-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NrpBfyFCw3sOq0qF2HAjzyf3SiQZ9lO/tLefRymfFO+cwNQXWVAsnBnzDtPf4F86 4bXANIqwEo9dPXbN8lM/9w== 0001193805-10-002123.txt : 20100806 0001193805-10-002123.hdr.sgml : 20100806 20100806160117 ACCESSION NUMBER: 0001193805-10-002123 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100630 FILED AS OF DATE: 20100806 DATE AS OF CHANGE: 20100806 EFFECTIVENESS DATE: 20100806 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Nomura Asset Management U.K. Ltd CENTRAL INDEX KEY: 0001332826 IRS NUMBER: 000000000 STATE OF INCORPORATION: X0 FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11455 FILM NUMBER: 10998417 BUSINESS ADDRESS: STREET 1: 1 ST MARTIN'S-LE-GRAND CITY: LONDON STATE: X0 ZIP: EC1A 4NT BUSINESS PHONE: 44 0207 521 1350 MAIL ADDRESS: STREET 1: 1 ST MARTIN'S-LE-GRAND CITY: LONDON STATE: X0 ZIP: EC1A 4NT 13F-HR 1 e607351_13f-nomurauk.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2010 Check here if Amendment |_|; Amendment Number: This Amendment (Check only one.): |_| is a restatement. |_| adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Nomura Asset Management U.K. Limited Address: 1 Saint Martin's-Le-Grand Nomura House 6th Floor London, England EC1A 4NT 13F File Number: 028-11455 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Nigel Biggs Title: Executive Officer Phone: 44 0207 521 1350 Signature, Place, and Date of Signing: /s/ Nigel Biggs Nigel Biggs, London, August 6, 2010 Nomura Asset Management Co., Ltd. ("NAM Tokyo") is the parent holding company of certain operating subsidiaries, some of which are or may be institutional investment managers for purposes of the reporting requirements under Section 13(f) of the Securities Exchange Act of 1934, as amended (the "Exchange Act") and the rules promulgated thereunder. NAM Tokyo itself does not exercise investment discretion with respect to any Section 13(f) Securities positions held by its operating subsidiaries, which subsidiaries in fact exercise investment discretion. However, based upon its parent relationship, NAM Tokyo may be deemed to have investment discretion with respect to such positions in Section 13(f) securities held by its operating subsidiaries. In that regard, the Section 13(f) Securities positions of Nomura Asset Management U.S.A. Inc.("NAM USA"), which is an operating subsidiary of NAM Tokyo that hold Section 13(f) securities positions but that does not meet the $100 million threshold for filing the Form 13F, are reflected on the Form 13F filed by NAM Tokyo. The Section 13(f) securities positions of the following operating subsidiaries of NAM Tokyo, which each exceed the $100 million filing threshold, are not included in the Form 13F filed by NAM Tokyo, but are instead reported on separate Forms 13F filed by each of these entities: (i) Nomura Asset Management Singapore Limited ("NAM Singapore"); and (ii) Nomura Asset Management U.K. Limited ("NAM UK"). - -------------------------------------------------------------------------------- Report Type (Check only one.): |X| 13F HOLDINGS REPORT. |_| 13F NOTICE. |_| 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- I AM SIGNING THIS REPORT AS REQUIRED BY THE SECURITIES EXCHANGE ACT OF 1934. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 53 Form 13F Information Table Value Total: 158,855 (thousands) List of Other Included Managers: None
TITLE OF VALUE SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X1000) SH/PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE - ------------------------------------------------------------------------------------------------------------------------------------ AMERICAN EXPRESS CO COM 025816109 2,366 59,600 SH Sole 59,600 APACHE CORP COM 037411105 4,879 57,950 SH Sole 57,950 BAKER HUGHES INC COM 057224107 2,419 58,200 SH Sole 58,200 BANK OF AMERICA CORPORATION COM 060505104 3,963 275,800 SH Sole 275,800 BARRICK GOLD CORP COM 067901108 2,749 60,542 SH Sole 60,542 CA INC COM 12673P105 1,516 82,400 SH Sole 82,400 CANADIAN NAT RES LTD COM 136385101 2,886 86,800 SH Sole 86,800 CHEVRON CORP NEW COM 166764100 4,025 59,311 SH Sole 59,311 CISCO SYS INC COM 17275R102 4,015 188,430 SH Sole 188,430 CITIGROUP INC COM 172967101 4,169 1,108,830 SH Sole 1,108,830 COCA COLA CO COM 191216100 2,306 46,000 SH Sole 46,000 CONOCOPHILLIPS COM 20825C104 4,055 82,596 SH Sole 82,596 COOPER INDUSTRIES PLC SHS G24140108 2,332 53,000 SH Sole 53,000 DELL INC COM 24702R101 1,151 95,400 SH Sole 95,400 DISNEY WALT CO COM DISNEY 254687106 2,506 79,566 SH Sole 79,566 EXPRESS SCRIPTS INC COM 302182100 3,856 82,000 SH Sole 82,000 FIFTH THIRD BANCORP COM 316773100 1,585 129,000 SH Sole 129,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 4,415 74,662 SH Sole 74,662 GENERAL ELECTRIC CO COM 369604103 3,193 221,413 SH Sole 221,413 GOLDMAN SACHS GROUP INC COM 38141G104 1,851 14,100 SH Sole 14,100 GOOGLE INC CL A 38259P508 2,803 6,300 SH Sole 6,300 HEWLETT PACKARD CO COM 428236103 4,540 104,900 SH Sole 104,900 HOME DEPOT INC COM 437076102 2,619 93,285 SH Sole 93,285 HONEYWELL INTL INC COM 438516106 2,330 59,700 SH Sole 59,700 INGERSOLL-RAND PLC SHS G47791101 2,242 65,000 SH Sole 65,000 JACOBS ENGR GROUP INC DEL COM 469814107 2,558 70,200 SH Sole 70,200 JOHNSON & JOHNSON COM 478160104 3,425 57,995 SH Sole 57,995 JPMORGAN CHASE & CO COM 46625H100 3,723 101,700 SH Sole 101,700 KRAFT FOODS INC CL A 50075N104 2,663 95,100 SH Sole 95,100 LOCKHEED MARTIN CORP COM 539830109 2,858 38,359 SH Sole 38,359 MEDCO HEALTH SOLUTIONS INC COM 58405U102 6,265 113,743 SH Sole 113,743 MERCK & CO INC NEW COM 58933Y105 3,958 113,169 SH Sole 113,169 METLIFE INC COM 59156R108 2,148 56,889 SH Sole 56,889 MICROSOFT CORP COM 594918104 4,262 185,218 SH Sole 185,218 PEABODY ENERGY CORP COM 704549104 2,914 74,477 SH Sole 74,477 PEPSICO INC COM 713448108 3,264 53,553 SH Sole 53,553 PHILIP MORRIS INTL INC COM 718172109 3,590 78,308 SH Sole 78,308 PNC FINL SVCS GROUP INC COM 693475105 3,198 56,600 SH Sole 56,600 PULTE GROUP INC COM 745867101 996 120,300 SH Sole 120,300 RESEARCH IN MOTION LTD COM 760975102 1,879 38,152 SH Sole 38,152 SUNCOR ENERGY INC NEW COM 867224107 3,516 119,239 SH Sole 119,239 TARGET CORP COM 87612E106 3,001 61,036 SH Sole 61,036 TEXAS INSTRS INC COM 882508104 2,763 118,700 SH Sole 118,700 TEXTRON INC COM 883203101 3,331 196,300 SH Sole 196,300 TIME WARNER INC COM NEW 887317303 2,130 73,692 SH Sole 73,692 TOLL BROTHERS INC COM 889478103 1,006 61,500 SH Sole 61,500 TORONTO DOMINION BK ONT COM NEW 891160509 3,960 61,000 SH Sole 61,000 UNITEDHEALTH GROUP INC COM 91324P102 4,348 153,100 SH Sole 153,100 WEATHERFORD INTERNATIONAL LT REG H27013103 1,890 143,800 SH Sole 143,800 WELLPOINT INC COM 94973V107 2,437 49,800 SH Sole 49,800 XEROX CORP COM 984121103 2,486 309,200 SH Sole 309,200 XILINX INC COM 983919101 2,733 108,200 SH Sole 108,200 YUM BRANDS INC COM 988498101 2,784 71,300 SH Sole 71,300 TOTAL 158,855
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