0001144204-11-020926.txt : 20110408 0001144204-11-020926.hdr.sgml : 20110408 20110408130617 ACCESSION NUMBER: 0001144204-11-020926 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20110406 FILED AS OF DATE: 20110408 DATE AS OF CHANGE: 20110408 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Kraton Performance Polymers, Inc. CENTRAL INDEX KEY: 0001321646 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS, MATERIALS, SYNTH RESINS & NONVULCAN ELASTOMERS [2821] IRS NUMBER: 200411521 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 BUSINESS PHONE: 800 457-2866 MAIL ADDRESS: STREET 1: 15710 JOHN F. KENNEDY BLVD. STREET 2: SUITE 300 CITY: HOUSTON STATE: TX ZIP: 77032 FORMER COMPANY: FORMER CONFORMED NAME: Polymer Holdings LLC DATE OF NAME CHANGE: 20050324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JPMP MASTER FUND MANAGER L P CENTRAL INDEX KEY: 0001243235 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 11748777 BUSINESS ADDRESS: STREET 1: C/O JPMORGAN PARTNERS LLC STREET 2: 270 PARK AVENUE 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212 270-7690 MAIL ADDRESS: STREET 1: C/O JPMORGAN PARTNERS LLC STREET 2: 270 PARK AVENUE 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JPMP GLOBAL INVESTORS L P CENTRAL INDEX KEY: 0001281161 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 11748776 BUSINESS ADDRESS: STREET 1: 270 PARK AVENUE 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-270-7690 MAIL ADDRESS: STREET 1: 270 PARK AVENUE 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JPMP CAPITAL CORP CENTRAL INDEX KEY: 0001330534 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-34581 FILM NUMBER: 11748775 BUSINESS ADDRESS: STREET 1: 270 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-270-7690 MAIL ADDRESS: STREET 1: 270 PARK AVENUE STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 v217828_ex.xml X0303 4 2011-04-06 1 0001321646 Kraton Performance Polymers, Inc. KRA 0001243235 JPMP MASTER FUND MANAGER L P C/O J.P. MORGAN PARTNERS, LLC 270 PARK AVENUE NEW YORK NY 10017 0 0 1 0 0001281161 JPMP GLOBAL INVESTORS L P C/O J.P. MORGAN PARTNERS, LLC 270 PARK AVENUE NEW YORK NY 10017 0 0 1 0 0001330534 JPMP CAPITAL CORP C/O J.P. MORGAN PARTNERS, LLC 270 PARK AVENUE NEW YORK NY 10017 0 0 1 0 Common Stock 2011-04-06 4 S 0 3995229 36.0512 D 7226 I See Footnote See Exhibit 99.1 This represents a disposition of the Issuer's securities by JPMP BHCA and the Global Funds (as defined within Exhibit 99.1) and is jointly filed by the other reporting persons as described in Exhibit 99.1 Includes 7,226 shares of common stock of Kraton Performance Polymers, Inc., representing $50,000 of common stock of Kraton Performance Polymers, Inc. granted to each of Timothy J. Walsh and Kevin G. O'Brien in consideration of their service on the Board of Directors of the Issuer. The price of the stock is based upon the average of the high and low prices of the common stock of Kraton Performance Polymers, Inc. as reported on the New York Stock Exchange on January 28, 2010. Pursuant to contractual undertakings by Mr. Walsh and Mr. O'Brien, Mr. Walsh and Mr. O'Brien are each holding these shares for the benefit of JPMP BHCA. Form 2 of 2 JPMP MASTER FUND MANAGER, L.P., /s/ Ana Capella Gomez-Acebo, Managing Director 2011-04-08 JPMP GLOBAL INVESTORS, L.P., /s/ Ana Capella Gomez-Acebo, Managing Director 2011-04-08 JPMP CAPITAL CORP., /s/ Ana Capella Gomez-Acebo, Managing Director 2011-04-08 EX-99.1 2 v217828_ex99-1.htm Unassociated Document
JPMP BHCA/Kraton Performance Polymers, Inc. - Exhibit 99.1

(1) This Form 4 is being filed by (i) J.P. Morgan Partners (BHCA), L.P. (“JPMP BHCA”), (ii) J.P. Morgan Partners Global Investors, L.P. (“J.P.Morgan Global”), (iii) JPMP Global Fund/Kraton A, L.P. (“ JPMP Kraton A”), (iv) J.P. Morgan Partners Global Investors (Cayman), L.P. (“JPMP Cayman”), (v) J.P. Morgan Partners Global Investors (Cayman) II, L.P. (“JPMP Cayman II”), (vi) JPMP Global Fund/Kraton, L.P. (“JPMP Kraton”), (vii) J.P. Morgan Partners Global Investors (Selldown), L.P. (“JPMP Selldown”), (viii) JPMP Global Fund/Kraton/Selldown, L.P. (“JPMP Kraton Selldown”), (ix) J.P. Morgan Partners Global Investors (Selldown) II, L.P. (“JPMP Selldown II”), (x) JPMP Global Fund/Kraton/Selldown II, L.P. (“JPMP Kraton Selldown II”, and together with J.P. Morgan Global, JPMP Kraton A, JPMP Cayman, JPMP Cayman II, JPMP Kraton, JPMP Selldown, JPMP Kraton Selldown, and JPMP Selldown II, the “Global Funds”), (xi) JPMP Master Fund Manager, L.P. (“JPMP MFM”), the general partner of JPMP BHCA, (xii) JPMP Global Investors, L.P.(“JPMP Global”), the general partner of the Global Funds, and (xiii) JPMP Capital Corp. (“JPMP Capital”, and together with JPMP BHCA, the Global Funds, JPMP MFM and JPMP Global, the “Reporting Persons”), the general partner of JPMP MFM and JPMP Global.  Each of JPMP Global and JPMP Capital may be deemed, pursuant to Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the “Exchange Act”) to beneficially own the shares held by the Global Funds.  Each of JPMP MFM and JPMP Capital may be deemed, pursuant to Rule 13d-3 under the Exchange Act to beneficially own the shares held by JPMP BHCA. The amount shown represents the beneficial ownership of the shares of common stock of Kraton Performance Polymers, Inc. held by the Reporting Persons.
 
 
 
 
 
JPMP BHCA/Kraton Performance Polymers, Inc. - Exhibit 99.1

 
 
Name and Address of
Reporting Person(1)
 
 
Designated Reporter(1)
 
 
Date of Event Requiring Statement
 
 
Issuer Name, Ticker
or Trading Symbol
 
 
Title and Amount of
Security
Title of Derivative Securities and Title and Amount of Securities Underlying Derivative Securities
 
Ownership Form:
Direct (D) or
Indirect (I)
 
Nature of Indirect
Beneficial Ownership
 
Disclaims
Pecuniary Interest
J.P. Morgan Partners Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 3
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Fund/Kraton A,  L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 4
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Cayman), L.P.
c/o  Walkers SPV Limited
PO Box 908 GT, Walker House
George Town, Grand Cayman
Cayman Islands
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 5
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Cayman) II, L.P.
c/o  Walkers SPV Limited
PO Box 908 GT, Walker House
George Town, Grand Cayman
Cayman Islands
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 6
Not Applicable
D
Not Applicable
  
JPMP Global Fund/Kraton, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 7
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Selldown), L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 8
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Fund/Kraton/Selldown, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 9
Not Applicable
D
Not Applicable
  
J.P. Morgan Partners Global Investors (Selldown) II, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 10
Not Applicable
D
Not Applicable
  
JPMP Global Fund/Kraton/Selldown II, L.P.
c/o  J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 11
Not Applicable
D
Not Applicable
  
 
 
 
 
 
J.P. Morgan Partners (BHCA) L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 2
Not Applicable
D
Not Applicable
  
JPMP Master Fund Manager, L.P.
c/o J.P. Morgan Partners, LLC  
270 Park Avenue
New York, NY 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 2
Not Applicable
I
See Explanatory
Note 1 below
No
JPMP Global Investors, L.P.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, New York 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Rows 3-11
Not Applicable
I
See Explanatory Note 2 below
No
JPMP Capital Corp.
c/o J.P. Morgan Partners, LLC
270 Park Avenue
New York, NY 10017
J.P. Morgan Partners (BHCA), L.P.
April 6, 2011
Kraton Performance Polymers, Inc.
(“KRA”)
See Table I
Row 1
Not Applicable
I
See
Explanatory Note 3 below
No
 
 
Explanatory Note:
 
(1) The amount shown in Table I in row 2 represents the beneficial ownership of the Issuer’s securities held by JPMP BHCA, a portion of which may be attributable to JPMP MFM because it is the sole general partner of JPMP BHCA.  The actual pro rata portion of such beneficial ownership that may be attributable to JPMP MFM is not readily determinable because it is subject to several variables, including the internal rate of return and vesting interest within JPMP BHCA.  JPMP MFM disclaims such beneficial ownership except to the extent of its pecuniary interest.
 
(2) The amount shown in Table I in rows 3 through 11 represents the beneficial ownership of the Issuer’s securities held by the Global Funds, a portion of which may be attributable to JPMP Global because it is the sole general partner of the Global Funds.  The actual pro rata portion of such beneficial ownership that may be attributable to JPMP Global is not readily determinable because it is subject to several variables, including the internal rate of return and vesting interest within the Global Funds.  JPMP Global disclaims beneficial ownership except to the extent of its pecuniary interest.
 
(3) The amount shown in Table I in row 1 represents the beneficial ownership of the Issuer’s securities held by the Reporting Persons, a portion of which may be attributable to JPMP Capital because it is the sole general partner of JPMP MFM and JPMP Global.  The actual pro rata portion of such beneficial ownership that may be attributable to JPMP Capital is not readily determinable because it is subject to several variables, including the internal rate of return and vesting interest within the JPMP BHCA and the Global Funds.  JPMP Capital disclaims such beneficial ownership except to the extent of its pecuniary interest.
 
 
 
      
Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.