0001330325-11-000008.txt : 20110429
0001330325-11-000008.hdr.sgml : 20110429
20110429090341
ACCESSION NUMBER: 0001330325-11-000008
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110331
FILED AS OF DATE: 20110429
DATE AS OF CHANGE: 20110429
EFFECTIVENESS DATE: 20110429
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Opus Capital Group, LLC
CENTRAL INDEX KEY: 0001330325
IRS NUMBER: 204857214
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11411
FILM NUMBER: 11791163
BUSINESS ADDRESS:
STREET 1: 1 WEST FOURTH STREET
STREET 2: 25TH FLOOR
CITY: CINCINNATI
STATE: OH
ZIP: 45202
BUSINESS PHONE: 513-621-6787
MAIL ADDRESS:
STREET 1: 1 WEST FOURTH STREET
STREET 2: 25TH FLOOR
CITY: CINCINNATI
STATE: OH
ZIP: 45202
FORMER COMPANY:
FORMER CONFORMED NAME: OPUS CAPITAL MANAGEMENT, INC.
DATE OF NAME CHANGE: 20051219
FORMER COMPANY:
FORMER CONFORMED NAME: Opus Capital Management, Inc.
DATE OF NAME CHANGE: 20050615
13F-HR
1
form13f_033111.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 13F
FORM 13F COVER PAGE
REPORT FOR THE CALENDAR YEAR OR QUARTER ENDED: MARCH 31, 2011
CHECK HERE IF AMENDMENT [ ]; AMENDMENT NUMBER:
THIS AMENDMENT (CHECK ONLY ONE):
[ ] IS A RESTATEMENT
[ ] ADDS NEW HOLDINGS ENTRIES
INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT:
NAME: OPUS CAPITAL GROUP, LLC
ADDRESS: 1 WEST FOURTH STREET
25TH FLOOR
CINCINNATI, OH 45202
13F FILE NUMBER: 028-11411
THE INSTITUTIONAL INVESTMENT MANAGER FILING THIS REPORT AND THE PERSON BY
WHOM IT IS SIGNED HEREBY REPRESENT THAT THE PERSON SIGNING THE REPORT IS
AUTHORIZED TO SUBMIT IT, THAT ALL INFORMATION CONTAINED HEREIN IS TRUE,
CORRECT AND COMPLETE, AND THAT IT IS UNDERSTOOD THAT ALL REQUIRED ITEMS,
STATEMENT, SCHEDULES, LISTS, AND TABLES, ARE CONSIDERED INTEGRAL PARTS OF
THIS SUBMISSION.
PERSON SIGNING THIS REPORT ON BEHALF OF REPORTING MANAGER:
NAME: JOSEPH P. CONDREN
TITLE: COO & CCO
PHONE: 513-621-6787
SIGNATURE, PLACE, AND DATE OF SIGNING:
JOSEPH P. CONDREN CINCINNATI, OH APRIL 29, 2011
REPORT TYPE (CHECK ONLY ONE.):
[ ] 13F HOLDINGS REPORT
[ ] 13F NOTICE
[X] 13F COMBINATION REPORT
LIST OF OTHER MANAGERS REPORTING FOR THIS MANAGER:
NO. FORM 13F FILE NUMBER NAME
1 028-01190 FRANK RUSSELL COMPANY
FORM 13F SUMMARY PAGE
REPORT SUMMARY:
NUMBER OF OTHER INCLUDED MANAGERS: 0
FORM 13F INFORMATION TABLE ENTRY TOTAL: 156
FORM 13F INFORMATION TABLE VALUE TOTAL: $1,499,877
(IN THOUSANDS)
LIST OF OTHER INCLUDED MANAGERS:
PROVIDE A NUMBERED LIST OF THE NAME(S) AND FORM 13F FILE NUMBER(S) OF ALL
INSTITUTIONAL MANAGERS WITH RESPECT TO WHICH THIS REPORT IS FILED, OTHER
THAN THE MANAGER FILING THIS REPORT.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
99 Cents Only Stores COM 65440K106 25678 1310089 SH SOLE 193382 1116707
Aeropostale Inc COM 007865108 30760 1264823 SH SOLE 187756 1077067
Allegiant Travel Com COM 01748X102 15952 364118 SH SOLE 103652 260466
Almost Family Inc COM 020409108 8152 216573 SH SOLE 33360 183213
America's Car-Mart COM 03062T105 23311 904237 SH SOLE 168041 736196
Amerigroup Corp COM 03073T102 25425 395719 SH SOLE 59931 335788
Ares Capital Corp COM 04010L103 21363 1260578 SH SOLE 186736 1073842
Argo Group Internati COM G0464B107 8153 246757 SH SOLE 35848 210909
Aspen Insurance Hold COM G05384105 25964 942075 SH SOLE 140478 801597
Atlas Air Worldwide COM 049164205 32795 470380 SH SOLE 70434 399946
Atmos Energy COM 049560105 10569 309946 SH SOLE 45701 264245
Atwood Oceanics Inc COM 050095108 22013 474117 SH SOLE 71280 402837
Bank of the Ozarks I COM 063904106 34303 784788 SH SOLE 116200 668588
Big Lots Inc COM 089302103 35945 827647 SH SOLE 121351 706296
Black Box Corp COM 091826107 21998 625824 SH SOLE 92195 533629
Brightpoint Inc COM 109473405 16619 1532734 SH SOLE 227481 1305253
CACI International I COM 127190304 31258 509747 SH SOLE 70387 439360
Cash America Intl COM 14754D100 33312 723380 SH SOLE 107380 616000
Centene Corp COM 15135B101 24378 739190 SH SOLE 111914 627276
Collective Brands In COM 19421W100 23068 1068974 SH SOLE 158715 910259
Constellation Brands COM 21036P108 208 10261 SH SOLE 0 10261
Contango Oil & Gas C COM 21075N204 7930 125392 SH SOLE 18047 107345
Crane Co COM 224399105 20565 424633 SH SOLE 62004 362629
Delphi Financial Gro COM 247131105 20651 672456 SH SOLE 100108 572348
DG FastChannel Inc COM 23326R109 29393 913101 SH SOLE 136039 777062
Dollar Tree Inc COM 256746108 240 4327 SH SOLE 0 4327
Ebix Inc COM 278715206 25319 1070556 SH SOLE 159771 910785
Emcor Group Inc COM 29084Q100 21485 693719 SH SOLE 105105 588614
Empire District Elec COM 291641108 12840 589263 SH SOLE 87336 501927
Endo Pharmaceuticals COM 29264F205 26575 696435 SH SOLE 101267 595168
Endurance Specialty COM G30397106 971 19898 SH SOLE 3880 16018
Entertainment Proper COM 29380T105 8042 171772 SH SOLE 25437 146335
Entropic Communicati COM 29384R105 15165 1794684 SH SOLE 268795 1525889
Ezcorp Inc COM 302301106 49508 1577188 SH SOLE 234495 1342693
Fifth Street Finance COM 31678A103 30120 2256215 SH SOLE 336767 1919448
First Financial Banc COM 320209109 22235 1332258 SH SOLE 198426 1133832
Genco Shipping & Tra COM Y2685T107 21362 1983476 SH SOLE 297025 1686451
Gentiva Health Servi COM 37247A102 40215 1434696 SH SOLE 213509 1221187
Greif Inc COM 397624107 18464 282280 SH SOLE 40845 241435
Hancock Holding Co COM 410120109 19547 595207 SH SOLE 87836 507371
Harris Corp COM 413875105 222 4477 SH SOLE 0 4477
HCC Insurance Holdin COM 404132102 6067 193784 SH SOLE 28635 165149
IberiaBank Corp COM 450828108 39302 653618 SH SOLE 96271 557347
InterDigital Inc COM 45867G101 44127 924898 SH SOLE 137029 787869
JDA Software Group COM 46612K108 22165 732474 SH SOLE 110801 621673
Kirby Corp COM 497266106 23791 415264 SH SOLE 60328 354936
Kirkland's Inc. COM 497498105 15364 995094 SH SOLE 140621 854473
Knight Capital Group COM 499005106 22769 1699153 SH SOLE 251614 1447539
LifePoint Hospitals COM 53219L109 14048 349473 SH SOLE 52015 297458
Magellan Health Serv COM 559079207 22325 454854 SH SOLE 67186 387668
Mantech Internationa COM 564563104 14243 335907 SH SOLE 50025 285882
Maximus Inc COM 577933104 16263 200356 SH SOLE 29860 170496
Medicis Pharmaceutic COM 584690309 13580 423852 SH SOLE 62073 361779
Navigators Group COM 638904102 23393 454240 SH SOLE 66401 387839
Ocwen Financial Corp COM 675746309 2676 242850 SH SOLE 36700 206150
Oil States Intl COM 678026105 30083 395098 SH SOLE 59105 335993
OM Group Inc COM 670872100 16269 445251 SH SOLE 67751 377500
ProAssurance Corp COM 74267C106 5098 80450 SH SOLE 12100 68350
Rent-A-Center Inc COM 76009N100 39946 1144268 SH SOLE 167554 976714
Sigma Designs Inc COM 826565103 8050 621598 SH SOLE 93051 528547
Skechers USA Inc COM 830566105 20119 979495 SH SOLE 144586 834909
StanCorp Financial COM 852891100 22150 480282 SH SOLE 70699 409583
Synaptics Inc COM 87157D109 26232 970825 SH SOLE 145445 825380
Synnex Corp COM 87162W100 32131 981706 SH SOLE 146404 835302
Tech Data Corp COM 878237106 271 5318 SH SOLE 0 5318
Tessera Technologies COM 88164L100 24482 1340743 SH SOLE 198244 1142499
Tidewater Inc. COM 886423102 20968 350330 SH SOLE 51339 298991
Tower Group Inc COM 891777104 11474 477490 SH SOLE 70920 406570
Triumph Group Inc COM 896818101 11194 126561 SH SOLE 18488 108073
Tutor Perini Corp COM 901109108 20235 830685 SH SOLE 126005 704680
Cigna Corp COM 125509109 275 6200 SH SOLE 0 6200
Ensco International COM 29358Q109 217 3750 SH SOLE 0 3750
Health Care REIT COM 42217K106 723 13790 SH SOLE 0 13790
National Retail Prop COM 637417106 452 17280 SH SOLE 0 17280
Abbott Laboratories COM 002824100 753 15354 SH SOLE 0 15354
AGL Resources Inc COM 001204106 374 9375 SH SOLE 0 9375
Altria Group Inc COM 02209S103 615 23630 SH SOLE 280 23350
AT&T Inc COM 00206R102 1173 38299 SH SOLE 6134 32165
Automatic Data Proce COM 053015103 474 9235 SH SOLE 0 9235
Baker Hughes Inc COM 057224107 428 5825 SH SOLE 0 5825
BCE Inc COM 05534b760 652 17955 SH SOLE 0 17955
Bristol Myers Squibb COM 110122108 791 29950 SH SOLE 1265 28685
Brown & Brown Inc COM 115236101 384 14900 SH SOLE 0 14900
Canadian Imperial Ba COM 136069101 500 5790 SH SOLE 0 5790
Charles Schwab Corp COM 808513105 319 17700 SH SOLE 0 17700
Chevron Corp COM 166764100 766 7130 SH SOLE 3130 4000
Coca Cola Inc COM 191216100 489 7376 SH SOLE 485 6891
ConocoPhillips COM 20825C104 762 9545 SH SOLE 30 9515
Crescent Point Energ COM 22576C101 475 9795 SH SOLE 0 9795
Cullen/Frost Bankers COM 229899109 319 5400 SH SOLE 0 5400
Eli Lilly & Co COM 532457108 315 8960 SH SOLE 60 8900
Emerson Electric Co COM 291011104 467 7988 SH SOLE 0 7988
Enbridge Inc COM 29250n105 347 5645 SH SOLE 0 5645
Exxon Mobil Corp COM 30231G102 1405 16702 SH SOLE 11902 4800
Federated Investors COM 314211103 356 13300 SH SOLE 0 13300
General Dynamics Cor COM 369550108 329 4300 SH SOLE 0 4300
Genuine Parts Co COM 372460105 954 17780 SH SOLE 0 17780
GlaxoSmithKline plc COM 37733w105 661 17220 SH SOLE 0 17220
HCP Inc COM 40414L109 518 13640 SH SOLE 0 13640
Healthcare Services COM 421906108 720 40980 SH SOLE 0 40980
Helmerich & Payne COM 423452101 343 5000 SH SOLE 0 5000
Hewlett Packard Co COM 428236103 342 8340 SH SOLE 0 8340
HJ Heinz Co COM 423074103 525 10750 SH SOLE 0 10750
Holly Corp COM 435758305 267 4400 SH SOLE 0 4400
IBM COM 459200101 495 3036 SH SOLE 736 2300
Illinois Tool Works COM 452308109 338 6300 SH SOLE 0 6300
Intel Corp COM 458140100 539 26700 SH SOLE 450 26250
iShares Barclays MBS BARCLYS MBS BD 464288588 718 6817 SH SOLE 0 6817
iShares Russell 2000 RUSL 2000 VALU 464287630 6933 91975 SH SOLE 50 91925
Johnson & Johnson COM 478160104 367 6192 SH SOLE 1192 5000
Kimberly Clark Corp COM 494368103 619 9484 SH SOLE 33 9451
Linear Technology Co COM 535678106 297 8825 SH SOLE 0 8825
Lowe's Companies Inc COM 548661107 320 12100 SH SOLE 0 12100
Mattel Inc COM 577081102 440 17660 SH SOLE 0 17660
McDonalds Corp COM 580135101 986 12960 SH SOLE 0 12960
Merck & Co. Inc COM 58933y105 284 8600 SH SOLE 0 8600
Microchip Technology COM 595017104 325 8545 SH SOLE 0 8545
NextEra Energy Inc COM 65339f101 531 9640 SH SOLE 0 9640
Novartis AG COM 66987V109 253 4650 SH SOLE 0 4650
Omnicom Group Inc COM 681919106 326 6650 SH SOLE 0 6650
Oneok Inc COM 682680103 651 9740 SH SOLE 0 9740
PartnerRe Ltd COM G6852T105 325 4100 SH SOLE 0 4100
Paychex Inc COM 704326107 718 22880 SH SOLE 0 22880
Pepsico Inc COM 713448108 316 4900 SH SOLE 200 4700
Phillip Morris Inter COM 718172109 939 14300 SH SOLE 0 14300
Praxair Inc COM 74005P104 546 5375 SH SOLE 0 5375
Procter & Gamble Co COM 742718109 9935 161283 SH SOLE 142698 18585
Realty Income Corp COM 756109104 381 10890 SH SOLE 0 10890
RPM International COM 749685103 749 31550 SH SOLE 0 31550
Spectra Energy Corp COM 847560109 392 14435 SH SOLE 600 13835
Stryker Corp COM 863667101 334 5500 SH SOLE 0 5500
T Rowe Price Group I COM 74144T108 399 6000 SH SOLE 0 6000
Target Corp COM 87612E106 293 5850 SH SOLE 0 5850
Teva Pharmaceutical COM 881624209 353 7030 SH SOLE 0 7030
The Bank of Nova Sco COM 064149107 1032 16810 SH SOLE 0 16810
The Southern Company COM 842587107 599 15715 SH SOLE 0 15715
United Parcel Servic COM 911312106 362 4870 SH SOLE 0 4870
United Technologies COM 913017109 758 8960 SH SOLE 0 8960
Vermillion Energy In COM 923725105 683 13180 SH SOLE 0 13180
Waste Management Inc COM 94106L109 573 15355 SH SOLE 0 15355
Wolverine World Wide COM 978097103 380 10200 SH SOLE 0 10200
WW Grainger Inc COM 384802104 399 2900 SH SOLE 0 2900
3M Company COM 88579Y101 614 6566 SH SOLE 6566 0
BB&T Corp. COM 054937107 288 10500 SH SOLE 10500 0
Du Pont E I De Nemou COM 263534109 291 5286 SH SOLE 5286 0
General Electric COM 369604103 455 22710 SH SOLE 22710 0
iShares Barclays Agg BARCLYS US AGG 464287226 559 5313 SH SOLE 5313 0
iShares Mstar Large LRGE CORE INDX 464287127 789 10685 SH SOLE 10685 0
iShares Russell 1000 RUSSELL 1000 464287622 5369 72688 SH SOLE 72688 0
iShares S&P 500 Inde S&P 500 INDEX 464287200 1264 9505 SH SOLE 9505 0
Rogers Intl Cmdty ROG TTL ETN 22 870297801 234 23145 SH SOLE 23145 0
United Sts Commodity COM 911717106 758 10745 SH SOLE 10745 0
Vanguard Large Value VALUE ETF 922908744 3661 64540 SH SOLE 64540 0
Vanguard Short Term SHORT TRM BOND 921937827 261 3250 SH SOLE 3250 0
Vanguard Total Bond TOTAL BND MRKT 921937835 667 8340 SH SOLE 8340 0
Walgreen Co. COM 931422109 401 10000 SH SOLE 10000 0