-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MJZwbNkD9wRuoLMg/nFwr6HXQ8/4kBw6DIzDvsfWjngnCSVN1R/KamYdx1M5g/uw v/W9uUSQfV5PFoyp9ts0Gw== 0001140361-10-000798.txt : 20100105 0001140361-10-000798.hdr.sgml : 20100105 20100105214807 ACCESSION NUMBER: 0001140361-10-000798 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20091231 FILED AS OF DATE: 20100105 DATE AS OF CHANGE: 20100105 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RICHARDSON BRYAN D CENTRAL INDEX KEY: 0001251917 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32641 FILM NUMBER: 10509731 MAIL ADDRESS: STREET 1: C/O AMERICAN RETIREMENT CORP STREET 2: 111 WESTWOOD PLACE SUITE 200 CITY: BRENTWOOD STATE: TN ZIP: 37027 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Brookdale Senior Living Inc. CENTRAL INDEX KEY: 0001332349 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] IRS NUMBER: 203068069 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 200 CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: (615) 221-2250 MAIL ADDRESS: STREET 1: 111 WESTWOOD PLACE STREET 2: SUITE 200 CITY: BRENTWOOD STATE: TN ZIP: 37027 4 1 doc1.xml FORM 4 X0303 4 2009-12-31 0 0001332349 Brookdale Senior Living Inc. BKD 0001251917 RICHARDSON BRYAN D 111 WESTWOOD PLACE SUITE 200 BRENTWOOD TN 37027 0 1 0 0 Executive Vice President Common Stock 2009-12-31 4 D 0 14704 0 D 161174 D Common Stock 2010-01-04 4 S 0 12104 18.586 D 149070 D Represents the forfeiture of certain restricted shares previously granted to the reporting person due to the failure to achieve performance goals established by the Compensation Committee. Includes an aggregate of 159 shares of Common Stock acquired under the issuer's Associate Stock Purchase Plan on June 30, 2009, September 30, 2009 and December 31, 2009. Represents the sale of shares to satisfy tax withholding obligations due upon the vesting of restricted stock previously granted to the reporting person. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan previously adopted by the reporting person. This transaction was executed in multiple trades at prices ranging from $18.482 to $18.80. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer full information regarding the number of shares sold at each separate price. /s/ Chad C. White, By Power of Attorney 2010-01-05 -----END PRIVACY-ENHANCED MESSAGE-----