0001332342-11-000010.txt : 20111102 0001332342-11-000010.hdr.sgml : 20111102 20111102125043 ACCESSION NUMBER: 0001332342-11-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111102 DATE AS OF CHANGE: 20111102 EFFECTIVENESS DATE: 20111102 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Texas Yale Capital Corp. CENTRAL INDEX KEY: 0001332342 IRS NUMBER: 510457333 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11437 FILM NUMBER: 111173741 BUSINESS ADDRESS: STREET 1: 111 SECOND AVE NE SUITE 503 CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 727-823-0006 MAIL ADDRESS: STREET 1: 111 SECOND AVE NE SUITE 503 CITY: ST. PETERSBURG STATE: FL ZIP: 33701 FORMER COMPANY: FORMER CONFORMED NAME: Yale Capital CORP DATE OF NAME CHANGE: 20050707 13F-HR 1 list.txt 2011 Q3 13F LIST United States Securities And Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: 09/30/2011 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale Capital Corp. Address: 111 Second Avenue NE Suite 503 St. Petersburg, FL 33701 Form 13F File Number: 28-11437 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting manger: Name: J Wheeler Title: Compliance Manager Phone: 727-823-0006 Signature, Place and Date of Signing: J Wheeler St. Petersburg, Florida 11.02.2011 [Signature] [City,State] [Date] Report Type (Check only one.): [X] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 209 Form 13F Information Table Value Total: $313,292 (valuex1000) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed. FORM 13F INFORMATION TABLE VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP VALUE SH/PRIN SH/ PUT/ INVST OTHER SOLE SHARED NONE (x1000) AMNT PRIN CALL DISC MNGRS 3M Company COM 88579Y101 809 11267 SH Sole 11267 99 Cents Only Stores COM 65440k106 189 10252 SH Sole 10252 A T & T Corp New COM 00206R102 1789 62730 SH Sole 62730 Aberdeen Israel Fund COM 00301L109 298 21255 SH Sole 21255 Agree Realty Corp COM 008492100 345 15850 SH Sole 15850 Alliance Holdings GP LP COM UNITS LP 01861G100 1300 29555 SH Sole 29555 Alliance Res Partners Lp UT LTD PART 01877R108 211 3225 SH Sole 3225 Alliancebernstein Hldg UNIT LTD PARTN 01881G106 184 13484 SH Sole 13484 Altria Group Inc COM 02209S103 2089 77928 SH Sole 77928 AmeriGas Partners LP UNIT L P INT 030975106 397 9025 SH Sole 9025 Anadarko Petroleum Corp COM 032511107 1647 26119 SH Sole 26119 Annaly Mtg Management COM 035710409 215 12900 SH Sole 12900 Apache Corp COM 037411105 1728 21535 SH Sole 21535 Apple Computer Inc COM 037833100 890 2335 SH Sole 2335 Avalonbay Cmntys Inc COM 053484101 241 2114 SH Sole 2114 Avon Products Inc COM 054303102 245 12525 SH Sole 12525 Bank Of America Corporation COM 060505104 740 120836 SH Sole 120836 Barclays Bank SP ADR 7.1%PF3 06739H776 1815 85865 SH Sole 85865 Baytex Energy TRUST COM 07317Q105 2220 53280 SH Sole 53280 Berkshire Hathway Cl A CL A 084670108 2670 25 SH Sole 25 Berkshire Hathaway Cl B CL B NEW 084670702 4651 65470 SH Sole 65470 Bhp Billiton Adr New SPONSORED ADR 05545E209 383 7210 SH Sole 7210 Boardwalk Pipeline Ptnrs UT LTD PARTNER 096627104 2526 98530 SH Sole 98530 Buckeye Partners Uts LP UNIT LTD PARTN 118230101 2184 34942 SH Sole 34942 C H Robinson Worldwd New COM NEW 12541W209 343 5004 SH Sole 5004 Capital Product Ptnr Lpf COM UNIT LP Y11082107 77 12000 SH Sole 12000 Centurytel Inc COM 156700106 1536 46390 SH Sole 46390 Chesapeake Midstrm Ptnrs UNIT 16524K108 872 32475 SH Sole 32475 Chevrontexaco Corp COM 166764100 1363 14720 SH Sole 14720 Claymore Exch Traded Fd GUGG CHN SML CAP 18383Q853 185 10215 SH Sole 10215 Coca Cola Company COM 191216100 1204 17818 SH Sole 17818 Conocophillips COM 20825C104 248 3918 SH Sole 3918 Consolidated Edison Inc COM 209115104 371 6500 SH Sole 6500 Constellation Energy Co COM 210371100 688 18065 SH Sole 18065 Copano Energy Llc COM UNITS 217202100 7481 250970 SH Sole 250970 Corning Inc COM 219350105 549 44400 SH Sole 44400 Crestwood Midstream Partners L COM UNITS REPSTG 226372100 206 8000 SH Sole 8000 Dcp Midstream Partners COM UT LTD PTN 23311P100 1,462 36525 SH Sole 36525 Devon Energy Cp New COM 25179M103 1089 19635 SH Sole 19635 Direxionshares Large Cap Bear DLY LRG CAP BEAR 25459W151 1,599 34550 SH Sole 34550 Dover Corporation COM 260003108 672 14410 SH Sole 14410 Du Pont E I De Nemour&Co COM 263534109 777 19450 SH Sole 19450 Duke Energy Corporation COM 26441C105 1031 51574 SH Sole 51574 E V Energy Partners Lp COM UNITS 26926V107 851 11875 SH Sole 11875 Eaton Corporation COM 278058102 571 16090 SH Sole 16090 El Paso Pipeline Ptnr Lp COM UNIT LPI 283702108 555 15650 SH Sole 15650 Eli Lilly & Company COM 532457108 421 11385 SH Sole 11385 Emerson Electric Co COM 291011104 292 7080 SH Sole 7080 Enbridge Energy Mgmt SHS UNITS LLI 29250X103 2340 85138 SH Sole 85138 Enbridge Energy Ptnrs LP COM 29250R106 7366 268129 SH Sole 268129 Encore Energy Ptnrs Lp COM UNIT 29257A106 392 20950 SH Sole 20950 Energizer Holding Inc COM 29266R108 227 3419 SH Sole 3419 Energy Transfer Equity COM UT LTD PTN 29273V100 3296 94765 SH Sole 94765 Energy Transfer Partners UNIT LTD PARTN 29273R109 5970 145573 SH Sole 145573 Enerplus Resources Fund New COM 292766102 946 38565 SH Sole 38565 Entergy Corp New COM 29364G103 334 5035 SH Sole 5035 Enterprise Prd Prtnrs LP COM 293792107 26221 653085 SH Sole 653085 Entertainment Propertys Trust COM SH BEN INT 29380T105 805 20655 SH Sole 20655 Equity Residential Properties SH BEN INT 29476L107 5884 113433 SH Sole 113433 Europe 2001 HOLDRS DEPOSITRY RCPT 29875G105 338 7200 SH Sole 7200 Exxon Mobil Corporation COM 30231G102 1423 19590 SH Sole 19590 Family Dollar Stores Inc COM 307000109 412 8105 SH Sole 8105 Ferrellgas Partners LP UNIT LTD PART 315293100 5301 267065 SH Sole 267065 Freeport Mcmorn Cp&Gld B COM 35671D857 463 15205 SH Sole 15205 General Electric Company COM 369604103 583 38298 SH Sole 38298 Genesis Energy Lp UNIT LTD PARTN 371927104 793 32775 SH Sole 32775 Goldman Sachs Group Inc COM 38141G104 1612 17046 SH Sole 17046 Halliburton Co Hldg Co COM 406216101 271 8880 SH Sole 8880 HCP Inc. COM 40414L109 453 12915 SH Sole 12915 Health Care Reit Inc COM 42217K106 243 5185 SH Sole 5185 Healthcare Realty Trust COM 421946104 659 39097 SH Sole 39097 Heinz H J Co COM 423074103 1365 27033 SH Sole 27033 Hershey Company COM 427866108 352 5935 SH Sole 5935 Hess Corporation COM 42809H107 420 8000 SH Sole 8000 Hospitality Properties Trust COM SH BEN INT 44106M102 204 9605 SH Sole 9605 Icahn Enterprises Lp DEPOSITRY UNIT 451100101 1152 31822 SH Sole 31822 Inergy Lp UNIT LTD PTNR 456615103 1217 48624 SH Sole 48624 Ingersoll Rand Co Cl A SHS G47791101 329 11725 SH Sole 11725 International Business Machine COM 459200101 627 3587 SH Sole 3587 iShares Barclays TIPS Bond Fun BARCLYS TIPS BD 464287176 1832 16025 SH Sole 16025 iShares COMEX Gold Trust ISHARES 464285105 158 10000 SH Sole 10000 iShares FTSE/Xinhua China 25 I FTSE CHINA25 IDX 464287184 1,102 35745 SH Sole 35745 Ishares Msci Aus Idx Fd MSCI AUSTRALIA 464286103 427 21290 SH Sole 21290 iShares MSCI Brazil Index MSCI BRAZIL 464286400 828 15911 SH Sole 15911 iShares MSCI Canada Index Fund MSCI CDA INDEX 464286509 382 14968 SH Sole 14968 iShares MSCI EAFE MSCI EAFE INDEX 464287465 1384 28969 SH Sole 28969 Ishares Msci Grmny Idx MSCI GERMAN 464286806 339 18550 SH Sole 18550 iShares MSCI Hong Kong Index MSCI HONG KONG 464286871 468 32660 SH Sole 32660 iShares MSCI Japan Index MSCI JAPAN 464286848 717 75780 SH Sole 75780 iShares MSCI Korea Index MSCI S KOREA 464286772 775 16652 SH Sole 16652 iShares MSCI Mexico Index MSCI MEX INVEST 464286822 447 9123 SH Sole 9123 iShares MSCI Singapore MSCI SINGAPORE 464286673 1189 108075 SH Sole 108075 Ishares Pharmaceutical DJ PHARMA INDX 464288836 247 3725 SH Sole 3725 iShares S&P Midcap/BARRA Grth S&P MC 400 GRW 464287606 3008 33486 SH Sole 33486 iShares S&P Midcap/BARRA Val S&P MIDCP VALU 464287705 4272 64711 SH Sole 64711 iShares S&P Smallcap/BARRA Grt S&P SMLCP GROW 464287887 1599 24813 SH Sole 24813 iShares S&P Smallcap/BARRA Val S&P SMLCP VALU 464287879 1170 19765 SH Sole 19765 Ishares Tr Barclays Bond BARCLYS 1-3 YR 464287457 1015 12000 SH Sole 12000 iShares Tr Gs Investop IBOXX INV CPBD 464287242 1066 9495 SH Sole 9495 Ishares Tr Russell RUSL 2000 GROW 464287648 373 5075 SH Sole 5075 Ishares Tr S&P Asia S&P ASIA 50 IN 464288430 1505 41735 SH Sole 41735 Ishares Tr S&P Muni Fund S&P SH NTL AMTFR 464288158 1011 9480 SH Sole 9480 Ishares Tr S&P Smallcap S&P SMLCAP 600 464287804 391 6685 SH Sole 6685 Ishares TRUST HIGH YLD CORP 464288513 608 7340 SH Sole 7340 Johnson & Johnson COM 478160104 1797 28208 SH Sole 28208 JP Morgan Chase & Co COM 46625H100 1430 47487 SH Sole 47487 Kinder Morgan Energy LP UT LTD PARTNER 494550106 19474 284793 SH Sole 284793 Kinder Morgan Mgmt Llc SHS 49455U100 2049 34908 SH Sole 34908 Kraft Foods Inc CL A 50075N104 569 16950 SH Sole 16950 Lauder Estee Co Inc Cl A CL A 518439104 635 7227 SH Sole 7227 Legacy Reserves Lp UNIT LP INT 524707304 974 37550 SH Sole 37550 Liberty Property Trust SH BEN INT 531172104 326 11210 SH Sole 11210 Linn Energy UNIT LTD LIAB 536020100 14687 411850 SH Sole 411850 Loews Corporation COM 540424108 810 23445 SH Sole 23445 Lorillard Inc COM 544147101 500 4520 SH Sole 4520 Magellan Midstream Ptnrs COM UNIT RP LP 559080106 6796 112516 SH Sole 112516 Market Vectors Etf TRUST RUSSIA ETF 57060U506 392 15490 SH Sole 15490 Markwest Energy Ptnr Lp UNIT LTD PARTN 570759100 2252 49020 SH Sole 49020 Martin Midstream Ptnr LP UNIT L P INT 573331105 1143 35175 SH Sole 35175 Mc Donalds Corp COM 580135101 1549 17641 SH Sole 17641 Merck & Co Inc COM 58933Y105 451 13800 SH Sole 13800 Microsoft Corp COM 594918104 620 24916 SH Sole 24916 Natl Westminstr Plc Adrf SPON ADR C 638539882 352 19680 SH Sole 19680 Natural Resource Ptnr LP COM UNIT L P 63900P103 990 39040 SH Sole 39040 Navios Maritime Ptnrs UNIT LPI Y62267102 426 32050 SH Sole 32050 NextEra Energy Inc. COM 65339F101 409 7576 SH Sole 7576 Novo-Nordisk A-S Adr ADR 670100205 309 3100 SH Sole 3100 Nustar Energy Lp UNIT COM 67058H102 2965 56711 SH Sole 56711 Nustar Gp Holdings Llc UNIT RESTG LLC 67059L102 1233 40230 SH Sole 40230 Nyse Group Inc COM 629491101 215 9265 SH Sole 9265 Och Ziff Capital Mgt CL A 67551U105 91 10000 SH Sole 10000 Olin Corp COM PAR $1 680665205 180 10000 SH Sole 10000 Oneok Partners LP UNIT LTD PARTN 68268N103 10679 229058 SH Sole 229058 Oracle Corporation COM 68389X105 327 11388 SH Sole 11388 Oxford Res Partners Lp COM UNIT RP LP 691807101 454 30175 SH Sole 30175 Paa Natural Gas Storage COM UNIT LTD 693139107 458 28100 SH Sole 28100 Packaging Corp Of Amer COM 695156109 664 28500 SH Sole 28500 Pengrowth Energy TRUST A COM 70706P104 294 32730 SH Sole 32730 Penn Virginia Res Partners COM 707884102 8815 376856 SH Sole 376856 Penn West Energy TRUST COM 707887105 691 46792 SH Sole 46792 Pepsico Incorporated COM 713448108 204 3290 SH Sole 3290 Petroleo Brasileiro Adrf SPONSORED ADR 71654V408 226 10050 SH Sole 10050 Pfizer Incorporated COM 717081103 463 26195 SH Sole 26195 Philip Morris Intl Inc COM 718172109 1042 16705 SH Sole 16705 Pimco Corporate Oppty Fd COM 72201B101 263 15875 SH Sole 15875 Plains All American Pipeline L UNIT LTD PARTN 726503105 7816 132655 SH Sole 132655 Plains Expl & Prodtn Co COM 726505100 218 9600 SH Sole 9600 Powershs Exch Trad Fd Tr GBL LSTD PVT EQT 73935x195 139 18060 SH Sole 18060 Powershs QQQ TRUST Ser UNIT SER 1 73935A104 919 17517 SH Sole 17517 Precision Castparts Corp COM 740189105 409 2630 SH Sole 2630 Procter & Gamble COM 742718109 1252 19811 SH Sole 19811 Progress Energy Inc COM 743263105 255 4940 SH Sole 4940 Provident Energy TRUST COM 74386V100 469 57520 SH Sole 57520 Public Storage Inc COM 74460D109 767 6891 SH Sole 6891 Qr Energy Lp UNIT LTD PRTNS 74734R108 244 12500 SH Sole 12500 Raytheon Company New COM NEW 755111507 272 6646 SH Sole 6646 Realty Income Corp COM 756109104 455 14107 SH Sole 14107 Regency Energy Partners COM UNITS L P 75885Y107 1233 55050 SH Sole 55050 Reynolds American Inc COM 761713106 1842 49140 SH Sole 49140 Rio Tinto PLC SPONSORED ADR 767204100 387 8775 SH Sole 8775 Ryl Bk Sct SPON ADR F 780097804 321 17675 SH Sole 17675 Schlumberger Ltd COM 806857108 275 4610 SH Sole 4610 Sector Spdr Tech Select TECHNOLOGY 81369Y803 211 8925 SH Sole 8925 Sector Spdr Util Select SBI INT-UTILS 81369Y886 361 10725 SH Sole 10725 Snap On Inc COM 833034101 258 5800 SH Sole 5800 Spdr Barclays Cap Conv BRCLYS CAP CONV 78464A359 207 5800 SH Sole 5800 SPDR Gold Trust GOLD SHS 78463V107 3844 24320 SH Sole 24320 Spdr S&P China Etf S&P CHINA ETF 78463X400 333 5975 SH Sole 5975 Spectra Energy Corp COM 847560109 2636 107455 SH Sole 107455 Spectra Energy Partners COM 84756N109 1717 60855 SH Sole 60855 Stanley Works COM 854502101 270 5490 SH Sole 5490 Suburban Propane Partner LP UNIT LTD PARTN 864482104 393 8465 SH Sole 8465 Suncor Energy Inc COM 867224107 205 8050 SH Sole 8050 Sunoco Logistics Ptnr Lp COM UNITS 86764L108 937 10585 SH Sole 10585 Suntrust Banks Inc COM 867914103 213 11850 SH Sole 11850 Swisher Hygiene Inc COM 870808102 135 33250 SH Sole 33250 T C Pipelines LP UT COM LTD PRT 87233Q108 6381 145560 SH Sole 145560 Target Corporation COM 87612E106 271 5535 SH Sole 5535 Tata Motors Ltd Adr SPONSORED ADR 876568502 204 13250 SH Sole 13250 Teekay Lng Partners Lp PRTNRSP UNITS Y8564M105 2176 69935 SH Sole 69935 Tenet Healthcare Corp COM 88033G100 95 23000 SH Sole 23000 The Charles Schwab Corp COM 808513105 203 18000 SH Sole 18000 The Southern Company COM 842587107 219 5165 SH Sole 5165 Trans1 Inc COM 89385X105 1370 456504 SH Sole 456504 Transmontaigne Ptnrs Lp COM UNIT L P 89376V100 521 15825 SH Sole 15825 United Parcel Service B CL B 911312106 5507 87201 SH Sole 87201 United St Commodity Etv COMM IDX FND 911717106 777 13370 SH Sole 13370 Van Kampen SR Incm Tr COM 46131H107 127 30000 SH Sole 30000 Vanguard Intl Equities VIPERS MSCI EUROPE ETF 922042874 475 11689 SH Sole 11689 Vanguard Large-Cap Growth VIPE GROWTH ETF 922908736 2331 41670 SH Sole 41670 Vanguard Large-Cap Value VIPER VALUE ETF 922908744 2084 44300 SH Sole 44300 Vanguard Mid Cap Growth MCAP GR IDXVIP 922908538 968 17806 SH Sole 17806 Vanguard Mid Cap Value MCAP VL IDXVIP 922908512 786 16942 SH Sole 16942 Vanguard Small-Cap Growth VIPE SML CP GRW ETF 922908595 2123 31758 SH Sole 31758 Vanguard Small-Cap Value VIPER SM CP VAL ETF 922908611 2229 40102 SH Sole 40102 Vanguard Total World TT WRLD ST ETF 922042742 404 9930 SH Sole 9930 Vanguard Utilities VIPERS UTILITIES ETF 92204A876 382 5345 SH Sole 5345 Ventas Inc COM 92276F100 2109 42687 SH Sole 42687 Verizon Communications COM 92343V104 616 16742 SH Sole 16742 Vertex Pharmaceuticals COM 92532F100 282 6350 SH Sole 6350 Vodafone Group New Adr SPONS ADR NEW 92857W209 253 9875 SH Sole 9875 Vornado Realty Trust SH BEN INT 929042109 421 5638 SH Sole 5638 Wal-Mart Stores Inc COM 931142103 1281 24685 SH Sole 24685 Western Gas Partners L P COM UNIT LP IN 958254104 2429 71920 SH Sole 71920 Williams Companies COM 969457100 487 20000 SH Sole 20000 Williams Partners Lp COM UNIT L P 96950F104 4283 78958 SH Sole 78958 Williams Sonoma COM 969904101 263 8550 SH Sole 8550 Wisdomtree India Earning INDIA ERNGS FD 97717W422 1288 70975 SH Sole 70975 Wynn Resorts COM 983134107 230 2000 SH Sole 2000