0001209191-14-064092.txt : 20141021 0001209191-14-064092.hdr.sgml : 20141021 20141021135310 ACCESSION NUMBER: 0001209191-14-064092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141020 FILED AS OF DATE: 20141021 DATE AS OF CHANGE: 20141021 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Carlyle GMS Finance, Inc. CENTRAL INDEX KEY: 0001544206 IRS NUMBER: 454727439 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: (212) 813-4900 MAIL ADDRESS: STREET 1: 520 MADISON AVENUE STREET 2: 41ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10022 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Petrick Michael J. CENTRAL INDEX KEY: 0001329679 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00995 FILM NUMBER: 141165484 MAIL ADDRESS: STREET 1: MORGAN STANLEY & CO. INCORPORATED STREET 2: 1585 BROADWAY CITY: NEW YORK STATE: NY ZIP: 10036 FORMER NAME: FORMER CONFORMED NAME: Petrick Michael A DATE OF NAME CHANGE: 20050609 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2014-10-20 0 0001544206 Carlyle GMS Finance, Inc. NONE 0001329679 Petrick Michael J. 520 MADISON AVENUE 38TH FLOOR NEW YORK NY 10022 1 0 0 0 Common Stock 2014-10-20 4 P 0 863 19.83 A 13723 D Includes 2 shares acquired in a small acquisition pursuant to Rule 16a-6 of the Exchange Act that will be reported on Form 5. /s/ Matthew C. Cottrell, attorney-in-fact 2014-10-21