0001171520-12-000530.txt : 20120530 0001171520-12-000530.hdr.sgml : 20120530 20120530123325 ACCESSION NUMBER: 0001171520-12-000530 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120331 FILED AS OF DATE: 20120530 DATE AS OF CHANGE: 20120530 EFFECTIVENESS DATE: 20120530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westend Capital Management LLC CENTRAL INDEX KEY: 0001331997 IRS NUMBER: 820541897 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11430 FILM NUMBER: 12876618 BUSINESS ADDRESS: STREET 1: 201 SAINT CHARLES AVENUE, SUITE 4312 CITY: NEW ORLEANS STATE: LA ZIP: 70170 BUSINESS PHONE: 415-856-0426 MAIL ADDRESS: STREET 1: 201 SAINT CHARLES AVENUE, SUITE 4312 CITY: NEW ORLEANS STATE: LA ZIP: 70170 13F-HR/A 1 eps4729.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2012 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestEnd Capital Management, LLC. Address: 201 Saint Charles Avenue, Suite 4312 New Orleans, LA 70170 Form 13F File Number: 028-11430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chrissy Hardy Title: Chief Compliance Officer Phone: (415) 856-0426 Signature, Place, and Date of Signing: /s/ Chrissy Hardy New Orleans, Lousiana 05/30/2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Included Managers: Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 43 Form 13F Information Table Value Total: $138,122 (thousands) List of Other Included Managers: None Form 13F-HR Information Table
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- BAIDU COM ADR SPON ADR REP A 056752108 65220 447417 SH Sole BOEING CO COM 097023105 1100 14792.818 SH Sole CARDINAL FINANCIAL CORP COM 14149F109 153 13556 SH Sole CHANGOU COM LTD ADR F ADS REP CL A 15911M107 1549 57070 SH Sole CHESAPEAKE ENERGY CORPORATION COM 165167107 1015 43795.995 SH Sole CHINA LODGING GROUP ADRF SPONS ADR 16949N109 211 18011 SH Sole CHINA UNICOM LTD SPONS ADR 16945R104 245 14600 SH Sole COCA COLA CO COM 191216100 282 3782.631 SH Sole COMCAST CORP CL A 20030N101 343 11424.638 SH Sole CONOCOPHILLIPS COM 20825C104 949 12486.649 SH Sole CTRIP.COM INTL LTD AMERICAN DEP SHS 22943F100 4446 205445 SH Sole DEMAND MEDIA INC COMUSD0.0001 COM 24802N109 1425 196585 SH Sole DEVON ENERGY CORP COM 25179M103 1201 16893.805 SH Sole E HOUSE CHINA HLDGS LTD ADR ADR 26852W103 270 46466.295 SH Sole E M C CORP COM 268648102 284 9500 SH Sole EXPRESS SCRIPTS INC COM 302182100 217 4000 SH Sole EXXON MOBIL CORP COM 30231G102 1335 15384 SH Sole GENERAL ELECTRIC CO COM 369604103 369 18237 SH Sole HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 2064 80915 SH Sole INGERSOLL RAND CO LTD SHS A SHS G47791101 310 7500 SH Sole INTREPID POTASH COM 46121Y102 1539 63255 SH Sole JOHNSON & JOHNSON COM 478160104 582 8819 SH Sole LINKEDIN CORPORATION COM CL A 53578A108 5450 53434 SH Sole MAKEMYTRIP LIMITED F SHS V5633W109 2580 112340 SH Sole MAXLINEAR INC CL A CL A 57776J100 162 29013 SH Sole MCDERMOTT INTL INC COM 580037109 609 47522 SH Sole MELCO PBL ENTMNT LTD ADR 585464100 5818 426525 SH Sole MONSANTO CO COM 61166W101 2989 37475.976 SH Sole MOSAIC CO COM 61945C103 4507 81516.338 SH Sole OREXIGEN THERAPEUTICS INC COM 686164104 41 10000 SH Sole PERFUMANIA HLDGS INC COM NEW 71376C100 8104 875173 SH Sole PETROLEO BRASILEIRO SA PETROBRAS SPONS ADR 71654V408 420 15805 SH Sole POLO RALPH LAUREN CL A 751212101 466 2670 SH Sole POTASH CORP SASK INC COM 73755L107 1564 34240.755 SH Sole REGIONS FINANCIAL CORP COM 7591EP100 113 17134 SH Sole RICKS CABARET INTL INC COM NEW 765641303 812 86995 SH Sole SINA CORPORATION ORD G81477104 7332 112795 SH Sole SOUFUN HOLDINGS LIMITED ADR 836034108 7057 373000 SH Sole STONE ENERGY CORP COM 861642106 576 20150 SH Sole VARIAN MED SYS INC COM 92220P105 247 3580 SH Sole WALT DISNEY CO COM DISNEY 254687106 895 20435.764 SH Sole W P CAREY & CO LLC COM 92930Y107 209 4500 SH Sole YOUKU COM INC SPONS ADR 98742U100 3062 139267 SH Sole