0001330325-13-000011.txt : 20130430 0001330325-13-000011.hdr.sgml : 20130430 20130430084852 ACCESSION NUMBER: 0001330325-13-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130331 FILED AS OF DATE: 20130430 DATE AS OF CHANGE: 20130430 EFFECTIVENESS DATE: 20130430 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Capital Group, LLC CENTRAL INDEX KEY: 0001330325 IRS NUMBER: 204857214 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11411 FILM NUMBER: 13794560 BUSINESS ADDRESS: STREET 1: 1 WEST FOURTH STREET STREET 2: 25TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-621-6787 MAIL ADDRESS: STREET 1: 1 WEST FOURTH STREET STREET 2: 25TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: OPUS CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20051219 FORMER COMPANY: FORMER CONFORMED NAME: Opus Capital Management, Inc. DATE OF NAME CHANGE: 20050615 13F-HR 1 form13f_033113.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: MARCH 31, 2013 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE): [ ] IS A RESTATEMENT [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: OPUS CAPITAL GROUP, LLC ADDRESS: 1 WEST FOURTH STREET 25TH FLOOR CINCINNATI, OH 45202 13F FILE NUMBER: 028-11411 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENT, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS SUBMISSION. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: JOSEPH P. CONDREN TITLE: COO and CCO PHONE: 513-621-6787 SIGNATURE, PLACE, AND DATE OF SIGNING: JOSEPH P. CONDREN CINCINNATI, OH APRIL 30, 2013 REPORT TYPE (CHECK ONLY ONE.): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [X] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NO. FORM 13F FILE NUMBER NAME 1 028-01190 FRANK RUSSELL COMPANY FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 1 FORM 13F INFORMATION TABLE ENTRY TOTAL: 172 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,682,495 (IN THOUSANDS) LIST OF OTHER INCLUDED MANAGERS: PROVIDE A NUMBERED LIST OF THE NAME(S) AND FORM 13F FILE NUMBER(S) OF ALL INSTITUTIONAL MANAGERS WITH RESPECT TO WHICH THIS REPORT IS FILED, OTHER THAN THE MANAGER FILING THIS REPORT. NO. FORM 13F FILE NUMBER NAME 1 028-14511 AMERICAN BEACON ADVISORS, INC. FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE Aceto Corporation COM 004446100 14886 1344690 SH SOLE 866681 478009 Aerovironment Inc COM 008073108 2136 117800 SH SOLE 84550 33250 America's Car-Mart COM 03062T105 31514 674244 SH SOLE 411660 262584 Ares Capital Corp COM 04010L103 17582 971391 SH SOLE 346096 625295 Aspen Insurance Hold COM G05384105 51259 1328652 SH SOLE 898365 430287 Atlas Air Worldwide COM 049164205 33211 814791 SH SOLE 553765 261026 Atmos Energy COM 049560105 7078 165797 SH SOLE 114188 51609 Atwood Oceanics Inc COM 050095108 18980 361246 SH SOLE 236388 124858 AuRico Gold Inc COM 05155C105 28171 4478647 SH SOLE 3174604 1304043 Bank of the Ozarks I COM 063904106 55326 1247491 SH SOLE 844298 403193 Barnes Group COM 067806109 9759 337323 SH SOLE 153419 183904 Cash America Intl COM 14754D100 29182 556163 SH SOLE 372193 183970 Cato Corp. COM 149205106 7373 305436 SH SOLE 215493 89943 Chatham Lodging Trus COM 16208T102 12192 692349 SH SOLE 424407 267942 Chemed Corp COM 16359R103 12972 162187 SH SOLE 105785 56402 Chesapeake Lodging T COM 165240102 23527 1025590 SH SOLE 661586 364004 Cloud Peak Energy In COM 18911Q102 28899 1538809 SH SOLE 1014090 524719 Colony Financial Inc COM 19624R106 10533 474439 SH SOLE 284504 189935 Crane Co COM 224399105 32741 586121 SH SOLE 400493 185628 Darling Internationa COM 237266101 19761 1100274 SH SOLE 755245 345029 Dycom Industries Inc COM 267475101 28366 1440652 SH SOLE 930549 510103 Encore Capital Group COM 292554102 20181 670453 SH SOLE 470346 200107 Endurance Specialty COM G30397106 48283 1009891 SH SOLE 683350 326541 EnerSys COM 29275Y102 27894 611975 SH SOLE 400043 211932 Enstar Group Ltd COM G3075P101 13607 109476 SH SOLE 79416 30060 Entropic Communicati COM 29384R105 18032 4435919 SH SOLE 2674200 1761719 EPL Oil & Gas Inc COM 26883D108 18860 703477 SH SOLE 467857 235620 Ezcorp Inc COM 302301106 42180 1980282 SH SOLE 1351370 628912 Fifth Street Finance COM 31678A103 17224 1563005 SH SOLE 547836 1015169 First Financial Banc COM 320209109 22364 1393404 SH SOLE 951702 441702 Global Cash Access H COM 378967103 22507 3192445 SH SOLE 1980438 1212007 GrafTech Internation COM 384313102 20228 2633790 SH SOLE 1807645 826145 Green Dot Corp COM 39304D102 29930 1791164 SH SOLE 1083662 707502 Greenbrier Cos COM 393657101 3811 167830 SH SOLE 132880 34950 Guess Inc COM 401617105 18417 741735 SH SOLE 490758 250977 Hancock Holding Co COM 410120109 19222 621661 SH SOLE 423291 198370 Harman International COM 413086109 18093 405400 SH SOLE 266791 138609 Haynes International COM 420877201 10822 195698 SH SOLE 144011 51687 IberiaBank Corp COM 450828108 33640 672524 SH SOLE 456851 215673 InterDigital Inc COM 45867G101 31224 652270 SH SOLE 467658 184612 Itron Inc COM 465741106 15972 344226 SH SOLE 227449 116777 Key Energy Services COM 492914106 19450 2407128 SH SOLE 1715763 691365 Kirby Corp COM 497266106 14832 193119 SH SOLE 135259 57860 Kulicke & Soffa Indu COM 501242101 19214 1662097 SH SOLE 1236866 425231 Landec Corp COM 514766104 9969 688963 SH SOLE 495063 193900 Lasalle Hotel Proper COM 517942108 22602 890560 SH SOLE 637644 252916 Materion Corp COM 576690101 44914 1575947 SH SOLE 1002381 573566 Methanex Corp COM 59151K108 15708 386601 SH SOLE 291656 94945 Moog Inc COM 615394202 25584 558228 SH SOLE 370516 187712 Newpark Resources In COM 651718504 37183 4006801 SH SOLE 2485777 1521024 Oil States Intl COM 678026105 15948 195511 SH SOLE 132088 63423 Olin Corp COM 680665205 18128 718812 SH SOLE 505518 213294 Omnivision Technolog COM 682128103 36079 2620112 SH SOLE 1624392 995720 Patterson-UTI Energy COM 703481101 2882 120874 SH SOLE 0 120874 Precision Drilling C COM 74022D308 40842 4424965 SH SOLE 3211309 1213656 Rent-A-Center Inc COM 76009N100 13507 365645 SH SOLE 242452 123193 RLJ Lodging Trust COM 74965L101 29614 1301123 SH SOLE 919964 381159 Spirit Airlines Inc COM 848577102 25312 998125 SH SOLE 338970 659155 StanCorp Financial COM 852891100 18164 424793 SH SOLE 287476 137317 Starwood Property Tr COM 85571B105 19487 701982 SH SOLE 486391 215591 State Bank Financial COM 856190103 32231 1968899 SH SOLE 1258373 710526 Synaptics Inc COM 87157D109 11304 277817 SH SOLE 180995 96822 Synnex Corp COM 87162W100 30003 810902 SH SOLE 551639 259263 Titan International COM 88830M102 26457 1255057 SH SOLE 825685 429372 Titan Machinery Inc. COM 88830R101 26061 938452 SH SOLE 595310 343142 Triumph Group Inc COM 896818101 20874 265911 SH SOLE 181045 84866 US Silica Holdings I COM 90346E103 13838 586870 SH SOLE 430290 156580 WMS Industries Inc COM 929297109 19998 793265 SH SOLE 537518 255747 Xyratex Ltd COM G98268108 21236 2145076 SH SOLE 1445653 699423 AbbVie Inc COM 00287y109 492 12069 SH SOLE 570 11499 Accenture plc COM G1151C101 355 4675 SH SOLE 0 4675 ACE Limited COM H0023R105 433 4870 SH SOLE 0 4870 Air Products & Chemi COM 009158106 375 4310 SH SOLE 0 4310 Albemarle Corp COM 012653101 381 6100 SH SOLE 0 6100 Altria Group Inc COM 02209S103 669 19450 SH SOLE 1135 18315 American Express Co COM 025816109 456 6760 SH SOLE 0 6760 Analog Devices Inc COM 032654105 804 17290 SH SOLE 765 16525 Arthur J. Gallagher COM 363576109 503 12185 SH SOLE 560 11625 AT&T Inc COM 00206R102 1162 31664 SH SOLE 7659 24005 Automatic Data Proce COM 053015103 892 13716 SH SOLE 661 13055 Baxter Intl Inc COM 071813109 951 13085 SH SOLE 370 12715 BCE Inc COM 05534b760 642 13745 SH SOLE 635 13110 BlackRock Inc COM 09247X101 1193 4645 SH SOLE 140 4505 Bristol Myers Squibb COM 110122108 971 23570 SH SOLE 1900 21670 Chevron Corp COM 166764100 1690 14230 SH SOLE 3480 10750 Cisco Systems Inc COM 17275R102 794 38005 SH SOLE 1780 36225 Coca Cola Inc COM 191216100 703 17384 SH SOLE 1662 15722 Digital Realty Trust COM 253868103 1016 15185 SH SOLE 425 14760 Eli Lilly & Co COM 532457108 508 8960 SH SOLE 60 8900 Emerson Electric Co COM 291011104 744 13333 SH SOLE 635 12698 Ensco PLC COM G3157S106 393 6550 SH SOLE 0 6550 Exxon Mobil Corp COM 30231G102 1431 15887 SH SOLE 11477 4410 General Electric Co COM 369604103 1465 63335 SH SOLE 24990 38345 Genuine Parts Co COM 372460105 1041 13345 SH SOLE 380 12965 GlaxoSmithKline plc COM 37733w105 483 10295 SH SOLE 0 10295 HCP Inc COM 40414L109 813 16300 SH SOLE 745 15555 Health Care REIT COM 42217K106 740 10890 SH SOLE 500 10390 Helmerich & Payne COM 423452101 353 5810 SH SOLE 0 5810 Intel Corp COM 458140100 750 34355 SH SOLE 1575 32780 iShares Barclays MBS BARCLYS MBS BD 464288588 1487 13778 SH SOLE 0 13778 Johnson & Johnson COM 478160104 1498 18369 SH SOLE 774 17595 Kimberly Clark Corp COM 494368103 971 9914 SH SOLE 463 9451 Kinder Morgan COM 49456B101 942 24360 SH SOLE 1135 23225 Kraft Foods Group COM 50076Q106 878 17040 SH SOLE 780 16260 Linear Technology Co COM 535678106 339 8825 SH SOLE 0 8825 Mattel Inc COM 577081102 810 18505 SH SOLE 845 17660 McDonalds Corp COM 580135101 1353 13572 SH SOLE 612 12960 MDC Holdings COM 552676108 242 6590 SH SOLE 0 6590 Merck & Co. Inc COM 58933y105 674 15250 SH SOLE 0 15250 Microsoft Corp COM 594918104 1030 36000 SH SOLE 1120 34880 National Retail Prop COM 637417106 464 12825 SH SOLE 595 12230 NextEra Energy Inc COM 65339f101 305 3920 SH SOLE 175 3745 Norfolk Southern Cor COM 655844108 436 5662 SH SOLE 142 5520 Novartis AG COM 66987V109 717 10060 SH SOLE 465 9595 Oil States Intl COM 678026105 15948 195511 SH SOLE 132088 63423 Omnicom Group Inc COM 681919106 392 6650 SH SOLE 0 6650 Oneok Inc COM 682680103 872 18280 SH SOLE 850 17430 PartnerRe Ltd COM G6852T105 447 4800 SH SOLE 0 4800 Phillip Morris Inter COM 718172109 900 9702 SH SOLE 482 9220 PMC-Sierra Inc COM 69344f106 96 14075 SH SOLE 0 14075 Praxair Inc COM 74005P104 627 5620 SH SOLE 245 5375 Procter & Gamble Co COM 742718109 10860 140927 SH SOLE 125807 15120 Realty Income Corp COM 756109104 293 6470 SH SOLE 310 6160 Stryker Corp COM 863667101 402 6160 SH SOLE 0 6160 T Rowe Price Group I COM 74144T108 449 6000 SH SOLE 0 6000 Target Corp COM 87612E106 400 5850 SH SOLE 0 5850 Texas Instruments COM 882508104 440 12400 SH SOLE 0 12400 The Bank of Nova Sco COM 064149107 488 8380 SH SOLE 385 7995 The Southern Company COM 842587107 771 16430 SH SOLE 715 15715 Tupperware Brands Co COM 899896104 301 3685 SH SOLE 170 3515 United Parcel Servic COM 911312106 418 4870 SH SOLE 0 4870 United Technologies COM 913017109 843 9015 SH SOLE 220 8795 US Bancorp COM 902973304 629 18537 SH SOLE 4292 14245 Walgreen Co COM 931422109 914 19160 SH SOLE 10000 9160 Williams Companies COM 969457100 1350 36040 SH SOLE 1190 34850 Willis Group Holding COM G96666105 389 9840 SH SOLE 0 9840 WW Grainger Inc COM 384802104 398 1770 SH SOLE 0 1770 3M Company COM 88579Y101 457 4300 SH SOLE 4300 0 Digital Realty Trust COM 253868103 1016 15185 SH SOLE 425 14760 Emerson Electric COM 291011104 744 13333 SH SOLE 635 12698 General Electric COM 369604103 1465 63335 SH SOLE 24990 38345 Genuine Parts Co COM 372460105 1041 13345 SH SOLE 380 12965 Hubbell Inc Class B COM 443510201 265 2730 SH SOLE 2730 0 Intel Corp COM 458140100 750 34355 SH SOLE 1575 32780 iShares Barclays Agg BARCLYS US AGG 464287226 395 3563 SH SOLE 3563 0 iShares Mstar Large LRGE CORE INDX 464287127 809 8790 SH SOLE 8790 0 iShares Russell 1000 RUSSELL 1000 464287622 5387 61766 SH SOLE 61766 0 iShares Russell 1000 RUSSELL1000VAL 464287598 717 8830 SH SOLE 8830 0 iShares S&P 500 Inde S&P 500 INDEX 464287200 1262 8023 SH SOLE 8023 0 Johnson & Johnson COM 478160104 1498 18369 SH SOLE 774 17595 Kimberly Clark Corp COM 494368103 971 9914 SH SOLE 463 9451 Lilly Eli & Co COM 532457108 508 8960 SH SOLE 60 8900 Mattel Inc COM 577081102 810 18505 SH SOLE 845 17660 McDonalds Corp COM 580135101 1353 13572 SH SOLE 612 12960 Microsoft COM 594918104 1030 36000 SH SOLE 1120 34880 National Retail Prop COM 637417106 464 12825 SH SOLE 595 12230 Norfolk Southern Cor COM 655844108 436 5662 SH SOLE 142 5520 ONEOK Inc. COM 682680103 872 18280 SH SOLE 850 17430 Philip Morris Intl I COM 718172109 900 9702 SH SOLE 482 9220 Procter & Gamble COM 742718109 10860 140927 SH SOLE 125807 15120 Realty Income Corp. COM 756109104 293 6470 SH SOLE 310 6160 The Southern Company COM 842587107 771 16430 SH SOLE 715 15715 Tupperware Brands Co COM 899896104 301 3685 SH SOLE 170 3515 United Technologies COM 913017109 843 9015 SH SOLE 220 8795 US Bancorp COM 902973304 629 18537 SH SOLE 4292 14245 Vanguard High Divide HIGH DIV YLD 921946406 5802 105859 SH SOLE 105859 0 Vanguard Large Value VALUE ETF 922908744 2929 44691 SH SOLE 44691 0 Vanguard Short Term SHORT TRM BOND 921937827 288 3550 SH SOLE 3550 0 Vanguard Short-Term SHRT-TERM CORP 92206C409 436 5428 SH SOLE 5428 0 Vanguard Total Bond TOTAL BND MRKT 921937835 593 7084 SH SOLE 7084 0 Walgreen Co. COM 931422109 914 19160 SH SOLE 10000 9160 Williams Companies COM 969457100 1350 36040 SH SOLE 1190 34850