0001331693-11-000002.txt : 20110513
0001331693-11-000002.hdr.sgml : 20110513
20110513160148
ACCESSION NUMBER: 0001331693-11-000002
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110513
DATE AS OF CHANGE: 20110513
EFFECTIVENESS DATE: 20110513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Roumell Asset Management, LLC
CENTRAL INDEX KEY: 0001331693
IRS NUMBER: 522145132
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11966
FILM NUMBER: 11841000
BUSINESS ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
BUSINESS PHONE: 301-656-8500
MAIL ADDRESS:
STREET 1: 2 WISCONSIN CIR
STREET 2: SUITE 660
CITY: CHEVY CHASE
STATE: MD
ZIP: 20815
13F-HR
1
ram2011q113f.txt
RAM2011Q113F
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Roumell Asset Management, LLC
Address: 2 Wisconsin Circle
Suite 660
Chevy Chase, MD 20815
13F File Number: 028-11966
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this submission.
Person Signing this Report on Behalf of Reporting Manager:
Name: James Roumell
Title: President
Phone: 301-656-8500
Signature, Place, and Date of Signing:
James Roumell Chevy Chase, Maryland May 13, 2011
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager: None
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 24
Form 13F Information Table Value Total: $148380
List of Other Included Managers: None
FORM 13F INFORMATION TABLE
TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE
AMERICAN SAFETY INSURANCE HLDS COM G02995101 1386 64680 SH SOLE 64680
AMERICAN SELECT PORTFOLIO INC COM 029570108 5379 522198 SH SOLE 522198
AMERICAN STRATEGIC INCM PTFL COM 030098107 766 67302 SH SOLE 67302
AMERICAN STRATEGIC INCM PTFL II COM 030099105 2401 265606 SH SOLE 265606
ASSURED GUARANTY LTD COM G0585R106 5183 347850 SH SOLE 347850
CAPITAL SOUTHWEST CORP COM 140501107 4536 49554 SH SOLE 49554
CISCO SYSTEMS INC COM 17275R102 11212 653790 SH SOLE 653790
DELL INC COM 24702R101 8787 605592 SH SOLE 605592
DSP GROUP INC COM 23332B106 6850 889595 SH SOLE 889595
ELLINGTON FINANCIAL LLC COM 288522303 4128 179090 SH SOLE 179090
EMS TECHNOLOGIES INC COM 26873N108 5180 263524 SH SOLE 263524
L-1 IDENTITY SOLUTIONS INC NOTE 3.75% 50212AAB2 3745 3750000 PRN SOLE 3750000
MERCK & CO INC NEW COM 58933Y105 9511 288110 SH SOLE 288110
QAD INCORPORATED CL A 74727D306 9165 850994 SH SOLE 850994
QAD INCORPORATED CL B 74727D207 2245 219883 SH SOLE 219883
SEACHANGE INTL INC COM 811699107 4234 445719 SH SOLE 445719
SIERRA WIRELESS INC COM 826516106 9904 906130 SH SOLE 906130
SKECHERS USA INC CL A 830566105 8859 431290 SH SOLE 431290
SYMANTEC CORP COM 871503108 6277 338555 SH SOLE 338555
TECUMSEH PRODUCTS CO CL A 878895200 4848 483820 SH SOLE 483820
TELLABS INC COM 879664100 8423 1607367 SH SOLE 1607367
TOWER GROUP INC COM 891777104 3711 154430 SH SOLE 154430
TRANSACT TECHNOLOGIES INC COM 892918103 12093 1017038 SH SOLE 1017038
TRANSOCEAN INC NOTE 1.5% 893830AV1 9559 9717000 SH SOLE 9717000