0001331693-11-000004.txt : 20111114 0001331693-11-000004.hdr.sgml : 20111111 20111114094447 ACCESSION NUMBER: 0001331693-11-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111114 DATE AS OF CHANGE: 20111114 EFFECTIVENESS DATE: 20111114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roumell Asset Management, LLC CENTRAL INDEX KEY: 0001331693 IRS NUMBER: 522145132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11966 FILM NUMBER: 111198372 BUSINESS ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 BUSINESS PHONE: 301-656-8500 MAIL ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 13F-HR 1 ram2011q313f.txt RAM2011Q313F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Roumell Asset Management, LLC Address: 2 Wisconsin Circle Suite 660 Chevy Chase, MD 20815 13F File Number: 028-11966 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: James Roumell Title: President Phone: 301-656-8500 Signature, Place, and Date of Signing: James Roumell Chevy Chase, Maryland November 14, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 28 Form 13F Information Table Value Total: $156788 List of Other Included Managers: None FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE AMERICAN EAGLE OUTFITTERS INC COM 02553E106 2194 187230 SH SOLE 187230 AMERICAN SAFETY INSURANCE HLDS COM G02995101 6512 353851 SH SOLE 353851 AMERICAN SELECT PORTFOLIO INC COM 029570108 5920 605368 SH SOLE 605368 AMERICAN STRATEGIC INCM PTFL COM 030098107 714 68152 SH SOLE 68152 AMERICAN STRATEGIC INCM PTFL II COM 030099105 2132 261286 SH SOLE 261286 CAPITAL SOUTHWEST CORP COM 140501107 3091 41775 SH SOLE 41775 CHECKPOINT SYSTEMS INC COM 162825103 516 38020 SH SOLE 38020 COMPUWARE CORP COM 205638109 9000 1174970 SH SOLE 1174970 COMSTOCK RESOURCES INC COM NEW 205768203 267 17280 SH SOLE 17280 DOVER MOTORSPORTS INC COM 260174107 294 235023 SH SOLE 235023 DSP GROUP INC COM 23332B106 10624 1800605 SH SOLE 1800605 ELLINGTON FINANCIAL LLC COM 288522303 3291 191640 SH SOLE 191640 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 6750 2102838 SH SOLE 2102838 GMX RESOURCES INC NOTE 4.5% 38011MAJ7 8006 11106000 PRN SOLE 11106000 HEWLETT PACKARD CO COM 428236103 8128 362028 SH SOLE 362028 MERCK & CO INC NEW COM 58933Y105 10552 322700 SH SOLE 322700 QAD INCORPORATED CL A 74727D306 9179 858648 SH SOLE 858648 QAD INCORPORATED CL B 74727D207 2649 259727 SH SOLE 259727 SEACHANGE INTL INC COM 811699107 6624 860288 SH SOLE 860288 SIERRA WIRELESS INC COM 826516106 6639 969210 SH SOLE 969210 SKECHERS USA INC CL A 830566105 5805 413730 SH SOLE 413730 TECUMSEH PRODUCTS CO CL A 878895200 12458 1708930 SH SOLE 1708930 TECUMSEH PRODUCTS CO CL B 878895101 344 50810 SH SOLE 50810 TELLABS INC COM 879664100 6714 1565067 SH SOLE 1565067 TETRA TECHNOLOGIES INC COM 88162F106 3881 502730 SH SOLE 502730 TOWER GROUP INC COM 891777104 6293 275300 SH SOLE 275300 TRANSACT TECHNOLOGIES INC COM 892918103 12020 1482097 SH SOLE 1482097 TRANSOCEAN INC NOTE 1.5% 893830AV1 6191 6244000 PRN SOLE 6244000