0001209191-15-032722.txt : 20150406 0001209191-15-032722.hdr.sgml : 20150406 20150406174809 ACCESSION NUMBER: 0001209191-15-032722 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150402 FILED AS OF DATE: 20150406 DATE AS OF CHANGE: 20150406 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Workday, Inc. CENTRAL INDEX KEY: 0001327811 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 202480422 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 BUSINESS PHONE: 925-951-9000 MAIL ADDRESS: STREET 1: 6230 STONERIDGE MALL ROAD STREET 2: SUITE 200 CITY: PLEASANTON STATE: CA ZIP: 94588 FORMER COMPANY: FORMER CONFORMED NAME: Workday Inc DATE OF NAME CHANGE: 20050519 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTLE A GEORGE CENTRAL INDEX KEY: 0001203980 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35680 FILM NUMBER: 15754472 MAIL ADDRESS: STREET 1: 600 TOWNSEND ST STREET 2: SUITE 500 CITY: SAN FRANCISCO STATE: CA ZIP: 94103 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-04-02 0 0001327811 Workday, Inc. WDAY 0001203980 BATTLE A GEORGE C/O WORKDAY, INC. 6230 STONERIDGE MALL ROAD PLEASANTON CA 94588 1 0 0 0 Class A Common Stock 2015-04-02 4 C 0 65000 0.00 A 78356 D Class A Common Stock 2015-04-02 4 J 0 65000 0.00 D 13356 D Class A Common Stock 2015-04-02 4 J 0 15000 0.00 A 28356 D Class A Common Stock 2015-04-02 4 J 0 15000 0.00 D 15000 I By the Perkins-Battle 2011 Trust DTD 10/26/2011 Class A Common Stock 2015-04-02 4 J 0 15000 0.00 D 0 I By the Perkins-Battle 2011 Trust DTD 10/26/2011 Class A Common Stock 15000 I By A. George Battle 2011 Separate Property Trust Class A Common Stock 60000 I By Battle Family Foundation Class B Common Stock 2015-04-02 4 C 0 65000 0.00 D Class A Common Stock 65000 354623 D Includes 5,720 RSUs granted under the Issuer's 2012 Equity Incentive Plan, which vests one-hundred percent (100%) on May 15, 2015. This transaction is in connection with a marital settlement agreement. The Reporting Person is a trustee of the Perkins-Battle 2011 Trust DTD 10/26/2011. The Reporting Person is the trustee of the A. George Battle 2011 Separate Property Trust. The Reporting Person is the trustee of the Battle Family Foundation. Each share of Class B Common Stock is convertible, at any time at the option of the holder, into one (1) share of Class A Common Stock. In addition, each share of Class B Common Stock will convert automatically into one (1) share of Class A Common Stock upon any transfer, whether or not for value, except for certain permitted transfers described in, and transfers to any "permitted transferee" as defined in, the Issuer's restated certificate of incorporation in effect as of the date hereof. The shares of Class B Common Stock have no expiration date. All shares of Class A and Class B Common Stock will convert automatically into shares of a single class of Common Stock upon the earliest to occur of the following: (a) upon the election by the holders of a majority of the then outstanding shares of Class B Common Stock, (b) the date when the number of outstanding shares of Class B Common Stock represents less than 9% of all outstanding shares of Class A and Class B Common Stock, (c) October 11, 2032 or (d) nine (9) months after the death of the later to die of David A. Duffield and Aneel Bhusri. The shares of Class A and Class B Common Stock have no expiration date. /s/ Melanie Vinson, attorney-in-fact 2015-04-06