0001140361-12-004107.txt : 20120130 0001140361-12-004107.hdr.sgml : 20120130 20120130113645 ACCESSION NUMBER: 0001140361-12-004107 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20111214 FILED AS OF DATE: 20120130 DATE AS OF CHANGE: 20120130 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dalum Thomas E CENTRAL INDEX KEY: 0001336612 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-51507 FILM NUMBER: 12554445 MAIL ADDRESS: STREET 1: C/O WAUWATOSA HOLDINGS, INC. STREET 2: 11200 WEST PLANK COURT CITY: WAUWATOSA STATE: WI ZIP: 53226-3250 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WATERSTONE FINANCIAL INC CENTRAL INDEX KEY: 0001329517 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: WI FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 WEST PLANK ROAD CITY: WAUWATOSA STATE: WI ZIP: 53226 BUSINESS PHONE: 414-258-5880 MAIL ADDRESS: STREET 1: 11200 WEST PLANK ROAD CITY: WAUWATOSA STATE: WI ZIP: 53226 FORMER COMPANY: FORMER CONFORMED NAME: Wauwatosa Holdings, Inc. DATE OF NAME CHANGE: 20050608 4 1 doc1.xml FORM 4 X0304 4 2011-12-14 0 0001329517 WATERSTONE FINANCIAL INC WSBF 0001336612 Dalum Thomas E 11200 W PLANK COURT WAUWATOSA WI 53226 1 0 0 0 Common Stock 2011-12-14 4 P 0 10000 2.03 A 23351 I Thomas E Dalum and Mary P Dalum Revocable Trust of 1998 Common Stock 25000 D Richard C. Larson, attorney in fact 2011-12-15