0001209191-18-020462.txt : 20180316 0001209191-18-020462.hdr.sgml : 20180316 20180316205538 ACCESSION NUMBER: 0001209191-18-020462 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180314 FILED AS OF DATE: 20180316 DATE AS OF CHANGE: 20180316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Narula Ravi CENTRAL INDEX KEY: 0001429509 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37493 FILM NUMBER: 18697265 MAIL ADDRESS: STREET 1: C/O BIGBAND NETWORKS, INC. STREET 2: 475 BROADWAY STREET CITY: REDWOOD CITY STATE: CA ZIP: 94063 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: OOMA INC CENTRAL INDEX KEY: 0001327688 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 BUSINESS PHONE: 6505666610 MAIL ADDRESS: STREET 1: 525 ALMANOR AVENUE STREET 2: SUITE 200 CITY: SUNNYVALE STATE: CA ZIP: 94085 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-14 0 0001327688 OOMA INC OOMA 0001429509 Narula Ravi C/O OOMA, INC. 525 ALMANOR AVE., SUITE 200 SUNNYVALE CA 94085 0 1 0 0 Chief Financial Officer Common Stock 2018-03-14 4 A 0 48000 0.00 A 217480 D Common Stock 2018-03-15 4 F 0 5685 11.80 D 211795 D Common Stock 2018-03-15 4 A 0 3000 5.01 A 214795 D Employee Stock Option (right to buy) 11.75 2018-03-14 4 A 0 12000 0.00 A 2028-03-14 Common Stock 12000 12000 D Represent restricted stock units which will vest as follows: 1/8th of the total original number of restricted stock units shall vest on September 15, 2018 and 1/16th of the total original number of restricted stock units shall vest on the same day of every third month thereafter. Shares delivered by Reporting Person to Issuer in payment of the withholding tax liability upon vesting of restricted stock units. Represents shares acquired under the Issuer's Employee Stock Purchase Plan. 1/8th of the shares subject to the option shall vest and become exercisable on September 15, 2018, and 1/16th of the shares subject to the option shall vest and become exercisable on the same day of every third month thereafter. /s/ Ravi Narula 2018-03-16