0001181431-12-046717.txt : 20120821 0001181431-12-046717.hdr.sgml : 20120821 20120821134349 ACCESSION NUMBER: 0001181431-12-046717 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120819 FILED AS OF DATE: 20120821 DATE AS OF CHANGE: 20120821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pike J Eric CENTRAL INDEX KEY: 0001332106 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32582 FILM NUMBER: 121047366 MAIL ADDRESS: STREET 1: PIKE ELECTRIC CORPORATION STREET 2: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Pike Electric CORP CENTRAL INDEX KEY: 0001317577 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRICAL WORK [1731] IRS NUMBER: 203112047 FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 BUSINESS PHONE: (336) 789-2171 MAIL ADDRESS: STREET 1: 100 PIKE WAY CITY: MOUNT AIRY STATE: NC ZIP: 27030 FORMER COMPANY: FORMER CONFORMED NAME: Pike Holdings, Inc. DATE OF NAME CHANGE: 20050214 4 1 rrd353901.xml X0306 4 2012-08-19 0 0001317577 Pike Electric CORP PIKE 0001332106 Pike J Eric PIKE ELECTRIC CORPORATION 100 PIKE WAY MOUNT AIRY NC 27030 1 1 0 0 Chairman, CEO and President Common Stock 2012-08-19 4 M 0 18606 0 A 445158 D Common Stock 2012-08-19 4 F 0 7899 8.42 D 437259 D Common Stock 67467 I See footnote Common Stock 1549253 I See footnote Option to buy 6.51 2014-10-21 Common Stock 343746 343746 D Option to buy 14 2015-07-27 Common Stock 428571 428571 D Option to buy 18.41 2016-11-01 Common Stock 27159 27159 D Option to buy 14.25 2018-10-01 Common Stock 98475 98475 D Restricted Stock Units 0 2012-08-19 4 M 0 18606 0 D Common Stock 18606 0 D Option to buy 11.33 2019-09-01 Common Stock 112917 112917 D Restricted Stock Units 0 Common Stock 39089 39089 D Option to buy 9.61 2021-03-01 Common Stock 116603 116603 D Restricted Stock Units 0 Common Stock 62539 62539 D Option to Buy 9.22 2022-03-01 Common Stock 130108 130108 D Represents shares delivered upon the vesting of restricted stock units. Represents shares of common stock withheld to pay taxes upon the vesting of restricted stock units. These shares are owned directly by the Joe B./Anne A. Pike Generation Skipping Trust, of which Mr. Pike is a trustee. Mr. Pike expressly disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein. These shares are owned directly by Takuan LLC, an entity controlled by Mr. Pike. All of these options are vested and exercisable. These restricted stock units vested on August 19, 2012. 75,278 of these options are vested and exercisable and 37,639 of these options vest on September 1, 2012. These restricted stock units vest in equal annual installments on February 2 of each of 2013 and 2014 and will be settled in cash. 38,867 of these options are vested and exercisable and 77,736 of these options vest in equal annual installments on March 1 of each of 2013 and 2014. These restricted stock units vest in equal annual installments on February 1 of each of 2013, 2014 and 2015 and will be settled in cash. These options vest in equal annual installments on March 1 of each of 2013, 2014 and 2015. /s/ James R. Wyche by power of attorney for J. Eric Pike 2012-08-21