0001331693-11-000002.txt : 20110513 0001331693-11-000002.hdr.sgml : 20110513 20110513160148 ACCESSION NUMBER: 0001331693-11-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110513 DATE AS OF CHANGE: 20110513 EFFECTIVENESS DATE: 20110513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roumell Asset Management, LLC CENTRAL INDEX KEY: 0001331693 IRS NUMBER: 522145132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11966 FILM NUMBER: 11841000 BUSINESS ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 BUSINESS PHONE: 301-656-8500 MAIL ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 13F-HR 1 ram2011q113f.txt RAM2011Q113F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Roumell Asset Management, LLC Address: 2 Wisconsin Circle Suite 660 Chevy Chase, MD 20815 13F File Number: 028-11966 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: James Roumell Title: President Phone: 301-656-8500 Signature, Place, and Date of Signing: James Roumell Chevy Chase, Maryland May 13, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 24 Form 13F Information Table Value Total: $148380 List of Other Included Managers: None FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE AMERICAN SAFETY INSURANCE HLDS COM G02995101 1386 64680 SH SOLE 64680 AMERICAN SELECT PORTFOLIO INC COM 029570108 5379 522198 SH SOLE 522198 AMERICAN STRATEGIC INCM PTFL COM 030098107 766 67302 SH SOLE 67302 AMERICAN STRATEGIC INCM PTFL II COM 030099105 2401 265606 SH SOLE 265606 ASSURED GUARANTY LTD COM G0585R106 5183 347850 SH SOLE 347850 CAPITAL SOUTHWEST CORP COM 140501107 4536 49554 SH SOLE 49554 CISCO SYSTEMS INC COM 17275R102 11212 653790 SH SOLE 653790 DELL INC COM 24702R101 8787 605592 SH SOLE 605592 DSP GROUP INC COM 23332B106 6850 889595 SH SOLE 889595 ELLINGTON FINANCIAL LLC COM 288522303 4128 179090 SH SOLE 179090 EMS TECHNOLOGIES INC COM 26873N108 5180 263524 SH SOLE 263524 L-1 IDENTITY SOLUTIONS INC NOTE 3.75% 50212AAB2 3745 3750000 PRN SOLE 3750000 MERCK & CO INC NEW COM 58933Y105 9511 288110 SH SOLE 288110 QAD INCORPORATED CL A 74727D306 9165 850994 SH SOLE 850994 QAD INCORPORATED CL B 74727D207 2245 219883 SH SOLE 219883 SEACHANGE INTL INC COM 811699107 4234 445719 SH SOLE 445719 SIERRA WIRELESS INC COM 826516106 9904 906130 SH SOLE 906130 SKECHERS USA INC CL A 830566105 8859 431290 SH SOLE 431290 SYMANTEC CORP COM 871503108 6277 338555 SH SOLE 338555 TECUMSEH PRODUCTS CO CL A 878895200 4848 483820 SH SOLE 483820 TELLABS INC COM 879664100 8423 1607367 SH SOLE 1607367 TOWER GROUP INC COM 891777104 3711 154430 SH SOLE 154430 TRANSACT TECHNOLOGIES INC COM 892918103 12093 1017038 SH SOLE 1017038 TRANSOCEAN INC NOTE 1.5% 893830AV1 9559 9717000 SH SOLE 9717000