0001330463-12-000004.txt : 20121107 0001330463-12-000004.hdr.sgml : 20121107 20121106193218 ACCESSION NUMBER: 0001330463-12-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20120930 FILED AS OF DATE: 20121107 DATE AS OF CHANGE: 20121106 EFFECTIVENESS DATE: 20121107 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ironwood Investment Counsel, LLC CENTRAL INDEX KEY: 0001330463 IRS NUMBER: 861017967 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11471 FILM NUMBER: 121184505 BUSINESS ADDRESS: STREET 1: 11801 N. TATUM BLVD., SUITE 224 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 602-493-4042 MAIL ADDRESS: STREET 1: 11801 N. TATUM BLVD., SUITE 224 CITY: PHOENIX STATE: AZ ZIP: 85028 13F-HR 1 ironwood13f3q2012.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: Septmeber 30, 2012 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ironwood Investment Counsel, LLC Address: 11801 N. Tatum Blvd., Suite 224 Phoenix, AZ 85028 Form 13F File Number: 28- 11471 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PAUL W. ALSTON, III Title: Phone: 602-493-4042 Signature, Place, and Date of Signing: PAUL W. ALSTON, III Phoenix, AZ November 6, 2012 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 116 ----------------------- Form 13F Information Table Value Total: 121894 (x 1000) ----------------------- List of Other Included Managers: Ironwood Investment Counsel, LLC Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------------- 3M Co COM 88579y101 1483 16048 SH SOLE 12748 3300 Abbott Labs COM 002824100 1411 20585 SH SOLE 10285 10300 Accenture PLC SHS CL A G1151C101 942 13450 SH SOLE 13450 Air Prods & Chems Inc COM 009158106 358 4325 SH SOLE 1325 3000 American Express COM 025816109 958 16851 SH SOLE 16851 Apple Computer Inc COM 037833100 1586 2377 SH SOLE 2377 AT&T COM 00206R102 1025 27198 SH SOLE 25781 1417 Auto Data Processing COM 053015103 1472 25101 SH SOLE 14751 10350 B O K Financial Cp New COM NEW 05561Q201 707 11957 SH SOLE 1075 10882 Bancfirst Corp Oklahoma COM 05945F103 1040 24200 SH SOLE 200 24000 Bank of America Corp COM 060505104 560 63443 SH SOLE 58823 4620 Bard COM 067383109 224 2145 SH SOLE 2145 Becton Dickinson & Co COM 075887109 462 5875 SH SOLE 2875 3000 Berkshire Hathaway Cl A COM 084670108 1327 10 SH SOLE 10 BHP Billiton Ltd ADR Spons ADR 05545E209 415 6044 SH SOLE 44 6000 BRE Properties Inc CL A 05564E106 216 4600 SH SOLE 4600 Broadridge Financial Solutions COM 11133T103 253 10841 SH SOLE 10841 Brown & Brown Inc COM 115236101 528 20240 SH SOLE 20240 Campbell Soup Co COM 134429109 630 18100 SH SOLE 7600 10500 Capital One Financial COM 14040H105 366 6427 SH SOLE 6427 Caterpillar Inc COM 149123101 478 5555 SH SOLE 5555 Charles Schwab Corp COM 808513105 600 46933 SH SOLE 44933 2000 Chevron Corp COM 166764100 1566 13436 SH SOLE 13436 Church & Dwight Co Inc COM 171340102 427 7900 SH SOLE 5800 2100 Cisco Systems Inc COM 17275R102 1537 80499 SH SOLE 65499 15000 Citigroup Inc COM 172967101 345 10535 SH SOLE 10535 Clorox Company COM 189054109 1189 16500 SH SOLE 10000 6500 Coca Cola COM 191216100 1232 32486 SH SOLE 13414 19072 Colgate Palmolive Co COM 194162103 602 5611 SH SOLE 611 5000 Costco COM 22160k105 869 8675 SH SOLE 8375 300 Devon Energy COM 25179m103 1513 25015 SH SOLE 14090 10925 Disney Walt Co COM 254687106 994 19004 SH SOLE 17004 2000 Eaton Corp COM 278058102 378 8000 SH SOLE 8000 Eli Lilly & Co COM 532457108 318 6700 SH SOLE 1700 5000 Emerson Electric COM 291011104 1997 41375 SH SOLE 20175 21200 Energen Corp COM 29265N108 210 4000 SH SOLE 4000 Express Scripts Inc COM 30219G108 307 4904 SH SOLE 1711 3193 Exxon Mobil COM 30231G102 9777 106909 SH SOLE 61706 45203 Fastenal Co COM 311900104 215 5000 SH SOLE 5000 Federated Investors COM 314211103 353 17080 SH SOLE 12080 5000 General Electric COM 369604103 3242 142778 SH SOLE 107759 35019 General Mills Inc COM 370334104 319 8000 SH SOLE 8000 Genuine Parts Co COM 372460105 305 5000 SH SOLE 5000 Google Inc Class A CL A 38259P508 283 375 SH SOLE 325 50 Grainger COM 384802104 208 1000 SH SOLE 1000 Hershey Company COM 427866108 220 3100 SH SOLE 100 3000 Hewlett-Packard Company COM 428236103 212 12412 SH SOLE 12412 Heinz HJ Co COM 423074103 408 7300 SH SOLE 7300 Home Depot COM 437076102 1826 30251 SH SOLE 27251 3000 IBM COM 459200101 2299 11083 SH SOLE 5081 6002 Illinois Tool Works COM 452308109 342 5750 SH SOLE 5750 Intel COM 458140100 590 26036 SH SOLE 24036 2000 iShares Tr BARCLYS TIPS BD 464287176 882 7240 SH SOLE 4040 3200 iShares Tr iBoxx HI YLD COR 464288513 743 8045 SH SOLE 8045 iShares Tr MSCI ACWI IDX 464288240 1891 48000 SH SOLE 48000 iShares MSCI EAFE IDX 464287465 271 5116 SH SOLE 4116 1000 iShares MSCI EMERG MKTS 464287234 328 7944 SH SOLE 7444 500 iShares RUSSELL 1000 GRW 464287614 8602 128959 SH SOLE 128959 iShares S&P 500 INDEX 464287200 8679 60104 SH SOLE 60104 iShares US PFD STK IDX 464288687 265 6652 SH SOLE 6652 Johnson & Johnson COM 478160104 3506 50880 SH SOLE 40480 10400 Kinder Morgan Mgmt LLC COM 49455U100 1904 24916 SH SOLE 13909 11007 Kraft Foods Inc CL A 50075N104 2241 54196 SH SOLE 35496 18700 Legg Mason COM 524901105 269 10905 SH SOLE 10905 Mastercard COM 57636Q104 222 492 SH SOLE 492 McDonalds COM 580135101 1993 21724 SH SOLE 11724 10000 McGraw Hill COM 580645109 339 6215 SH SOLE 5615 600 Medtronic Inc COM 585055106 1449 33613 SH SOLE 26613 7000 Merck & Co COM 589331107 973 21575 SH SOLE 955 20620 Microsoft COM 594918104 2682 90125 SH SOLE 60784 29341 MV Oil Trust COM 553859109 588 16400 SH SOLE 2400 14000 New Gold CDA COM 644535106 367 30000 SH SOLE 30000 Northern Trust Corp COM 665859104 302 6500 SH SOLE 6500 Novartis A G COM 66987V109 590 9627 SH SOLE 4627 5000 OGE Energy Corp. COM 670837103 566 10200 SH SOLE 200 10000 Omnicare Inc COM 681904108 465 13679 SH SOLE 13679 Pall Corp COM 696429307 364 5728 SH SOLE 5728 Panhandle Oil & Gas Inc COM 698477106 230 7500 SH SOLE 7500 Park Sterling Corp COM 70086Y105 49 10000 SH SOLE 10000 Paychex Inc COM 704326107 793 23825 SH SOLE 13825 10000 Pepsico Inc COM 713448108 1828 25824 SH SOLE 20824 5000 Pfizer COM 717081103 1685 67795 SH SOLE 56919 10876 PIMCO ETF TR ENHAN SHRT MAT 72201R833 1133 11160 SH SOLE 11160 Pinnacle West Capital Cp COM 723484101 414 7834 SH SOLE 7834 Plum Creek Timber Co COM 729251108 214 4875 SH SOLE 4650 225 Powershares DB Cmdy Idx Tra UNIT BEN IT 73935S105 235 8200 SH SOLE 8200 Powershares ETF TR FTS RAFI US 1000 73935X583 240 3901 SH SOLE 3901 Powershares QQQ UNIT SER 1 73935A104 716 10435 SH SOLE 10435 Procter & Gamble COM 742718109 3099 44682 SH SOLE 44432 250 Ramtron International Corp COM 751907304 36 11754 SH SOLE 11754 Royal Dutch Shell A Adrf COM 780259206 375 5400 SH SOLE 5400 Royal Dutch Shell PLC Cl B COM 780259107 250 3500 SH SOLE 3500 Schlumberger Ltd COM 806857108 230 3175 SH SOLE 3175 Siemens AG ADR Spons ADR 826197501 302 3019 SH SOLE 19 3000 Sigma Aldrich Corp COM 826552101 727 10100 SH SOLE 5100 5000 SPDR S&P 500 ETF TR TR UNIT 78462F103 410 2845 SH SOLE 2845 State Street Corp COM 857477103 327 7800 SH SOLE 6200 1600 Stryker COM 863667101 527 9475 SH SOLE 4475 5000 Sysco COM 871829107 1228 39280 SH SOLE 36280 3000 T. Rowe Price Group Inc COM 74144t108 538 8500 SH SOLE 6500 2000 Target COM 87612E106 720 11338 SH SOLE 6738 4600 Techne Corp Common COM 878377100 288 4000 SH SOLE 4000 The Southern Company COM 842587107 212 4600 SH SOLE 4600 United Parcel Service B CL B 911312106 988 13806 SH SOLE 11806 2000 US Bancorp COM 902973304 1537 44815 SH SOLE 36677 8138 Vanguard Intl Eq Index Fd MSCI EMR MKT ETF 922042858 1857 44515 SH SOLE 41915 2600 Vanguard Bond Index Fund TOTAL BND MRKT 921937835 277 3255 SH SOLE 3255 Verizon Communications COM 92343v104 899 19724 SH SOLE 19324 400 VOC Energy Trust TR UNIT 91829B103 317 17000 SH SOLE 2000 15000 Walgreen Company COM 931422109 1622 44500 SH SOLE 44500 Wal Mart Stores Inc COM 931142103 2129 28843 SH SOLE 23130 5713 Waste Management COM 94106L109 441 13745 SH SOLE 3745 10000 Wellpoint Inc COM 94973V107 262 4525 SH SOLE 4525 Western Union COM 959802109 1114 61147 SH SOLE 51147 10000 Windstream Corp COM 97381W104 272 26931 SH SOLE 11830 15101 Xilinx Inc COM 983919101 1772 53052 SH SOLE 53052 REPORT SUMMARY TOTAL $ 121894 (x 1000)