-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, I1PUsCmeCScgUwnFf7+H2kkNayKBX5M5F5DA8s182GewiuGEu8a/fI+ZptNiMh9o NfTNfpbMmDeJ4xDJ9U+4nw== 0001140361-09-018717.txt : 20090812 0001140361-09-018717.hdr.sgml : 20090812 20090812120351 ACCESSION NUMBER: 0001140361-09-018717 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20090630 FILED AS OF DATE: 20090812 DATE AS OF CHANGE: 20090812 EFFECTIVENESS DATE: 20090812 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RBC Private Counsel (USA) Inc. CENTRAL INDEX KEY: 0001332123 IRS NUMBER: 000000000 STATE OF INCORPORATION: A6 FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11454 FILM NUMBER: 091005831 BUSINESS ADDRESS: STREET 1: 77 KING STREET WEST, ROYAL TRUST TOWER STREET 2: 39TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 1P9 BUSINESS PHONE: 416-956-9619 MAIL ADDRESS: STREET 1: 77 KING STREET WEST, ROYAL TRUST TOWER STREET 2: 39TH FLOOR CITY: TORONTO STATE: A6 ZIP: M5W 1P9 13F-HR 1 form13fhr.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: 6/30/2009 Check here if Amendment []; Amendment Number: ------- This Amendment (Check only one.): [] is a restatement. [] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: RBC Private Counsel (USA) Inc. Address: 39th Floor, Royal Trust Tower 77 King Street West Toronto, Ontario M5W 1P9 Form 13F File Number: 28-11454 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Persons Signing this Report on Behalf of Reporting Manager: Name: Robert C. McDonald Title: Vice President Phone: (416) 956-9619 Signature, Place, and Date of Signing: /s/ Robert C. McDonald Toronto, Ontario CANADA 8/6/2009 - --------------------------------- --------------------------------- ---------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 633 Form 13F Information Table Value Total: $ 183,626.00 -------------- (In Thousands) List of Other Included Managers: Provide a numbered list of the name(s) and 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. Form 13F File Number Name 1 28-11396 Royal Bank of Canada - ---- -------------------- ---------------------------------------------------- *Included in this filing are Section 13(f) securities beneficially owned by clients of RBC Private Counsel (USA) Inc. (the "IIM") which, as directed by the IIM, have been placed in a model portfolio investment program managed by RBC Asset Management Inc., an affiliate of the IIM.
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- 3M CO COM 88579Y101 447 7443 SH DEFINED 1 SOLE 0 0 ABB LTD SPONSORED ADR 000375204 263 16670 SH DEFINED 1 SOLE 0 0 ABBOTT LABS COM 002824100 945 20080 SH DEFINED 1 SOLE 0 0 ACCENTURE LTD BERMUDA CL A G1150G111 4 130 SH DEFINED 1 SOLE 0 0 ACE LTD SHS H0023R105 17 387 SH DEFINED 1 SOLE 0 0 ACTIVISION BLIZZARD INC COM 00507V109 13 997 SH DEFINED 1 SOLE 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 5 111 SH DEFINED 1 SOLE 0 0 AEROPOSTALE COM 007865108 40 1160 SH DEFINED 1 SOLE 0 0 AES CORP COM 00130H105 150 12955 SH DEFINED 1 SOLE 0 0 AETNA INC NEW COM 00817Y108 9 375 SH DEFINED 1 SOLE 0 0 AFFILIATED MANAGERS GROUP COM 008252108 9 150 SH DEFINED 1 SOLE 0 0 AFLAC INC COM 001055102 111 3560 SH DEFINED 1 SOLE 0 0 AGCO CORP COM 001084102 8 265 SH DEFINED 1 SOLE 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 7 345 SH DEFINED 1 SOLE 0 0 AGL RES INC COM 001204106 16 504 SH DEFINED 1 SOLE 0 0 AGNICO EAGLE MINES LTD COM 008474108 133 2530 SH DEFINED 1 SOLE 0 0 AGRIUM INC COM 008916108 629 15778 SH DEFINED 1 SOLE 0 0 AIR PRODS & CHEMS INC COM 009158106 17 270 SH DEFINED 1 SOLE 0 0 ALCOA INC COM 013817101 20 1904 SH DEFINED 1 SOLE 0 0 ALCON INC COM SHS H01301102 5 45 SH DEFINED 1 SOLE 0 0 ALLEGHENY TECHNOLOGIES INC COM 01741R102 10 280 SH DEFINED 1 SOLE 0 0 ALLERGAN INC COM 018490102 62 1305 SH DEFINED 1 SOLE 0 0 ALLIANCE DATA SYSTEMS CORP COM 018581108 12 283 SH DEFINED 1 SOLE 0 0 ALLIANZ SE SP ADR 1/10 SH 018805101 38 4098 SH DEFINED 1 SOLE 0 0 ALLSCRIPT MISYS HEALTCAR SOL COM 01988P108 2 150 SH DEFINED 1 SOLE 0 0 ALMOST FAMILY INC COM 020409108 5 200 SH DEFINED 1 SOLE 0 0 ALNYLAM PHARMACEUTICALS INC COM 02043Q107 93 4155 SH DEFINED 1 SOLE 0 0 ALTRIA GROUP INC COM 02209S103 37 2229 SH DEFINED 1 SOLE 0 0 AMAZON COM INC COM 023135106 1 10 SH DEFINED 1 SOLE 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 22 570 SH DEFINED 1 SOLE 0 0 AMERICAN ELEC PWR INC COM 025537101 25 871 SH DEFINED 1 SOLE 0 0 AMERICAN EXPRESS CO COM 025816109 405 17425 SH DEFINED 1 SOLE 0 0 AMERICAN INTL GROUP INC COM 026874107 0 51 SH DEFINED 1 SOLE 0 0 AMERICAN STS WTR CO COM 029899101 724 20900 SH DEFINED 1 SOLE 0 0 AMERICAN TOWER CORP CL A 029912201 8 245 SH DEFINED 1 SOLE 0 0 AMERICAN WTR WKS CO INC NEW COM 030420103 268 14000 SH DEFINED 1 SOLE 0 0 AMERIGROUP CORP COM 03073T102 14 504 SH DEFINED 1 SOLE 0 0 AMERIPRISE FINL INC COM 03076C106 101 4170 SH DEFINED 1 SOLE 0 0 AMERISOURCEBERGEN CORP COM 03073E105 91 5112 SH DEFINED 1 SOLE 0 0 AMGEN INC COM 031162100 21 400 SH DEFINED 1 SOLE 0 0 AMR CORP COM 001765106 1 200 SH DEFINED 1 SOLE 0 0 ANADARKO PETE CORP COM 032511107 8 170 SH DEFINED 1 SOLE 0 0 ANALOGIC CORP COM PAR $0.05 032657207 7 200 SH DEFINED 1 SOLE 0 0 ANNALY CAP MGMT INC COM 035710409 21 1400 SH DEFINED 1 SOLE 0 0 APACHE CORP COM 037411105 399 5530 SH DEFINED 1 SOLE 0 0 APOLLO GROUP INC CL A 037604105 62 870 SH DEFINED 1 SOLE 0 0 APOLLO INVT CORP COM 03761U106 1 200 SH DEFINED 1 SOLE 0 0 APPLE INC COM 037833100 778 5459 SH DEFINED 1 SOLE 0 0 APPLIED MATLS INC COM 038222105 19 1700 SH DEFINED 1 SOLE 0 0 ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH 03938L104 10 300 SH DEFINED 1 SOLE 0 0 ARCH COAL INC COM 039380100 25 1650 SH DEFINED 1 SOLE 0 0 ARCHER DANIELS MIDLAND CO COM 039483102 3 100 SH DEFINED 1 SOLE 0 0 ARCSIGHT INC COM 039666102 14 800 SH DEFINED 1 SOLE 0 0 ARRIS GROUP INC COM 04269Q100 58 4800 SH DEFINED 1 SOLE 0 0 ASTRAZENECA PLC SPONSORED ADR 046353108 3 60 SH DEFINED 1 SOLE 0 0 AT&T INC COM 00206R102 402 16198 SH DEFINED 1 SOLE 0 0 AUTOMATIC DATA PROCESSING IN COM 053015103 74 2084 SH DEFINED 1 SOLE 0 0 AUTOZONE INC COM 053332102 52 347 SH DEFINED 1 SOLE 0 0 AVX CORP NEW COM 002444107 99 10000 SH DEFINED 1 SOLE 0 0 BAIDU INC SPON ADR REP A 056752108 15 50 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- BALCHEM CORP COM 057665200 20 800 SH DEFINED 1 SOLE 0 0 BALL CORP COM 058498106 1 30 SH DEFINED 1 SOLE 0 0 BALLARD PWR SYS INC NEW COM 058586108 0 100 SH DEFINED 1 SOLE 0 0 BANCO SANTANDER SA ADR 05964H105 5 430 SH DEFINED 1 SOLE 0 0 BANK MONTREAL QUE COM 063671101 3365 79841 SH DEFINED 1 SOLE 0 0 BANK NOVA SCOTIA HALIFAX COM 064149107 4412 117662 SH DEFINED 1 SOLE 0 0 BANK OF AMERICA CORPORATION COM 060505104 458 34683 SH DEFINED 1 SOLE 0 0 BANK OF NEW YORK MELLON CORP COM 064058100 123 4183 SH DEFINED 1 SOLE 0 0 BARCLAYS PLC ADR 06738E204 7 400 SH DEFINED 1 SOLE 0 0 BARD C R INC COM 067383109 7 90 SH DEFINED 1 SOLE 0 0 BARNES & NOBLE INC COM 067774109 65 3165 SH DEFINED 1 SOLE 0 0 BARRICK GOLD CORP COM 067901108 569 16953 SH DEFINED 1 SOLE 0 0 BAUER EDDIE HLDGS INC COM 071625107 0 1750 SH DEFINED 1 SOLE 0 0 BAXTER INTL INC COM 071813109 283 5336 SH DEFINED 1 SOLE 0 0 BAYTEX ENERGY TR TRUST UNIT 073176109 30 1779 SH DEFINED 1 SOLE 0 0 BB&T CORP COM 054937107 66 3000 SH DEFINED 1 SOLE 0 0 BCE INC COM NEW 05534B760 3264 157973 SH DEFINED 1 SOLE 0 0 BECTON DICKINSON & CO COM 075887109 86 1202 SH DEFINED 1 SOLE 0 0 BEMIS INC COM 081437105 17 678 SH DEFINED 1 SOLE 0 0 BERKSHIRE HATHAWAY INC DEL CL B 084670207 530 183 SH DEFINED 1 SOLE 0 0 BEST BUY INC COM 086516101 76 2270 SH DEFINED 1 SOLE 0 0 BHP BILLITON LTD SPONSORED ADR 088606108 263 4809 SH DEFINED 1 SOLE 0 0 BIG LOTS INC COM 089302103 30 1424 SH DEFINED 1 SOLE 0 0 BIOGEN IDEC INC COM 09062X103 9 205 SH DEFINED 1 SOLE 0 0 BIOVAIL CORP COM 09067J109 50 3723 SH DEFINED 1 SOLE 0 0 BLACKROCK DEBT STRAT FD INC COM 09255R103 3 1000 SH DEFINED 1 SOLE 0 0 BLDRS INDEX FDS TR ASIA 50 ADR 09348R102 20 900 SH DEFINED 1 SOLE 0 0 BLDRS INDEX FDS TR EMER MK 50 ADR 09348R300 4 122 SH DEFINED 1 SOLE 0 0 BOEING CO COM 097023105 25 580 SH DEFINED 1 SOLE 0 0 BOISE INC COM 09746Y105 0 100 SH DEFINED 1 SOLE 0 0 BORDERS GROUP INC COM 099709107 4 1000 SH DEFINED 1 SOLE 0 0 BOSTON SCIENTIFIC CORP COM 101137107 4 400 SH DEFINED 1 SOLE 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 354 17445 SH DEFINED 1 SOLE 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 10 181 SH DEFINED 1 SOLE 0 0 BRITISH SKY BROADCASTING GRO SPONSORED ADR 111013108 1 45 SH DEFINED 1 SOLE 0 0 BROADCOM CORP CL A 111320107 27 1096 SH DEFINED 1 SOLE 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 1871 109615 SH DEFINED 1 SOLE 0 0 BROOKFIELD INFRAST PARTNERS LP INT UNIT G16252101 188 15247 SH DEFINED 1 SOLE 0 0 BROOKFIELD PPTYS CORP COM 112900105 108 13598 SH DEFINED 1 SOLE 0 0 BUCYRUS INTL INC NEW COM 118759109 2 74 SH DEFINED 1 SOLE 0 0 BURLINGTON NORTHN SANTA FE C COM 12189T104 136 1850 SH DEFINED 1 SOLE 0 0 CABLEVISION SYS CORP CL A NY CABLVS 12686C109 41 2100 SH DEFINED 1 SOLE 0 0 CAE INC COM 124765108 83 13996 SH DEFINED 1 SOLE 0 0 CAMECO CORP COM 13321L108 1528 59679 SH DEFINED 1 SOLE 0 0 CANADIAN NAT RES LTD COM 136385101 1428 27210 SH DEFINED 1 SOLE 0 0 CANADIAN NATL RY CO COM 136375102 3717 86533 SH DEFINED 1 SOLE 0 0 CANADIAN PAC RY LTD COM 13645T100 5266 132318 SH DEFINED 1 SOLE 0 0 CANON INC ADR 138006309 15 467 SH DEFINED 1 SOLE 0 0 CAPITAL ONE FINL CORP COM 14040H105 4 200 SH DEFINED 1 SOLE 0 0 CARDINAL HEALTH INC COM 14149Y108 3 100 SH DEFINED 1 SOLE 0 0 CARNIVAL CORP PAIRED CTF 143658300 31 1220 SH DEFINED 1 SOLE 0 0 CATERPILLAR INC DEL COM 149123101 214 6485 SH DEFINED 1 SOLE 0 0 CB RICHARD ELLIS GROUP INC CL A 12497T101 1 122 SH DEFINED 1 SOLE 0 0 CBS CORP NEW CL A 124857103 1 75 SH DEFINED 1 SOLE 0 0 CBS CORP NEW CL B 124857202 32 4630 SH DEFINED 1 SOLE 0 0 CDN IMPERIAL BK OF COMMERCE COM 136069101 2247 44869 SH DEFINED 1 SOLE 0 0 CELGENE CORP COM 151020104 12 245 SH DEFINED 1 SOLE 0 0 CEMEX SAB DE CV SPON ADR NEW 151290889 41 4407 SH DEFINED 1 SOLE 0 0 CENTRAL FD CDA LTD CL A 153501101 6 500 SH DEFINED 1 SOLE 0 0 CENTRAL GOLDTRUST TR UNIT 153546106 22 600 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- CENTURYTEL INC COM 156700106 21 674 SH DEFINED 1 SOLE 0 0 CEPHALON INC COM 156708109 12 217 SH DEFINED 1 SOLE 0 0 CERNER CORP COM 156782104 34 544 SH DEFINED 1 SOLE 0 0 CHESAPEAKE ENERGY CORP COM 165167107 9 465 SH DEFINED 1 SOLE 0 0 CHEVRON CORP NEW COM 166764100 585 8835 SH DEFINED 1 SOLE 0 0 CHINA LIFE INS CO LTD SPON ADR REP H 16939P106 10 180 SH DEFINED 1 SOLE 0 0 CHINA MOBILE LIMITED SPONSORED ADR 16941M109 43 865 SH DEFINED 1 SOLE 0 0 CHINA YUCHAI INTL LTD COM G21082105 11 1600 SH DEFINED 1 SOLE 0 0 CHUBB CORP COM 171232101 78 1962 SH DEFINED 1 SOLE 0 0 CISCO SYS INC COM 17275R102 598 32075 SH DEFINED 1 SOLE 0 0 CITIGROUP INC COM 172967101 35 11676 SH DEFINED 1 SOLE 0 0 CLAYMORE EXCHANGE TRADED FD JAMES SB-1 ETF 18383M613 6 500 SH DEFINED 1 SOLE 0 0 CLOROX CO DEL COM 189054109 145 2590 SH DEFINED 1 SOLE 0 0 CME GROUP INC COM 12572Q105 134 430 SH DEFINED 1 SOLE 0 0 COCA COLA CO COM 191216100 1285 26772 SH DEFINED 1 SOLE 0 0 COLGATE PALMOLIVE CO COM 194162103 173 2450 SH DEFINED 1 SOLE 0 0 COMCAST CORP NEW CL A 20030N101 123 8473 SH DEFINED 1 SOLE 0 0 COMCAST CORP NEW CL A SPL 20030N200 39 2797 SH DEFINED 1 SOLE 0 0 CONOCOPHILLIPS COM 20825C104 265 6312 SH DEFINED 1 SOLE 0 0 CONSTELLATION BRANDS INC CL A 21036P108 8 600 SH DEFINED 1 SOLE 0 0 CORNING INC COM 219350105 215 13362 SH DEFINED 1 SOLE 0 0 CORUS ENTERTAINMENT INC COM CL B NON VTG 220874101 27 2148 SH DEFINED 1 SOLE 0 0 COSTCO WHSL CORP NEW COM 22160K105 291 6349 SH DEFINED 1 SOLE 0 0 COVIDIEN PLC SHS G2554F105 7 175 SH DEFINED 1 SOLE 0 0 CRACKER BARREL OLD CTRY STOR COM 22410J106 19 696 SH DEFINED 1 SOLE 0 0 CREDIT SUISSE GROUP SPONSORED ADR 225401108 5 100 SH DEFINED 1 SOLE 0 0 CSG SYS INTL INC COM 126349109 8 594 SH DEFINED 1 SOLE 0 0 CSX CORP COM 126408103 3 100 SH DEFINED 1 SOLE 0 0 CULLEN FROST BANKERS INC COM 229899109 5 105 SH DEFINED 1 SOLE 0 0 CURRENCYSHARES EURO TR EURO SHS 23130C108 12 87 SH DEFINED 1 SOLE 0 0 CVS CAREMARK CORPORATION COM 126650100 397 12463 SH DEFINED 1 SOLE 0 0 D R HORTON INC COM 23331A109 5 500 SH DEFINED 1 SOLE 0 0 DAIMLER AG REG SHS D1668R123 17 481 SH DEFINED 1 SOLE 0 0 DARDEN RESTAURANTS INC COM 237194105 73 2205 SH DEFINED 1 SOLE 0 0 DAVITA INC COM 23918K108 14 285 SH DEFINED 1 SOLE 0 0 DAYSTAR TECHNOLOGIES INC COM 23962Q100 1 1000 SH DEFINED 1 SOLE 0 0 DEERE & CO COM 244199105 129 3230 SH DEFINED 1 SOLE 0 0 DELL INC COM 24702R101 290 21095 SH DEFINED 1 SOLE 0 0 DELPHI FINL GROUP INC CL A 247131105 4 212 SH DEFINED 1 SOLE 0 0 DELTA PETE CORP COM NEW 247907207 7 3650 SH DEFINED 1 SOLE 0 0 DENISON MINES CORP COM 248356107 20 12158 SH DEFINED 1 SOLE 0 0 DEUTSCHE BANK AG NAMEN AKT D18190898 2 40 SH DEFINED 1 SOLE 0 0 DEUTSCHE TELEKOM AG SPONSORED ADR 251566105 14 1200 SH DEFINED 1 SOLE 0 0 DEVON ENERGY CORP NEW COM 25179M103 118 2164 SH DEFINED 1 SOLE 0 0 DIAGEO P L C SPON ADR NEW 25243Q205 592 10346 SH DEFINED 1 SOLE 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 23 279 SH DEFINED 1 SOLE 0 0 DIAMONDS TR UNIT SER 1 252787106 360 4256 SH DEFINED 1 SOLE 0 0 DIEBOLD INC COM 253651103 23 865 SH DEFINED 1 SOLE 0 0 DIRECTV GROUP INC COM 25459L106 19 760 SH DEFINED 1 SOLE 0 0 DISNEY WALT CO COM DISNEY 254687106 632 27081 SH DEFINED 1 SOLE 0 0 DOMINION RES INC VA NEW COM 25746U109 58 1725 SH DEFINED 1 SOLE 0 0 DOW CHEM CO COM 260543103 44 2720 SH DEFINED 1 SOLE 0 0 DTE ENERGY CO COM 233331107 57 1782 SH DEFINED 1 SOLE 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 571 22284 SH DEFINED 1 SOLE 0 0 DUN & BRADSTREET CORP DEL NE COM 26483E100 56 694 SH DEFINED 1 SOLE 0 0 E M C CORP MASS COM 268648102 256 19521 SH DEFINED 1 SOLE 0 0 EATON CORP COM 278058102 9 212 SH DEFINED 1 SOLE 0 0 EBAY INC COM 278642103 5 300 SH DEFINED 1 SOLE 0 0 ECOLAB INC COM 278865100 8 205 SH DEFINED 1 SOLE 0 0 EDISON INTL COM 281020107 82 2605 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- EL PASO CORP COM 28336L109 6 700 SH DEFINED 1 SOLE 0 0 ELDORADO GOLD CORP NEW COM 284902103 22 2414 SH DEFINED 1 SOLE 0 0 ELIZABETH ARDEN INC COM 28660G106 3 350 SH DEFINED 1 SOLE 0 0 EMCOR GROUP INC COM 29084Q100 14 717 SH DEFINED 1 SOLE 0 0 EMCORE CORP COM 290846104 0 200 SH DEFINED 1 SOLE 0 0 EMERSON ELEC CO COM 291011104 456 14073 SH DEFINED 1 SOLE 0 0 ENBRIDGE ENERGY PARTNERS L P COM 29250R106 30 785 SH DEFINED 1 SOLE 0 0 ENBRIDGE INC COM 29250N105 3677 105880 SH DEFINED 1 SOLE 0 0 ENCANA CORP COM 292505104 12835 259443 SH DEFINED 1 SOLE 0 0 ENDEAVOUR SILVER CORP COM 29258Y103 2 1075 SH DEFINED 1 SOLE 0 0 ENDO PHARMACEUTICALS HLDGS I COM 29264F205 13 744 SH DEFINED 1 SOLE 0 0 ENERGY CONVERSION DEVICES IN COM 292659109 1 100 SH DEFINED 1 SOLE 0 0 ENERGYSOLUTIONS INC COM 292756202 54 5850 SH DEFINED 1 SOLE 0 0 ENERPLUS RES FD UNIT TR G NEW 29274D604 43 2000 SH DEFINED 1 SOLE 0 0 ENI S P A SPONSORED ADR 26874R108 17 350 SH DEFINED 1 SOLE 0 0 ENTERGY CORP NEW COM 29364G103 5 60 SH DEFINED 1 SOLE 0 0 EXPRESS SCRIPTS INC COM 302182100 19 271 SH DEFINED 1 SOLE 0 0 EXXON MOBIL CORP COM 30231G102 1567 22414 SH DEFINED 1 SOLE 0 0 F M C CORP COM NEW 302491303 12 250 SH DEFINED 1 SOLE 0 0 FACET BIOTECH CORP SHS 30303Q103 3 312 SH DEFINED 1 SOLE 0 0 FAIRFAX FINL HLDGS LTD SUB VTG 303901102 22 90 SH DEFINED 1 SOLE 0 0 FAIRPOINT COMMUNICATIONS INC COM 305560104 0 11 SH DEFINED 1 SOLE 0 0 FAMILY DLR STORES INC COM 307000109 14 500 SH DEFINED 1 SOLE 0 0 FASTENAL CO COM 311900104 93 2800 SH DEFINED 1 SOLE 0 0 FEDERAL HOME LN MTG CORP COM 313400301 1 1220 SH DEFINED 1 SOLE 0 0 FEDERAL NATL MTG ASSN COM 313586109 0 805 SH DEFINED 1 SOLE 0 0 FEDEX CORP COM 31428X106 61 1090 SH DEFINED 1 SOLE 0 0 FIRST AMERN CORP CALIF COM 318522307 22 862 SH DEFINED 1 SOLE 0 0 FLAHERTY & CRMN/CLYMR PFD SE COM SHS 338478100 148 14129 SH DEFINED 1 SOLE 0 0 FLAHERTY & CRMRN CLYMRE T R COM 338479108 20 1900 SH DEFINED 1 SOLE 0 0 FLUOR CORP NEW COM 343412102 99 1927 SH DEFINED 1 SOLE 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 6 976 SH DEFINED 1 SOLE 0 0 FOREST LABS INC COM 345838106 19 767 SH DEFINED 1 SOLE 0 0 FPL GROUP INC COM 302571104 610 10728 SH DEFINED 1 SOLE 0 0 FRANCE TELECOM SPONSORED ADR 35177Q105 3 150 SH DEFINED 1 SOLE 0 0 FREEPORT-MCMORAN COPPER & GO COM 35671D857 98 1949 SH DEFINED 1 SOLE 0 0 FREIGHTCAR AMER INC COM 357023100 57 3400 SH DEFINED 1 SOLE 0 0 FTI CONSULTING INC COM 302941109 3 59 SH DEFINED 1 SOLE 0 0 FUQI INTERNATIONAL INC COM NEW 36102A207 12 600 SH DEFINED 1 SOLE 0 0 FUSHI COPPERWELD INC COM 36113E107 72 8701 SH DEFINED 1 SOLE 0 0 GABELLI DIVD & INCOME TR COM 36242H104 20 2000 SH DEFINED 1 SOLE 0 0 GAMESTOP CORP NEW CL A 36467W109 7 302 SH DEFINED 1 SOLE 0 0 GAP INC DEL COM 364760108 7 400 SH DEFINED 1 SOLE 0 0 GENERAL CABLE CORP DEL NEW COM 369300108 106 2820 SH DEFINED 1 SOLE 0 0 GENERAL DYNAMICS CORP COM 369550108 7 120 SH DEFINED 1 SOLE 0 0 GENERAL ELECTRIC CO COM 369604103 968 82622 SH DEFINED 1 SOLE 0 0 GENERAL MLS INC COM 370334104 444 7930 SH DEFINED 1 SOLE 0 0 GENWORTH FINL INC COM CL A 37247D106 2 300 SH DEFINED 1 SOLE 0 0 GERDAU AMERISTEEL CORP COM 37373P105 5 725 SH DEFINED 1 SOLE 0 0 GILDAN ACTIVEWEAR INC COM 375916103 167 11265 SH DEFINED 1 SOLE 0 0 GILEAD SCIENCES INC COM 375558103 533 11376 SH DEFINED 1 SOLE 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 127 3600 SH DEFINED 1 SOLE 0 0 GLIMCHER RLTY TR SH BEN INT 379302102 6 2000 SH DEFINED 1 SOLE 0 0 GOLD FIELDS LTD NEW SPONSORED ADR 38059T106 12 1000 SH DEFINED 1 SOLE 0 0 GOLDCORP INC NEW COM 380956409 1854 53359 SH DEFINED 1 SOLE 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 235 1594 SH DEFINED 1 SOLE 0 0 GOODRICH CORP COM 382388106 9 184 SH DEFINED 1 SOLE 0 0 GOOGLE INC CL A 38259P508 13 31 SH DEFINED 1 SOLE 0 0 GREATER CHINA FD INC COM 39167B102 8 700 SH DEFINED 1 SOLE 0 0 GREEN MTN COFFEE ROASTERS IN COM 393122106 106 1800 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- GROUPE CGI INC CL A SUB VTG 39945C109 206 23181 SH DEFINED 1 SOLE 0 0 GYMBOREE CORP COM 403777105 20 577 SH DEFINED 1 SOLE 0 0 H & Q LIFE SCIENCES INVS SH BEN INT 404053100 128 14749 SH DEFINED 1 SOLE 0 0 HARRIS CORP DEL COM 413875105 24 843 SH DEFINED 1 SOLE 0 0 HARRIS STRATEX NTWRKS INC CL A 41457P106 0 74 SH DEFINED 1 SOLE 0 0 HARRY WINSTON DIAMOND CORP COM 41587B100 1 200 SH DEFINED 1 SOLE 0 0 HARVEST ENERGY TR TRUST UNIT 41752X101 35 2500 SH DEFINED 1 SOLE 0 0 HCC INS HLDGS INC COM 404132102 1 46 SH DEFINED 1 SOLE 0 0 HEALTH NET INC COM 42222G108 5 325 SH DEFINED 1 SOLE 0 0 HEINZ H J CO COM 423074103 83 2327 SH DEFINED 1 SOLE 0 0 HELMERICH & PAYNE INC COM 423452101 4 121 SH DEFINED 1 SOLE 0 0 HESS CORP COM 42809H107 165 3065 SH DEFINED 1 SOLE 0 0 HEWLETT PACKARD CO COM 428236103 343 8867 SH DEFINED 1 SOLE 0 0 HOME DEPOT INC COM 437076102 351 14845 SH DEFINED 1 SOLE 0 0 HOME PROPERTIES INC COM 437306103 4 115 SH DEFINED 1 SOLE 0 0 HONEYWELL INTL INC COM 438516106 344 10957 SH DEFINED 1 SOLE 0 0 HSBC HLDGS PLC SPON ADR NEW 404280406 24 567 SH DEFINED 1 SOLE 0 0 HSN INC COM 404303109 1 60 SH DEFINED 1 SOLE 0 0 HUDSON CITY BANCORP COM 443683107 71 5336 SH DEFINED 1 SOLE 0 0 HUMAN GENOME SCIENCES INC COM 444903108 3 1000 SH DEFINED 1 SOLE 0 0 HUMANA INC COM 444859102 6 186 SH DEFINED 1 SOLE 0 0 HUNTINGTON BANCSHARES INC COM 446150104 17 4000 SH DEFINED 1 SOLE 0 0 IAC INTERACTIVECORP COM PAR $.001 44919P508 2 150 SH DEFINED 1 SOLE 0 0 IAMGOLD CORP COM 450913108 218 21495 SH DEFINED 1 SOLE 0 0 ICICI BK LTD ADR 45104G104 19 630 SH DEFINED 1 SOLE 0 0 ICON PUB LTD CO SPONSORED ADR 45103T107 2 100 SH DEFINED 1 SOLE 0 0 IESI BFC LTD COM 44951D108 23 2000 SH DEFINED 1 SOLE 0 0 ILLINOIS TOOL WKS INC COM 452308109 66 1757 SH DEFINED 1 SOLE 0 0 IMPERIAL OIL LTD COM NEW 453038408 4709 122429 SH DEFINED 1 SOLE 0 0 INDIA FD INC COM 454089103 30 968 SH DEFINED 1 SOLE 0 0 ING GROEP N V SPONSORED ADR 456837103 20 1938 SH DEFINED 1 SOLE 0 0 INGERSOLL-RAND COMPANY LTD CL A G4776G101 4 200 SH DEFINED 1 SOLE 0 0 INSIGHT ENTERPRISES INC COM 45765U103 2 159 SH DEFINED 1 SOLE 0 0 INTEL CORP COM 458140100 577 34894 SH DEFINED 1 SOLE 0 0 INTERNAP NETWORK SVCS CORP COM PAR $.001 45885A300 2 600 SH DEFINED 1 SOLE 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 863 8263 SH DEFINED 1 SOLE 0 0 INTERNATIONAL FLAVORS&FRAGRA COM 459506101 9 276 SH DEFINED 1 SOLE 0 0 INTERVAL LEISURE GROUP INC COM 46113M108 1 60 SH DEFINED 1 SOLE 0 0 IRON MTN INC COM 462846106 14 490 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI AUSTRALIA 464286103 31 1833 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI BRAZIL 464286400 145 2735 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI CDA INDEX 464286509 1355 63259 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI EMU INDEX 464286608 15 496 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI BRIC INDX 464286657 2 50 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI PAC J IDX 464286665 724 22852 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI SINGAPORE 464286673 4 399 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI UTD KINGD 464286699 252 19050 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI FRANCE 464286707 8 386 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI TAIWAN 464286731 5 542 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI SWEDEN 464286756 10 538 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI GERMAN 464286806 7 374 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI JAPAN 464286848 1085 115025 SH DEFINED 1 SOLE 0 0 ISHARES INC MSCI HONG KONG 464286871 4 309 SH DEFINED 1 SOLE 0 0 ISHARES SILVER TRUST ISHARES 46428Q109 181 13530 SH DEFINED 1 SOLE 0 0 ISHARES TR NYSE 100INX FD 464287135 73 1560 SH DEFINED 1 SOLE 0 0 ISHARES TR DJ SEL DIV INX 464287168 44 1232 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS TIPS BD 464287176 99 974 SH DEFINED 1 SOLE 0 0 ISHARES TR FTSE XNHUA IDX 464287184 959 25006 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P 500 INDEX 464287200 296 3203 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS US AGG B 464287226 134 1310 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- ISHARES TR MSCI EMERG MKT 464287234 805 24977 SH DEFINED 1 SOLE 0 0 ISHARES TR IBOXX INV CPBD 464287242 1687 16827 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P LTN AM 40 464287390 642 18478 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P 500 VALUE 464287408 21 490 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS 20+ YR 464287432 9 100 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS 7-10 YR 464287440 45 496 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS 1-3 YR 464287457 158 1888 SH DEFINED 1 SOLE 0 0 ISHARES TR MSCI EAFE IDX 464287465 2070 45176 SH DEFINED 1 SOLE 0 0 ISHARES TR RUSSELL MCP VL 464287473 7 225 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P MIDCAP 400 464287507 35 602 SH DEFINED 1 SOLE 0 0 ISHARES TR NASDQ BIO INDX 464287556 22 297 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P GLB100INDX 464287572 156 3160 SH DEFINED 1 SOLE 0 0 ISHARES TR RUSSELL1000VAL 464287598 12 250 SH DEFINED 1 SOLE 0 0 ISHARES TR RUSSELL1000GRW 464287614 62 1515 SH DEFINED 1 SOLE 0 0 ISHARES TR RUSSELL 1000 464287622 405 8000 SH DEFINED 1 SOLE 0 0 ISHARES TR RUSSELL 2000 464287655 669 13095 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P MIDCP VALU 464287705 60 1150 SH DEFINED 1 SOLE 0 0 ISHARES TR DJ US HEALTHCR 464287762 26 475 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P SMLCAP 600 464287804 227 5113 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P EURO PLUS 464287861 1299 41390 SH DEFINED 1 SOLE 0 0 ISHARES TR JPMORGAN USD 464288281 1 10 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P CALI ETF 464288356 39 385 SH DEFINED 1 SOLE 0 0 ISHARES TR S&P GLO INFRAS 464288372 7 225 SH DEFINED 1 SOLE 0 0 ISHARES TR DJ EPAC DIVIDE 464288448 12 500 SH DEFINED 1 SOLE 0 0 ISHARES TR HIGH YLD CORP 464288513 79 989 SH DEFINED 1 SOLE 0 0 ISHARES TR BARCLYS SH TREA 464288679 36 330 SH DEFINED 1 SOLE 0 0 ISHARES TR US PFD STK IDX 464288687 64 2000 SH DEFINED 1 SOLE 0 0 ISHARES TR S&G GL MATERIA 464288695 10 225 SH DEFINED 1 SOLE 0 0 ISHARES TR MSCI VAL IDX 464288877 6 135 SH DEFINED 1 SOLE 0 0 ITT CORP NEW COM 450911102 56 1269 SH DEFINED 1 SOLE 0 0 ITT EDUCATIONAL SERVICES INC COM 45068B109 8 80 SH DEFINED 1 SOLE 0 0 J2 GLOBAL COMMUNICATIONS INC COM NEW 46626E205 14 633 SH DEFINED 1 SOLE 0 0 JACK IN THE BOX INC COM 466367109 13 595 SH DEFINED 1 SOLE 0 0 JAPAN EQUITY FD INC COM 471057109 2 354 SH DEFINED 1 SOLE 0 0 JAPAN SMALLER CAPTLZTN FD IN COM 47109U104 4 600 SH DEFINED 1 SOLE 0 0 JOHNSON & JOHNSON COM 478160104 2651 46666 SH DEFINED 1 SOLE 0 0 JOS A BANK CLOTHIERS INC COM 480838101 7 200 SH DEFINED 1 SOLE 0 0 JPMORGAN CHASE & CO COM 46625H100 828 24261 SH DEFINED 1 SOLE 0 0 KELLOGG CO COM 487836108 62 1337 SH DEFINED 1 SOLE 0 0 KEYCORP NEW COM 493267108 22 4165 SH DEFINED 1 SOLE 0 0 KIMBERLY CLARK CORP COM 494368103 42 810 SH DEFINED 1 SOLE 0 0 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 43 850 SH DEFINED 1 SOLE 0 0 KINETIC CONCEPTS INC COM NEW 49460W208 44 1615 SH DEFINED 1 SOLE 0 0 KINROSS GOLD CORP COM NO PAR 496902404 1402 77249 SH DEFINED 1 SOLE 0 0 KOHLS CORP COM 500255104 10 245 SH DEFINED 1 SOLE 0 0 KRAFT FOODS INC CL A 50075N104 395 15599 SH DEFINED 1 SOLE 0 0 KROGER CO COM 501044101 68 3073 SH DEFINED 1 SOLE 0 0 L-1 IDENTITY SOLUTIONS INC COM 50212A106 36 4640 SH DEFINED 1 SOLE 0 0 L-3 COMMUNICATIONS HLDGS INC COM 502424104 270 3898 SH DEFINED 1 SOLE 0 0 LANDSTAR SYS INC COM 515098101 7 200 SH DEFINED 1 SOLE 0 0 LAZARD GLB TTL RET&INCM FD I COM 52106W103 23 1900 SH DEFINED 1 SOLE 0 0 LEGACY RESERVES LP UNIT LP INT 524707304 39 3000 SH DEFINED 1 SOLE 0 0 LENNAR CORP CL A 526057104 2 175 SH DEFINED 1 SOLE 0 0 LEUCADIA NATL CORP COM 527288104 17 800 SH DEFINED 1 SOLE 0 0 LILLY ELI & CO COM 532457108 166 4787 SH DEFINED 1 SOLE 0 0 LIMITED BRANDS INC COM 532716107 99 8280 SH DEFINED 1 SOLE 0 0 LINCOLN NATL CORP IND COM 534187109 2 90 SH DEFINED 1 SOLE 0 0 LIONS GATE ENTMNT CORP COM NEW 535919203 6 1000 SH DEFINED 1 SOLE 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1 307 SH DEFINED 1 SOLE 0 0 LOCKHEED MARTIN CORP COM 539830109 6 70 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- LOEWS CORP COM 540424108 92 3355 SH DEFINED 1 SOLE 0 0 LOWES COS INC COM 548661107 361 18594 SH DEFINED 1 SOLE 0 0 LUBRIZOL CORP COM 549271104 11 230 SH DEFINED 1 SOLE 0 0 MACQUARIE FT TR GB INF UT DI COM 55607W100 9 900 SH DEFINED 1 SOLE 0 0 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 2 125 SH DEFINED 1 SOLE 0 0 MACQUARIE INFRASTR CO LLC MEMBERSHIP INT 55608B105 3 700 SH DEFINED 1 SOLE 0 0 MAGUIRE PPTYS INC COM 559775101 463 544561 SH DEFINED 1 SOLE 0 0 MANAGED HIGH YIELD PLUS FD I COM 561911108 8 5000 SH DEFINED 1 SOLE 0 0 MANPOWER INC COM 56418H100 11 250 SH DEFINED 1 SOLE 0 0 MANULIFE FINL CORP COM 56501R106 1242 71602 SH DEFINED 1 SOLE 0 0 MARATHON OIL CORP COM 565849106 25 844 SH DEFINED 1 SOLE 0 0 MARKEL CORP COM 570535104 17 60 SH DEFINED 1 SOLE 0 0 MARKET VECTORS ETF TR GOLD MINER ETF 57060U100 144 3815 SH DEFINED 1 SOLE 0 0 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 82 2375 SH DEFINED 1 SOLE 0 0 MARVEL ENTERTAINMENT INC COM 57383T103 55 1535 SH DEFINED 1 SOLE 0 0 MASSEY ENERGY CORP COM 576206106 5 235 SH DEFINED 1 SOLE 0 0 MAX CAPITAL GROUP LTD SHS G6052F103 2 129 SH DEFINED 1 SOLE 0 0 MCAFEE INC COM 579064106 9 210 SH DEFINED 1 SOLE 0 0 MCDERMOTT INTL INC COM 580037109 95 4675 SH DEFINED 1 SOLE 0 0 MCDONALDS CORP COM 580135101 1158 20150 SH DEFINED 1 SOLE 0 0 MCKESSON CORP COM 58155Q103 17 380 SH DEFINED 1 SOLE 0 0 MDS INC COM 55269P302 1 100 SH DEFINED 1 SOLE 0 0 MEDCO HEALTH SOLUTIONS INC COM 58405U102 420 9211 SH DEFINED 1 SOLE 0 0 MEDTRONIC INC COM 585055106 63 1810 SH DEFINED 1 SOLE 0 0 MEMC ELECTR MATLS INC COM 552715104 3 193 SH DEFINED 1 SOLE 0 0 MERCK & CO INC COM 589331107 10 340 SH DEFINED 1 SOLE 0 0 MEREDITH CORP COM 589433101 17 675 SH DEFINED 1 SOLE 0 0 METHANEX CORP COM 59151K108 2 130 SH DEFINED 1 SOLE 0 0 METLIFE INC COM 59156R108 174 5789 SH DEFINED 1 SOLE 0 0 MGM MIRAGE COM 552953101 72 11245 SH DEFINED 1 SOLE 0 0 MICROSOFT CORP COM 594918104 764 32127 SH DEFINED 1 SOLE 0 0 MIDCAP SPDR TR UNIT SER 1 595635103 294 2797 SH DEFINED 1 SOLE 0 0 MISONIX INC COM 604871103 9 4400 SH DEFINED 1 SOLE 0 0 MONSANTO CO NEW COM 61166W101 181 2435 SH DEFINED 1 SOLE 0 0 MOODYS CORP COM 615369105 135 5106 SH DEFINED 1 SOLE 0 0 MORGAN STANLEY COM NEW 617446448 47 1663 SH DEFINED 1 SOLE 0 0 MORGAN STANLEY ASIA PAC FD I COM 61744U106 1 100 SH DEFINED 1 SOLE 0 0 MOSAIC CO COM 61945A107 93 2105 SH DEFINED 1 SOLE 0 0 MOTOROLA INC COM 620076109 63 9490 SH DEFINED 1 SOLE 0 0 MURPHY OIL CORP COM 626717102 330 6083 SH DEFINED 1 SOLE 0 0 MYLAN INC COM 628530107 1 108 SH DEFINED 1 SOLE 0 0 NABORS INDUSTRIES LTD SHS G6359F103 104 6706 SH DEFINED 1 SOLE 0 0 NASDAQ OMX GROUP INC COM 631103108 153 7200 SH DEFINED 1 SOLE 0 0 NATIONAL BK GREECE S A SPONSORED ADR 633643408 37 6704 SH DEFINED 1 SOLE 0 0 NATIONAL FUEL GAS CO N J COM 636180101 144 4000 SH DEFINED 1 SOLE 0 0 NATIONAL OILWELL VARCO INC COM 637071101 6 181 SH DEFINED 1 SOLE 0 0 NATIONAL WESTMINSTER BK PLC SPON ADR C 638539882 7 500 SH DEFINED 1 SOLE 0 0 NETAPP INC COM 64110D104 20 1000 SH DEFINED 1 SOLE 0 0 NEW GOLD INC CDA COM 644535106 65 24500 SH DEFINED 1 SOLE 0 0 NEWMONT MINING CORP COM 651639106 776 18984 SH DEFINED 1 SOLE 0 0 NEXEN INC COM 65334H102 521 24080 SH DEFINED 1 SOLE 0 0 NII HLDGS INC CL B NEW 62913F201 3 173 SH DEFINED 1 SOLE 0 0 NIKE INC CL B 654106103 200 3863 SH DEFINED 1 SOLE 0 0 NOBLE CORPORATION BAAR NAMEN -AKT H5833N103 19 635 SH DEFINED 1 SOLE 0 0 NOKIA CORP SPONSORED ADR 654902204 47 3230 SH DEFINED 1 SOLE 0 0 NORDSTROM INC COM 655664100 10 510 SH DEFINED 1 SOLE 0 0 NOVA CHEMICALS CORP COM 66977W109 2 320 SH DEFINED 1 SOLE 0 0 NOVARTIS A G SPONSORED ADR 66987V109 245 6017 SH DEFINED 1 SOLE 0 0 NOVATEL WIRELESS INC COM NEW 66987M604 5 600 SH DEFINED 1 SOLE 0 0 NOVO-NORDISK A S ADR 670100205 121 2213 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- OCCIDENTAL PETE CORP DEL COM 674599105 287 4362 SH DEFINED 1 SOLE 0 0 OGE ENERGY CORP COM 670837103 10 364 SH DEFINED 1 SOLE 0 0 OILSANDS QUEST INC COM 678046103 37 38485 SH DEFINED 1 SOLE 0 0 OMNICOM GROUP INC COM 681919106 11 345 SH DEFINED 1 SOLE 0 0 ONEOK INC NEW COM 682680103 4 140 SH DEFINED 1 SOLE 0 0 OPEN TEXT CORP COM 683715106 2348 64465 SH DEFINED 1 SOLE 0 0 ORACLE CORP COM 68389X105 839 39151 SH DEFINED 1 SOLE 0 0 OSCIENT PHARMACEUTICALS CORP COM NEW 68812R303 0 228 SH DEFINED 1 SOLE 0 0 OSHKOSH CORP COM 688239201 1 51 SH DEFINED 1 SOLE 0 0 OWENS & MINOR INC NEW COM 690732102 18 417 SH DEFINED 1 SOLE 0 0 P T TELEKOMUNIKASI INDONESIA SPONSORED ADR 715684106 2 55 SH DEFINED 1 SOLE 0 0 PALL CORP COM 696429307 8 300 SH DEFINED 1 SOLE 0 0 PAN AMERICAN SILVER CORP COM 697900108 36 1973 SH DEFINED 1 SOLE 0 0 PARKER DRILLING CO COM 701081101 1 300 SH DEFINED 1 SOLE 0 0 PARKER HANNIFIN CORP COM 701094104 11 250 SH DEFINED 1 SOLE 0 0 PARTNERRE LTD COM G6852T105 3 49 SH DEFINED 1 SOLE 0 0 PAYCHEX INC COM 704326107 21 850 SH DEFINED 1 SOLE 0 0 PDL BIOPHARMA INC COM 69329Y104 4 459 SH DEFINED 1 SOLE 0 0 PEACE ARCH ENTMT GROUP INC COM 704586304 5 78500 SH DEFINED 1 SOLE 0 0 PENN WEST ENERGY TR TR UNIT 707885109 155 12175 SH DEFINED 1 SOLE 0 0 PEPCO HOLDINGS INC COM 713291102 10 755 SH DEFINED 1 SOLE 0 0 PEPSI BOTTLING GROUP INC COM 713409100 9 260 SH DEFINED 1 SOLE 0 0 PEPSIAMERICAS INC COM 71343P200 9 320 SH DEFINED 1 SOLE 0 0 PEPSICO INC COM 713448108 906 16492 SH DEFINED 1 SOLE 0 0 PETRO-CDA COM 71644E102 943 24535 SH DEFINED 1 SOLE 0 0 PETROLEO BRASILEIRO SA PETRO SPONSORED ADR 71654V408 10 250 SH DEFINED 1 SOLE 0 0 PFIZER INC COM 717081103 170 11330 SH DEFINED 1 SOLE 0 0 PG&E CORP COM 69331C108 383 9963 SH DEFINED 1 SOLE 0 0 PHARMACEUTICAL HLDRS TR DEPOSITRY RCPT 71712A206 15 250 SH DEFINED 1 SOLE 0 0 PHILIP MORRIS INTL INC COM 718172109 180 4130 SH DEFINED 1 SOLE 0 0 PINNACLE WEST CAP CORP COM 723484101 2 70 SH DEFINED 1 SOLE 0 0 POTASH CORP SASK INC COM 73755L107 2438 26200 SH DEFINED 1 SOLE 0 0 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 20 889 SH DEFINED 1 SOLE 0 0 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 19 1307 SH DEFINED 1 SOLE 0 0 POWERSHARES ETF TRUST WNDRHLL CLN EN 73935X500 1 74 SH DEFINED 1 SOLE 0 0 POWERSHARES ETF TRUST WATER RESOURCE 73935X575 6 439 SH DEFINED 1 SOLE 0 0 POWERSHARES GLOBAL ETF TRUST GBL CLEAN ENER 73936T615 10 700 SH DEFINED 1 SOLE 0 0 POWERSHARES GLOBAL ETF TRUST GBL WTR PORT 73936T623 1 50 SH DEFINED 1 SOLE 0 0 POWERSHARES GLOBAL ETF TRUST EMER MRKT PORT 73936T763 23 1320 SH DEFINED 1 SOLE 0 0 POWERSHARES INDIA ETF TR INDIA PORT 73935L100 610 33672 SH DEFINED 1 SOLE 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 80 2193 SH DEFINED 1 SOLE 0 0 POWERSHS DB MULTI SECT COMM DB AGRICULT FD 73936B408 18 722 SH DEFINED 1 SOLE 0 0 PRAXAIR INC COM 74005P104 7 100 SH DEFINED 1 SOLE 0 0 PRE PAID LEGAL SVCS INC COM 740065107 4 100 SH DEFINED 1 SOLE 0 0 PRECISION DRILLING TR TR UNIT 740215108 38 7848 SH DEFINED 1 SOLE 0 0 PROCTER & GAMBLE CO COM 742718109 1366 26730 SH DEFINED 1 SOLE 0 0 PROGRESS ENERGY INC COM 743263105 15 407 SH DEFINED 1 SOLE 0 0 PROGRESSIVE CORP OHIO COM 743315103 42 2765 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS ULTRA DOW30 74347R305 29 1000 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS UT SHT MSCI 74347R354 10 495 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS ULTSHT FINL 74347R628 6 140 SH DEFINED 1 SOLE 0 0 PROSHARES TR PSHS ULTRA FINL 74347R743 16 4260 SH DEFINED 1 SOLE 0 0 PROVIDENT ENERGY TR TR UNIT 74386K104 39 7975 SH DEFINED 1 SOLE 0 0 PRUDENTIAL FINL INC COM 744320102 42 1136 SH DEFINED 1 SOLE 0 0 QUALCOMM INC COM 747525103 29 640 SH DEFINED 1 SOLE 0 0 QUEST DIAGNOSTICS INC COM 74834L100 212 3750 SH DEFINED 1 SOLE 0 0 RAYTHEON CO COM NEW 755111507 381 8569 SH DEFINED 1 SOLE 0 0 RELIANCE STEEL & ALUMINUM CO COM 759509102 5 136 SH DEFINED 1 SOLE 0 0 RENAISSANCERE HOLDINGS LTD COM G7496G103 10 218 SH DEFINED 1 SOLE 0 0 REPSOL YPF S A SPONSORED ADR 76026T205 5 203 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- RES-CARE INC COM 760943100 9 643 SH DEFINED 1 SOLE 0 0 RESEARCH IN MOTION LTD COM 760975102 1907 26829 SH DEFINED 1 SOLE 0 0 REYNOLDS AMERICAN INC COM 761713106 97 2500 SH DEFINED 1 SOLE 0 0 RIO TINTO PLC SPONSORED ADR 767204100 26 189 SH DEFINED 1 SOLE 0 0 RITCHIE BROS AUCTIONEERS COM 767744105 393 16745 SH DEFINED 1 SOLE 0 0 ROCK-TENN CO CL A 772739207 13 337 SH DEFINED 1 SOLE 0 0 ROGERS COMMUNICATIONS INC CL B 775109200 2544 98791 SH DEFINED 1 SOLE 0 0 ROSS STORES INC COM 778296103 3 81 SH DEFINED 1 SOLE 0 0 ROWAN COS INC COM 779382100 8 439 SH DEFINED 1 SOLE 0 0 ROYAL BK CDA MONTREAL QUE COM 780087102 12151 297459 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 20 ORD 780097689 0 18 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF T 780097713 6 500 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF S 780097739 4 400 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PFD SER P 780097762 13 1200 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC ADR PREF SER N 780097770 3 300 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR L RP PF 780097788 3 335 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SP ADR PREF M 780097796 22 2000 SH DEFINED 1 SOLE 0 0 ROYAL BK SCOTLAND GROUP PLC SPON ADR SER H 780097879 18 1450 SH DEFINED 1 SOLE 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 323 6441 SH DEFINED 1 SOLE 0 0 RYANAIR HLDGS PLC SPONSORED ADR 783513104 2 54 SH DEFINED 1 SOLE 0 0 SAKS INC COM 79377W108 24 5450 SH DEFINED 1 SOLE 0 0 SANDISK CORP COM 80004C101 1 100 SH DEFINED 1 SOLE 0 0 SANOFI AVENTIS SPONSORED ADR 80105N105 40 1366 SH DEFINED 1 SOLE 0 0 SAP AG SPON ADR 803054204 8 190 SH DEFINED 1 SOLE 0 0 SARA LEE CORP COM 803111103 1 113 SH DEFINED 1 SOLE 0 0 SCHERING PLOUGH CORP COM 806605101 23 911 SH DEFINED 1 SOLE 0 0 SCHLUMBERGER LTD COM 806857108 35 651 SH DEFINED 1 SOLE 0 0 SCHOLASTIC CORP COM 807066105 24 1190 SH DEFINED 1 SOLE 0 0 SCHWAB CHARLES CORP NEW COM 808513105 18 1000 SH DEFINED 1 SOLE 0 0 SEARS HLDGS CORP COM 812350106 3 50 SH DEFINED 1 SOLE 0 0 SEASPAN CORP SHS Y75638109 6 1000 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 3 125 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 18 800 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 18 1513 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI INT-TECH 81369Y803 58 3210 SH DEFINED 1 SOLE 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 20 700 SH DEFINED 1 SOLE 0 0 SENSIENT TECHNOLOGIES CORP COM 81725T100 5 205 SH DEFINED 1 SOLE 0 0 SEPRACOR INC COM 817315104 50 2912 SH DEFINED 1 SOLE 0 0 SERVICE CORP INTL COM 817565104 11 2000 SH DEFINED 1 SOLE 0 0 SHAW COMMUNICATIONS INC CL B CONV 82028K200 910 53979 SH DEFINED 1 SOLE 0 0 SHERWIN WILLIAMS CO COM 824348106 4 80 SH DEFINED 1 SOLE 0 0 SIEMENS A G SPONSORED ADR 826197501 41 590 SH DEFINED 1 SOLE 0 0 SIERRA WIRELESS INC COM 826516106 1 167 SH DEFINED 1 SOLE 0 0 SIGMA ALDRICH CORP COM 826552101 9 180 SH DEFINED 1 SOLE 0 0 SIMON PPTY GROUP INC NEW COM 828806109 21 411 SH DEFINED 1 SOLE 0 0 SIRIUS XM RADIO INC COM 82967N108 0 700 SH DEFINED 1 SOLE 0 0 SK TELECOM LTD SPONSORED ADR 78440P108 4 270 SH DEFINED 1 SOLE 0 0 SOHU COM INC COM 83408W103 9 150 SH DEFINED 1 SOLE 0 0 SOUTHERN CO COM 842587107 1216 39022 SH DEFINED 1 SOLE 0 0 SOUTHSIDE BANCSHARES INC COM 84470P109 12 527 SH DEFINED 1 SOLE 0 0 SOUTHWEST AIRLS CO COM 844741108 2 300 SH DEFINED 1 SOLE 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 3042 33359 SH DEFINED 1 SOLE 0 0 SPDR INDEX SHS FDS SPDR DJ EURO ETF 78463X202 78 2350 SH DEFINED 1 SOLE 0 0 SPDR SERIES TRUST BRCLYS 1-3MT ETF 78464A680 33 715 SH DEFINED 1 SOLE 0 0 SPDR SERIES TRUST DJ GLB TITANS 78464A706 9 200 SH DEFINED 1 SOLE 0 0 SPDR TR UNIT SER 1 78462F103 1041 11319 SH DEFINED 1 SOLE 0 0 SPECTRA ENERGY CORP COM 847560109 33 1945 SH DEFINED 1 SOLE 0 0 SPX CORP COM 784635104 18 375 SH DEFINED 1 SOLE 0 0 STANCORP FINL GROUP INC COM 852891100 6 200 SH DEFINED 1 SOLE 0 0 STANLEY WKS COM 854616109 17 500 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- STANTEC INC COM 85472N109 36 1504 SH DEFINED 1 SOLE 0 0 STATE STR CORP COM 857477103 278 5885 SH DEFINED 1 SOLE 0 0 STATOILHYDRO ASA SPONSORED ADR 85771P102 104 5284 SH DEFINED 1 SOLE 0 0 STERICYCLE INC COM 858912108 3 50 SH DEFINED 1 SOLE 0 0 STRAYER ED INC COM 863236105 22 100 SH DEFINED 1 SOLE 0 0 STRYKER CORP COM 863667101 97 2450 SH DEFINED 1 SOLE 0 0 SUN LIFE FINL INC COM 866796105 2102 78083 SH DEFINED 1 SOLE 0 0 SUNCOR ENERGY INC COM 867229106 1662 54781 SH DEFINED 1 SOLE 0 0 SUNPOWER CORP COM CL A 867652109 126 4730 SH DEFINED 1 SOLE 0 0 SUNTECH PWR HLDGS CO LTD ADR 86800C104 2 100 SH DEFINED 1 SOLE 0 0 SWISS HELVETIA FD INC COM 870875101 11 1088 SH DEFINED 1 SOLE 0 0 SYMANTEC CORP COM 871503108 121 7782 SH DEFINED 1 SOLE 0 0 SYNGENTA AG SPONSORED ADR 87160A100 66 1409 SH DEFINED 1 SOLE 0 0 SYSCO CORP COM 871829107 7 300 SH DEFINED 1 SOLE 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADR 874039100 116 12376 SH DEFINED 1 SOLE 0 0 TALISMAN ENERGY INC COM 87425E103 1324 92681 SH DEFINED 1 SOLE 0 0 TARGET CORP COM 87612E106 20 500 SH DEFINED 1 SOLE 0 0 TECK RESOURCES LTD CL B 878742204 1073 67286 SH DEFINED 1 SOLE 0 0 TEEKAY OFFSHORE PARTNERS L P PARTNERSHIP UN Y8565J101 7 500 SH DEFINED 1 SOLE 0 0 TELEFONICA S A SPONSORED ADR 879382208 86 1273 SH DEFINED 1 SOLE 0 0 TELUS CORP NON-VTG SHS 87971M202 153 5945 SH DEFINED 1 SOLE 0 0 TEMPLETON DRAGON FD INC COM 88018T101 35 1495 SH DEFINED 1 SOLE 0 0 TEREX CORP NEW COM 880779103 0 37 SH DEFINED 1 SOLE 0 0 TERRA INDS INC COM 880915103 4 147 SH DEFINED 1 SOLE 0 0 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 96 1949 SH DEFINED 1 SOLE 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 616 15111 SH DEFINED 1 SOLE 0 0 THOMSON REUTERS CORP COM 884903105 1876 63998 SH DEFINED 1 SOLE 0 0 THOMSON REUTERS PLC SPONSORED ADR 885141101 59 345 SH DEFINED 1 SOLE 0 0 TICKETMASTER ENTMT INC COM 88633P302 0 60 SH DEFINED 1 SOLE 0 0 TIDEWATER INC COM 886423102 18 418 SH DEFINED 1 SOLE 0 0 TIM HORTONS INC COM 88706M103 1096 44657 SH DEFINED 1 SOLE 0 0 TIME WARNER CABLE INC COM 88732J207 5 159 SH DEFINED 1 SOLE 0 0 TIME WARNER INC COM NEW 887317303 33 1303 SH DEFINED 1 SOLE 0 0 TITANIUM METALS CORP COM NEW 888339207 2 220 SH DEFINED 1 SOLE 0 0 TJX COS INC NEW COM 872540109 192 6100 SH DEFINED 1 SOLE 0 0 TORONTO DOMINION BK ONT COM NEW 891160509 12911 249680 SH DEFINED 1 SOLE 0 0 TOTAL S A SPONSORED ADR 89151E109 147 2703 SH DEFINED 1 SOLE 0 0 TOYOTA MOTOR CORP SP ADR REP2COM 892331307 71 944 SH DEFINED 1 SOLE 0 0 TRANSALTA CORP COM 89346D107 2653 136525 SH DEFINED 1 SOLE 0 0 TRANSCANADA CORP COM 89353D107 5204 193376 SH DEFINED 1 SOLE 0 0 TRANSOCEAN LTD REG SHS H8817H100 100 1341 SH DEFINED 1 SOLE 0 0 TRAVELERS COMPANIES INC COM 89417E109 352 8587 SH DEFINED 1 SOLE 0 0 TREE COM INC COM 894675107 0 10 SH DEFINED 1 SOLE 0 0 TRIAD GTY INC COM 895925105 2 3500 SH DEFINED 1 SOLE 0 0 TWEEN BRANDS INC COM 901166108 20 3000 SH DEFINED 1 SOLE 0 0 TYCO INTERNATIONAL LTD SHS H89128104 5 175 SH DEFINED 1 SOLE 0 0 UBS AG SHS NEW H89231338 1 99 SH DEFINED 1 SOLE 0 0 UNILEVER N V N Y SHS NEW 904784709 34 1416 SH DEFINED 1 SOLE 0 0 UNILEVER PLC SPON ADR NEW 904767704 665 28282 SH DEFINED 1 SOLE 0 0 UNION PAC CORP COM 907818108 115 2210 SH DEFINED 1 SOLE 0 0 UNITED PARCEL SERVICE INC CL B 911312106 89 1780 SH DEFINED 1 SOLE 0 0 UNITED STATES STL CORP NEW COM 912909108 4 100 SH DEFINED 1 SOLE 0 0 UNITED TECHNOLOGIES CORP COM 913017109 410 7886 SH DEFINED 1 SOLE 0 0 UNITEDHEALTH GROUP INC COM 91324P102 10 407 SH DEFINED 1 SOLE 0 0 URANERZ ENERGY CORPORATION COM 91688T104 15 8000 SH DEFINED 1 SOLE 0 0 US BANCORP DEL COM NEW 902973304 237 13210 SH DEFINED 1 SOLE 0 0 VALE S A ADR 91912E105 39 2221 SH DEFINED 1 SOLE 0 0 VALEANT PHARMACEUTICALS INTL COM 91911X104 94 3650 SH DEFINED 1 SOLE 0 0 VALERO ENERGY CORP NEW COM 91913Y100 172 10190 SH DEFINED 1 SOLE 0 0 VANDA PHARMACEUTICALS INC COM 921659108 16 1400 SH DEFINED 1 SOLE 0 0
FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8 - ---------------------------- ----------------- --------- -------- ----------------- ---------- -------- ---------------- VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE - ---------------------------- ----------------- --------- -------- -------- --- ---- ---------- -------- ---- ------ ---- VASOGEN INC COM NEW 92232F202 0 760 SH DEFINED 1 SOLE 0 0 VEOLIA ENVIRONNEMENT SPONSORED ADR 92334N103 1 50 SH DEFINED 1 SOLE 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 351 11423 SH DEFINED 1 SOLE 0 0 VIACOM INC NEW CL A 92553P102 2 90 SH DEFINED 1 SOLE 0 0 VISA INC COM CL A 92826C839 120 1935 SH DEFINED 1 SOLE 0 0 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 32 1655 SH DEFINED 1 SOLE 0 0 WAL MART STORES INC COM 931142103 1533 31638 SH DEFINED 1 SOLE 0 0 WALGREEN CO COM 931422109 216 7347 SH DEFINED 1 SOLE 0 0 WASHINGTON POST CO CL B 939640108 35 100 SH DEFINED 1 SOLE 0 0 WATSON PHARMACEUTICALS INC COM 942683103 17 511 SH DEFINED 1 SOLE 0 0 WEATHERFORD INTERNATIONAL LT REG H27013103 6 332 SH DEFINED 1 SOLE 0 0 WELLPOINT INC COM 94973V107 10 187 SH DEFINED 1 SOLE 0 0 WELLS FARGO & CO NEW COM 949746101 331 13656 SH DEFINED 1 SOLE 0 0 WESTERN ASSET EMRG MKT DEBT COM 95766A101 9 600 SH DEFINED 1 SOLE 0 0 WESTERN DIGITAL CORP COM 958102105 9 333 SH DEFINED 1 SOLE 0 0 WESTERN UN CO COM 959802109 187 11375 SH DEFINED 1 SOLE 0 0 WESTPORT INNOVATIONS INC COM NEW 960908309 3 357 SH DEFINED 1 SOLE 0 0 WHOLE FOODS MKT INC COM 966837106 185 9730 SH DEFINED 1 SOLE 0 0 WILLIAMS COS INC DEL COM 969457100 95 6100 SH DEFINED 1 SOLE 0 0 WILMINGTON TRUST CORP COM 971807102 55 4000 SH DEFINED 1 SOLE 0 0 WISCONSIN ENERGY CORP COM 976657106 56 1370 SH DEFINED 1 SOLE 0 0 WOODWARD GOVERNOR CO COM 980745103 9 477 SH DEFINED 1 SOLE 0 0 WORLD ACCEP CORP DEL COM 981419104 16 795 SH DEFINED 1 SOLE 0 0 WORLD FUEL SVCS CORP COM 981475106 12 300 SH DEFINED 1 SOLE 0 0 WPP PLC ADR 92933H101 31 930 SH DEFINED 1 SOLE 0 0 WYETH COM 983024100 56 1227 SH DEFINED 1 SOLE 0 0 WYNN RESORTS LTD COM 983134107 67 1885 SH DEFINED 1 SOLE 0 0 XL CAP LTD CL A G98255105 6 537 SH DEFINED 1 SOLE 0 0 XTO ENERGY INC COM 98385X106 26 693 SH DEFINED 1 SOLE 0 0 YAHOO INC COM 984332106 17 1076 SH DEFINED 1 SOLE 0 0 YAMANA GOLD INC COM 98462Y100 127 14336 SH DEFINED 1 SOLE 0 0 YUM BRANDS INC COM 988498101 61 1840 SH DEFINED 1 SOLE 0 0 ZIMMER HLDGS INC COM 98956P102 77 1800 SH DEFINED 1 SOLE 0 0
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