0001331693-11-000004.txt : 20111114
0001331693-11-000004.hdr.sgml : 20111111
20111114094447
ACCESSION NUMBER: 0001331693-11-000004
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110930
FILED AS OF DATE: 20111114
DATE AS OF CHANGE: 20111114
EFFECTIVENESS DATE: 20111114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roumell Asset Management, LLC
CENTRAL INDEX KEY: 0001331693
IRS NUMBER: 522145132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11966
FILM NUMBER: 111198372
BUSINESS ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
BUSINESS PHONE: 301-656-8500
MAIL ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
13F-HR
1
ram2011q313f.txt
RAM2011Q313F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Roumell Asset Management, LLC
Address: 2 Wisconsin Circle
Suite 660
Chevy Chase, MD 20815
13F File Number: 028-11966
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Roumell
Title: President
Phone: 301-656-8500
Signature, Place, and Date of Signing:
James Roumell Chevy Chase, Maryland November 14, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 28
Form 13F Information Table Value Total: $156788
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
AMERICAN EAGLE OUTFITTERS INC COM 02553E106 2194 187230 SH SOLE 187230
AMERICAN SAFETY INSURANCE HLDS COM G02995101 6512 353851 SH SOLE 353851
AMERICAN SELECT PORTFOLIO INC COM 029570108 5920 605368 SH SOLE 605368
AMERICAN STRATEGIC INCM PTFL COM 030098107 714 68152 SH SOLE 68152
AMERICAN STRATEGIC INCM PTFL II COM 030099105 2132 261286 SH SOLE 261286
CAPITAL SOUTHWEST CORP COM 140501107 3091 41775 SH SOLE 41775
CHECKPOINT SYSTEMS INC COM 162825103 516 38020 SH SOLE 38020
COMPUWARE CORP COM 205638109 9000 1174970 SH SOLE 1174970
COMSTOCK RESOURCES INC COM NEW 205768203 267 17280 SH SOLE 17280
DOVER MOTORSPORTS INC COM 260174107 294 235023 SH SOLE 235023
DSP GROUP INC COM 23332B106 10624 1800605 SH SOLE 1800605
ELLINGTON FINANCIAL LLC COM 288522303 3291 191640 SH SOLE 191640
GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 6750 2102838 SH SOLE 2102838
GMX RESOURCES INC NOTE 4.5% 38011MAJ7 8006 11106000 PRN SOLE 11106000
HEWLETT PACKARD CO COM 428236103 8128 362028 SH SOLE 362028
MERCK & CO INC NEW COM 58933Y105 10552 322700 SH SOLE 322700
QAD INCORPORATED CL A 74727D306 9179 858648 SH SOLE 858648
QAD INCORPORATED CL B 74727D207 2649 259727 SH SOLE 259727
SEACHANGE INTL INC COM 811699107 6624 860288 SH SOLE 860288
SIERRA WIRELESS INC COM 826516106 6639 969210 SH SOLE 969210
SKECHERS USA INC CL A 830566105 5805 413730 SH SOLE 413730
TECUMSEH PRODUCTS CO CL A 878895200 12458 1708930 SH SOLE 1708930
TECUMSEH PRODUCTS CO CL B 878895101 344 50810 SH SOLE 50810
TELLABS INC COM 879664100 6714 1565067 SH SOLE 1565067
TETRA TECHNOLOGIES INC COM 88162F106 3881 502730 SH SOLE 502730
TOWER GROUP INC COM 891777104 6293 275300 SH SOLE 275300
TRANSACT TECHNOLOGIES INC COM 892918103 12020 1482097 SH SOLE 1482097
TRANSOCEAN INC NOTE 1.5% 893830AV1 6191 6244000 PRN SOLE 6244000