0001209191-14-064092.txt : 20141021
0001209191-14-064092.hdr.sgml : 20141021
20141021135310
ACCESSION NUMBER: 0001209191-14-064092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141020
FILED AS OF DATE: 20141021
DATE AS OF CHANGE: 20141021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc.
CENTRAL INDEX KEY: 0001544206
IRS NUMBER: 454727439
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
BUSINESS PHONE: (212) 813-4900
MAIL ADDRESS:
STREET 1: 520 MADISON AVENUE
STREET 2: 41ST FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10022
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Petrick Michael J.
CENTRAL INDEX KEY: 0001329679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00995
FILM NUMBER: 141165484
MAIL ADDRESS:
STREET 1: MORGAN STANLEY & CO. INCORPORATED
STREET 2: 1585 BROADWAY
CITY: NEW YORK
STATE: NY
ZIP: 10036
FORMER NAME:
FORMER CONFORMED NAME: Petrick Michael A
DATE OF NAME CHANGE: 20050609
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2014-10-20
0
0001544206
Carlyle GMS Finance, Inc.
NONE
0001329679
Petrick Michael J.
520 MADISON AVENUE
38TH FLOOR
NEW YORK
NY
10022
1
0
0
0
Common Stock
2014-10-20
4
P
0
863
19.83
A
13723
D
Includes 2 shares acquired in a small acquisition pursuant to Rule 16a-6 of the Exchange Act that will be reported on Form 5.
/s/ Matthew C. Cottrell, attorney-in-fact
2014-10-21