-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, J4tmQJwUuAecHlB/tBedZqq5fQNJCRU8hBO2gGjSDlYJjTPrXTRtG2joo2HCANSC U/ZSX2ADElMDhEP3mS+U5A== 0001331693-11-000001.txt : 20110214 0001331693-11-000001.hdr.sgml : 20110214 20110214114319 ACCESSION NUMBER: 0001331693-11-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101231 FILED AS OF DATE: 20110214 DATE AS OF CHANGE: 20110214 EFFECTIVENESS DATE: 20110214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Roumell Asset Management, LLC CENTRAL INDEX KEY: 0001331693 IRS NUMBER: 522145132 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11966 FILM NUMBER: 11603575 BUSINESS ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 BUSINESS PHONE: 301-656-8500 MAIL ADDRESS: STREET 1: 2 WISCONSIN CIR STREET 2: SUITE 660 CITY: CHEVY CHASE STATE: MD ZIP: 20815 13F-HR 1 ram2010q413f.txt RAM2010Q413F UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2010 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Roumell Asset Management, LLC Address: 2 Wisconsin Circle Suite 660 Chevy Chase, MD 20815 13F File Number: 028-11966 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this submission. Person Signing this Report on Behalf of Reporting Manager: Name: James Roumell Title: President Phone: 301-656-8500 Signature, Place, and Date of Signing: James Roumell Chevy Chase, Maryland February 14, 2011 Report Type (Check only one.): [X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. List of Other Managers Reporting for this Manager: None FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 23 Form 13F Information Table Value Total: $113417 List of Other Included Managers: None FORM 13F INFORMATION TABLE TITLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER OF CLASS CUSIP (x$1000)PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE AMERICAN STRATEGIC INCM PTFL COM 030098107 650 53900 SH SOLE 53900 AMERICAN STRATEGIC INCM PTFL II COM 030099105 552 59260 SH SOLE 59260 APOLLO GROUP INC COM 037604105 5521 139800 SH SOLE 139800 CAPITAL SOUTHWEST CORP COM 140501107 8573 82594 SH SOLE 82594 CISCO SYSTEMS INC COM 17275R102 9305 459980 SH SOLE 459980 COMPUWARE CORP COM 205638109 3520 301590 SH SOLE 301590 DELL INC COM 24702R101 8099 597732 SH SOLE 597732 DSP GROUP INC COM 23332B106 2730 335426 SH SOLE 335426 EMS TECHNOLOGIES INC COM 26873N108 9166 463419 SH SOLE 463419 KAPSTONE PAPER & PACKAGING CORP COM 48562P102 618 40390 SH SOLE 40390 KEYNOTE SYSTEMS INC COM 493308100 3315 226732 SH SOLE 226732 L-1 IDENTITY SOLUTIONS INC NOTE 3.75% 50212AAB2 3741 3750000 PRN SOLE 3750000 PFIZER INCORPORATED COM 717081103 7514 429117 SH SOLE 429117 QAD INCORPORATED CL A 74727D306 7058 775593 SH SOLE 775593 QAD INCORPORATED CL B 74727D207 1926 193745 SH SOLE 193745 SKECHERS USA INC CL A 830566105 6091 304530 SH SOLE 304530 SMART MODULAR TECHNOLOGIES INC ORD SHS G82245104 1886 327514 SH SOLE 327514 SYMANTEC CORP COM 871503108 11647 695765 SH SOLE 695765 TECUMSEH PRODUCTS CO CL A 878895200 237 18170 SH SOLE 18170 TEJON RANCH CO DEL COM 879080109 290 10532 SH SOLE 10532 TELLABS INC COM 879664100 7863 1159740 SH SOLE 1159740 TRANSACT TECHNOLOGIES INC COM 892918103 9003 958882 SH SOLE 958882 TRANSOCEAN INC NOTE 1.5% 893830AV1 9602 9748000 SH SOLE 9748000
-----END PRIVACY-ENHANCED MESSAGE-----