0001140361-15-010089.txt : 20150303 0001140361-15-010089.hdr.sgml : 20150303 20150303204238 ACCESSION NUMBER: 0001140361-15-010089 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150227 FILED AS OF DATE: 20150303 DATE AS OF CHANGE: 20150303 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brookdale Senior Living Inc. CENTRAL INDEX KEY: 0001332349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 203068069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 400 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: (615) 221-2250 MAIL ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 400 CITY: BRENTWOOD STATE: TN ZIP: 37027 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARD GREGORY B CENTRAL INDEX KEY: 0001251137 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32641 FILM NUMBER: 15671514 MAIL ADDRESS: STREET 1: 111 WEST WOOD PLACE STREET 2: C/O AMERICAN RETIREMENT CORP CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 doc1.xml FORM 4 X0306 4 2015-02-27 0 0001332349 Brookdale Senior Living Inc. BKD 0001251137 RICHARD GREGORY B 111 WESTWOOD PLACE SUITE 400 BRENTWOOD TN 37027 0 1 0 0 EVP & Chief Operating Officer Common Stock 2015-02-27 4 D 0 13865 0 D 253946 D Common Stock 2015-03-02 4 S 0 5307 38.0547 D 248639 D Represents the forfeiture of a portion of the restricted shares granted to the reporting person in 2012 due to the failure to achieve performance goals established by the Compensation Committee. Represents the sale of shares to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $38.051 to $38.061. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. /s/ Chad C. White, By Power of Attorney 2015-03-03