIGH DIVID EQTY IN
COM
92912Y109
49
12826
SH
SOLE
12826
0
0
VOYA NAT RES EQUITY INCOME F
COM
92913C106
82
38085
SH
SOLE
38085
0
0
WALMART INC
COM
931142103
440
3876
SH
SOLE
3876
0
0
WATERSTONE FINL INC MD
COM
94188P101
743
51114
SH
SOLE
51114
0
0
WEBSTER FINL CORP CONN
COM
947890109
1194
52133
SH
SOLE
46316
0
5817
WEC ENERGY GROUP INC
COM
92939U106
74
837
SH
OTR
32
0
0
837
WEC ENERGY GROUP INC
COM
92939U106
253
2870
SH
SOLE
2870
0
0
WELBILT INC
COM
949090104
55
10725
SH
SOLE
10725
0
0
WELLS FARGO CO NEW
COM
949746101
51
1765
SH
OTR
31
0
0
1765
WELLS FARGO CO NEW
COM
949746101
737
25695
SH
SOLE
25695
0
0
WELLS FARGO INCOME OPPORTUNI
WF INC OPPTY FD
94987B105
495
77511
SH
SOLE
77511
0
0
WELLS FARGO MULTI SECTOR INC
COM
94987D101
576
59822
SH
SOLE
59822
0
0
WEST PHARMACEUTICAL SVSC INC
COM
955306105
15442
101425
SH
SOLE
98291
0
3134
WESTAMERICA BANCORPORATION
COM
957090103
223
3798
SH
SOLE
3798
0
0
WESTERN ASSET EMERGING MKTS
COM
95766A101
718
68200
SH
SOLE
68200
0
0
WESTERN ASSET GLOBAL HIGH IN
COM
95766B109
229
30621
SH
SOLE
30621
0
0
WESTERN ASSET HGH YLD DFNDFD
COM
95768B107
161
13045
SH
SOLE
13045
0
0
WESTERN ASSET HIGH INCM FD I
COM
95766J102
737
147069
SH
SOLE
147069
0
0
WESTERN ASSET MUN PARTNERS F
COM
95766P108
264
19316
SH
SOLE
19316
0
0
WESTERN ASST INFLTN LKD INM
COM SH BEN INT
95766Q106
577
54900
SH
SOLE
54900
0
0
WESTERN AST INFL LKD OPP & I
COM
95766R104
858
89783
SH
SOLE
89783
0
0
WEYERHAEUSER CO
COM
962166104
326
19212
SH
SOLE
19212
0
0
WILLIAMS COS INC
COM
969457100
345
24349
SH
SOLE
24349
0
0
WISDOMTREE TR
EUROPE HEDGED EQ
97717X701
3023
59007
SH
SOLE
59007
0
0
WISDOMTREE TR
ITL HDG QTLY DIV
97717X594
10396
343391
SH
SOLE
343391
0
0
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
3202
75976
SH
SOLE
75976
0
0
WISDOMTREE TR
US DIVID EX FNCL
97717W406
2395
37079
SH
SOLE
37079
0
0
WISDOMTREE TR
US MIDCAP DIVID
97717W505
6577
272242
SH
SOLE
272242
0
0
WISDOMTREE TR
US QTLY DIV GRT
97717X669
11518
296004
SH
SOLE
296004
0
0
WISDOMTREE TR
US SMALLCAP DIVD
97717W604
3246
180113
SH
SOLE
180113
0
0
WNS HOLDINGS LTD
SPON ADR
92932M101
2493
58009
SH
SOLE
58009
0
0
WOLVERINE WORLD WIDE INC
COM
978097103
2283
150183
SH
SOLE
142632
0
7551
WP CAREY INC
COM
92936U109
1479
25464
SH
SOLE
25464
0
0
WPX ENERGY INC
COM
98212B103
3277
1074308
SH
SOLE
1047047
0
27261
ZILLOW GROUP INC
CL A
98954M101
3166
93213
SH
SOLE
93213
0
0
ZOETIS INC
CL A
98978V103
528
4489
SH
SOLE
4489
0
0