0000921895-13-000347.txt : 20130214 0000921895-13-000347.hdr.sgml : 20130214 20130214120633 ACCESSION NUMBER: 0000921895-13-000347 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130214 DATE AS OF CHANGE: 20130214 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Schiller Harvey W CENTRAL INDEX KEY: 0001331853 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 75 ROCKEFELLER PLAZA STREET 2: 27TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GlobalOptions Group, Inc. CENTRAL INDEX KEY: 0001294649 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-MANAGEMENT CONSULTING SERVICES [8742] IRS NUMBER: 300342273 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-80846 FILM NUMBER: 13608734 BUSINESS ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-445-6262 MAIL ADDRESS: STREET 1: 415 MADISON AVENUE STREET 2: 17TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: Creative Solutions With Art, Inc. DATE OF NAME CHANGE: 20040619 SC 13G 1 sc13g06282glo_12312012.htm sc13g06282glo_12312012.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G
(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULES 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED
PURSUANT TO RULE 13d-2(b)
 
(Amendment No.   )1
 

GlobalOptions Group, Inc.
 (Name of Issuer)
 
Common stock, $0.001 par value
 (Title of Class of Securities)
 
37946D209
 (CUSIP Number)
 
December 31, 2012
 (Date of Event Which Requires Filing of this Statement)
 
 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
   o  Rule 13d-1(b)
 
   o  Rule 13d-1(c)
 
   x  Rule 13d-1(d)
 
 

_______________
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
      The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 

 
CUSIP NO. 37946D209
 
 
1
NAME OF REPORTING PERSON
 
Harvey W. Schiller
2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
  (a) o
  (b) o
3
SEC USE ONLY
 
4
CITIZENSHIP OR PLACE OF ORGANIZATION
 
USA
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
5
SOLE VOTING POWER
 
406,143 (1)
6
SHARED VOTING POWER
 
- 0 -
7
SOLE DISPOSITIVE POWER
 
406,143 (1)
8
SHARED DISPOSITIVE POWER
 
- 0 -
9
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
406,143 (1)
10
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
 
¨
11
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
6.4%
12
TYPE OF REPORTING PERSON
 
IN
 
(1) Includes 125,000 shares of Common Stock issuable upon exercise of stock options.

 
2

 
CUSIP NO. 37946D209
 
Item 1(a).
Name of Issuer:
 
GlobalOptions Group, Inc.
 
Item 1(b).
Address of Issuer’s Principal Executive Offices:
 
415 Madison Avenue, 17th Floor
New York, New York 10017

Item 2(a).
Name of Person Filing:
 
Harvey W. Schiller
 
Item 2(b).
Address of Principal Business Office or, if none, Residence:
 
c/o GlobalOptions Group, Inc.
415 Madison Avenue, 17th Floor
New York, New York 10017

Item 2(c).
Citizenship:
 
United States of America
 
Item 2(d).
Title of Class of Securities:
 
Common stock, $0.001 par value (the “Shares”)
 
Item 2(e).
CUSIP Number:
 
37946D209
 
Item 3.
If this statement is filed pursuant to Section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
 
 
 
/X/
Not Applicable
 
 
(a)
/  /
Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78o).
 
 
(b)
/  /
Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
 
 
(c)
/  /
Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c).
 
 
(d)
/  /
Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
 
 
(e)
/  /
Investment adviser in accordance with Section 240.13d-1(b)(1)(ii)(E).
 
 
(f)
/  /
Employee benefit plan or endowment fund in accordance with Section 240.13d-1(b)(1)(ii)(F).
 
 
(g)
/  /
Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G).
 
 
3

 
CUSIP NO. 37946D209
 
 
(h)
/  /
Savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813).
 
 
(i)
/  /
Church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act (15 U.S.C. 80a-3).
 
 
(j)
/  /
Non-U.S. institution in accordance with Section 240.13d-1(b)(1)(ii)(J).
 
 
(k)
/  /
Group, in accordance with Section 240.13d-1(b)(1)(ii)(J).
 
Item 4.
Ownership.
 
All ownership information reported in this Item 4 is as of the close of business on December 31, 2012.
 
 
(a)
Amount beneficially owned:
 
406,143 Shares (1)
 
 
(b)
Percent of class:
 
6.4% (based upon 6,197,760 Shares outstanding, which is the total number of Shares outstanding as of November 19, 2012 as reported in the Issuer’s Quarterly Report on Form 10-Q filed with the Securities and Exchange Commission on November 20, 2012).
 
 
(c)
Number of shares as to which such person has:
 
 
(i)
Sole power to vote or to direct the vote
 
406,143 Shares (1)
 
 
(ii)
Shared power to vote or to direct the vote
 
0 Shares
 
 
(iii)
Sole power to dispose or to direct the disposition of
 
406,143 Shares (1)
 
 
(iv)
Shared power to dispose or to direct the disposition of
 
0 Shares
 
____________________
(1) Includes 125,000 Shares issuable upon exercise of stock options.
 
Item 5.
Ownership of Five Percent or Less of a Class.
 
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [  ].
 
 
4

 
CUSIP NO. 37946D209
 
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
 
Not Applicable
 
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
 
Not Applicable
 
Item 8.
Identification and Classification of Members of the Group.
 
Not Applicable
 
Item 9.
Notice of Dissolution of Group.
 
Not Applicable
 
Item 10.
Certifications.
 
Not Applicable
 
 
5

 
CUSIP NO. 37946D209
 
SIGNATURES
 
After reasonable inquiry and to the best of his knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.
 

 
Dated: February 14, 2013
 
   
 
/s/ Harvey W. Schiller
 
Harvey W. Schiller


 

 
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