0001331997-12-000003.txt : 20120222
0001331997-12-000003.hdr.sgml : 20120222
20120222120107
ACCESSION NUMBER: 0001331997-12-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20120222
DATE AS OF CHANGE: 20120222
EFFECTIVENESS DATE: 20120222
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Westend Capital Management LLC
CENTRAL INDEX KEY: 0001331997
IRS NUMBER: 820541897
STATE OF INCORPORATION: CA
FISCAL YEAR END: 1205
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11430
FILM NUMBER: 12629393
BUSINESS ADDRESS:
STREET 1: 1 MARKET SPEAR TOWER STE. 1800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
BUSINESS PHONE: 415-856-0426
MAIL ADDRESS:
STREET 1: 1 MARKET SPEAR TOWER STE. 1800
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94105
13F-HR
1
Quarter32011.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: WestEnd Capital Management LLC
Address:86 Graham St., Suite 100 San Francisco, CA 94129
Form 13F File Number:
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Chrissy Hardy
Title: Chief Compliance Officer
Phone: (415) 856-0426
Signature,Place, and Date of Signing:
/s/ Chrissy Hardy New Orleans Louisiana February 21, 2012
------------------- ------------------------ ------------------------
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
29-__________ George Bolton
FORM 13F
SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
Form 13F Information Table Entry Total:
Form 13F Information Table Value Total:
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
No. Form 13F File Number Name
29-___________ George Bolton
13F SECURITIES--3Q 2011
VOTING AUTHORITY
TITLE OF CUSIP ACTUAL SHARES/ SH/ PUT/ INVESTMENT OTHER -----------------------------
ISSUER NAME CLASS NUMBER VALUE X 1000 PRINCIPAL PRN CALL DISCRETION MGRS SOLE (A) SHARED (B) NONE (C)
----------- -------- --------- ------------ --------- --- ---- ---------- ----- --------- ---------- --------
BA BOEING CO 689.98 "11,402.67" 60.51
BIDU BAIDU INC SPON ADR REP A 136844.80 "1,280,000.00" 106.91
CCT COMCAST CORP NEW CL A 779.53 "29,855.47" 26.11
CFNL CARDINAL FINL CORP COM 116.85 "13,556.00" 8.62
CHK CHESAPEAKE ENERGY CORP COM 781.83 "30,600.00" 25.55
COP CONOCOPHILLIPS 639.71 "10,102.88" 63.32
CYOU CHANGYOU COM LTD ADS REP CL A 5186.50 "205,000.00" 25.3
DIS DISNEY WALT CO 437.99 "14,522.13" 30.16
DMD DEMAND MEDIA INC COM USD0.0001 3338.00 "417,250.00" 8
DVN DEVON ENERGY CORP NEW 683.74 "12,332.98" 55.44
DVR CAL DIVE INTL INC DEL COM 25.79 "13,500.00" 1.91
EJ E-HOUSE CHINA HOLDINGS LIMITED ADR EACH REPR 1 ORD USD0.001 1360.65 "235,000.00" 5.79
EMC E M C CORP MASS COM 125.94 "6,000.00" 20.99
ESRX EXPRESS SCRIPTS INC COM 148.28 "4,000.00" 37.07
GE GENERAL ELECTRIC CO COM 140.02 "9,200.00" 15.22
GNPR GENIUS PRODS INC COM PAR $0.0001 222.97 "222,966.00" 1
HKG:0388 HONG KONG EXCHANGES & CLEARING 14477.40 "126,000.00" 114.9
CHU CHINA UNICOM (HONG KONG) LTD S 263.16 "12,900.00" 20.4
HKG:1128 WYNN MACAU LIMITED SHS 50436.00 "2,700,000.00" 18.68
HMIN HOME INNS & HOTEL MANAGEMENT INC SPON ADR EA REP 2 ORD SHS 4267.51 "165,600.00" 25.77
IACI IAC / INTERACTIVECRP COM PAR $.001 266.96 "6,750.00" 39.55
IO ION GEOPHYSICAL CORP COM 94.60 "20,000.00" 4.73
IPI INTREPID POTASH INC COM 1020.91 "41,050.00" 24.87
JASO JA SOLAR HOLDINGS CO LTD SPON 44.50 "25,000.00" 1.78
JNJ JOHNSON & JOHNSON COM 462.96 "7,269.00" 63.69
KO COCA COLA CO COM 168.90 "2,500.00" 67.56
MCOX MECOX LANE LIMITED SPONSORED A 400.04 "292,000.00" 1.37
MDR MCDERMOTT INTERNATIONAL INC COM STK USD1 422.84 "39,297.00" 10.76
MMYT MAKEMYTRIP LTD USD0.0005 6005.76 "272,000.00" 22.08
MOS MOSAIC CO NEW COM 9578.53 "195,600.00" 48.97
MPEL MELCO CROWN ENTERTAINMENT LIMITED ADR EACH REPR 3 ORD SHS 5750.52 "692,000.00" 8.31
MRK MERCK & CO INC NEW COM 169.12 "5,172.00" 32.7
MWW MONSTER WORLDWIDE INC COM 89.75 "12,500.00" 7.18
MXL MAXLINEAR INC COM USD0.01 CL A 163.60 "25,325.00" 6.46
OREX OREXIGEN THERAPEUTICS INC COM 19.90 "10,000.00" 1.99
PBR PETROLEO BRASILEIRO SA PETROBR 118.99 "5,300.00" 22.45
PERF PERFUMANIA HLDGS INC COM 8842.66 "621,847.00" 14.22
POT POTASH CORP OF SASKATCHEWAN COM NPV ISIN #CA73755L1076 SEDOL #2696980 9918.99 "229,500.00" 43.22
RICK RICKS CABARET INTL INC 475.48 "71,500.00" 6.65
SFUN SOUFUN HLDGS LTD ADR EACH REPR 1 CL A ORD SHS 8249.87 "810,400.00" 10.18
SGY STONE ENERGY CORP 3647.25 "225,000.00" 16.21
SVN SEVENDAYS GROUP HOLDINGS LTD SPON ADR EA REPR 3 ORD SHS 4431.00 "350,000.00" 12.66
VAR VARIAN MED SYS INC COM 186.73 "3,580.00" 52.16
VRX VALEANT PHARMACEUTICALS INTL I 224.72 "6,054.00" 37.12
XOM EXXON MOBIL CORP COM 740.83 "10,200.00" 72.63
YOKU YOUKU COM INC SPONSORED ADR 4580.80 "280,000.00" 16.36