0001171520-12-000523.txt : 20120529 0001171520-12-000523.hdr.sgml : 20120529 20120529172145 ACCESSION NUMBER: 0001171520-12-000523 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111231 FILED AS OF DATE: 20120529 DATE AS OF CHANGE: 20120529 EFFECTIVENESS DATE: 20120529 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Westend Capital Management LLC CENTRAL INDEX KEY: 0001331997 IRS NUMBER: 820541897 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-11430 FILM NUMBER: 12875070 BUSINESS ADDRESS: STREET 1: 201 SAINT CHARLES AVENUE, SUITE 4312 CITY: NEW ORLEANS STATE: LA ZIP: 70170 BUSINESS PHONE: 415-856-0426 MAIL ADDRESS: STREET 1: 201 SAINT CHARLES AVENUE, SUITE 4312 CITY: NEW ORLEANS STATE: LA ZIP: 70170 13F-HR/A 1 eps4727c.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2011 Check here if Amendment [X]; Amendment Number: 1 This Amendment (Check only one.): [X] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: WestEnd Capital Management, LLC. Address: 201 Saint Charles Avenue, Suite 4312 New Orleans, LA 70170 Form 13F File Number: 028-11430 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Chrissy Hardy Title: Chief Compliance Officer Phone: (415) 856-0426 Signature, Place, and Date of Signing: /s/ Chrissy Hardy New Orleans, Lousiana 05/29/2012 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Included Managers: Form 13F File Number Name FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 46 Form 13F Information Table Value Total: $116,970 (thousands) List of Other Included Managers: None Form 13F-HR Information Table
TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE -------------- ----- ----- -------- ------- --- ---- ---------- -------- ---- ------ ---- AMERICAN CAPITAL AGENCY CORP. COM 02503X105 587 19900 SH Sole BAIDU COM ADR SPONS ADR 056752108 52003 446492 SH Sole BOEING CO COM 097023105 1090 14861.911 SH Sole CARDINAL FINANCIAL CORP COM 14149F109 146 13556 SH Sole CHANGYOU COM LTD ADR F SPONSORED ADR ADS REP CL A 15911M107 1334 57870 SH Sole CHESAPEAKE ENERGY CORPORATION COM 165167107 998 44759.015 SH Sole CHINA LODGING GROUP ADRF SPONS ADR 16949N109 278 19600 SH Sole CHINA UNICOM LTD CALL 16945R104 308 14600 SH Sole COCA COLA CO COM 191216100 265 3782.631 SH Sole COMCAST CORP CL A CL A 20030N101 272 11419.997 SH Sole CONOCOPHILLIPS COM 20825C104 916 12563.847 SH Sole CTRIP.COM INTL LTD AMERICAN DEP SHS 22943F100 4448 190095 SH Sole DEMAND MEDIA INC COMUSD0.0001 COM 24802N109 1331 200160 SH Sole DEVON ENERGY CORP COM 25179M103 1047 16891.386 SH Sole E HOUSE CHINA HLDGS LTD ADR 26852W103 200 46766.295 SH Sole E M C CORP COM 268648102 205 9500 SH Sole EXXON MOBIL CORP COM 30231G102 1304 15384 SH Sole FREEPORT MCMORAN COPPER COM 35671D857 2008 54580 SH Sole GENERAL ELECTRIC CO COM 369604103 348 19271 SH Sole HOME INNS & HOTELS MGMT INC SPON ADR 43713W107 2088 80915 SH Sole INGERSOLL RAND CO LTD SHS A SHS G47791101 229 7500 SH Sole INTREPID POTASH COM 46121Y102 1431 63255 SH Sole JOHNSON & JOHNSON COM 478160104 578 8819 SH Sole LINKEDIN CORPORATION COM CL A 53578A108 1433 22750 SH Sole MAKEMYTRIP LIMITED F SHS V5633W109 2747 114275 SH Sole MAXLINEAR INC CL A CL A 57776J100 138 29063 SH Sole MCDERMOTT INTL INC COM 580037109 547 47522 SH Sole MELCO PBL ENTMNT LTD ADR 585464100 3958 411450 SH Sole MERCK & CO INC COM 58933Y105 276 7235 SH Sole MONSANTO CO COM 61166W101 2831 40407.372 SH Sole MOSAIC CO COM 61945C103 4154 82365.653 SH Sole OREXIGEN THERAPEUTICS INC COM 686164104 16 10000 SH Sole PERFUMANIA HLDGS INC COM 71376C100 8749 841270 SH Sole PETROLEO BRASILEIRO SA PETROBRAS SPONS ADR 71654V408 396 15955 SH Sole POLO RALPH LAUREN CL A 751212101 369 2670 SH Sole POTASH CORP SASK INC COM 73755L107 1434 34749.557 SH Sole REGIONS FINANCIAL CORP NEW COM 7591ep100 74 17134 SH Sole RICKS CABARET INTL INC COM NEW COM NEW 765641303 736 86995 SH Sole SINA CORPORATION ORD G81477104 5387 103595 SH Sole SOUFUN HOLDINGS LIMITED ADR 836034108 5838 374135 SH Sole STONE ENERGY CORP COM 861642106 537 20350 SH Sole VALEANT PHARMACEUTICALS COM 91911K102 291 6232 SH Sole VARIAN MED SYS INC COM 92220P105 240 3580 SH Sole VMWARE INC CL A CLASS A CL A COM 928563402 599 7200 SH Sole WALT DISNEY CO COM DISNEY 254687106 782 20518.131 SH Sole YOUKU COM INC SPONS ADR 98742U100 2024 129141 SH Sole