0001331997-12-000004.txt : 20120223
0001331997-12-000004.hdr.sgml : 20120223
20120223143731
ACCESSION NUMBER: 0001331997-12-000004
CONFORMED SUBMISSION TYPE: 13F-HR/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20120223
DATE AS OF CHANGE: 20120223
EFFECTIVENESS DATE: 20120223
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westend Capital Management LLC
CENTRAL INDEX KEY: 0001331997
IRS NUMBER: 820541897
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1205
FILING VALUES:
FORM TYPE: 13F-HR/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11430
FILM NUMBER: 12633340
BUSINESS ADDRESS:
STREET 1: 1 MARKET SPEAR TOWER STE. 1800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-856-0426
MAIL ADDRESS:
STREET 1: 1 MARKET SPEAR TOWER STE. 1800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR/A
1
q22011_13f_ch.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Quarter Ended: June 30, 2011
Check here if Amendment [x]; Amendment Number:1
This Amendment (Check only one.): [x] is a restatement.
[ ] adds new holdings entries.
Please note, prior 13F for this period was a duplicate of
Q12011 13F filing uploaded twice mistakenly. This amendment
contains an accurate account of 13F holdings for Q22011.
Institutional Investment Manager Filing this Report:
Name: WestEnd Capital Management LLC
Address:86 Graham St., Suite 100 San Francisco, CA 94129
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Chrissy Hardy
Title: Chief Compliance Officer
Phone: (415) 856-0426
Signature,Place, and Date of Signing:
/s/ Chrissy Hardy New Orleans Louisiana February 23, 2012
------------------- ------------------------ ------------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
29-__________ George Bolton
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total: 68
Form 13F Information Table Value Total: 168252
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
No. Form 13F File Number Name
29-___________ George Bolton
13F SECURITIES--2Q 2011
VOTING AUTHORITY
TITLE OF CUSIP ACTUAL SHARES/ SH/ PUT/ INVESTMENT OTHER -----------------------------
ISSUER NAME CLASS NUMBER VALUE X 1000 PRINCIPAL PRN CALL DISCRETION MGRS SOLE (A) SHARED (B) NONE (C)
----------- -------- --------- ------------ --------- --- ---- ---------- ----- --------- ---------- --------
7 DAYS GROUP HOLDINGS LIMITED (ADR) COM 86688Q10 2243 116045 SH SOLE 116045
ADVISEN LTD CDT PFD CONV SER A-2 COM 00763X20 0 181818 SH SOLE 181818
AMERICAN CAPITAL AGENCY CORP. COM AGNC 467 15300 SH SOLE 15300
"APPLE COMPUTER, INC." COM 37833100 4189 12480 SH SOLE 12480
BAIDU COM ADR COM BIDU 63169 450785 SH SOLE 450785
BIOMAGNETICS DIAGNOSTICS CORP COM COM BMGP 1 25000 SH SOLE 25000
BOEING CO COM 97023105 1107 14979 SH SOLE 14979
CALIFORNIA ST G/O COM 1306284H0 35 35000 SH SOLE 35000
CARDINAL FINANCIAL CORP COM CFNL 148 13556 SH SOLE 13556
CHANGYOU COM LTD ADR F SPONSORED ADR COM CYOU 1969 44710 SH SOLE 44710
CHESAPEAKE ENERGY CORPORATION COM 165167107 1619 54536 SH SOLE 54536
CHINA LODGING GROUP ADRF SPONSORED ADR COM HTHT 359 20150 SH SOLE 20150
CHINA UNICOM LTD SPONS ADR COM 16945R10 302 14800 SH SOLE 14800
CLIFFS NATURAL RESOURCES INC COM CLF 9117 98620 SH SOLE 98620
COMCAST CORP CL A COM 20030N101 289 11410 SH SOLE 11410
CONOCOPHILLIPS COM 20825C104 968 12873 SH SOLE 12873
DEMAND MEDIA INC COMUSD0.0001 COM DMD 2960 218460 SH SOLE 218460
DEVON ENERGY CORP COM 25179M103 1685 21387 SH SOLE 21387
DRIVEWAY CORP OC PFDSER C COM 26209520 0 12469 SH SOLE 12469
E HOUSE CHINA HLDGS LTD ADR COM 26852W10 506 51566 SH SOLE 51566
E M C CORP COM 268648102 280 10150 SH SOLE 10150
ETIME CAPITAL INC PFD SER B COM 31699811 0 16393 SH SOLE 16393
EXXON MOBIL CORP COM 30231G102 1269 15584 SH SOLE 15584
FIDELITY MUNICIPAL MONEY MARKET COM FTEXX 385 385487 SH SOLE 385487
FIDELITY OHIO MUNI MONEY MARKET COM 31699810 60 59673 SH SOLE 59673
FUSIONONE INC PFD SER C COM 36199811 0 12534 SH SOLE 12534
GENERAL ELECTRIC CO COM 369604103 345 18137 SH SOLE 18137
GENIUS PRODS INC COMPAR $0.0001 COM GNPR 466 232846 SH SOLE 232846
GRAND CENTRAL COMMUNICATIONS INC PFD SER D COM 38599550 0 6633604 SH SOLE 6633604
HOME INNS & HOTELS MGMT INC SPONSORED COM HMIN 3145 82665 SH SOLE 82665
HONG KONG EXCHANGES AND CLEARING LTD SHSISIN #HK0388034859 COM HKXCF 2366 112867 SH SOLE 112867
INSTILL PFD SER F COM 45774K30 0 16057 SH SOLE 16057
INTREPID POTASH COM IPI 2139 65805 SH SOLE 65805
KABIRA TECHNOLOGIES INC PFD SER H COM 48299810 0 26224 SH SOLE 26224
KESTREL SOLUTIONS INC OC PFD SER C COM 49254Q20 0 12500 SH SOLE 12500
LONE STAR METALS INCSER B CONV PFD COM 54299820 0 60976 SH SOLE 60976
LONGTOP FINL TECH ADR F SPONSORED ADR COM 54318P10 248 16000 SH SOLE 16000
MAIL.RU GROUP LTD GDR EACH REPR 1 SHARE REG S (SPONS) ISIN #US5603172082SED COM 56031720 1983 59700 SH SOLE 59700
MAKEMYTRIP LIMITED F COM MMYT 2914 118940 SH SOLE 118940
MAXIM ATLANTIC CORP COM NPV COM 57773610 0 12147 SH SOLE 12147
MAXLINEAR INC CL A COM MXL 255 29463 SH SOLE 29463
MCDERMOTT INTL INC ISIN #PA5800371096 COM MDR 943 47622 SH SOLE 47622
MELCO INTL DEV NEW ORD F COM MDEVF 321 318000 SH SOLE 318000
MELCO PBL ENTMNT LTDADR COM MPEL 5269 412600 SH SOLE 412600
MONSANTO CO COM 61166W101 3047 42000 SH SOLE 42000
MOSAIC CO COM MOS 5797 85589 SH SOLE 85589
ORDERFUSION INC OC PFD SER C COM 68575320 0 20080 SH SOLE 20080
OREXIGEN THERAPEUTICS INC COM OREX 16 10000 SH SOLE 10000
PERFUMANIA HLDGS INCCOM COM PERF 12393 804744 SH SOLE 804744
PETROLEO BRASILEIRO SA PETROBRAS COM 71654V40 547 16155 SH SOLE 16155
POTASH CORP SASK INC COM POT 1989 34897 SH SOLE 34897
REGIONS FINANCIAL CORP NEW COM 7591ep10 106 17134 SH SOLE 17134
RICKS CABARET INTL INC COM NEW COM 76564130 734 86995 SH SOLE 86995
"RLX TECHNOLOGIES INCCAP STK FRAC CUSIP 749998100 100,000 THS" COM HEK99810 0 58000 SH SOLE 58000
SINA CORPORATION COM G8147710 10467 100545 SH SOLE 100545
SMARTAGE CORP OC PFDSER B COM 8.32E+24 0 20938 SH SOLE 20938
SOUFUN HOLDINGS LIMITED COM SFUN 7778 376470 SH SOLE 376470
SPACEWORKS INC CDT PFD CONV CL C COM 84628320 0 33333 SH SOLE 33333
SPACEWORKS INC OC PFD CONV CL A COM 84628330 0 38462 SH SOLE 38462
SPACEWORKS INC OC PFD CONV CL B COM 84628340 0 111111 SH SOLE 111111
STONE ENERGY CORP COM SGY 617 20300 SH SOLE 20300
SWIVEL LLC SER A PFDECONOMICS INTERESTS DELAWARE COM 78599810 0 289239 SH SOLE 289239
SWIVEL LLC SER B PFD DELAWARE COM 78599811 0 174326 SH SOLE 174326
VIRAL GENETICS INC DEL COM VRAL 1 57500 SH SOLE 57500
WALT DISNEY CO COM 254687106 822 21068 SH SOLE 21068
WYNN MACAU LTD HKD0.001 ISIN #KYG981491007 SEDOL #B4JSTL6 COM WYNMF 3077 944400 SH SOLE 944400
YANDEX N.V. COM USD0.01 CL A COM YNDX 3018 85000 SH SOLE 85000
YOUKU COM INC SPONSORED ADR COM YOKU 4322 125825 SH SOLE 125825