0001193805-11-001521.txt : 20110811
0001193805-11-001521.hdr.sgml : 20110811
20110811171723
ACCESSION NUMBER: 0001193805-11-001521
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110811
DATE AS OF CHANGE: 20110811
EFFECTIVENESS DATE: 20110811
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Nomura Asset Management U.K. Ltd
CENTRAL INDEX KEY: 0001332826
IRS NUMBER: 000000000
STATE OF INCORPORATION: X0
FISCAL YEAR END: 0331
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11455
FILM NUMBER: 111028528
BUSINESS ADDRESS:
STREET 1: 1 ST MARTIN'S-LE-GRAND
CITY: LONDON
STATE: X0
ZIP: EC1A 4NT
BUSINESS PHONE: 44 0207 521 1350
MAIL ADDRESS:
STREET 1: 1 ST MARTIN'S-LE-GRAND
CITY: LONDON
STATE: X0
ZIP: EC1A 4NT
13F-HR
1
e608761_13f-nomurauk.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment |_|; Amendment Number:
This Amendment (Check only one.): |_| is a restatement.
|_| adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Nomura Asset Management U.K. Limited
Address: 1 Saint Martin's-Le-Grand
Nomura House 6th Floor
London, England EC1A 4NT
13F File Number: 028-11455
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Nigel Biggs
Title: Executive Officer
Phone: 44 0207 521 1350
Signature, Place, and Date of Signing:
/s/ Nigel Biggs
Nigel Biggs, London, August 11, 2011
"Nomura Asset Management Co., Ltd. ("NAM Tokyo") is the parent holding company
of certain operating subsidiaries, some of which are or may be institutional
investment managers for purposes of the reporting requirements under Section
13(f) of the Securities Exchange Act of 1934, as amended (the "Exchange Act")
and the rules promulgated thereunder. Based upon its parent relationship, NAM
Tokyo may be deemed to have investment discretion with respect to positions in
Section 13(f) securities held by its operating subsidiaries, including, among
others, Nomura Asset Management U.K. Limited ("NAM UK"). The Section 13(f)
securities positions of the following operating subsidiaries of NAM Tokyo, which
each exceed the $100 million filing threshold, are not included in the Form 13F
filed by NAM Tokyo, but are instead reported on separate Forms 13F filed by each
of these entities: (i) Nomura Asset Management Singapore Limited ("NAM
Singapore"); and (ii) Nomura Asset Management U.K. Limited ("NAM UK").
--------------------------------------------------------------------------------
Report Type (Check only one.):
|X| 13F HOLDINGS REPORT.
|_| 13F NOTICE.
|_| 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
--------------------------------------------------------------------------------
--------------------------------------------------------------------------------
I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 142
Form 13F Information Table Value Total: 243,174 (thousands)
List of Other Included Managers: None
TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
3M CO COM 88579Y101 332 3,500 SH Sole 3,500
ABBOTT LABS COM 002824100 474 9,000 SH Sole 9,000
AES CORP COM 00130H105 135 10,600 SH Sole 10,600
AFLAC INC COM 001055102 2,381 51,000 SH Sole 51,000
ALCOA INC COM 013817101 195 12,300 SH Sole 12,300
ALLSTATE CORP COM 020002101 272 8,900 SH Sole 8,900
ALTRIA GROUP INC COM 02209S103 5,048 191,150 SH Sole 191,150
AMERICAN EXPRESS CO COM 025816109 4,633 89,607 SH Sole 89,607
AMERICAN INTL GROUP INC COM NEW 026874784 384 13,100 SH Sole 13,100
AMERICAN INTL GROUP INC UNIT 99/99/9999 026874115 119 68,610 SH Sole 68,610
AMERISOURCEBERGEN CORP COM 03073E105 203 4,900 SH Sole 4,900
AMGEN INC COM 031162100 333 5,700 SH Sole 5,700
ANADARKO PETROLEUM CORP COM 032511107 215 2,800 SH Sole 2,800
APACHE CORP COM 037411105 4,201 34,050 SH Sole 34,050
APPLE INC COM 037833100 5,589 16,650 SH Sole 16,650
ARCHER DANIELS MIDLAND CO COM 039483102 208 6,900 SH Sole 6,900
AT & T INC COM 00206R102 8,052 256,350 SH Sole 256,350
BANK OF AMERICA CORPORATION COM 060505104 5,948 542,695 SH Sole 542,695
BANK OF MONTREAL QUE COM 063671101 248 3,900 SH Sole 3,900
BANK OF NEW YORK MELLON CO COM 064058100 228 8,900 SH Sole 8,900
BB&T CORP COM 054937107 209 7,800 SH Sole 7,800
BCE INC COM NEW 05534B760 302 7,700 SH Sole 7,700
BERKSHIRE HATHAWAY INC DEL CL A 084670108 1,393 12 SH Sole 12
BK.OF NOVA SCOTIA HALIFAX COM 064149107 349 5,800 SH Sole 5,800
BOEING CO COM 097023105 377 5,100 SH Sole 5,100
BOSTON SCIENTIFIC CORP COM 101137107 118 17,100 SH Sole 17,100
BRISTOL MYERS SQUIBB CO COM 110122108 391 13,500 SH Sole 13,500
CA INC COM 12673P105 2,681 117,400 SH Sole 117,400
CANADIAN NATURAL RES LTD COM 136385101 6,062 144,700 SH Sole 144,700
CARDINAL HEALTH INC COM 14149Y108 322 7,100 SH Sole 7,100
CARNIVAL CORP PAIRED CTF 143658300 3,646 96,900 SH Sole 96,900
CATERPILLAR INC DEL COM 149123101 330 3,100 SH Sole 3,100
CHEVRON CORP NEW COM 166764100 5,328 51,811 SH Sole 51,811
CISCO SYSTEMS INC COM 17275R102 545 34,900 SH Sole 34,900
CITIGROUP INC COM NEW 172967424 7,575 181,913 SH Sole 181,913
CITRIX SYSTEMS INC COM 177376100 1,580 19,750 SH Sole 19,750
COCA COLA CO COM 191216100 5,239 77,861 SH Sole 77,861
TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
COMCAST CORP NEW CL A 20030N101 449 17,700 SH Sole 17,700
CONOCOPHILLIPS COM 20825C104 1,278 17,000 SH Sole 17,000
COSTCO WHOLESALE CORP NEW COM 22160K105 268 3,300 SH Sole 3,300
CROWN HOLDINGS INC COM 228368106 1,883 48,500 SH Sole 48,500
CVS CAREMARK CORPORATION COM 126650100 417 11,100 SH Sole 11,100
DELL INC COM 24702R101 347 20,800 SH Sole 20,800
DEVON ENERGY CORP NEW COM 25179M103 221 2,800 SH Sole 2,800
DISNEY WALT CO COM DISNEY 254687106 4,379 112,166 SH Sole 112,166
DOLBY LABORATORIES INC COM 25659T107 1,225 28,850 SH Sole 28,850
DOMINION RES INC VA NEW COM 25746U109 232 4,800 SH Sole 4,800
DOW CHEMICALS CO COM 260543103 374 10,400 SH Sole 10,400
DU PONT E I DE NEMOURS COM 263534109 308 5,700 SH Sole 5,700
DUKE ENERGY CORP NEW COM 26441C105 307 16,300 SH Sole 16,300
DUN & BRADSTREET CORP DEL COM 26483E100 2,427 32,124 SH Sole 32,124
E M C CORP MASS COM 268648102 201 7,300 SH Sole 7,300
ECOPETROL S A SPONSORED ADS 279158109 493 11,200 SH Sole 11,200
EDWARDS LIFESCIENCES CORP COM 28176E108 2,284 26,200 SH Sole 26,200
EMERSON ELECTRIC CO COM 291011104 219 3,900 SH Sole 3,900
ENCANA CORP COM 292505104 324 10,500 SH Sole 10,500
EOG RES INC COM 26875P101 2,943 28,150 SH Sole 28,150
EXELON CORP COM 30161N101 317 7,400 SH Sole 7,400
EXPRESS SCRIPTS INC COM 302182100 4,367 80,900 SH Sole 80,900
EXXON MOBIL CORP COM 30231G102 2,883 35,425 SH Sole 35,425
FEDEX CORP COM 31428X106 228 2,400 SH Sole 2,400
FIFTH THIRD BANCORP COM 316773100 131 10,300 SH Sole 10,300
FINISAR CORP COM 31787A507 2,283 126,600 SH Sole 126,600
FIRSTENERGY CORP COM 337932107 225 5,100 SH Sole 5,100
FLEXTRONICS INTL LTD ORD Y2573F102 100 15,600 SH Sole 15,600
FORD MOTOR CO DEL COM PAR $0.01 345370860 600 43,500 SH Sole 43,500
FREEPORT-MCMORAN COPPER & GOLD COM 35671D857 5,483 103,646 SH Sole 103,646
GENERAL DYNAMICS CORP COM 369550108 4,573 61,368 SH Sole 61,368
GENERAL ELECTRIC CO COM 369604103 2,435 129,100 SH Sole 129,100
GENERAL MOTORS CO COM 37045V100 601 19,800 SH Sole 19,800
GOLDMAN SACHS GROUP INC COM 38141G104 665 5,000 SH Sole 5,000
GOOGLE INC CL A 38259P508 4,426 8,740 SH Sole 8,740
HARLEY-DAVIDSON INC COM 412822108 3,470 84,700 SH Sole 84,700
HESS CORP COM 42809H107 202 2,700 SH Sole 2,700
HEWLETT PACKARD CO COM 428236103 695 19,100 SH Sole 19,100
HOME DEPOT INC COM 437076102 5,112 141,135 SH Sole 141,135
TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
HONEYWELL INTL INC COM 438516106 256 4,300 SH Sole 4,300
INGERSOLL RAND PLC SHS G47791101 3,319 73,100 SH Sole 73,100
INTEL CORP COM 458140100 747 33,700 SH Sole 33,700
INTERNATIONAL BUSINESS MACHINES COM 459200101 909 5,300 SH Sole 5,300
JACOBS ENGR GROUP INC DEL COM 469814107 1,993 46,091 SH Sole 46,091
JOHNSON & JOHNSON COM 478160104 7,736 116,300 SH Sole 116,300
JPMORGAN CHASE & CO COM 46625H100 7,452 182,021 SH Sole 182,021
KEYCORP NEW COM 493267108 100 12,000 SH Sole 12,000
KIMBERLY CLARK CORP COM 494368103 206 3,100 SH Sole 3,100
KRAFT FOODS INC CL A 50075N104 451 12,789 SH Sole 12,789
KROGER CO COM 501044101 275 11,100 SH Sole 11,100
LILLY ELI & CO COM 532457108 357 9,500 SH Sole 9,500
LOCKHEED MARTIN CORP COM 539830109 267 3,300 SH Sole 3,300
LOWE'S COMPANIES INC COM 548661107 294 12,600 SH Sole 12,600
MANPOWER GROUP INC COM 56418H100 3,106 57,900 SH Sole 57,900
MANULIFE FINANCIAL CORP COM 56501R106 338 19,100 SH Sole 19,100
MARATHON OIL CORP COM 565849106 443 8,400 SH Sole 8,400
MCDONALDS CORP COM 580135101 379 4,500 SH Sole 4,500
MCKESSON CORP COM 58155Q103 326 3,900 SH Sole 3,900
MEDCO HEALTH SOLUTIONS INC COM 58405U102 4,055 71,742 SH Sole 71,742
MEDTRONIC INC COM 585055106 212 5,500 SH Sole 5,500
MERCK & CO INC NEW COM 58933Y105 6,048 171,388 SH Sole 171,388
METLIFE INC COM 59156R108 4,270 97,339 SH Sole 97,339
MICROSOFT CORP COM 594918104 3,586 137,918 SH Sole 137,918
MORGAN STANLEY COM NEW 617446448 492 21,400 SH Sole 21,400
NETAPP INC COM 64110D104 1,623 30,750 SH Sole 30,750
NEWS CORP CL A 65248E104 269 15,200 SH Sole 15,200
NEXTERA ENERGY INC COM 65339F101 213 3,700 SH Sole 3,700
NORTHROP GRUMMAN CORP COM 666807102 250 3,600 SH Sole 3,600
OCCIDENTAL PETROLEUM CORP DEL COM 674599105 385 3,700 SH Sole 3,700
ORACLE CORP COM 68389X105 336 10,200 SH Sole 10,200
PEABODY ENERGY CORP COM 704549104 3,374 57,272 SH Sole 57,272
PEPSICO INC COM 713448108 514 7,297 SH Sole 7,297
PFIZER INC COM 717081103 1,279 62,085 SH Sole 62,085
PHILIP MORRIS INTL INC COM 718172109 6,270 93,908 SH Sole 93,908
PNC FINL SVCS GROUP INC COM 693475105 2,732 45,828 SH Sole 45,828
PROCTER & GAMBLE CO COM 742718109 1,043 16,400 SH Sole 16,400
PRUDENTIAL FINL INC COM 744320102 286 4,500 SH Sole 4,500
QUALCOMM INC COM 747525103 261 4,600 SH Sole 4,600
TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
------------------------------------------------------------------------------------------------------------------------------------
REGIONS FINANCIAL CORP NEW COM 7591EP100 123 19,900 SH Sole 19,900
ROYAL BANK CANADA MONTREAL COM 780087102 451 7,900 SH Sole 7,900
SEARS HOLDINGS CORP COM 812350106 236 3,300 SH Sole 3,300
SOUTHERN CO COM 842587107 279 6,900 SH Sole 6,900
SPRINT NEXTEL CORP COM SER 1 852061100 372 69,000 SH Sole 69,000
SUNCOR ENERGY INC NEW COM 867224107 4,440 113,363 SH Sole 113,363
SUPERVALU INC COM 868536103 137 14,600 SH Sole 14,600
TARGET CORP COM 87612E106 3,764 80,236 SH Sole 80,236
TEXTRON INC COM 883203101 4,066 172,207 SH Sole 172,207
TIME WARNER CABLE INC COM 88732J207 370 4,735 SH Sole 4,735
TIME WARNER INC COM NEW 887317303 467 12,833 SH Sole 12,833
TORONTO-DOMINION BANK COM NEW 891160509 4,780 56,412 SH Sole 56,412
TRANSOCEAN LTD REG SHS H8817H100 207 3,200 SH Sole 3,200
TYCO INTERNATIONAL LTD SHS H89128104 247 5,000 SH Sole 5,000
UNION PACIFIC CORP COM 907818108 219 2,100 SH Sole 2,100
UNITED PARCEL SERVICE INC CL B 911312106 423 5,800 SH Sole 5,800
UNITED TECHNOLOGIES CORP COM 913017109 425 4,800 SH Sole 4,800
UNITEDHEALTH GROUP INC COM 91324P102 438 8,500 SH Sole 8,500
US BANCORP DEL COM NEW 902973304 449 17,600 SH Sole 17,600
VALERO ENERGY CORP NEW COM 91913Y100 386 15,100 SH Sole 15,100
VERIZON COMMUNICATIONS INC COM 92343V104 1,392 37,400 SH Sole 37,400
WAL MART STORES INC COM 931142103 1,956 36,800 SH Sole 36,800
WALGREEN CO COM 931422109 276 6,500 SH Sole 6,500
WELLPOINT INC COM 94973V107 5,593 71,000 SH Sole 71,000
WELLS FARGO & CO NEW COM 949746101 6,018 214,456 SH Sole 214,456
XEROX CORP COM 984121103 115 11,093 SH Sole 11,093
XILINX INC COM 983919101 4,072 111,658 SH Sole 111,658
TOTAL 243,174