0001331693-11-000003.txt : 20110816
0001331693-11-000003.hdr.sgml : 20110816
20110815174611
ACCESSION NUMBER: 0001331693-11-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110816
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110816
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roumell Asset Management, LLC
CENTRAL INDEX KEY: 0001331693
IRS NUMBER: 522145132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11966
FILM NUMBER: 111038150
BUSINESS ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
BUSINESS PHONE: 301-656-8500
MAIL ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
13F-HR
1
ram2011q213f.txt
RAM2011Q213F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Roumell Asset Management, LLC
Address: 2 Wisconsin Circle
Suite 660
Chevy Chase, MD 20815
13F File Number: 028-11966
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Roumell
Title: President
Phone: 301-656-8500
Signature, Place, and Date of Signing:
James Roumell Chevy Chase, Maryland August 15, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 25
Form 13F Information Table Value Total: $155649
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
AMERICAN SAFETY INSURANCE HLDS COM G02995101 6506 339901 SH SOLE 339901
AMERICAN SELECT PORTFOLIO INC COM 029570108 5681 525078 SH SOLE 525078
AMERICAN STRATEGIC INCM PTFL COM 030098107 766 65752 SH SOLE 65752
AMERICAN STRATEGIC INCM PTFL II COM 030099105 2457 266496 SH SOLE 266496
CAPITAL SOUTHWEST CORP COM 140501107 4413 47824 SH SOLE 47824
CISCO SYSTEMS INC COM 17275R102 10323 661313 SH SOLE 661313
DELL INC COM 24702R101 109 6560 SH SOLE 6560
DSP GROUP INC COM 23332B106 13225 1520060 SH SOLE 1520060
ELLINGTON FINANCIAL LLC COM 288522303 3961 188150 SH SOLE 188150
EMS TECHNOLOGIES INC COM 26873N108 121 3670 SH SOLE 3670
GILAT SATELLITE NETWORKS LTD SHS NEW M51474118 3332 732437 SH SOLE 732437
HEWLETT PACKARD CO COM 428236103 8356 229558 SH SOLE 229558
L-1 IDENTITY SOLUTIONS INC NOTE 3.75% 50212AAB2 3694 3703000 PRN SOLE 3703000
MERCK & CO INC NEW COM 58933Y105 9965 282370 SH SOLE 282370
QAD INCORPORATED CL A 74727D306 8697 850973 SH SOLE 850973
QAD INCORPORATED CL B 74727D207 2095 225290 SH SOLE 225290
SEACHANGE INTL INC COM 811699107 4720 438829 SH SOLE 438829
SIERRA WIRELESS INC COM 826516106 10766 920960 SH SOLE 920960
SKECHERS USA INC CL A 830566105 8954 618350 SH SOLE 618350
TECUMSEH PRODUCTS CO CL A 878895200 10455 1025043 SH SOLE 1025043
TECUMSEH PRODUCTS CO CL B 878895101 101 10204 SH SOLE 10204
TELLABS INC COM 879664100 7263 1575586 SH SOLE 1575586
TOWER GROUP INC COM 891777104 6406 268940 SH SOLE 268940
TRANSACT TECHNOLOGIES INC COM 892918103 17015 1454288 SH SOLE 1454288
TRANSOCEAN INC NOTE 1.5% 893830AV1 6268 6296000 PRN SOLE 6296000