0001331693-11-000003.txt : 20110816 0001331693-11-000003.hdr.sgml : 20110816 20110815174611 ACCESSION NUMBER: 0001331693-11-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110630 FILED AS OF DATE: 20110816 DATE AS OF CHANGE: 20110815 EFFECTIVENESS DATE: 20110816 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roumell Asset Management, LLC CENTRAL INDEX KEY: 0001331693 IRS NUMBER: 522145132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11966 FILM NUMBER: 111038150 BUSINESS ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 BUSINESS PHONE: 301-656-8500 MAIL ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 13F-HR 1 ram2011q213f.txt RAM2011Q213F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Roumell Asset Management, LLC Address: 2 Wisconsin Circle Suite 660 Chevy Chase, MD 20815 13F File Number: 028-11966 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: James Roumell Title: President Phone: 301-656-8500 Signature, Place, and Date of Signing: James Roumell Chevy Chase, Maryland August 15, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 25 Form 13F Information Table Value Total: $155649 List of Other Included Managers: None FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE AMERICAN SAFETY INSURANCE HLDS COM G02995101 6506 339901 SH SOLE 339901 AMERICAN SELECT PORTFOLIO INC COM 029570108 5681 525078 SH SOLE 525078 AMERICAN STRATEGIC INCM PTFL COM 030098107 766 65752 SH SOLE 65752 AMERICAN STRATEGIC INCM PTFL II COM 030099105 2457 266496 SH SOLE 266496 CAPITAL SOUTHWEST CORP COM 140501107 4413 47824 SH SOLE 47824 CISCO SYSTEMS INC COM 17275R102 10323 661313 SH SOLE 661313 DELL INC COM 24702R101 109 6560 SH SOLE 6560 DSP GROUP INC COM 23332B106 13225 1520060 SH SOLE 1520060 ELLINGTON FINANCIAL LLC COM 288522303 3961 188150 SH SOLE 188150 EMS TECHNOLOGIES INC COM 26873N108 121 3670 SH SOLE 3670 GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 3332 732437 SH SOLE 732437 HEWLETT PACKARD CO COM 428236103 8356 229558 SH SOLE 229558 L-1 IDENTITY SOLUTIONS INC NOTE 3.75% 50212AAB2 3694 3703000 PRN SOLE 3703000 MERCK & CO INC NEW COM 58933Y105 9965 282370 SH SOLE 282370 QAD INCORPORATED CL A 74727D306 8697 850973 SH SOLE 850973 QAD INCORPORATED CL B 74727D207 2095 225290 SH SOLE 225290 SEACHANGE INTL INC COM 811699107 4720 438829 SH SOLE 438829 SIERRA WIRELESS INC COM 826516106 10766 920960 SH SOLE 920960 SKECHERS USA INC CL A 830566105 8954 618350 SH SOLE 618350 TECUMSEH PRODUCTS CO CL A 878895200 10455 1025043 SH SOLE 1025043 TECUMSEH PRODUCTS CO CL B 878895101 101 10204 SH SOLE 10204 TELLABS INC COM 879664100 7263 1575586 SH SOLE 1575586 TOWER GROUP INC COM 891777104 6406 268940 SH SOLE 268940 TRANSACT TECHNOLOGIES INC COM 892918103 17015 1454288 SH SOLE 1454288 TRANSOCEAN INC NOTE 1.5% 893830AV1 6268 6296000 PRN SOLE 6296000