-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+URxkIwSsQlFdA38IjyDNh1pqsM/CoBMEWxifmHpxVqEJ2l1C0wuYUd8sPPKwzv vIOrKFwkcvZAA2C4l/F5dw== 0001332342-10-000048.txt : 20101108 0001332342-10-000048.hdr.sgml : 20101108 20101108163554 ACCESSION NUMBER: 0001332342-10-000048 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20100930 FILED AS OF DATE: 20101108 DATE AS OF CHANGE: 20101108 EFFECTIVENESS DATE: 20101108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Yale Capital CORP CENTRAL INDEX KEY: 0001332342 IRS NUMBER: 510457333 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11437 FILM NUMBER: 101172803 BUSINESS ADDRESS: STREET 1: 111 SECOND AVE NE SUITE 503 CITY: ST. PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 727-823-0006 MAIL ADDRESS: STREET 1: 111 SECOND AVE NE SUITE 503 CITY: ST. PETERSBURG STATE: FL ZIP: 33701 13F-HR 1 list.txt 2010 Q3 13F United States Securities And Exchange Commission Washington, D.C. 20549 Form 13F Form 13F Cover Page Report for the Calendar Year or Quarter Ended: 09/30/2010 Check here if Amendment [ ]; Amendment Number: ___________ This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Yale Capital Corp. Address: 111 Second Avenue NE Suite 503 St. Petersburg, FL 33701 Form 13F File Number: 28-11437 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables are considered integral parts of this form. Person Signing this Report on Behalf of Reporting manger: Name: Jennifer Fear Title: Compliance Manager Phone: 727-823-0006 Signature, Place and Date of Signing: Jennifer Fear St. Petersburg, Florida 11/08/2010 [Signature] [City,State] [Date] Report Type (Check only one.): [X] 13F Holdings Report. [ ] 13F Notice. [ ] 13F Combination Report. Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 182 Form 13F Information Table Value Total: $286,911 (valuex1000) Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed. FORM 13F INFORMATION TABLE Voting Authority Name of Issuer Title CUSIP Value SHRS/ SH/ Put/ Invest Other Sole Shared None Of (x1000) PRIN PRN call Disc Mana- Class gers - ---------------------------------------------------------------------------------------------------------------------------------- 3M Company COM 88579Y101 492 5676 SH SOLE 5676 99 Cents Only Stores COM 65440k106 194 10252 SH SOLE 10252 A T & T Corp New COM 00206R102 840 29360 SH SOLE 29360 Agree Realty Corp COM 008492100 419 16605 SH SOLE 16605 Alliance Holdings GP LP COM UNITS LP 01861G100 507 11690 SH SOLE 11690 Alps TRUST Etf ALERIAN MLP 00162Q866 773 50000 SH SOLE 50000 Altria Group Inc COM 02209S103 1,558 64850 SH SOLE 64850 AmeriGas Partners LP UNIT L P INT 030975106 315 7025 SH SOLE 7025 Anadarko Petroleum Corp COM 032511107 1,490 26119 SH SOLE 26119 Apache Corp COM 037411105 2,202 22525 SH SOLE 22525 Apple Computer Inc COM 037833100 778 2743 SH SOLE 2743 Avalonbay Cmntys Inc COM 053484101 220 2114 SH SOLE 2114 Avon Products Inc COM 054303102 513 15975 SH SOLE 15975 Barclays Bank SP ADR 7.1%PF3 06739H776 1,974 79290 SH SOLE 79290 Baytex Energy TRUST TRUST UNIT 73176109 1,596 43920 SH SOLE 43920 Berkshire Hathway Cl A CL A 084670108 3,113 25 SH SOLE 25 Berkshire Hathaway Cl B CL B NEW 084670702 5,858 70855 SH SOLE 70855 Boardwalk Pipeline UT LTD PARTNER 096627104 2,851 87330 SH SOLE 87330 Buckeye GP Holdings COM UNITS LP 118167105 1,220 28245 SH SOLE 28245 Buckeye Partners Uts LP UNIT LTD PARTN 118230101 724 11395 SH SOLE 11395 C H Robinson Worldwd New COM NEW 12541W209 364 5204 SH SOLE 5204 Capital Product Ptnr Lpf COM UNIT LP Y11082107 99 12000 SH SOLE 12000 Centurytel Inc COM 156700106 1,104 27980 SH SOLE 27980 Chesapeake Midstrm Ptnrs UNIT 99/99/9999 16524K108 424 16750 SH SOLE 16750 Chevrontexaco Corp COM 166764100 1,041 12850 SH SOLE 12850 Claymore Exch Traded Fd CHINA SML CAP 18383Q853 396 13115 SH SOLE 13115 Coca Cola Company COM 191216100 945 16143 SH SOLE 16143 Cohen & Steers Select Fund COM 19248A109 178 11155 SH SOLE 11155 Consolidated Edison Inc COM 209115104 233 4840 SH SOLE 4840 Constellation Energy Co COM 210371100 691 21435 SH SOLE 21435 Copano Energy Llc COM UNITS 217202100 4,544 166065 SH SOLE 166065 Ctrip Com Intl Ltd Adr AMERICAN DEP SHS 22943F100 287 6020 SH SOLE 6020 Dcp Midstream Partners COM UT LTD PTN 23311P100 1,021 30475 SH SOLE 30475 Devon Energy Cp New COM 25179M103 1,288 19890 SH SOLE 19890 Direxionshares Large Cap Bear DLY LRG CAP BEAR 25459W854 4,381 352750 SH SOLE 352750 Dover Corporation COM 260003108 752 14410 SH SOLE 14410 Du Pont E I De Nemour&Co COM 263534109 818 18325 SH SOLE 18325 Duke Energy Corporation COM 26441C105 1,821 102799 SH SOLE 102799 Eaton Corporation COM 278058102 664 8045 SH SOLE 8045 Eli Lilly & Company COM 532457108 449 12285 SH SOLE 12285 Emerson Electric Co COM 291011104 373 7080 SH SOLE 7080 Enbridge Energy Mgmt SHS UNITS LLI 29250X103 2,157 39094 SH SOLE 39094 Enbridge Energy Ptnrs LP COM 29250R106 6,765 120977 SH SOLE 120977 Energizer Holding Inc COM 29266R108 230 3419 SH SOLE 3419 Energy Transfer Equity COM UT LTD PTN 29273V100 2,486 66975 SH SOLE 66975 Energy Transfer Partners UNIT LTD PARTN 29273R109 6,702 138805 SH SOLE 138805 Enerplus Resources Fund New UNIT TR G NEW 29274D604 813 31570 SH SOLE 31570 Enterprise Grp Hldgs Lp UNIT LP INT 293716106 2,790 47515 SH SOLE 47515 Enterprise Prd Prtnrs LP COM 293792107 21,267 536108 SH SOLE 536108 Entertainment Propertys Trust COM SH BEN INT 29380T105 885 20505 SH SOLE 20505 Equity Residential Properties SH BEN INT 29476L107 5,491 115439 SH SOLE 115439 Europe 2001 HOLDRS DEPOSITRY RCPT 29875G105 427 7200 SH SOLE 7200 Exxon Mobil Corporation COM 30231G102 536 8678 SH SOLE 8678 Family Dollar Stores Inc COM 307000109 250 5655 SH SOLE 5655 Ferrellgas Partners LP UNIT LTD PART 315293100 5,968 236437 SH SOLE 236437 General Electric Company COM 369604103 768 47248 SH SOLE 47248 Genesis Energy Lp UNIT LTD PARTN 371927104 449 19075 SH SOLE 19075 Goldman Sachs Group Inc COM 38141G104 2,007 13885 SH SOLE 13885 Halliburton Co Hldg Co COM 406216101 310 9380 SH SOLE 9380 HCP Inc. COM 40414L109 463 12875 SH SOLE 12875 Health Care Reit Inc COM 42217K106 245 5185 SH SOLE 5185 Healthcare Realty Trust COM 421946104 1,072 45844 SH SOLE 45844 Heinz H J Co COM 423074103 981 20710 SH SOLE 20710 Hershey Company COM 427866108 282 5935 SH SOLE 5935 Icahn Enterprises Lp DEPOSITRY UNIT 451100101 1,188 32375 SH SOLE 32375 Inergy Holdings Lp COM 45661Q107 1,581 52320 SH SOLE 52320 Ingersoll Rand Co Cl A SHS G4776G101 501 14025 SH SOLE 14025 Integrys Energy Group COM 45822P105 202 3875 SH SOLE 3875 International Business Machine COM 459200101 481 3582 SH SOLE 3582 iShares COMEX Gold Trust ISHARES 464285105 128 10000 SH SOLE 10000 iShares Dow Jones Select Divid DJ SEL DIV INX 464287168 239 5105 SH SOLE 5105 iShares FTSE/Xinhua China 25 I FTSE XNHUA IDX 464287184 967 22580 SH SOLE 22580 iShares MSCI Brazil Index MSCI BRAZIL 464286400 594 7721 SH SOLE 7721 iShares MSCI EAFE MSCI EAFE IDX 464287465 1,543 28089 SH SOLE 28089 iShares MSCI Hong Kong Index MSCI HONG KONG 464286871 626 34515 SH SOLE 34515 Ishares Msci Israel Inx MSCI ISRAEL FD 464286632 310 5645 SH SOLE 5645 iShares MSCI Japan Index MSCI JAPAN 464286848 249 25180 SH SOLE 25180 iShares MSCI Korea Index MSCI S KOREA 464286772 785 14675 SH SOLE 14675 iShares MSCI Mexico Index MSCI MEX INVEST 464286822 607 11453 SH SOLE 11453 iShares MSCI Singapore MSCI SINGAPORE 464286673 832 62950 SH SOLE 62950 Ishares Pharmaceutical DJ PHARMA INDX 464288836 317 5175 SH SOLE 5175 iShares S&P Midcap/BARRA Grth S&P MC 400 GRW 464287606 1,900 21577 SH SOLE 21577 iShares S&P Midcap/BARRA Val S&P MIDCP VALU 464287705 3,625 50982 SH SOLE 50982 iShares S&P Smallcap/BARRA Grt S&P SMLCP GROW 464287887 1,336 21382 SH SOLE 21382 iShares S&P Smallcap/BARRA Val S&P SMLCP VALU 464287879 1,229 19765 SH SOLE 19765 Ishares Tr Barclays Bond BARCLYS 1-3 YR 464287457 1,316 15600 SH SOLE 15600 iShares Tr Gs Investop IBOXX INV CPBD 464287242 1,524 13475 SH SOLE 13475 iShares Tr Lehman Tips BARCLYS TIPS BD 464287176 2,458 22540 SH SOLE 22540 Ishares Tr Russell RUSL 2000 GROW 464287648 379 5075 SH SOLE 5075 Ishares Tr S&P Asia S&P ASIA 50 IN 464288430 1,765 41690 SH SOLE 41690 Ishares Tr S&P Muni Fund S&P SH NTL AMTFR 464288158 1,005 9480 SH SOLE 9480 Ishares Tr S&P Smallcap S&P SMLCAP 600 464287804 387 6545 SH SOLE 6545 Ishares TRUST HIGH YLD CORP 464288513 319 3560 SH SOLE 3560 Johnson & Johnson COM 478160104 1,192 19234 SH SOLE 19234 JP Morgan Chase & Co COM 46625H100 1,749 45954 SH SOLE 45954 Jp Morgan Exch Traded Nt ALERIAN ML ETN 46625H365 426 12625 SH SOLE 12625 K Sea Transn Partners Lp COM 48268Y101 44 10790 SH SOLE 10790 Kinder Morgan Energy LP UT LTD PARTNER 494550106 20,006 292066 SH SOLE 292066 Kinder Morgan Mgmt Llc SHS 49455U100 2,519 41809 SH SOLE 41809 Kraft Foods Inc CL A 50075N104 508 16475 SH SOLE 16475 Lauder Estee Co Inc Cl A CL A 518439104 457 7227 SH SOLE 7227 Legacy Reserves Lp UNIT LP INT 524707304 493 20000 SH SOLE 20000 Liberty Property Trust SH BEN INT 531172104 400 12535 SH SOLE 12535 Linn Energy UNIT LTD LIAB 536020100 10,374 324590 SH SOLE 324590 Loews Corporation COM 540424108 1,094 28865 SH SOLE 28865 Lorillard Inc COM 544147101 363 4520 SH SOLE 4520 Magellan Midstream Ptnrs COM UNIT RP LP 559080106 4,337 84296 SH SOLE 84296 Market Vectors Etf TRUST RUSSIA ETF 57060U506 556 17100 SH SOLE 17100 Markwest Energy Ptnr Lp UNIT LTD PARTN 570759100 1,561 43445 SH SOLE 43445 Martin Midstream Ptnr LP UNIT L P INT 573331105 325 9950 SH SOLE 9950 Mc Donalds Corp COM 580135101 881 11830 SH SOLE 11830 Merck & Co Inc COM 58933Y105 508 13800 SH SOLE 13800 Metlife Inc COM 59156R108 273 7100 SH SOLE 7100 Morgan Stanley China Fund COM 617468103 230 8315 SH SOLE 8315 Nationwide Health Propertys COM 638620104 2,242 57985 SH SOLE 57985 Natl Westminstr Plc Adrf SPON ADR C 638539882 470 19680 SH SOLE 19680 Natural Resource Ptnr LP COM UNIT L P 63900P103 520 19405 SH SOLE 19405 Navios Maritime Ptnrs UNIT LPI Y62267102 372 20000 SH SOLE 20000 NextEra Energy Inc. COM 65339F101 376 6916 SH SOLE 6916 Novo-Nordisk A-S Adr ADR 670100205 305 3100 SH SOLE 3100 Nustar Energy Lp UNIT COM 67058H102 2,792 45229 SH SOLE 45229 Nustar Gp Holdings Llc UNIT RESTG LLC 67059L102 355 10475 SH SOLE 10475 Nyse Group Inc COM 629491101 265 9265 SH SOLE 9265 Oneok Partners LP UNIT LTD PARTN 68268N103 8,595 114725 SH SOLE 114725 Oracle Corporation COM 68389X105 261 9728 SH SOLE 9728 Paa Natural Gas Storage COM UNIT LTD 693139107 702 29100 SH SOLE 29100 Pengrowth Energy TRUST A TR UNIT NEW 706902509 225 20330 SH SOLE 20330 Penn Virginia Gp Hldg Lp COM UNIT R LIM 70788P105 371 16220 SH SOLE 16220 Penn Virginia Res Partners COM 707884102 7,525 305276 SH SOLE 305276 Penn West Energy TRUST TR UNIT 707885109 891 44392 SH SOLE 44392 Pepsico Incorporated COM 713448108 219 3290 SH SOLE 3290 Petrohawk Energy Corp COM 716495106 10,293 637703 SH SOLE 637703 Pfizer Incorporated COM 717081103 386 22487 SH SOLE 22487 Philip Morris Intl Inc COM 718172109 936 16705 SH SOLE 16705 Plains All American Pipeline L UNIT LTD PARTN 726503105 8,127 129190 SH SOLE 129190 Powershs Exch Trad Fd Tr GBL LSTD PVT EQT 73935X195 313 32000 SH SOLE 32000 Powershs QQQ TRUST Ser UNIT SER 1 73935A104 469 9567 SH SOLE 9567 Precision Castparts Corp COM 740189105 335 2630 SH SOLE 2630 Procter & Gamble COM 742718109 550 9169 SH SOLE 9169 Progress Energy Inc COM 743263105 240 5400 SH SOLE 5400 Provident Energy TRUST TR UNIT 74386K104 544 77055 SH SOLE 77055 Public Storage Inc COM 74460D109 568 5850 SH SOLE 5850 Raytheon Company New COM NEW 755111507 304 6646 SH SOLE 6646 Realty Income Corp COM 756109104 396 11744 SH SOLE 11744 Regency Energy Partners COM UNITS L P 75885Y107 1,095 44750 SH SOLE 44750 Reynolds American Inc COM 761713106 1,275 21470 SH SOLE 21470 Ryl Bk Sct SPON ADR F 780097804 423 17675 SH SOLE 17675 Schlumberger Ltd COM 806857108 296 4800 SH SOLE 4800 Sector Spdr Util Select SBI INT-UTILS 81369Y886 337 10725 SH SOLE 10725 SPDR Gold Trust GOLD SHS 78463V107 3,111 24320 SH SOLE 24320 SPDR S&P China ETF S&P CHINA ETF 78463X400 456 5975 SH SOLE 5975 Spectra Energy Corp COM 847560109 2,268 100595 SH SOLE 100595 Spectra Energy Partners COM 84756N109 2,381 68815 SH SOLE 68815 Stanley Works COM 854502101 388 6325 SH SOLE 6325 Suburban Propane Partner LP UNIT LTD PARTN 864482104 420 7715 SH SOLE 7715 Sunoco Logistics Ptnr Lp P COM UNITS 86764L108 833 10585 SH SOLE 10585 Suntrust Banks Inc COM 867914103 309 11950 SH SOLE 11950 T C Pipelines LP UT COM LTD PRT 87233Q108 8,021 172506 SH SOLE 172506 Target Corporation COM 87612E106 296 5535 SH SOLE 5535 Tata Motors Ltd Adr 876568502 876568502 447 17525 SH SOLE 17525 Teekay Lng Partners Lp PRTNRSP UNITS Y8564M105 2,236 70355 SH SOLE 70355 The Charles Schwab Corp COM 808513105 250 18000 SH SOLE 18000 Trans1 Inc COM 89385X105 1,375 556504 SH SOLE 556504 United Parcel Service B CL B 911312106 5,348 80191 SH SOLE 80191 United States Steel Corp COM 912909108 219 5000 SH SOLE 5000 Van Kampen SR Incm Tr COM 920961109 139 30000 SH SOLE 30000 Vanguard Intl Equities VIPERS EURPEAN ETF 922042874 474 9739 SH SOLE 9739 Vanguard Large-Cap Growth VIPE GROWTH ETF 922908736 1,149 20905 SH SOLE 20905 Vanguard Large-Cap Value VIPER VALUE ETF 922908744 1,096 22500 SH SOLE 22500 Vanguard Mid Cap Growth MCAP GR IDXVIP 922908538 963 17799 SH SOLE 17799 Vanguard Mid Cap Value MCAP VL IDXVIP 922908512 819 16909 SH SOLE 16909 Vanguard Small-Cap Growth VIPE SML CP GRW ETF 922908595 1,371 20525 SH SOLE 20525 Vanguard Small-Cap Value VIPER SM CP VAL ETF 922908611 1,092 18291 SH SOLE 18291 Vanguard Total World TT WRLD ST ETF 922042742 574 12815 SH SOLE 12815 Vanguard Utilities VIPERS UTILITIES ETF 92204A876 359 5405 SH SOLE 5405 Verizon Communications COM 92343V104 420 12880 SH SOLE 12880 Vornado Realty Trust SH BEN INT 929042109 482 5638 SH SOLE 5638 Wal-Mart Stores Inc COM 931142103 886 16560 SH SOLE 16560 Western Gas Partners L P COM UNIT LP IN 958254104 1,250 46125 SH SOLE 46125 Williams Companies COM 969457100 382 20000 SH SOLE 20000 Williams Partners Lp COM UNIT L P 96950F104 3,108 73308 SH SOLE 73308 Wisdomtree India Earning INDIA ERNGS FD 97717W422 1,073 40700 SH SOLE 40700
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