-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J+fY1pYXhTW/jFGte8F5Mbi8DzWhCf5S/Ky2P/iKtRNbyd3jd7YcoOoJ4MTNHQcC nsZoT+25MNYTTAqQQYEXPQ== 0001140361-09-025996.txt : 20091113 0001140361-09-025996.hdr.sgml : 20091113 20091113151116 ACCESSION NUMBER: 0001140361-09-025996 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090930 FILED AS OF DATE: 20091113 DATE AS OF CHANGE: 20091113 EFFECTIVENESS DATE: 20091113 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Private Counsel (USA) Inc. CENTRAL INDEX KEY: 0001332123 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11454 FILM NUMBER: 091181191 BUSINESS ADDRESS: STREET 1: 77 KING STREET WEST, ROYAL TRUST TOWER STREET 2: 39TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 1P9 BUSINESS PHONE: 416-956-9619 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, ROYAL TRUST TOWER STREET 2: 39TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 1P9 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 9/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBC Private Counsel (USA) Inc. Address: 39th Floor, Royal Trust Tower 77 King Street West Toronto, Ontario M5W 1P9 Form 13F File Number: 28-11454 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert C. McDonald Title: Vice President Phone: (416) 956-9619 Signature, Place, and Date of Signing: /s/ Robert C. McDonald Toronto, Ontario CANADA 11/9/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 663 Form 13F Information Table Value Total: $ 157,021.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11396 Royal Bank of Canada - ---- -------------------- ---------------------------------------------------- *Included in this filing are Section 13(f) securities beneficially owned by clients of RBC Private Counsel (USA) Inc. (the "IIM") which, as directed by the IIM, have been placed in a model portfolio investment program managed by RBC Asset Management Inc., an affiliate of the IIM.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- 3M CO COM 88579Y101 528 7151 SH DEFINED 1 SOLE 0 0 AAON INC COM PAR $0.004 000360206 21 1068 SH DEFINED 1 SOLE 0 0 ABB LTD SPONSORED ADR 000375204 119 5920 SH DEFINED 1 SOLE 0 0 ABBOTT LABS COM 002824100 1,026 20734 SH DEFINED 1 SOLE 0 0 ABOVENET INC COM 00374N107 5 100 SH DEFINED 1 SOLE 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 5 130 SH DEFINED 1 SOLE 0 0 ACE LTD SHS H0023R105 20 365 SH DEFINED 1 SOLE 0 0 ACTIVISION BLIZZARD INC COM 00507V109 12 997 SH DEFINED 1 SOLE 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 6 142 SH DEFINED 1 SOLE 0 0 ADVANCED BATTERY TECHNOLOG I COM 00752H102 10 2352 SH DEFINED 1 SOLE 0 0 ADVANTAGE OIL & GAS LTD COM 00765F101 120 17000 SH DEFINED 1 SOLE 0 0 AEROPOSTALE COM 007865108 50 1160 SH DEFINED 1 SOLE 0 0 AES CORP COM 00130H105 142 9560 SH DEFINED 1 SOLE 0 0 AETNA INC NEW COM 00817Y108 27 975 SH DEFINED 1 SOLE 0 0 AFFILIATED MANAGERS GROUP COM 008252108 10 150 SH DEFINED 1 SOLE 0 0 AFLAC INC COM 001055102 24 560 SH DEFINED 1 SOLE 0 0 AGCO CORP COM 001084102 9 339 SH DEFINED 1 SOLE 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 7 245 SH DEFINED 1 SOLE 0 0 AGL RES INC COM 001204106 23 654 SH DEFINED 1 SOLE 0 0 AGNICO EAGLE MINES LTD COM 008474108 161 2370 SH DEFINED 1 SOLE 0 0 AGRIUM INC COM 008916108 364 7311 SH DEFINED 1 SOLE 0 0 AIR PRODS & CHEMS INC COM 009158106 171 2209 SH DEFINED 1 SOLE 0 0 AK STL HLDG CORP COM 001547108 28 1410 SH DEFINED 1 SOLE 0 0 AKAMAI TECHNOLOGIES INC COM 00971T101 33 1680 SH DEFINED 1 SOLE 0 0 ALCOA INC COM 013817101 21 1574 SH DEFINED 1 SOLE 0 0 ALCON INC COM SHS H01301102 2 15 SH DEFINED 1 SOLE 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 6 180 SH DEFINED 1 SOLE 0 0 ALLERGAN INC COM 018490102 45 795 SH DEFINED 1 SOLE 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 17 283 SH DEFINED 1 SOLE 0 0 ALLIANT TECHSYSTEMS INC COM 018804104 21 272 SH DEFINED 1 SOLE 0 0 ALLIANZ SE SP ADR 1/10 SH 018805101 22 1739 SH DEFINED 1 SOLE 0 0 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 3 150 SH DEFINED 1 SOLE 0 0 ALMOST FAMILY INC COM 020409108 6 200 SH DEFINED 1 SOLE 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 110 4847 SH DEFINED 1 SOLE 0 0 ALPHA NATURAL RESOURCES INC COM 02076X102 22 620 SH DEFINED 1 SOLE 0 0 ALTRIA GROUP INC COM 02209S103 121 6811 SH DEFINED 1 SOLE 0 0 AMAZON COM INC COM 023135106 1 11 SH DEFINED 1 SOLE 0 0 AMEDISYS INC COM 023436108 22 506 SH DEFINED 1 SOLE 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 18 420 SH DEFINED 1 SOLE 0 0 AMERICAN ELEC PWR INC COM 025537101 17 550 SH DEFINED 1 SOLE 0 0 AMERICAN EXPRESS CO COM 025816109 302 8900 SH DEFINED 1 SOLE 0 0 AMERICAN INTL GROUP INC COM NEW 026874784 0 2 SH DEFINED 1 SOLE 0 0 AMERICAN STS WTR CO COM 029899101 760 21000 SH DEFINED 1 SOLE 0 0 AMERICAN TOWER CORP CL A 029912201 5 145 SH DEFINED 1 SOLE 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 479 24000 SH DEFINED 1 SOLE 0 0 AMERIPRISE FINL INC COM 03076C106 118 3245 SH DEFINED 1 SOLE 0 0 AMERISOURCEBERGEN CORP COM 03073E105 50 2255 SH DEFINED 1 SOLE 0 0 AMGEN INC COM 031162100 45 752 SH DEFINED 1 SOLE 0 0 AMR CORP COM 001765106 2 200 SH DEFINED 1 SOLE 0 0 ANADARKO PETE CORP COM 032511107 31 500 SH DEFINED 1 SOLE 0 0 ANALOGIC CORP COM PAR $0.05 032657207 7 200 SH DEFINED 1 SOLE 0 0 ANNALY CAP MGMT INC COM 035710409 42 2315 SH DEFINED 1 SOLE 0 0 APACHE CORP COM 037411105 565 6155 SH DEFINED 1 SOLE 0 0 APOLLO GROUP INC CL A 037604105 64 870 SH DEFINED 1 SOLE 0 0 APPLE INC COM 037833100 748 4036 SH DEFINED 1 SOLE 0 0 APPLIED MATLS INC COM 038222105 23 1700 SH DEFINED 1 SOLE 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 11 300 SH DEFINED 1 SOLE 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 3 100 SH DEFINED 1 SOLE 0 0 ARCSIGHT INC COM 039666102 19 800 SH DEFINED 1 SOLE 0 0 ARM HLDGS PLC SPONSORED ADR 042068106 13 1872 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- ARRIS GROUP INC COM 04269Q100 62 4800 SH DEFINED 1 SOLE 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3 60 SH DEFINED 1 SOLE 0 0 AT&T INC COM 00206R102 469 17358 SH DEFINED 1 SOLE 0 0 ATP OIL & GAS CORP COM 00208J108 27 1485 SH DEFINED 1 SOLE 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 88 2250 SH DEFINED 1 SOLE 0 0 AUTOZONE INC COM 053332102 53 361 SH DEFINED 1 SOLE 0 0 AVX CORP NEW COM 002444107 119 10000 SH DEFINED 1 SOLE 0 0 BALCHEM CORP COM 057665200 21 800 SH DEFINED 1 SOLE 0 0 BALL CORP COM 058498106 9 184 SH DEFINED 1 SOLE 0 0 BALLARD PWR SYS INC NEW COM 058586108 0 100 SH DEFINED 1 SOLE 0 0 BANCO MACRO SA SPON ADR B 05961W105 10 433 SH DEFINED 1 SOLE 0 0 BANCO SANTANDER SA ADR 05964H105 37 2293 SH DEFINED 1 SOLE 0 0 BANK MONTREAL QUE COM 063671101 2,740 54110 SH DEFINED 1 SOLE 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 3,271 71774 SH DEFINED 1 SOLE 0 0 BANK OF AMERICA CORPORATION COM 060505104 389 23019 SH DEFINED 1 SOLE 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 71 2438 SH DEFINED 1 SOLE 0 0 BARCLAYS PLC ADR 06738E204 9 400 SH DEFINED 1 SOLE 0 0 BARD C R INC COM 067383109 7 90 SH DEFINED 1 SOLE 0 0 BARNES & NOBLE INC COM 067774109 62 2810 SH DEFINED 1 SOLE 0 0 BARRICK GOLD CORP COM 067901108 1,168 30824 SH DEFINED 1 SOLE 0 0 BAXTER INTL INC COM 071813109 305 5356 SH DEFINED 1 SOLE 0 0 BAYTEX ENERGY TR TRUST UNIT 073176109 34 1559 SH DEFINED 1 SOLE 0 0 BB&T CORP COM 054937107 74 2700 SH DEFINED 1 SOLE 0 0 BCE INC COM NEW 05534B760 3,757 152288 SH DEFINED 1 SOLE 0 0 BECTON DICKINSON & CO COM 075887109 291 4178 SH DEFINED 1 SOLE 0 0 BEMIS INC COM 081437105 18 678 SH DEFINED 1 SOLE 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 628 189 SH DEFINED 1 SOLE 0 0 BEST BUY INC COM 086516101 61 1635 SH DEFINED 1 SOLE 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 284 4295 SH DEFINED 1 SOLE 0 0 BIG LOTS INC COM 089302103 20 814 SH DEFINED 1 SOLE 0 0 BIOGEN IDEC INC COM 09062X103 8 155 SH DEFINED 1 SOLE 0 0 BIOVAIL CORP COM 09067J109 38 2456 SH DEFINED 1 SOLE 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 4 1000 SH DEFINED 1 SOLE 0 0 BLACKROCK INC COM 09247X101 8 35 SH DEFINED 1 SOLE 0 0 BLACKROCK INCOME TR INC COM 09247F100 10 1500 SH DEFINED 1 SOLE 0 0 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 22 900 SH DEFINED 1 SOLE 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 5 122 SH DEFINED 1 SOLE 0 0 BOEING CO COM 097023105 16 300 SH DEFINED 1 SOLE 0 0 BOISE INC COM 09746Y105 1 100 SH DEFINED 1 SOLE 0 0 BOSTON PROPERTIES INC COM 101121101 13 200 SH DEFINED 1 SOLE 0 0 BOSTON SCIENTIFIC CORP COM 101137107 8 800 SH DEFINED 1 SOLE 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 348 15467 SH DEFINED 1 SOLE 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 12 194 SH DEFINED 1 SOLE 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 2 45 SH DEFINED 1 SOLE 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 2,430 107007 SH DEFINED 1 SOLE 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 248 15092 SH DEFINED 1 SOLE 0 0 BROOKFIELD PPTYS CORP COM 112900105 22 1962 SH DEFINED 1 SOLE 0 0 BUCKLE INC COM 118440106 27 822 SH DEFINED 1 SOLE 0 0 BUCYRUS INTL INC NEW COM 118759109 3 74 SH DEFINED 1 SOLE 0 0 BURLINGTON NORTHN SANTA FE C COM 12189T104 140 1750 SH DEFINED 1 SOLE 0 0 CA INC COM 12673P105 22 1023 SH DEFINED 1 SOLE 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 27 1137 SH DEFINED 1 SOLE 0 0 CAE INC COM 124765108 94 11081 SH DEFINED 1 SOLE 0 0 CAMECO CORP COM 13321L108 1,812 65190 SH DEFINED 1 SOLE 0 0 CAMPBELL SOUP CO COM 134429109 1 36 SH DEFINED 1 SOLE 0 0 CANADIAN NAT RES LTD COM 136385101 1,657 24666 SH DEFINED 1 SOLE 0 0 CANADIAN NATL RY CO COM 136375102 3,781 77169 SH DEFINED 1 SOLE 0 0 CANADIAN PAC RY LTD COM 13645T100 1,950 41712 SH DEFINED 1 SOLE 0 0 CANON INC ADR 138006309 7 165 SH DEFINED 1 SOLE 0 0 CAPITAL ONE FINL CORP COM 14040H105 7 200 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- CARNIVAL CORP PAIRED CTF 143658300 9 285 SH DEFINED 1 SOLE 0 0 CATERPILLAR INC DEL COM 149123101 122 2379 SH DEFINED 1 SOLE 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 1 122 SH DEFINED 1 SOLE 0 0 CBS CORP NEW CL A 124857103 1 75 SH DEFINED 1 SOLE 0 0 CBS CORP NEW CL B 124857202 2 200 SH DEFINED 1 SOLE 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 1,411 23133 SH DEFINED 1 SOLE 0 0 CELESTICA INC SUB VTG SHS 15101Q108 4 417 SH DEFINED 1 SOLE 0 0 CELGENE CORP COM 151020104 10 170 SH DEFINED 1 SOLE 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 79 6150 SH DEFINED 1 SOLE 0 0 CENTRAL FD CDA LTD CL A 153501101 7 500 SH DEFINED 1 SOLE 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 24 600 SH DEFINED 1 SOLE 0 0 CENTURYTEL INC COM 156700106 46 1370 SH DEFINED 1 SOLE 0 0 CEPHALON INC COM 156708109 22 381 SH DEFINED 1 SOLE 0 0 CERNER CORP COM 156782104 16 219 SH DEFINED 1 SOLE 0 0 CHESAPEAKE ENERGY CORP COM 165167107 5 165 SH DEFINED 1 SOLE 0 0 CHEVRON CORP NEW COM 166764100 589 8360 SH DEFINED 1 SOLE 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 12 180 SH DEFINED 1 SOLE 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 67 1365 SH DEFINED 1 SOLE 0 0 CHINA YUCHAI INTL LTD COM G21082105 7 800 SH DEFINED 1 SOLE 0 0 CHUBB CORP COM 171232101 93 1853 SH DEFINED 1 SOLE 0 0 CISCO SYS INC COM 17275R102 685 29096 SH DEFINED 1 SOLE 0 0 CITIGROUP INC COM 172967101 74 15385 SH DEFINED 1 SOLE 0 0 CLAYMORE EXCHANGE TRADED FD BNY BRI&C PTF 18383M100 160 4100 SH DEFINED 1 SOLE 0 0 CLAYMORE EXCHANGE TRADED FD JAMES SB-1 ETF 18383M613 8 500 SH DEFINED 1 SOLE 0 0 CLOROX CO DEL COM 189054109 128 2178 SH DEFINED 1 SOLE 0 0 CME GROUP INC COM 12572Q105 111 360 SH DEFINED 1 SOLE 0 0 COACH INC COM 189754104 10 308 SH DEFINED 1 SOLE 0 0 COCA COLA CO COM 191216100 1,198 22305 SH DEFINED 1 SOLE 0 0 COEUR D ALENE MINES CORP IDA COM NEW 192108504 63 3090 SH DEFINED 1 SOLE 0 0 COLGATE PALMOLIVE CO COM 194162103 189 2475 SH DEFINED 1 SOLE 0 0 COMCAST CORP NEW CL A 20030N101 60 3547 SH DEFINED 1 SOLE 0 0 COMCAST CORP NEW CL A SPL 20030N200 4 225 SH DEFINED 1 SOLE 0 0 CONAGRA FOODS INC COM 205887102 9 438 SH DEFINED 1 SOLE 0 0 CONOCOPHILLIPS COM 20825C104 282 6247 SH DEFINED 1 SOLE 0 0 CONSTELLATION BRANDS INC CL A 21036P108 9 600 SH DEFINED 1 SOLE 0 0 CONTINENTAL RESOURCES INC COM 212015101 96 2460 SH DEFINED 1 SOLE 0 0 CORNELL COMPANIES INC COM 219141108 28 1230 SH DEFINED 1 SOLE 0 0 CORNING INC COM 219350105 107 7000 SH DEFINED 1 SOLE 0 0 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 33 1930 SH DEFINED 1 SOLE 0 0 COSTCO WHSL CORP NEW COM 22160K105 358 6349 SH DEFINED 1 SOLE 0 0 COVIDIEN PLC SHS G2554F105 10 220 SH DEFINED 1 SOLE 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 51 1477 SH DEFINED 1 SOLE 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 8 149 SH DEFINED 1 SOLE 0 0 CSG SYS INTL INC COM 126349109 31 1957 SH DEFINED 1 SOLE 0 0 CSX CORP COM 126408103 4 100 SH DEFINED 1 SOLE 0 0 CUMMINS INC COM 231021106 9 205 SH DEFINED 1 SOLE 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 13 87 SH DEFINED 1 SOLE 0 0 CVS CAREMARK CORPORATION COM 126650100 380 10632 SH DEFINED 1 SOLE 0 0 D R HORTON INC COM 23331A109 6 500 SH DEFINED 1 SOLE 0 0 DARDEN RESTAURANTS INC COM 237194105 101 2963 SH DEFINED 1 SOLE 0 0 DAVITA INC COM 23918K108 11 200 SH DEFINED 1 SOLE 0 0 DAYSTAR TECHNOLOGIES INC COM 23962Q100 1 1000 SH DEFINED 1 SOLE 0 0 DEERE & CO COM 244199105 13 310 SH DEFINED 1 SOLE 0 0 DELL INC COM 24702R101 149 9780 SH DEFINED 1 SOLE 0 0 DELPHI FINL GROUP INC CL A 247131105 6 275 SH DEFINED 1 SOLE 0 0 DELTA PETE CORP COM NEW 247907207 15 8350 SH DEFINED 1 SOLE 0 0 DENISON MINES CORP COM 248356107 23 12158 SH DEFINED 1 SOLE 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 16 1200 SH DEFINED 1 SOLE 0 0 DEVON ENERGY CORP NEW COM 25179M103 38 570 SH DEFINED 1 SOLE 0 0 DEVRY INC DEL COM 251893103 8 150 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- DIAGEO P L C SPON ADR NEW 25243Q205 667 10846 SH DEFINED 1 SOLE 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 27 279 SH DEFINED 1 SOLE 0 0 DIAMONDS TR UNIT SER 1 252787106 77 791 SH DEFINED 1 SOLE 0 0 DIEBOLD INC COM 253651103 10 300 SH DEFINED 1 SOLE 0 0 DIRECTV GROUP INC COM 25459L106 1 53 SH DEFINED 1 SOLE 0 0 DISNEY WALT CO COM DISNEY 254687106 665 24201 SH DEFINED 1 SOLE 0 0 DOMINION RES INC VA NEW COM 25746U109 67 1950 SH DEFINED 1 SOLE 0 0 DOMTAR CORP COM NEW 257559203 10 280 SH DEFINED 1 SOLE 0 0 DOW CHEM CO COM 260543103 71 2720 SH DEFINED 1 SOLE 0 0 DTE ENERGY CO COM 233331107 63 1782 SH DEFINED 1 SOLE 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 653 20312 SH DEFINED 1 SOLE 0 0 DUKE ENERGY CORP NEW COM 26441C105 600 38100 SH DEFINED 1 SOLE 0 0 E M C CORP MASS COM 268648102 324 19041 SH DEFINED 1 SOLE 0 0 EATON CORP COM 278058102 12 212 SH DEFINED 1 SOLE 0 0 EBAY INC COM 278642103 7 300 SH DEFINED 1 SOLE 0 0 ECOLAB INC COM 278865100 6 130 SH DEFINED 1 SOLE 0 0 EDISON INTL COM 281020107 94 2805 SH DEFINED 1 SOLE 0 0 ELDORADO GOLD CORP NEW COM 284902103 67 5914 SH DEFINED 1 SOLE 0 0 EMCORE CORP COM 290846104 0 200 SH DEFINED 1 SOLE 0 0 EMERSON ELEC CO COM 291011104 424 10580 SH DEFINED 1 SOLE 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 40 885 SH DEFINED 1 SOLE 0 0 ENBRIDGE INC COM 29250N105 2,784 71746 SH DEFINED 1 SOLE 0 0 ENCANA CORP COM 292505104 5,359 93014 SH DEFINED 1 SOLE 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 3 1075 SH DEFINED 1 SOLE 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 24 1075 SH DEFINED 1 SOLE 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 1 100 SH DEFINED 1 SOLE 0 0 ENERGYSOLUTIONS INC COM 292756202 52 5625 SH DEFINED 1 SOLE 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 92 4000 SH DEFINED 1 SOLE 0 0 ENI S P A SPONSORED ADR 26874R108 43 860 SH DEFINED 1 SOLE 0 0 ENTERGY CORP NEW COM 29364G103 5 60 SH DEFINED 1 SOLE 0 0 EXELON CORP COM 30161N101 15 300 SH DEFINED 1 SOLE 0 0 EXXON MOBIL CORP COM 30231G102 1,814 26440 SH DEFINED 1 SOLE 0 0 F M C CORP COM NEW 302491303 14 250 SH DEFINED 1 SOLE 0 0 FACTSET RESH SYS INC COM 303075105 26 393 SH DEFINED 1 SOLE 0 0 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 63 169 SH DEFINED 1 SOLE 0 0 FAIRPOINT COMMUNICATIONS INC COM 305560104 0 2 SH DEFINED 1 SOLE 0 0 FAMILY DLR STORES INC COM 307000109 13 500 SH DEFINED 1 SOLE 0 0 FASTENAL CO COM 311900104 108 2800 SH DEFINED 1 SOLE 0 0 FEDERAL HOME LN MTG CORP COM 313400301 2 1220 SH DEFINED 1 SOLE 0 0 FEDERAL NATL MTG ASSN COM 313586109 1 805 SH DEFINED 1 SOLE 0 0 FEDERATED INVS INC PA CL B 314211103 4 145 SH DEFINED 1 SOLE 0 0 FEDEX CORP COM 31428X106 79 1049 SH DEFINED 1 SOLE 0 0 FIRST AMERN CORP CALIF COM 318522307 28 862 SH DEFINED 1 SOLE 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 173 13334 SH DEFINED 1 SOLE 0 0 FLAHERTY & CRMRN CLYMRE T R COM 338479108 18 1400 SH DEFINED 1 SOLE 0 0 FLEXTRONICS INTL LTD ORD Y2573F102 11 1450 SH DEFINED 1 SOLE 0 0 FLUOR CORP NEW COM 343412102 10 192 SH DEFINED 1 SOLE 0 0 FMC TECHNOLOGIES INC COM 30249U101 10 188 SH DEFINED 1 SOLE 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 7 976 SH DEFINED 1 SOLE 0 0 FOREST LABS INC COM 345838106 23 767 SH DEFINED 1 SOLE 0 0 FPL GROUP INC COM 302571104 832 15059 SH DEFINED 1 SOLE 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 4 150 SH DEFINED 1 SOLE 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 131 1914 SH DEFINED 1 SOLE 0 0 FREIGHTCAR AMER INC COM 357023100 83 3400 SH DEFINED 1 SOLE 0 0 FTI CONSULTING INC COM 302941109 3 76 SH DEFINED 1 SOLE 0 0 FUQI INTERNATIONAL INC COM NEW 36102A207 18 600 SH DEFINED 1 SOLE 0 0 FUSHI COPPERWELD INC COM 36113E107 73 8611 SH DEFINED 1 SOLE 0 0 GABELLI DIVD & INCOME TR COM 36242H104 25 2000 SH DEFINED 1 SOLE 0 0 GAP INC DEL COM 364760108 9 400 SH DEFINED 1 SOLE 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 71 1815 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- GENERAL DYNAMICS CORP COM 369550108 8 120 SH DEFINED 1 SOLE 0 0 GENERAL ELECTRIC CO COM 369604103 1,118 68100 SH DEFINED 1 SOLE 0 0 GENERAL MLS INC COM 370334104 436 6770 SH DEFINED 1 SOLE 0 0 GENWORTH FINL INC COM CL A 37247D106 4 300 SH DEFINED 1 SOLE 0 0 GERDAU AMERISTEEL CORP COM 37373P105 2 276 SH DEFINED 1 SOLE 0 0 GILDAN ACTIVEWEAR INC COM 375916103 222 11265 SH DEFINED 1 SOLE 0 0 GILEAD SCIENCES INC COM 375558103 724 15570 SH DEFINED 1 SOLE 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 143 3620 SH DEFINED 1 SOLE 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 7 2000 SH DEFINED 1 SOLE 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 37 2700 SH DEFINED 1 SOLE 0 0 GOLDCORP INC NEW COM 380956409 2,069 51263 SH DEFINED 1 SOLE 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 230 1245 SH DEFINED 1 SOLE 0 0 GOOGLE INC CL A 38259P508 83 168 SH DEFINED 1 SOLE 0 0 GRAINGER W W INC COM 384802104 1 15 SH DEFINED 1 SOLE 0 0 GREATER CHINA FD INC COM 39167B102 9 700 SH DEFINED 1 SOLE 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 133 1800 SH DEFINED 1 SOLE 0 0 GROUPE CGI INC CL A SUB VTG 39945C109 56 4819 SH DEFINED 1 SOLE 0 0 GYMBOREE CORP COM 403777105 24 495 SH DEFINED 1 SOLE 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 136 14749 SH DEFINED 1 SOLE 0 0 HALLIBURTON CO COM 406216101 175 6470 SH DEFINED 1 SOLE 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 2 200 SH DEFINED 1 SOLE 0 0 HARVEST ENERGY TR TRUST UNIT 41752X101 16 2500 SH DEFINED 1 SOLE 0 0 HATTERAS FINL CORP COM 41902R103 7 235 SH DEFINED 1 SOLE 0 0 HCC INS HLDGS INC COM 404132102 1 46 SH DEFINED 1 SOLE 0 0 HEALTH NET INC COM 42222G108 6 403 SH DEFINED 1 SOLE 0 0 HEINZ H J CO COM 423074103 28 712 SH DEFINED 1 SOLE 0 0 HELMERICH & PAYNE INC COM 423452101 5 121 SH DEFINED 1 SOLE 0 0 HESS CORP COM 42809H107 141 2635 SH DEFINED 1 SOLE 0 0 HEWLETT PACKARD CO COM 428236103 281 5953 SH DEFINED 1 SOLE 0 0 HOME DEPOT INC COM 437076102 257 9654 SH DEFINED 1 SOLE 0 0 HOME PROPERTIES INC COM 437306103 5 115 SH DEFINED 1 SOLE 0 0 HONDA MOTOR LTD AMERN SHS 438128308 23 771 SH DEFINED 1 SOLE 0 0 HONEYWELL INTL INC COM 438516106 527 14182 SH DEFINED 1 SOLE 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 35 615 SH DEFINED 1 SOLE 0 0 HSN INC COM 404303109 1 60 SH DEFINED 1 SOLE 0 0 HUDSON CITY BANCORP COM 443683107 64 4836 SH DEFINED 1 SOLE 0 0 HUMAN GENOME SCIENCES INC COM 444903108 23 1200 SH DEFINED 1 SOLE 0 0 HUMANA INC COM 444859102 9 233 SH DEFINED 1 SOLE 0 0 HUNTINGTON BANCSHARES INC COM 446150104 16 3500 SH DEFINED 1 SOLE 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 3 150 SH DEFINED 1 SOLE 0 0 IAMGOLD CORP COM 450913108 279 19755 SH DEFINED 1 SOLE 0 0 ICICI BK LTD ADR 45104G104 24 630 SH DEFINED 1 SOLE 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 2 100 SH DEFINED 1 SOLE 0 0 IESI BFC LTD COM 44951D108 26 2000 SH DEFINED 1 SOLE 0 0 ILLINOIS TOOL WKS INC COM 452308109 54 1272 SH DEFINED 1 SOLE 0 0 IMPERIAL OIL LTD COM NEW 453038408 2,580 67830 SH DEFINED 1 SOLE 0 0 INDIA FD INC COM 454089103 28 968 SH DEFINED 1 SOLE 0 0 ING GROEP N V SPONSORED ADR 456837103 35 1938 SH DEFINED 1 SOLE 0 0 INGERSOLL-RAND PLC SHS G47791101 6 200 SH DEFINED 1 SOLE 0 0 INSIGHT ENTERPRISES INC COM 45765U103 2 159 SH DEFINED 1 SOLE 0 0 INTEL CORP COM 458140100 895 45726 SH DEFINED 1 SOLE 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 2 600 SH DEFINED 1 SOLE 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 610 5096 SH DEFINED 1 SOLE 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 1 60 SH DEFINED 1 SOLE 0 0 IRON MTN INC COM 462846106 10 390 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI AUSTRALIA 464286103 44 1968 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI BRAZIL 464286400 178 2635 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI CDA INDEX 464286509 505 19829 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI EMU INDEX 464286608 4 96 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI BRIC INDX 464286657 2 40 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- ISHARES INC MSCI PAC J IDX 464286665 939 23167 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI SINGAPORE 464286673 3 316 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI UTD KINGD 464286699 243 15650 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI FRANCE 464286707 12 444 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI TAIWAN 464286731 31 2517 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI SWEDEN 464286756 17 738 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI S KOREA 464286772 10 211 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI GERMAN 464286806 3 124 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI JAPAN 464286848 1,105 111197 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI HONG KONG 464286871 4 253 SH DEFINED 1 SOLE 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 36 2180 SH DEFINED 1 SOLE 0 0 ISHARES TR JPMORGAN USD 464288281 1 10 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P AMTFREE MUNI 464288323 40 375 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P CAL AMTFR MN 464288356 42 385 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P GLO INFRAS 464288372 8 225 SH DEFINED 1 SOLE 0 0 ISHARES TR DJ INTL SEL DIVD 464288448 16 500 SH DEFINED 1 SOLE 0 0 ISHARES TR HIGH YLD CORP 464288513 188 2180 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS CR BD 464288620 10 100 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 4 35 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS SH TREA 464288679 30 270 SH DEFINED 1 SOLE 0 0 ISHARES TR US PFD STK IDX 464288687 73 2000 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P GLB MTRLS 464288695 13 225 SH DEFINED 1 SOLE 0 0 ISHARES TR MSCI VAL IDX 464288877 2 135 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX NYSE 100INX FD 464287135 82 1560 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX DJ SEL DIV INX 464287168 1 32 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX BARCLYS TIPS BD 464287176 113 1094 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX FTSE XNHUA IDX 464287184 1,017 24847 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P 500 INDEX 464287200 53 504 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX BARCLY USAGG B 464287226 211 2010 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX MSCI EMERG MKT 464287234 946 24300 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX IBOXX INV CPBD 464287242 577 5407 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P LTN AM 40 464287390 879 20493 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P 500 VALUE 464287408 25 490 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX BARCLYS 20+ YR 464287432 10 100 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX BARCLYS 7-10 YR 464287440 34 366 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX BARCLYS 1-3 YR 464287457 271 3230 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX MSCI EAFE IDX 464287465 2,147 39266 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX RUSSELL MCP VL 464287473 8 225 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P MIDCAP 400 464287507 43 622 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX NASDQ BIO INDX 464287556 24 297 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P GLB100INDX 464287572 22 380 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX RUSSELL1000VAL 464287598 8 150 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX RUSSELL1000GRW 464287614 24 515 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX RUSSELL 1000 464287622 1,134 19515 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX RUSSELL 2000 464287655 1,051 17445 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P MIDCP VALU 464287705 72 1150 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX DJ US HEALTHCR 464287762 28 475 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX DJ US FINL SEC 464287788 11 205 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P SMLCAP 600 464287804 266 5073 SH DEFINED 1 SOLE 0 0 ISHARES TR INDEX S&P EURO PLUS 464287861 1,510 39179 SH DEFINED 1 SOLE 0 0 ITT CORP NEW COM 450911102 58 1105 SH DEFINED 1 SOLE 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 9 80 SH DEFINED 1 SOLE 0 0 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 36 1547 SH DEFINED 1 SOLE 0 0 JACK IN THE BOX INC COM 466367109 20 996 SH DEFINED 1 SOLE 0 0 JAPAN EQUITY FD INC COM 471057109 2 354 SH DEFINED 1 SOLE 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 5 600 SH DEFINED 1 SOLE 0 0 JOHNSON & JOHNSON COM 478160104 2,182 35827 SH DEFINED 1 SOLE 0 0 JOS A BANK CLOTHIERS INC COM 480838101 9 200 SH DEFINED 1 SOLE 0 0 JPMORGAN CHASE & CO COM 46625H100 760 17343 SH DEFINED 1 SOLE 0 0 KELLOGG CO COM 487836108 89 1815 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- KEYCORP NEW COM 493267108 7 1000 SH DEFINED 1 SOLE 0 0 KIMBERLY CLARK CORP COM 494368103 48 810 SH DEFINED 1 SOLE 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 46 850 SH DEFINED 1 SOLE 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 61 1645 SH DEFINED 1 SOLE 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1,169 53865 SH DEFINED 1 SOLE 0 0 KNIGHT CAPITAL GROUP INC CL A 499005106 17 802 SH DEFINED 1 SOLE 0 0 KOHLS CORP COM 500255104 238 4168 SH DEFINED 1 SOLE 0 0 KRAFT FOODS INC CL A 50075N104 292 11100 SH DEFINED 1 SOLE 0 0 KROGER CO COM 501044101 21 1023 SH DEFINED 1 SOLE 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 34 4930 SH DEFINED 1 SOLE 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 264 3286 SH DEFINED 1 SOLE 0 0 LANDSTAR SYS INC COM 515098101 8 200 SH DEFINED 1 SOLE 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 27 1900 SH DEFINED 1 SOLE 0 0 LDK SOLAR CO LTD SPONSORED ADR 50183L107 1 100 SH DEFINED 1 SOLE 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 51 3000 SH DEFINED 1 SOLE 0 0 LEGG MASON INC COM 524901105 65 2100 SH DEFINED 1 SOLE 0 0 LENNAR CORP CL A 526057104 2 175 SH DEFINED 1 SOLE 0 0 LEUCADIA NATL CORP COM 527288104 20 800 SH DEFINED 1 SOLE 0 0 LILLY ELI & CO COM 532457108 165 4986 SH DEFINED 1 SOLE 0 0 LIMITED BRANDS INC COM 532716107 87 5105 SH DEFINED 1 SOLE 0 0 LINCOLN NATL CORP IND COM 534187109 2 90 SH DEFINED 1 SOLE 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 6 1000 SH DEFINED 1 SOLE 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 2 307 SH DEFINED 1 SOLE 0 0 LOCKHEED MARTIN CORP COM 539830109 5 70 SH DEFINED 1 SOLE 0 0 LOEWS CORP COM 540424108 115 3355 SH DEFINED 1 SOLE 0 0 LORILLARD INC COM 544147101 55 737 SH DEFINED 1 SOLE 0 0 LOWES COS INC COM 548661107 93 4448 SH DEFINED 1 SOLE 0 0 LUBRIZOL CORP COM 549271104 16 230 SH DEFINED 1 SOLE 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 22 1900 SH DEFINED 1 SOLE 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2 125 SH DEFINED 1 SOLE 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 6 700 SH DEFINED 1 SOLE 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 9 5000 SH DEFINED 1 SOLE 0 0 MANPOWER INC COM 56418H100 14 250 SH DEFINED 1 SOLE 0 0 MANULIFE FINL CORP COM 56501R106 1,301 62126 SH DEFINED 1 SOLE 0 0 MARATHON OIL CORP COM 565849106 4 134 SH DEFINED 1 SOLE 0 0 MARKEL CORP COM 570535104 20 60 SH DEFINED 1 SOLE 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 156 3442 SH DEFINED 1 SOLE 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 6 150 SH DEFINED 1 SOLE 0 0 MARVEL ENTERTAINMENT INC COM 57383T103 20 405 SH DEFINED 1 SOLE 0 0 MASSEY ENERGY CORP COM 576206106 9 316 SH DEFINED 1 SOLE 0 0 MASTERCARD INC CL A 57636Q104 15 75 SH DEFINED 1 SOLE 0 0 MAX CAPITAL GROUP LTD SHS G6052F103 3 129 SH DEFINED 1 SOLE 0 0 MCAFEE INC COM 579064106 9 210 SH DEFINED 1 SOLE 0 0 MCDERMOTT INTL INC COM 580037109 94 3705 SH DEFINED 1 SOLE 0 0 MCDONALDS CORP COM 580135101 1,039 18214 SH DEFINED 1 SOLE 0 0 MCKESSON CORP COM 58155Q103 23 380 SH DEFINED 1 SOLE 0 0 MDS INC COM 55269P302 1 100 SH DEFINED 1 SOLE 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 511 9238 SH DEFINED 1 SOLE 0 0 MEDTRONIC INC COM 585055106 40 1100 SH DEFINED 1 SOLE 0 0 MEMC ELECTR MATLS INC COM 552715104 1 43 SH DEFINED 1 SOLE 0 0 MERCK & CO INC COM 589331107 32 1000 SH DEFINED 1 SOLE 0 0 METHANEX CORP COM 59151K108 67 3860 SH DEFINED 1 SOLE 0 0 METLIFE INC COM 59156R108 170 4469 SH DEFINED 1 SOLE 0 0 MFA FINANCIAL INC COM 55272X102 2 200 SH DEFINED 1 SOLE 0 0 MGM MIRAGE COM 552953101 3 250 SH DEFINED 1 SOLE 0 0 MICROSOFT CORP COM 594918104 726 28212 SH DEFINED 1 SOLE 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 83 659 SH DEFINED 1 SOLE 0 0 MISONIX INC COM 604871103 11 4400 SH DEFINED 1 SOLE 0 0 MONSANTO CO NEW COM 61166W101 146 1880 SH DEFINED 1 SOLE 0 0 MOODYS CORP COM 615369105 104 5106 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- MORGAN STANLEY COM NEW 617446448 51 1663 SH DEFINED 1 SOLE 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 1 100 SH DEFINED 1 SOLE 0 0 MOSAIC CO COM 61945A107 88 1825 SH DEFINED 1 SOLE 0 0 MOTOROLA INC COM 620076109 82 9490 SH DEFINED 1 SOLE 0 0 MURPHY OIL CORP COM 626717102 17 288 SH DEFINED 1 SOLE 0 0 MYLAN INC COM 628530107 2 108 SH DEFINED 1 SOLE 0 0 NABORS INDUSTRIES LTD SHS G6359F103 162 7751 SH DEFINED 1 SOLE 0 0 NASDAQ OMX GROUP INC COM 631103108 95 4495 SH DEFINED 1 SOLE 0 0 NATIONAL FUEL GAS CO N J COM 636180101 183 4000 SH DEFINED 1 SOLE 0 0 NATIONAL OILWELL VARCO INC COM 637071101 10 235 SH DEFINED 1 SOLE 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 7 500 SH DEFINED 1 SOLE 0 0 NETAPP INC COM 64110D104 27 1000 SH DEFINED 1 SOLE 0 0 NEW GOLD INC CDA COM 644535106 85 22500 SH DEFINED 1 SOLE 0 0 NEWMONT MINING CORP COM 651639106 363 8246 SH DEFINED 1 SOLE 0 0 NEXEN INC COM 65334H102 368 16303 SH DEFINED 1 SOLE 0 0 NII HLDGS INC CL B NEW 62913F201 7 225 SH DEFINED 1 SOLE 0 0 NIKE INC CL B 654106103 269 4164 SH DEFINED 1 SOLE 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 26 689 SH DEFINED 1 SOLE 0 0 NOKIA CORP SPONSORED ADR 654902204 9 600 SH DEFINED 1 SOLE 0 0 NORDSTROM INC COM 655664100 11 360 SH DEFINED 1 SOLE 0 0 NOVARTIS A G SPONSORED ADR 66987V109 324 6427 SH DEFINED 1 SOLE 0 0 NOVO-NORDISK A S ADR 670100205 141 2237 SH DEFINED 1 SOLE 0 0 NUCOR CORP COM 670346105 10 220 SH DEFINED 1 SOLE 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 373 4760 SH DEFINED 1 SOLE 0 0 OGE ENERGY CORP COM 670837103 12 364 SH DEFINED 1 SOLE 0 0 OILSANDS QUEST INC COM 678046103 1 1000 SH DEFINED 1 SOLE 0 0 OMNICOM GROUP INC COM 681919106 1 40 SH DEFINED 1 SOLE 0 0 ONEOK INC NEW COM 682680103 5 140 SH DEFINED 1 SOLE 0 0 OPEN TEXT CORP COM 683715106 2,403 64384 SH DEFINED 1 SOLE 0 0 ORACLE CORP COM 68389X105 855 41024 SH DEFINED 1 SOLE 0 0 OSHKOSH CORP COM 688239201 2 51 SH DEFINED 1 SOLE 0 0 OWENS ILL INC COM NEW 690768403 11 293 SH DEFINED 1 SOLE 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 2 55 SH DEFINED 1 SOLE 0 0 PACTIV CORP COM 695257105 9 350 SH DEFINED 1 SOLE 0 0 PALL CORP COM 696429307 10 300 SH DEFINED 1 SOLE 0 0 PAN AMERICAN SILVER CORP COM 697900108 45 1973 SH DEFINED 1 SOLE 0 0 PARKER HANNIFIN CORP COM 701094104 28 549 SH DEFINED 1 SOLE 0 0 PARTNERRE LTD COM G6852T105 4 49 SH DEFINED 1 SOLE 0 0 PAYCHEX INC COM 704326107 16 550 SH DEFINED 1 SOLE 0 0 PDL BIOPHARMA INC COM 69329Y104 8 1074 SH DEFINED 1 SOLE 0 0 PEACE ARCH ENTMT GROUP INC COM 704586304 5 78500 SH DEFINED 1 SOLE 0 0 PENGROWTH ENERGY TR TR UNIT NEW 706902509 3 250 SH DEFINED 1 SOLE 0 0 PENN WEST ENERGY TR TR UNIT 707885109 193 12175 SH DEFINED 1 SOLE 0 0 PEPCO HOLDINGS INC COM 713291102 11 755 SH DEFINED 1 SOLE 0 0 PEPSIAMERICAS INC COM 71343P200 9 320 SH DEFINED 1 SOLE 0 0 PEPSICO INC COM 713448108 819 13964 SH DEFINED 1 SOLE 0 0 PERRIGO CO COM 714290103 24 709 SH DEFINED 1 SOLE 0 0 PETROLEO BRASILEIRO SA PETRO SP ADR NON VTG 71654V101 13 340 SH DEFINED 1 SOLE 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 11 250 SH DEFINED 1 SOLE 0 0 PFIZER INC COM 717081103 132 7950 SH DEFINED 1 SOLE 0 0 PG&E CORP COM 69331C108 208 5131 SH DEFINED 1 SOLE 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 16 250 SH DEFINED 1 SOLE 0 0 PHILIP MORRIS INTL INC COM 718172109 129 2651 SH DEFINED 1 SOLE 0 0 PINNACLE WEST CAP CORP COM 723484101 2 70 SH DEFINED 1 SOLE 0 0 PITNEY BOWES INC COM 724479100 12 500 SH DEFINED 1 SOLE 0 0 PLATINUM GROUP METALS LTD COM NEW 72765Q205 4 3000 SH DEFINED 1 SOLE 0 0 POTASH CORP SASK INC COM 73755L107 2,553 28256 SH DEFINED 1 SOLE 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 20 889 SH DEFINED 1 SOLE 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 28 1797 SH DEFINED 1 SOLE 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 74 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- POWERSHARES ETF TRUST WATER RESOURCE 73935X575 7 439 SH DEFINED 1 SOLE 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 12 700 SH DEFINED 1 SOLE 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1 50 SH DEFINED 1 SOLE 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 28 1320 SH DEFINED 1 SOLE 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 792 37400 SH DEFINED 1 SOLE 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 12 273 SH DEFINED 1 SOLE 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 18 722 SH DEFINED 1 SOLE 0 0 PPG INDS INC COM 693506107 5 90 SH DEFINED 1 SOLE 0 0 PRAXAIR INC COM 74005P104 23 285 SH DEFINED 1 SOLE 0 0 PRE PAID LEGAL SVCS INC COM 740065107 5 100 SH DEFINED 1 SOLE 0 0 PRECISION DRILLING TR TR UNIT 740215108 36 5494 SH DEFINED 1 SOLE 0 0 PROCTER & GAMBLE CO COM 742718109 1,767 30512 SH DEFINED 1 SOLE 0 0 PROGRESSIVE CORP OHIO COM 743315103 35 2100 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS UL XIN CH25 74347R321 8 800 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS UT SHT MSCI 74347R354 7 495 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 6 240 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 25 4260 SH DEFINED 1 SOLE 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 46 7975 SH DEFINED 1 SOLE 0 0 PRUDENTIAL FINL INC COM 744320102 57 1136 SH DEFINED 1 SOLE 0 0 QUALCOMM INC COM 747525103 3 65 SH DEFINED 1 SOLE 0 0 QUEST DIAGNOSTICS INC COM 74834L100 344 6595 SH DEFINED 1 SOLE 0 0 RAYTHEON CO COM NEW 755111507 460 9593 SH DEFINED 1 SOLE 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 7 176 SH DEFINED 1 SOLE 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 14 259 SH DEFINED 1 SOLE 0 0 REPSOL YPF S A SPONSORED ADR 76026T205 7 255 SH DEFINED 1 SOLE 0 0 REPUBLIC SVCS INC COM 760759100 54 2044 SH DEFINED 1 SOLE 0 0 RESEARCH IN MOTION LTD COM 760975102 1,834 27112 SH DEFINED 1 SOLE 0 0 REYNOLDS AMERICAN INC COM 761713106 111 2500 SH DEFINED 1 SOLE 0 0 RIO TINTO PLC SPONSORED ADR 767204100 33 195 SH DEFINED 1 SOLE 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 82 3346 SH DEFINED 1 SOLE 0 0 ROCK-TENN CO CL A 772739207 22 463 SH DEFINED 1 SOLE 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 1,969 69833 SH DEFINED 1 SOLE 0 0 ROSS STORES INC COM 778296103 30 622 SH DEFINED 1 SOLE 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 8,226 153561 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 0 18 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 6 500 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 4 400 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 12 1200 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 9 890 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 4 335 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 21 2000 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 18 1450 SH DEFINED 1 SOLE 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 52 911 SH DEFINED 1 SOLE 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 54 SH DEFINED 1 SOLE 0 0 SAKS INC COM 79377W108 2 300 SH DEFINED 1 SOLE 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 27 736 SH DEFINED 1 SOLE 0 0 SAP AG SPON ADR 803054204 3 70 SH DEFINED 1 SOLE 0 0 SARA LEE CORP COM 803111103 1 113 SH DEFINED 1 SOLE 0 0 SCHERING PLOUGH CORP COM 806605101 26 911 SH DEFINED 1 SOLE 0 0 SCHLUMBERGER LTD COM 806857108 6 101 SH DEFINED 1 SOLE 0 0 SCHOLASTIC CORP COM 807066105 15 600 SH DEFINED 1 SOLE 0 0 SCHWAB CHARLES CORP NEW COM 808513105 19 1000 SH DEFINED 1 SOLE 0 0 SEARS HLDGS CORP COM 812350106 3 50 SH DEFINED 1 SOLE 0 0 SEASPAN CORP SHS Y75638109 9 1000 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6 225 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 25 1000 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 27 1000 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 37 2485 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 97 4645 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 50 1700 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- SENSIENT TECHNOLOGIES CORP COM 81725T100 6 205 SH DEFINED 1 SOLE 0 0 SEPRACOR INC COM 817315104 5 240 SH DEFINED 1 SOLE 0 0 SERVICE CORP INTL COM 817565104 14 2000 SH DEFINED 1 SOLE 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 944 52432 SH DEFINED 1 SOLE 0 0 SHERWIN WILLIAMS CO COM 824348106 5 80 SH DEFINED 1 SOLE 0 0 SIEMENS A G SPONSORED ADR 826197501 82 883 SH DEFINED 1 SOLE 0 0 SIERRA WIRELESS INC COM 826516106 4 443 SH DEFINED 1 SOLE 0 0 SIGMA ALDRICH CORP COM 826552101 10 180 SH DEFINED 1 SOLE 0 0 SIMON PPTY GROUP INC NEW COM 828806109 29 413 SH DEFINED 1 SOLE 0 0 SIRIUS XM RADIO INC COM 82967N108 0 700 SH DEFINED 1 SOLE 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 6 360 SH DEFINED 1 SOLE 0 0 SMUCKER J M CO COM NEW 832696405 56 1062 SH DEFINED 1 SOLE 0 0 SOHU COM INC COM 83408W103 10 150 SH DEFINED 1 SOLE 0 0 SOUTHERN CO COM 842587107 1,243 39234 SH DEFINED 1 SOLE 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 32 1413 SH DEFINED 1 SOLE 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 2,905 29388 SH DEFINED 1 SOLE 0 0 SPDR INDEX SHS FDS SPDR DJ EURO ETF 78463X202 97 2350 SH DEFINED 1 SOLE 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 33 715 SH DEFINED 1 SOLE 0 0 SPDR SERIES TRUST DJ GLB TITANS 78464A706 11 200 SH DEFINED 1 SOLE 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 108 2440 SH DEFINED 1 SOLE 0 0 SPDR TR UNIT SER 1 78462F103 648 6137 SH DEFINED 1 SOLE 0 0 SPECTRA ENERGY CORP COM 847560109 37 1945 SH DEFINED 1 SOLE 0 0 SPX CORP COM 784635104 43 695 SH DEFINED 1 SOLE 0 0 ST JUDE MED INC COM 790849103 23 587 SH DEFINED 1 SOLE 0 0 STANLEY WKS COM 854616109 30 700 SH DEFINED 1 SOLE 0 0 STANTEC INC COM 85472N109 51 2035 SH DEFINED 1 SOLE 0 0 STARBUCKS CORP COM 855244109 4 200 SH DEFINED 1 SOLE 0 0 STATE STR CORP COM 857477103 633 12041 SH DEFINED 1 SOLE 0 0 STATOILHYDRO ASA SPONSORED ADR 85771P102 96 4275 SH DEFINED 1 SOLE 0 0 STERICYCLE INC COM 858912108 8 160 SH DEFINED 1 SOLE 0 0 STRAYER ED INC COM 863236105 11 50 SH DEFINED 1 SOLE 0 0 STRYKER CORP COM 863667101 107 2350 SH DEFINED 1 SOLE 0 0 SUN LIFE FINL INC COM 866796105 2,833 90696 SH DEFINED 1 SOLE 0 0 SUNCOR ENERGY INC NEW COM 867224107 2,693 77934 SH DEFINED 1 SOLE 0 0 SUNPOWER CORP COM CL A 867652109 22 735 SH DEFINED 1 SOLE 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2 100 SH DEFINED 1 SOLE 0 0 SWISS HELVETIA FD INC COM 870875101 13 1088 SH DEFINED 1 SOLE 0 0 SYMANTEC CORP COM 871503108 152 9257 SH DEFINED 1 SOLE 0 0 SYNAPTICS INC COM 87157D109 21 837 SH DEFINED 1 SOLE 0 0 SYNGENTA AG SPONSORED ADR 87160A100 65 1417 SH DEFINED 1 SOLE 0 0 SYSCO CORP COM 871829107 7 300 SH DEFINED 1 SOLE 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 113 10353 SH DEFINED 1 SOLE 0 0 TALISMAN ENERGY INC COM 87425E103 1,388 80057 SH DEFINED 1 SOLE 0 0 TARGET CORP COM 87612E106 7 150 SH DEFINED 1 SOLE 0 0 TECK RESOURCES LTD CL B 878742204 1,243 45089 SH DEFINED 1 SOLE 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 8 500 SH DEFINED 1 SOLE 0 0 TELEFONICA S A SPONSORED ADR 879382208 119 1436 SH DEFINED 1 SOLE 0 0 TELUS CORP NON-VTG SHS 87971M202 118 3800 SH DEFINED 1 SOLE 0 0 TEMPLETON DRAGON FD INC COM 88018T101 38 1515 SH DEFINED 1 SOLE 0 0 TEREX CORP NEW COM 880779103 1 37 SH DEFINED 1 SOLE 0 0 TERRA INDS INC COM 880915103 5 147 SH DEFINED 1 SOLE 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 134 2653 SH DEFINED 1 SOLE 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 613 14032 SH DEFINED 1 SOLE 0 0 THOMSON REUTERS CORP COM 884903105 1,981 59023 SH DEFINED 1 SOLE 0 0 TICKETMASTER ENTMT INC COM 88633P302 1 60 SH DEFINED 1 SOLE 0 0 TIDEWATER INC COM 886423102 24 512 SH DEFINED 1 SOLE 0 0 TIM HORTONS INC COM 88706M103 1,335 47182 SH DEFINED 1 SOLE 0 0 TIME WARNER CABLE INC COM 88732J207 1 16 SH DEFINED 1 SOLE 0 0 TIME WARNER INC COM NEW 887317303 3 116 SH DEFINED 1 SOLE 0 0 TITANIUM METALS CORP COM NEW 888339207 5 550 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- TJX COS INC NEW COM 872540109 227 6100 SH DEFINED 1 SOLE 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 3,566 55323 SH DEFINED 1 SOLE 0 0 TOTAL S A SPONSORED ADR 89151E109 188 3165 SH DEFINED 1 SOLE 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 19 244 SH DEFINED 1 SOLE 0 0 TRANSALTA CORP COM 89346D107 213 10375 SH DEFINED 1 SOLE 0 0 TRANSCANADA CORP COM 89353D107 6,378 205616 SH DEFINED 1 SOLE 0 0 TRANSOCEAN LTD REG SHS H8817H100 38 445 SH DEFINED 1 SOLE 0 0 TRAVELERS COMPANIES INC COM 89417E109 415 8433 SH DEFINED 1 SOLE 0 0 TREE COM INC COM 894675107 0 10 SH DEFINED 1 SOLE 0 0 TRIAD GTY INC COM 895925105 5 3500 SH DEFINED 1 SOLE 0 0 TUPPERWARE BRANDS CORP COM 899896104 37 917 SH DEFINED 1 SOLE 0 0 TWEEN BRANDS INC COM 901166108 25 3000 SH DEFINED 1 SOLE 0 0 UBS AG SHS NEW H89231338 2 99 SH DEFINED 1 SOLE 0 0 UNIFIRST CORP MASS COM 904708104 25 563 SH DEFINED 1 SOLE 0 0 UNILEVER N V N Y SHS NEW 904784709 41 1416 SH DEFINED 1 SOLE 0 0 UNILEVER PLC SPON ADR NEW 904767704 807 28150 SH DEFINED 1 SOLE 0 0 UNION PAC CORP COM 907818108 42 725 SH DEFINED 1 SOLE 0 0 UNITED PARCEL SERVICE INC CL B 911312106 18 322 SH DEFINED 1 SOLE 0 0 UNITED STATES STL CORP NEW COM 912909108 6 126 SH DEFINED 1 SOLE 0 0 UNITED TECHNOLOGIES CORP COM 913017109 456 7476 SH DEFINED 1 SOLE 0 0 UNITEDHEALTH GROUP INC COM 91324P102 11 456 SH DEFINED 1 SOLE 0 0 UNUM GROUP COM 91529Y106 9 414 SH DEFINED 1 SOLE 0 0 URANERZ ENERGY CORPORATION COM 91688T104 18 8000 SH DEFINED 1 SOLE 0 0 URANIUM RES INC COM PAR $0.001 916901507 0 375 SH DEFINED 1 SOLE 0 0 US BANCORP DEL COM NEW 902973304 280 12800 SH DEFINED 1 SOLE 0 0 VALE S A ADR 91912E105 65 2800 SH DEFINED 1 SOLE 0 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 138 4905 SH DEFINED 1 SOLE 0 0 VALERO ENERGY CORP NEW COM 91913Y100 33 1715 SH DEFINED 1 SOLE 0 0 VANDA PHARMACEUTICALS INC COM 921659108 16 1400 SH DEFINED 1 SOLE 0 0 VASOGEN INC COM NEW 92232F202 0 560 SH DEFINED 1 SOLE 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 2 50 SH DEFINED 1 SOLE 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 388 12830 SH DEFINED 1 SOLE 0 0 VIACOM INC NEW CL B 92553P201 3 100 SH DEFINED 1 SOLE 0 0 VISA INC COM CL A 92826C839 48 700 SH DEFINED 1 SOLE 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 52 2292 SH DEFINED 1 SOLE 0 0 WAL MART STORES INC COM 931142103 1,419 28898 SH DEFINED 1 SOLE 0 0 WALGREEN CO COM 931422109 283 7547 SH DEFINED 1 SOLE 0 0 WASHINGTON POST CO CL B 939640108 47 100 SH DEFINED 1 SOLE 0 0 WATSON PHARMACEUTICALS INC COM 942683103 24 644 SH DEFINED 1 SOLE 0 0 WATSON WYATT WORLDWIDE INC CL A 942712100 12 270 SH DEFINED 1 SOLE 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 26 1242 SH DEFINED 1 SOLE 0 0 WELLPOINT INC COM 94973V107 9 187 SH DEFINED 1 SOLE 0 0 WELLS FARGO & CO NEW COM 949746101 438 15552 SH DEFINED 1 SOLE 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 31 1800 SH DEFINED 1 SOLE 0 0 WESTERN DIGITAL CORP COM 958102105 12 323 SH DEFINED 1 SOLE 0 0 WESTERN UN CO COM 959802109 148 7800 SH DEFINED 1 SOLE 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 5 357 SH DEFINED 1 SOLE 0 0 WHOLE FOODS MKT INC COM 966837106 156 5110 SH DEFINED 1 SOLE 0 0 WILLIAMS COS INC DEL COM 969457100 109 6100 SH DEFINED 1 SOLE 0 0 WILMINGTON TRUST CORP COM 971807102 57 4000 SH DEFINED 1 SOLE 0 0 WISCONSIN ENERGY CORP COM 976657106 62 1370 SH DEFINED 1 SOLE 0 0 WMS INDS INC COM 929297109 26 582 SH DEFINED 1 SOLE 0 0 WOODWARD GOVERNOR CO COM 980745103 12 477 SH DEFINED 1 SOLE 0 0 WORLD ACCEP CORP DEL COM 981419104 20 795 SH DEFINED 1 SOLE 0 0 WORLD FUEL SVCS CORP COM 981475106 14 300 SH DEFINED 1 SOLE 0 0 WYETH COM 983024100 11 227 SH DEFINED 1 SOLE 0 0 WYNN RESORTS LTD COM 983134107 118 1665 SH DEFINED 1 SOLE 0 0 XL CAP LTD CL A G98255105 1 44 SH DEFINED 1 SOLE 0 0 XTO ENERGY INC COM 98385X106 43 1044 SH DEFINED 1 SOLE 0 0 YAHOO INC COM 984332106 20 1106 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- YAMANA GOLD INC COM 98462Y100 162 15133 SH DEFINED 1 SOLE 0 0 YUM BRANDS INC COM 988498101 62 1840 SH DEFINED 1 SOLE 0 0 ZIMMER HLDGS INC COM 98956P102 96 1800 SH DEFINED 1 SOLE 0 0
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