0001330325-11-000008.txt : 20110429 0001330325-11-000008.hdr.sgml : 20110429 20110429090341 ACCESSION NUMBER: 0001330325-11-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110429 DATE AS OF CHANGE: 20110429 EFFECTIVENESS DATE: 20110429 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Opus Capital Group, LLC CENTRAL INDEX KEY: 0001330325 IRS NUMBER: 204857214 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11411 FILM NUMBER: 11791163 BUSINESS ADDRESS: STREET 1: 1 WEST FOURTH STREET STREET 2: 25TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 BUSINESS PHONE: 513-621-6787 MAIL ADDRESS: STREET 1: 1 WEST FOURTH STREET STREET 2: 25TH FLOOR CITY: CINCINNATI STATE: OH ZIP: 45202 FORMER COMPANY: FORMER CONFORMED NAME: OPUS CAPITAL MANAGEMENT, INC. DATE OF NAME CHANGE: 20051219 FORMER COMPANY: FORMER CONFORMED NAME: Opus Capital Management, Inc. DATE OF NAME CHANGE: 20050615 13F-HR 1 form13f_033111.txt UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON D.C. 20549 FORM 13F FORM 13F COVER PAGE REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: MARCH 31, 2011 CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER: THIS AMENDMENT (CHECK ONLY ONE): [ ] IS A RESTATEMENT [ ] ADDS NEW HOLDINGS ENTRIES INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT: NAME: OPUS CAPITAL GROUP, LLC ADDRESS: 1 WEST FOURTH STREET 25TH FLOOR CINCINNATI, OH 45202 13F FILE NUMBER: 028-11411 THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE, CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS, STATEMENT, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF THIS SUBMISSION. PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER: NAME: JOSEPH P. CONDREN TITLE: COO & CCO PHONE: 513-621-6787 SIGNATURE, PLACE, AND DATE OF SIGNING: JOSEPH P. CONDREN CINCINNATI, OH APRIL 29, 2011 REPORT TYPE (CHECK ONLY ONE.): [ ] 13F HOLDINGS REPORT [ ] 13F NOTICE [X] 13F COMBINATION REPORT LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER: NO. FORM 13F FILE NUMBER NAME 1 028-01190 FRANK RUSSELL COMPANY FORM 13F SUMMARY PAGE REPORT SUMMARY: NUMBER OF OTHER INCLUDED MANAGERS: 0 FORM 13F INFORMATION TABLE ENTRY TOTAL: 156 FORM 13F INFORMATION TABLE VALUE TOTAL: $1,499,877 (IN THOUSANDS) LIST OF OTHER INCLUDED MANAGERS: PROVIDE A NUMBERED LIST OF THE NAME(S) AND FORM 13F FILE NUMBER(S) OF ALL INSTITUTIONAL MANAGERS WITH RESPECT TO WHICH THIS REPORT IS FILED, OTHER THAN THE MANAGER FILING THIS REPORT. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE 99 Cents Only Stores COM 65440K106 25678 1310089 SH SOLE 193382 1116707 Aeropostale Inc COM 007865108 30760 1264823 SH SOLE 187756 1077067 Allegiant Travel Com COM 01748X102 15952 364118 SH SOLE 103652 260466 Almost Family Inc COM 020409108 8152 216573 SH SOLE 33360 183213 America's Car-Mart COM 03062T105 23311 904237 SH SOLE 168041 736196 Amerigroup Corp COM 03073T102 25425 395719 SH SOLE 59931 335788 Ares Capital Corp COM 04010L103 21363 1260578 SH SOLE 186736 1073842 Argo Group Internati COM G0464B107 8153 246757 SH SOLE 35848 210909 Aspen Insurance Hold COM G05384105 25964 942075 SH SOLE 140478 801597 Atlas Air Worldwide COM 049164205 32795 470380 SH SOLE 70434 399946 Atmos Energy COM 049560105 10569 309946 SH SOLE 45701 264245 Atwood Oceanics Inc COM 050095108 22013 474117 SH SOLE 71280 402837 Bank of the Ozarks I COM 063904106 34303 784788 SH SOLE 116200 668588 Big Lots Inc COM 089302103 35945 827647 SH SOLE 121351 706296 Black Box Corp COM 091826107 21998 625824 SH SOLE 92195 533629 Brightpoint Inc COM 109473405 16619 1532734 SH SOLE 227481 1305253 CACI International I COM 127190304 31258 509747 SH SOLE 70387 439360 Cash America Intl COM 14754D100 33312 723380 SH SOLE 107380 616000 Centene Corp COM 15135B101 24378 739190 SH SOLE 111914 627276 Collective Brands In COM 19421W100 23068 1068974 SH SOLE 158715 910259 Constellation Brands COM 21036P108 208 10261 SH SOLE 0 10261 Contango Oil & Gas C COM 21075N204 7930 125392 SH SOLE 18047 107345 Crane Co COM 224399105 20565 424633 SH SOLE 62004 362629 Delphi Financial Gro COM 247131105 20651 672456 SH SOLE 100108 572348 DG FastChannel Inc COM 23326R109 29393 913101 SH SOLE 136039 777062 Dollar Tree Inc COM 256746108 240 4327 SH SOLE 0 4327 Ebix Inc COM 278715206 25319 1070556 SH SOLE 159771 910785 Emcor Group Inc COM 29084Q100 21485 693719 SH SOLE 105105 588614 Empire District Elec COM 291641108 12840 589263 SH SOLE 87336 501927 Endo Pharmaceuticals COM 29264F205 26575 696435 SH SOLE 101267 595168 Endurance Specialty COM G30397106 971 19898 SH SOLE 3880 16018 Entertainment Proper COM 29380T105 8042 171772 SH SOLE 25437 146335 Entropic Communicati COM 29384R105 15165 1794684 SH SOLE 268795 1525889 Ezcorp Inc COM 302301106 49508 1577188 SH SOLE 234495 1342693 Fifth Street Finance COM 31678A103 30120 2256215 SH SOLE 336767 1919448 First Financial Banc COM 320209109 22235 1332258 SH SOLE 198426 1133832 Genco Shipping & Tra COM Y2685T107 21362 1983476 SH SOLE 297025 1686451 Gentiva Health Servi COM 37247A102 40215 1434696 SH SOLE 213509 1221187 Greif Inc COM 397624107 18464 282280 SH SOLE 40845 241435 Hancock Holding Co COM 410120109 19547 595207 SH SOLE 87836 507371 Harris Corp COM 413875105 222 4477 SH SOLE 0 4477 HCC Insurance Holdin COM 404132102 6067 193784 SH SOLE 28635 165149 IberiaBank Corp COM 450828108 39302 653618 SH SOLE 96271 557347 InterDigital Inc COM 45867G101 44127 924898 SH SOLE 137029 787869 JDA Software Group COM 46612K108 22165 732474 SH SOLE 110801 621673 Kirby Corp COM 497266106 23791 415264 SH SOLE 60328 354936 Kirkland's Inc. COM 497498105 15364 995094 SH SOLE 140621 854473 Knight Capital Group COM 499005106 22769 1699153 SH SOLE 251614 1447539 LifePoint Hospitals COM 53219L109 14048 349473 SH SOLE 52015 297458 Magellan Health Serv COM 559079207 22325 454854 SH SOLE 67186 387668 Mantech Internationa COM 564563104 14243 335907 SH SOLE 50025 285882 Maximus Inc COM 577933104 16263 200356 SH SOLE 29860 170496 Medicis Pharmaceutic COM 584690309 13580 423852 SH SOLE 62073 361779 Navigators Group COM 638904102 23393 454240 SH SOLE 66401 387839 Ocwen Financial Corp COM 675746309 2676 242850 SH SOLE 36700 206150 Oil States Intl COM 678026105 30083 395098 SH SOLE 59105 335993 OM Group Inc COM 670872100 16269 445251 SH SOLE 67751 377500 ProAssurance Corp COM 74267C106 5098 80450 SH SOLE 12100 68350 Rent-A-Center Inc COM 76009N100 39946 1144268 SH SOLE 167554 976714 Sigma Designs Inc COM 826565103 8050 621598 SH SOLE 93051 528547 Skechers USA Inc COM 830566105 20119 979495 SH SOLE 144586 834909 StanCorp Financial COM 852891100 22150 480282 SH SOLE 70699 409583 Synaptics Inc COM 87157D109 26232 970825 SH SOLE 145445 825380 Synnex Corp COM 87162W100 32131 981706 SH SOLE 146404 835302 Tech Data Corp COM 878237106 271 5318 SH SOLE 0 5318 Tessera Technologies COM 88164L100 24482 1340743 SH SOLE 198244 1142499 Tidewater Inc. COM 886423102 20968 350330 SH SOLE 51339 298991 Tower Group Inc COM 891777104 11474 477490 SH SOLE 70920 406570 Triumph Group Inc COM 896818101 11194 126561 SH SOLE 18488 108073 Tutor Perini Corp COM 901109108 20235 830685 SH SOLE 126005 704680 Cigna Corp COM 125509109 275 6200 SH SOLE 0 6200 Ensco International COM 29358Q109 217 3750 SH SOLE 0 3750 Health Care REIT COM 42217K106 723 13790 SH SOLE 0 13790 National Retail Prop COM 637417106 452 17280 SH SOLE 0 17280 Abbott Laboratories COM 002824100 753 15354 SH SOLE 0 15354 AGL Resources Inc COM 001204106 374 9375 SH SOLE 0 9375 Altria Group Inc COM 02209S103 615 23630 SH SOLE 280 23350 AT&T Inc COM 00206R102 1173 38299 SH SOLE 6134 32165 Automatic Data Proce COM 053015103 474 9235 SH SOLE 0 9235 Baker Hughes Inc COM 057224107 428 5825 SH SOLE 0 5825 BCE Inc COM 05534b760 652 17955 SH SOLE 0 17955 Bristol Myers Squibb COM 110122108 791 29950 SH SOLE 1265 28685 Brown & Brown Inc COM 115236101 384 14900 SH SOLE 0 14900 Canadian Imperial Ba COM 136069101 500 5790 SH SOLE 0 5790 Charles Schwab Corp COM 808513105 319 17700 SH SOLE 0 17700 Chevron Corp COM 166764100 766 7130 SH SOLE 3130 4000 Coca Cola Inc COM 191216100 489 7376 SH SOLE 485 6891 ConocoPhillips COM 20825C104 762 9545 SH SOLE 30 9515 Crescent Point Energ COM 22576C101 475 9795 SH SOLE 0 9795 Cullen/Frost Bankers COM 229899109 319 5400 SH SOLE 0 5400 Eli Lilly & Co COM 532457108 315 8960 SH SOLE 60 8900 Emerson Electric Co COM 291011104 467 7988 SH SOLE 0 7988 Enbridge Inc COM 29250n105 347 5645 SH SOLE 0 5645 Exxon Mobil Corp COM 30231G102 1405 16702 SH SOLE 11902 4800 Federated Investors COM 314211103 356 13300 SH SOLE 0 13300 General Dynamics Cor COM 369550108 329 4300 SH SOLE 0 4300 Genuine Parts Co COM 372460105 954 17780 SH SOLE 0 17780 GlaxoSmithKline plc COM 37733w105 661 17220 SH SOLE 0 17220 HCP Inc COM 40414L109 518 13640 SH SOLE 0 13640 Healthcare Services COM 421906108 720 40980 SH SOLE 0 40980 Helmerich & Payne COM 423452101 343 5000 SH SOLE 0 5000 Hewlett Packard Co COM 428236103 342 8340 SH SOLE 0 8340 HJ Heinz Co COM 423074103 525 10750 SH SOLE 0 10750 Holly Corp COM 435758305 267 4400 SH SOLE 0 4400 IBM COM 459200101 495 3036 SH SOLE 736 2300 Illinois Tool Works COM 452308109 338 6300 SH SOLE 0 6300 Intel Corp COM 458140100 539 26700 SH SOLE 450 26250 iShares Barclays MBS BARCLYS MBS BD 464288588 718 6817 SH SOLE 0 6817 iShares Russell 2000 RUSL 2000 VALU 464287630 6933 91975 SH SOLE 50 91925 Johnson & Johnson COM 478160104 367 6192 SH SOLE 1192 5000 Kimberly Clark Corp COM 494368103 619 9484 SH SOLE 33 9451 Linear Technology Co COM 535678106 297 8825 SH SOLE 0 8825 Lowe's Companies Inc COM 548661107 320 12100 SH SOLE 0 12100 Mattel Inc COM 577081102 440 17660 SH SOLE 0 17660 McDonalds Corp COM 580135101 986 12960 SH SOLE 0 12960 Merck & Co. Inc COM 58933y105 284 8600 SH SOLE 0 8600 Microchip Technology COM 595017104 325 8545 SH SOLE 0 8545 NextEra Energy Inc COM 65339f101 531 9640 SH SOLE 0 9640 Novartis AG COM 66987V109 253 4650 SH SOLE 0 4650 Omnicom Group Inc COM 681919106 326 6650 SH SOLE 0 6650 Oneok Inc COM 682680103 651 9740 SH SOLE 0 9740 PartnerRe Ltd COM G6852T105 325 4100 SH SOLE 0 4100 Paychex Inc COM 704326107 718 22880 SH SOLE 0 22880 Pepsico Inc COM 713448108 316 4900 SH SOLE 200 4700 Phillip Morris Inter COM 718172109 939 14300 SH SOLE 0 14300 Praxair Inc COM 74005P104 546 5375 SH SOLE 0 5375 Procter & Gamble Co COM 742718109 9935 161283 SH SOLE 142698 18585 Realty Income Corp COM 756109104 381 10890 SH SOLE 0 10890 RPM International COM 749685103 749 31550 SH SOLE 0 31550 Spectra Energy Corp COM 847560109 392 14435 SH SOLE 600 13835 Stryker Corp COM 863667101 334 5500 SH SOLE 0 5500 T Rowe Price Group I COM 74144T108 399 6000 SH SOLE 0 6000 Target Corp COM 87612E106 293 5850 SH SOLE 0 5850 Teva Pharmaceutical COM 881624209 353 7030 SH SOLE 0 7030 The Bank of Nova Sco COM 064149107 1032 16810 SH SOLE 0 16810 The Southern Company COM 842587107 599 15715 SH SOLE 0 15715 United Parcel Servic COM 911312106 362 4870 SH SOLE 0 4870 United Technologies COM 913017109 758 8960 SH SOLE 0 8960 Vermillion Energy In COM 923725105 683 13180 SH SOLE 0 13180 Waste Management Inc COM 94106L109 573 15355 SH SOLE 0 15355 Wolverine World Wide COM 978097103 380 10200 SH SOLE 0 10200 WW Grainger Inc COM 384802104 399 2900 SH SOLE 0 2900 3M Company COM 88579Y101 614 6566 SH SOLE 6566 0 BB&T Corp. COM 054937107 288 10500 SH SOLE 10500 0 Du Pont E I De Nemou COM 263534109 291 5286 SH SOLE 5286 0 General Electric COM 369604103 455 22710 SH SOLE 22710 0 iShares Barclays Agg BARCLYS US AGG 464287226 559 5313 SH SOLE 5313 0 iShares Mstar Large LRGE CORE INDX 464287127 789 10685 SH SOLE 10685 0 iShares Russell 1000 RUSSELL 1000 464287622 5369 72688 SH SOLE 72688 0 iShares S&P 500 Inde S&P 500 INDEX 464287200 1264 9505 SH SOLE 9505 0 Rogers Intl Cmdty ROG TTL ETN 22 870297801 234 23145 SH SOLE 23145 0 United Sts Commodity COM 911717106 758 10745 SH SOLE 10745 0 Vanguard Large Value VALUE ETF 922908744 3661 64540 SH SOLE 64540 0 Vanguard Short Term SHORT TRM BOND 921937827 261 3250 SH SOLE 3250 0 Vanguard Total Bond TOTAL BND MRKT 921937835 667 8340 SH SOLE 8340 0 Walgreen Co. COM 931422109 401 10000 SH SOLE 10000 0