SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
  
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
ALLISON JOHN W

(Last) (First) (Middle)
P.O. BOX 966

(Street)
CONWAY AR 72033

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
HOME BANCSHARES INC [ HOMB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
Chairman
3. Date of Earliest Transaction (Month/Day/Year)
12/13/2012
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/13/2012 I 4.704(1) A $16.74(2) 4.704 I By 401(k)
Common Stock 12/13/2012 I 15.22(1) A $16.74(2) 19.924 I By 401(k)
Common Stock 12/13/2012 I 0.014(1) A $16.43(2) 19.938 I By 401(k)
Common Stock 12/14/2012 I 3,620.636(1) A $16.08(2) 3,640.574 I By 401(k)
Common Stock 12/14/2012 I 1,118.97(1) A $16.08(2) 4,759.544 I By 401(k)
Common Stock 12/14/2012 I 3.304(1) A $16.07(2) 4,762.848 I By 401(k)
Common Stock 12/17/2012 I 1,612.062(1) A $16.44(2) 6,374.91 I By 401(k)
Common Stock 12/17/2012 I 498.214(1) A $16.44(2) 6,873.124 I By 401(k)
Common Stock 12/17/2012 I 1.47(1) A $16.44(2) 6,874.594 I By 401(k)
Common Stock 12/19/2012 I 0.346(1) A $16.71(2) 6,874.94 I By 401(k)
Common Stock 12/19/2012 I 0.106(1) A $16.79(2) 6,666.109(3) I By 401(k)
Common Stock 0(4) I By son
Common Stock 3,738,271(5) D
Common Stock 8,136 I By IRA
Common Stock 427,680 I By wife
Common Stock 33,664 I By Capital Buyers
Common Stock - Restricted 41,333(5)(6)(7)(8) D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Option $3.08 (9) 12/31/2014 Common Stock 2,851 2,851 D
Stock Option $3.5 (10) 12/31/2015 Common Stock 1,425 1,425 D
Stock Option $3.92 (11) 12/31/2016 Common Stock 2,138 2,138 D
Stock Option $4.21 (12) 12/31/2017 Common Stock 2,852 2,852 D
Stock Option $4.78 (13) (13) Common Stock 17,276 17,276 D
Stock Option $4.92 (14) 12/31/2018 Common Stock 3,564 3,564 D
Stock Option $5.33 (15) 12/31/2019 Common Stock 3,564 3,564 D
Stock Option $5.33 07/27/2005 07/27/2015 Common Stock 178,200 178,200 D
Performance Stock Option $5.54 01/01/2010 03/13/2016 Common Stock 88,957 88,957 D
Stock Option $8.54 (16) 01/17/2018 Common Stock 35,640 35,640 D
Stock Option $8.6 (17) 01/09/2018 Common Stock 4,752 4,752 D
Stock Option $10.16 (18) 01/18/2017 Common Stock 47,520 47,520 D
Stock Option $17.25 01/18/2014 01/17/2023 Common Stock 50,000 50,000 D
Explanation of Responses:
1. The share data is reflective of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
2. The stock price per share is reflective of the Company declaring a 2-for-1 stock split to shareholders of record as of May 22, 2013 and made payable June 12, 2013.
3. Includes a net decline of 208.937 shares through the Home BancShares, Inc. 401(k) Plan since the reporting person's last filing. This decline is due to a mandatory refund from the Home BancShares, Inc. 401(k) Plan.
4. The reporting person no longer has a beneficial ownership interest in 383,931.6264 shares of Home BancShares common stock owned by his son and included in the reporting person's prior ownership reports.
5. The reporting person had 2,428 shares vest since the last filing.
6. Restricted Stock granted on February 2, 2011 will vest in 33 1/3% installments over three years each February 2nd.
7. Restricted Stock granted on January 18, 2013 will vest in 33 1/3% installments over three years each January 18th.
8. Restricted Stock granted on January 17, 2014 will "cliff" vest 100% three years from award date.
9. The option is exercisable in five equal annual installments and became exercisable on December 31, 2004.
10. The option is exercisable in five equal annual installments and became exercisable on December 31, 2005.
11. The option is exercisable in five equal annual installments and became exercisable on December 31, 2006.
12. The option is exercisable in five equal annual installments and became exercisable on December 31, 2007.
13. 3,456 options have an expiration date of December 31, 2014. The remaining 13,820 options vested on January 1, 2005 with an expiration date of January 1, 2015.
14. The option is exercisable in five equal annual installments and became exercisable on December 31, 2004.
15. The option is exercisable in five equal annual installments and became exercisable on December 31, 2005.
16. The option became exercisable in five equal annual installments beginning on January 18, 2009.
17. The option became exercisable in five equal annual installments beginning on January 10, 2009.
18. The option became exercisable in two equal annual installments beginning on January 19, 2008.
Remarks:
/s/John W. Allison by Rachel Wesson 03/21/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.