0001330463-11-000007.txt : 20111108 0001330463-11-000007.hdr.sgml : 20111108 20111108114852 ACCESSION NUMBER: 0001330463-11-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110930 FILED AS OF DATE: 20111108 DATE AS OF CHANGE: 20111108 EFFECTIVENESS DATE: 20111108 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Ironwood Investment Counsel, LLC CENTRAL INDEX KEY: 0001330463 IRS NUMBER: 861017967 STATE OF INCORPORATION: AZ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11471 FILM NUMBER: 111186815 BUSINESS ADDRESS: STREET 1: 11801 N. TATUM BLVD., SUITE 224 CITY: PHOENIX STATE: AZ ZIP: 85028 BUSINESS PHONE: 602-493-4042 MAIL ADDRESS: STREET 1: 11801 N. TATUM BLVD., SUITE 224 CITY: PHOENIX STATE: AZ ZIP: 85028 13F-HR 1 ironwood13f3q2011.txt SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Ironwood Investment Counsel, LLC Address: 11801 N. Tatum Blvd., Suite 224 Phoenix, AZ 85028 Form 13F File Number: 28- 11471 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: PAUL W. ALSTON, III Title: Phone: 602-493-4042 Signature, Place, and Date of Signing: PAUL W. ALSTON, III Phoenix, AZ November 8, 2011 --------------------- --------------------- ------------------- [Signature] [City, State] [Date] Report Type (Check only one): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report. [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 ----------------------- Form 13F Information Table Entry Total: 104 ----------------------- Form 13F Information Table Value Total: 89584 (x 1000) ----------------------- List of Other Included Managers: Ironwood Investment Counsel, LLC Form 13F Information Table FORM 13F INFORMATION TABLE COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN7 COLUMN 8 VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ---------------------------------------------------------------------------------------------------------------------------- 3M Co COM 88579y101 997 13888 SH SOLE 10588 3300 Abbott Labs COM 002824100 921 18005 SH SOLE 7705 10300 Accenture PLC SHS CL A G1151C101 769 14600 SH SOLE 14600 Air Prods & Chems Inc COM 009158106 437 5725 SH SOLE 2725 3000 Alpine Global Premier PPTYS COM SBI 02083A103 691 129460 SH SOLE 129460 Alpine Total Dynamic Dividend COM SBI 021060108 135 30000 SH SOLE 30000 American Elec Pwr Inc COM 025537101 205 5400 SH SOLE 5400 American Express COM 025816109 686 15286 SH SOLE 15286 Apple Computer Inc COM 037833100 800 2098 SH SOLE 2098 AT&T COM 00206R102 575 20147 SH SOLE 18730 1417 Auto Data Processing COM 053015103 1212 25695 SH SOLE 15345 10350 B O K Financial Cp New COM NEW 05561Q201 561 11957 SH SOLE 1075 10882 Bac Cap TRUST II COM 055188205 318 15375 SH SOLE 15375 Bancfirst Corp Oklahoma COM 05945F103 802 24200 SH SOLE 200 24000 Bank of America Corp COM 060505104 68 11076 SH SOLE 6456 4620 Bard COM 067383109 223 2545 SH SOLE 2545 Becton Dickinson & Co COM 075887109 327 4460 SH SOLE 1460 3000 Berkshire Hathaway Cl A COM 084670108 1068 10 SH SOLE 0 10 BHP Billiton Ltd ADR Spons ADR 05545E209 402 6044 SH SOLE 44 6000 Bristol-Myers Squibb Co COM 110122108 262 8360 SH SOLE 8360 Brown & Brown Inc COM 115236101 360 20240 SH SOLE 20240 Caterpillar Inc COM 149123101 364 4929 SH SOLE 4929 Chevron Corp COM 166764100 1388 14994 SH SOLE 14994 Church & Dwight Co Inc COM 171340102 358 8100 SH SOLE 6000 2100 Cisco Systems Inc COM 17275R102 1332 85946 SH SOLE 67946 18000 Citigroup Inc COM 172967101 594 23187 SH SOLE 23187 Clorox Company COM 189054109 975 14700 SH SOLE 9200 5500 Coca Cola COM 191216100 1109 16418 SH SOLE 6882 9536 Colgate Palmolive Co COM 194162103 826 9311 SH SOLE 4311 5000 Costco COM 22160k105 764 9300 SH SOLE 9000 300 Devon Energy COM 25179m103 1388 25040 SH SOLE 14115 10925 Disney Walt Co COM 254687106 342 11351 SH SOLE 10351 1000 Duke Energy Corporation COM 26441C105 234 11700 SH SOLE 11700 Eaton Corp COM 278058102 284 8000 SH SOLE 0 8000 Eli Lilly & Co COM 532457108 251 6800 SH SOLE 1800 5000 Emerson Electric COM 291011104 1672 40475 SH SOLE 19275 21200 Exxon Mobil COM 30231G102 5509 75853 SH SOLE 30650 45203 Frontier Communications Corp COM 35906A108 83 13593 SH SOLE 13593 General Electric COM 369604103 1637 107556 SH SOLE 87537 20019 General Mills Inc COM 370334104 539 14000 SH SOLE 6000 8000 Genuine Parts Co COM 372460105 254 5000 SH SOLE 0 5000 Google Inc Class A CL A 38259P508 211 410 SH SOLE 360 50 Herman Miller Inc. COM 600544100 207 11588 SH SOLE 11588 Hershey Company COM 427866108 290 4900 SH SOLE 4900 Hewlett-Packard Company COM 428236103 222 9890 SH SOLE 9890 Heinz HJ Co COM 423074103 369 7300 SH SOLE 7300 Home Depot COM 437076102 915 27850 SH SOLE 24850 3000 IBM COM 459200101 1810 10353 SH SOLE 4351 6002 Illinois Tool Works COM 452308109 284 6825 SH SOLE 6825 Intel COM 458140100 429 20115 SH SOLE 18115 2000 iShares BARCLYS TIPS BD 464287176 865 7564 SH SOLE 4364 3200 iShares MSCI ACWI IDX 464288240 1682 48000 SH SOLE 0 48000 iShares MSCI EAFE IDX 464287465 288 6031 SH SOLE 5031 1000 iShares MSCI EMERG MKTS 464287234 300 8544 SH SOLE 8044 500 iShares RUSSELL 1000 GRW 464287614 7753 147444 SH SOLE 147444 iShares S&P 500 INDEX 464287200 6683 58780 SH SOLE 58780 iShares US PFD STK IDX 464288687 237 6652 SH SOLE 6652 Johnson & Johnson COM 478160104 2853 44799 SH SOLE 34399 10400 JP Morgan Chase & Co COM 46625H100 392 13030 SH SOLE 13030 Kinder Morgan Mgmt LLC COM 49455U100 1567 26703 SH SOLE 16370 10333 Kraft Foods Inc CL A 50075N104 1630 48530 SH SOLE 29830 18700 McDonalds COM 580135101 1888 21496 SH SOLE 11496 10000 McGraw Hill COM 580645109 361 8800 SH SOLE 8200 600 McKesson Corp COM 58155Q103 206 2836 SH SOLE Medcohealth Solutions COM 58405u102 385 8201 SH SOLE 2686 5515 Medtronic Inc COM 585055106 932 28044 SH SOLE 21044 7000 Merck & Co COM 589331107 764 23350 SH SOLE 2730 20620 Microsoft COM 594918104 2088 83898 SH SOLE 54557 29341 MV Oil Trust COM 553859109 646 17400 SH SOLE 3400 14000 Northern Trust Corp COM 665859104 256 7332 SH SOLE 7332 OGE Energy Corp. COM 670837103 487 10200 SH SOLE 200 10000 Omnicare Inc COM 681904108 270 10600 SH SOLE 10600 Pall Corp COM 698477106 237 5578 SH SOLE 5578 Panhandle Oil & Gas Inc COM 698477106 213 7500 SH SOLE 0 7500 Paychex Inc COM 704326107 322 12195 SH SOLE 12195 Pepsico Inc COM 713448108 1249 20180 SH SOLE 15180 5000 Pfizer COM 717081103 872 49324 SH SOLE 38448 10876 Pinnacle West Capital Cp COM 723484101 420 9780 SH SOLE 9780 Powershares DB Cmdy Idx Tra COM 73935S105 211 8200 SH SOLE 8200 Powershares QQQ COM 73935A104 531 10120 SH SOLE 10120 Procter & Gamble COM 742718109 2500 39577 SH SOLE 14477 25100 Ramtron International Corporat COM 751907304 23 11754 SH SOLE 11754 Royal Dutch Shell A Adrf COM 780259206 332 5400 SH SOLE 5400 Sigma Aldrich Corp COM 826552101 649 10500 SH SOLE 5500 5000 SPDR S&P 500 ETF COM 78462F103 260 2302 SH SOLE 2302 State Street Corp COM 857477103 251 7800 SH SOLE 6200 1600 Stryker COM 863667101 480 10175 SH SOLE 5175 5000 Sysco COM 871829107 748 28863 SH SOLE 25863 3000 T. Rowe Price Group Inc COM 74144t108 463 9700 SH SOLE 7700 2000 Target COM 87612E106 587 11960 SH SOLE 7360 4600 Techne Corp Common COM 878377100 272 4000 SH SOLE 0 4000 The Southern Company COM 842587107 386 9100 SH SOLE 9100 United Parcel Service B CL B 911312106 742 11757 SH SOLE 9757 2000 US Bancorp COM 902973304 1024 43509 SH SOLE 35221 8288 Vanguard International Eq Idx MSCI EMR MKT ETF 922042858 1503 41943 SH SOLE 39343 2600 Vanguard TOTAL BND MRKT 921937835 273 3255 SH SOLE 3255 Verizon Communications COM 92343v104 722 19625 SH SOLE 19225 400 VOC Energy Trust COM 91829B103 312 15000 SH SOLE 0 15000 Walgreen Company COM 931422109 1605 48800 SH SOLE 48800 Wal Mart Stores Inc COM 931142103 1182 22770 SH SOLE 17057 5713 Washington Mutual Inc. COM 939322103 1 10000 SH SOLE 10000 Western Union COM 959802109 687 44952 SH SOLE 34952 10000 Windstream Corp COM 97381W104 419 35931 SH SOLE 20830 15101 Xilinx Inc COM 983919101 1115 40644 SH SOLE 40644 REPORT SUMMARY TOTAL $ 89584 (x 1000)