0001331997-12-000005.txt : 20120227
0001331997-12-000005.hdr.sgml : 20120227
20120227142923
ACCESSION NUMBER: 0001331997-12-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120227
DATE AS OF CHANGE: 20120227
EFFECTIVENESS DATE: 20120227
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westend Capital Management LLC
CENTRAL INDEX KEY: 0001331997
IRS NUMBER: 820541897
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1205
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11430
FILM NUMBER: 12641349
BUSINESS ADDRESS:
STREET 1: 1 MARKET SPEAR TOWER STE. 1800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-856-0426
MAIL ADDRESS:
STREET 1: 1 MARKET SPEAR TOWER STE. 1800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
q42011_13f_ch.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Quarter Ended: December 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Please note, prior 13F for this period was a duplicate of
Q12011 13F filing uploaded twice mistakenly. This amendment
contains an accurate account of 13F holdings for Q22011.
Institutional Investment Manager Filing this Report:
Name: WestEnd Capital Management LLC
Address:86 Graham St., Suite 100 San Francisco, CA 94129
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Chrissy Hardy
Title: Chief Compliance Officer
Phone: (415) 856-0426
Signature,Place, and Date of Signing:
/s/ Chrissy Hardy New Orleans Louisiana February 27, 2012
------------------- ------------------------ ------------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
29-__________ George Bolton
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 67
Form 13F Information Table Value Total: 122084
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
No. Form 13F File Number Name
29-___________ George Bolton
13F SECURITIES--4Q 2011
VOTING AUTHORITY
TITLE OF CUSIP ACTUAL SHARES/ SH/ PUT/ INVESTMENT OTHER -----------------------------
ISSUER NAME CLASS NUMBER VALUE X 1000 PRINCIPAL PRN CALL DISCRETION MGRS SOLE (A) SHARED (B) NONE (C)
----------- -------- --------- ------------ --------- --- ---- ---------- ----- --------- ---------- --------
7 DAYS GROUP HOLDINGS LIMITED (ADR) COM 86688Q10 1279 114745 SH SOLE 114745
ADVISEN LTD CDT PFD CONV SER A-2 COM 00763X20 0 181818 SH SOLE 181818
AMERICAN CAPITAL AGENCY CORP. COM AGNC 587 19900 SH SOLE 19900
BAIDU COM ADR COM BIDU 52002 446492 SH SOLE 446492
BIOMAGNETICS DIAGNOSTICS CORP COM COM BMGP 1 25000 SH SOLE 25000
BOEING CO COM 97023105 1090 14862 SH SOLE 14862
CARDINAL FINANCIAL CORP COM CFNL 146 13556 SH SOLE 13556
CHANGYOU COM LTD ADR F SPONSORED ADR COM CYOU 1334 57870 SH SOLE 57870
CHESAPEAKE ENERGY CORPORATION COM 165167107 998 44759 SH SOLE 44759
CHINA LODGING GROUP ADRF SPONSORED ADR COM HTHT 278 19600 SH SOLE 19600
CHINA UNICOM LTD SPONS ADR COM 16945R10 309 14600 SH SOLE 14600
COMCAST CORP CL A COM 20030N101 272 11420 SH SOLE 11420
CONOCOPHILLIPS COM 20825C104 916 12564 SH SOLE 12564
CTRIP.COM INTL LTD AMERICAN DEP SHS COM CTRP 4448 190095 SH SOLE 190095
DEMAND MEDIA INC COMUSD0.0001 COM DMD 1331 200160 SH SOLE 200160
DEVON ENERGY CORP COM 25179M103 1047 16891 SH SOLE 16891
DRIVEWAY CORP OC PFDSER C COM 26209520 0 12469 SH SOLE 12469
E HOUSE CHINA HLDGS LTD ADR COM 26852W10 200 46766 SH SOLE 46766
ETIME CAPITAL INC PFD SER B COM 31699811 0 16393 SH SOLE 16393
EXXON MOBIL CORP COM 30231G102 1304 15384 SH SOLE 15384
FREEPORT MCMORAN COPPER COM 35671D857 2008 54580 SH SOLE 54580
FUSIONONE INC PFD SER C COM 36199811 0 12534 SH SOLE 12534
GENERAL ELECTRIC CO COM 369604103 348 19271 SH SOLE 19271
GENIUS PRODS INC COMPAR $0.0001 COM GNPR 30 232846 SH SOLE 232846
GRAND CENTRAL COMMUNICATIONS INC PFD SE COM 38599550 0 6633604 SH SOLE 6633604
HOME INNS & HOTELS MGMT INC SPONSORED COM HMIN 2088 80915 SH SOLE 80915
HONG KONG EXCHANGES AND CLEARING LTD SHSISIN #HK0388034859 COM HKXCF 1741 108930 SH SOLE 108930
INSTILL PFD SER F COM 45774K30 0 16057 SH SOLE 16057
INTREPID POTASH COM IPI 1431 63255 SH SOLE 63255
KABIRA TECHNOLOGIES INC PFD SER H COM 48299810 0 26224 SH SOLE 26224
KESTREL SOLUTIONS INC OC PFD SER C COM 49254Q20 0 12500 SH SOLE 12500
LINKEDIN CORP COM USD0.0001 COM LNKD 1433 22750 SH SOLE 22750
LONE STAR METALS INCSER B CONV PFD COM 54299820 0 60976 SH SOLE 60976
LONGTOP FINL TECH ADR F SPONSORED ADR COM 54318P10 0 16000 SH SOLE 16000
MAIL.RU GROUP LTD GDR EACH REPR 1 SHARE REG S (SPONS) ISIN #US5603172082SED COM 56031720 1299 49972 SH SOLE 49972
MAKEMYTRIP LIMITED F COM MMYT 2747 114275 SH SOLE 114275
MAXIM ATLANTIC CORP COM NPV COM 57773610 0 12147 SH SOLE 12147
MAXLINEAR INC CL A COM MXL 138 29063 SH SOLE 29063
MCDERMOTT INTL INC ISIN #PA5800371096 COM MDR 547 47522 SH SOLE 47522
MELCO INTL DEV NEW ORD F COM MDEVF 236 318000 SH SOLE 318000
MELCO PBL ENTMNT LTDADR COM MPEL 3958 411450 SH SOLE 411450
MONSANTO CO COM 61166W101 2831 40407 SH SOLE 40407
MOSAIC CO COM MOS 4154 82366 SH SOLE 82366
ORDERFUSION INC OC PFD SER C COM 68575320 0 20080 SH SOLE 20080
OREXIGEN THERAPEUTICS INC COM OREX 16 10000 SH SOLE 10000
PERFUMANIA HLDGS INCCOM COM PERF 8749 841270 SH SOLE 841270
PETROLEO BRASILEIRO SA PETROBRAS COM 71654V40 397 15955 SH SOLE 15955
POTASH CORP SASK INC COM POT 1435 34750 SH SOLE 34750
PRIME FUND DAILY MONEY CLASS COM FDAXX 13 13220 SH SOLE 13220
REGIONS FINANCIAL CORP NEW COM 7591ep10 74 17134 SH SOLE 17134
RICKS CABARET INTL INC COM NEW COM 76564130 736 86995 SH SOLE 86995
"RLX TECHNOLOGIES INCCAP STK FRAC CUSIP 749998100 100,000 THS" COM HEK99810 0 58000 SH SOLE 58000
SINA CORPORATION COM G8147710 5387 103595 SH SOLE 103595
SMARTAGE CORP OC PFDSER B COM 8.32E+24 0 20938 SH SOLE 20938
SOUFUN HOLDINGS LIMITED COM SFUN 5838 374135 SH SOLE 374135
SPACEWORKS INC CDT PFD CONV CL C COM 84628320 0 33333 SH SOLE 33333
SPACEWORKS INC OC PFD CONV CL A COM 84628330 0 38462 SH SOLE 38462
SPACEWORKS INC OC PFD CONV CL B COM 84628340 0 111111 SH SOLE 111111
STONE ENERGY CORP COM SGY 537 20350 SH SOLE 20350
SWIVEL LLC SER A PFDECONOMICS INTERESTS DELAWARE COM 78599810 0 289239 SH SOLE 289239
SWIVEL LLC SER B PFD DELAWARE COM 78599811 0 174326 SH SOLE 174326
VIRAL GENETICS INC DEL COM VRAL 1 57500 SH SOLE 57500
WALT DISNEY CO COM 254687106 782 20518 SH SOLE 20518
WYNN MACAU LTD HKD0.001 ISIN #KYG981491007 SEDOL #B4JSTL6 COM WYNMF 1914 762261 SH SOLE 762261
YANDEX N.V. COM USD0.01 CL A COM YNDX 1650 83750 SH SOLE 83750
YOUKU COM INC SPONSORED ADR COM YOKU 2024 129141 SH SOLE 129141
YANDEX N.V. COM USD0.01 CL A COM YNDX 3018 85000 SH SOLE 85000
YOUKU COM INC SPONSORED ADR COM YOKU 4322 125825 SH SOLE 125825