0001204459-12-000301.txt : 20120214
0001204459-12-000301.hdr.sgml : 20120214
20120214150358
ACCESSION NUMBER: 0001204459-12-000301
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20111231
FILED AS OF DATE: 20120214
DATE AS OF CHANGE: 20120214
EFFECTIVENESS DATE: 20120214
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bragg Financial Advisors, Inc
CENTRAL INDEX KEY: 0001327055
IRS NUMBER: 561790097
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11385
FILM NUMBER: 12608308
BUSINESS ADDRESS:
STREET 1: 100 QUEENS ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 704-714-7711
MAIL ADDRESS:
STREET 1: 100 QUEENS ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
13F-HR
1
bragg13f.txt
13F-HR
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: 12/31/2011
Check here if amendment [ ]; Amendment Number:
This Amendment (check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name Bragg Financial Advisors, Inc.
Address 1031 South Caldwell Street, Suite 200
Charlotte, NC 28203
Form 13F File Number: 028-11385
The institutional investment manager filing this report and the person
by whom it is signed hereby represent that the person signing this report
is authorized to submit it, that all information contained herein is
true, correct and complete, and that it is understood that all required
items, statements, schedules, lists and tables, are considered integral
parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name Steven H Scruggs
Title Chief Compliance Officer
Phone 704-714-7711
Signature, Place, and Date of Signing:
Steven H Scruggs Charlotte, NC 2/14/2012
---------------- ------------- ---------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 234
Form 13F Information Table Value Total: 294,565 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of
all institutional investment managers with respect to which this report
is filed, other than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
COL 1 COL 2 COL 3 COL 4 COL 5 COL 6 COL 7 COL 8
US $ SHARES
VALUE OR SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- --------- --- ---- ------- ---------- --------- -------- --------
Abbott Laboratories Com 002824100 2654 47206 SH SOLE 295 0 46911
Air Products & Chems Com 009158106 2115 24832 SH SOLE 230 24602
Altria Group Inc Com 022095103 339 11421 SH SOLE 0 11421
American Electric Com 025537101 573 13881 SH SOLE 13000 881
American Express Com 025816109 2715 57550 SH SOLE 8470 49080
Ameriprise Financial Com 031897101 1818 36623 SH SOLE 424 36199
Amgen Inc Com 031162100 2375 36990 SH SOLE 460 36530
Apache Corp Ord 037411105 2029 22406 SH SOLE 205 22201
Apple Computer Inc Com 037833100 293 724 SH SOLE 0 724
Applied Materials Com 038222105 606 56610 SH SOLE 1165 55445
Arden Group Inc A CL A 039762109 375 4170 SH SOLE 3317 853
AT&T Inc Com 00206R102 2546 84178 SH SOLE 21550 62628
Atrion Corp Com 049904105 792 3298 SH SOLE 2703 595
Automatic Data Processing Com 053015103 1390 25739 SH SOLE 0 25739
Baker Hughes Inc Com 057224107 923 18976 SH SOLE 320 18656
Ball Corp Com 058498106 953 26680 SH SOLE 430 26250
Bank of America Com 06605F102 151 27209 SH SOLE 0 27209
Bank Of New York Co Com 064058100 1336 67121 SH SOLE 15180 51941
BB&T Corp Com 054937107 1739 69086 SH SOLE 0 69086
Beam Inc Com Com 073730103 364 7105 SH SOLE 6380 725
Becton Dickinson & Com 075887109 3214 43018 SH SOLE 315 42703
Bel Fuse Inc-Cl B CL B 077347300 328 17475 SH SOLE 12850 4625
Berkshire Hath A CL A 084670108 1148 10 SH SOLE 3 7
Berkshire Hath B CL B 084670207 707 9271 SH SOLE 0 9271
Best Buy Company Inc Com 086516101 418 17867 SH SOLE 555 17312
Big Five Sporting Goods Com 08915P101 532 51000 SH SOLE 50000 1000
Boeing Company Com 097023105 545 7430 SH SOLE 0 7430
Books a Million Inc Com 098570104 262 107800 SH SOLE 107800 0
Boston Pptys Inc Com Com 101121101 257 2577 SH SOLE 85 2492
Bristol-Myers Squibb Com 110122108 2808 79679 SH SOLE 5438 74241
Brown Forman Class B CL B 115637209 2662 33070 SH SOLE 237 32833
C. R. Bard, Inc. Com 067383109 1838 21494 SH SOLE 160 21334
Caterpillar Inc Com 149123101 1271 14032 SH SOLE 0 14032
Cato Corp New Cl A Cl A 149205106 1221 50453 SH SOLE 48000 2453
CBS Corp Com 124857202 1596 58800 SH SOLE 21086 37714
Central Fd Cda Ltd Cl A CL A 153501101 2107 107442 SH SOLE 46900 60542
Centurytel Inc Com Com 156700106 726 19518 SH SOLE 320 19198
Charles Schwab Corp Com 808513105 138 12268 SH SOLE 0 12268
Chart Industries Com 16115Q308 1051 19433 SH SOLE 14978 4455
Chesapeake Energy Com 165167107 658 29498 SH SOLE 595 28903
Chevrontexaco Corp Com 166764100 5089 47833 SH SOLE 292 47541
Chubb Corp Com 171232101 1708 24673 SH SOLE 155 24518
Cimarex Energy Co Com 171798101 601 9704 SH SOLE 260 9444
Cisco Systems Inc Com 17275R102 2648 146435 SH SOLE 31130 115305
Clorox Co Com 189054109 1076 16170 SH SOLE 8600 7570
Coca-Cola Company Com 191216100 1143 16333 SH SOLE 202 16131
Colgate-Palmolive Co Com 194162103 2380 25756 SH SOLE 218 25538
Conocophillips Com 20825C104 3561 48875 SH SOLE 455 48420
Corning Inc Com 219350105 265 20420 SH SOLE 20000 420
Costco Whsl Corp New Com 22160K105 206 2474 SH SOLE 0 2474
Cubic Corp Com 229669106 1121 25725 SH SOLE 24500 1225
CVS Corp Com 126650100 206 5042 SH SOLE 0 5042
Danaher Corp Com 235851102 2132 45324 SH SOLE 2590 42734
Darden Restaurants Com 237194105 820 17985 SH SOLE 240 17745
Darling International Inc Com 237266101 873 65685 SH SOLE 60000 5685
Deere & Co Com 244199105 1306 16879 SH SOLE 140 16739
Dell Inc. Com 24702R101 2178 148847 SH SOLE 31418 117429
Delta Apparel Inc Com 247368103 1243 65129 SH SOLE 58435 6694
Disney Walt Company Com 254687106 480 12807 SH SOLE 0 12807
Dominion Res Inc Va Com 257470104 1906 35905 SH SOLE 445 35460
Dow Chem Co Com 260543103 1525 53027 SH SOLE 455 52572
DST Systems Com 233326107 1072 23555 SH SOLE 23000 555
Du Pont E I De Com 263534109 752 16437 SH SOLE 185 16252
Ducommun Inc Com 264147109 483 37865 SH SOLE 31200 6665
Duke Energy Corp Com 26441C105 1164 52889 SH SOLE 20900 31989
EMC Corp Com 268648102 2871 133305 SH SOLE 765 132540
Endurance Specialty SHS G30397106 338 8840 SH SOLE 6000 2840
Exelon Corp Com COM 30161N101 2601 59968 SH SOLE 13495 46473
Exxon Mobil Corp Com 30231G102 6387 75351 SH SOLE 5032 70319
Family Dollar Stores Com 307000109 584 10125 SH SOLE 0 10125
Fedex Corp Com Com 31428X106 509 6094 SH SOLE 0 6094
Fifth Third Bancorp Com 316773100 222 17468 SH SOLE 175 17293
Firstenergy Corp Com 337932107 1351 30495 SH SOLE 500 29995
Flower Inds Inc Com 343496105 3082 162364 SH SOLE 0 162364
General Dynamics Com 369550108 335 5040 SH SOLE 4000 1040
General Electric Co Com 369604103 1591 88822 SH SOLE 551 88271
General Mls Inc Com 370334104 440 10888 SH SOLE 0 10888
G-III Apparel Group Ltd Com 36237H101 502 20145 SH SOLE 20000 145
GlaxoSmithKline PLC SPONSORED ADR 37733W105 448 9817 SH SOLE 9000 817
Graco Inc Com 384109104 982 24015 SH SOLE 20875 3140
Grainger WW Inc Com 384802104 1735 9269 SH SOLE 140 9129
Harleysville Group Com 412824104 1163 20550 SH SOLE 20000 550
Hewlett-Packard Ca Com 428236103 1788 69427 SH SOLE 7993 61434
Hilltop HLDGs Inc Com 432748101 615 72773 SH SOLE 66203 6570
Home Depot Inc Com 437076102 1562 37163 SH SOLE 276 36887
Honeywell Intl Inc Com 438516106 1351 24861 SH SOLE 380 24481
Horace Mann Educators Corp New Com 440327104 1175 85685 SH SOLE 82600 3085
Horsehead Holding Corp Com 440694305 420 46610 SH SOLE 29100 17510
HURCO Companies Inc Com 447324104 1016 48402 SH SOLE 43202 5200
IBM Com 459200101 6249 33984 SH SOLE 3690 30294
Imation Corp Com 45245A107 577 100623 SH SOLE 89223 11400
Imperial Sugar Co Com 453096208 94 26280 SH SOLE 25330 950
Ingersoll Rand Co Com G47791101 1614 52965 SH SOLE 10605 42360
Intel Corp Com 458140100 3242 133690 SH SOLE 17290 116400
Inter Parfumes Inc Com 458334109 498 32015 SH SOLE 31700 315
Ishares Barclays 3-7 Yr Treas BARCLYS 3-7 YR 464288661 377 3093 SH SOLE 0 3093
Ishares Barclays Intermed Cr B Barclys 1-3 Cr 464288638 1030 9609 SH SOLE 0 9609
Ishares Comex Gold ISHARES 464285105 486 31915 SH SOLE 30000 1915
Ishares Dow Jones Tech DJ US TECH SEC 464287721 218 3410 SH SOLE 0 3410
Ishares Lehman Agency Bd AGENCY BD FD 464288166 357 3165 SH SOLE 0 3165
Ishares Msci Eafe Idx MSCI EAFE IDX 464287465 507 10242 SH SOLE 0 10242
Ishares S & P 400 Value S&P MIDCP Valu 464287705 514 6765 SH SOLE 0 6765
Ishares S&P 400 S&P MIDCAP 400 464287507 251 2865 SH SOLE 0 2865
Ishares S&P 500 Indx S&P 500 Index 464287200 455 3609 SH SOLE 0 3609
Ishares S&P Interm Natl Muni S&P NTL AMTFREE 464288414 386 3570 SH SOLE 0 3570
Ishares S&P ST Natl Muni Bd S&P SH NTL AMTFR 464288158 3147 29482 SH SOLE 0 29482
Ishares Tr 1 3 Yr Treas Index BARCLYS 1-3 YR 464287457 479 5666 SH SOLE 0 5666
Ishares Tr Lehman 1-3 Yr Cr Bd BARCLYS 1-3YR CR 464288646 1296 12441 SH SOLE 455 11986
Ishares Tr Russell 2000 Russell 2000 464287655 289 3916 SH SOLE 0 3916
Ishares Tr S&P Smallcap 600 In S&P SMLCAP 600 464287804 243 3551 SH SOLE 0 3551
J P Morgan Chase Com 46625H100 427 12842 SH SOLE 9000 3842
Johnson & Johnson Com 478160104 3961 60401 SH SOLE 10444 49957
K Swiss Inc Cl A CL A 482686102 799 273651 SH SOLE 262841 10810
Kimberly Clark Corp Com 494368103 442 6002 SH SOLE 5000 1002
Kinder Morgan Energy UT LTD PARTNER 494550106 567 6679 SH SOLE 0 6679
Kraft Foods Inc Com 50075N104 709 18983 SH SOLE 9000 9983
Leucadia National Com 527288104 998 43885 SH SOLE 29075 14810
Lexmark Intl Group Class A 529771107 527 15935 SH SOLE 0 15935
Lowes Cos Inc Com 548661107 1418 55882 SH SOLE 754 55128
Marathon Oil Corp Com 565849106 621 21200 SH SOLE 685 20515
Maxim Integrated Com 57772K101 579 22230 SH SOLE 740 21490
McDonald's Corp Com 580135101 6556 65343 SH SOLE 4485 60858
Medcohealth Com 58405U102 281 5035 SH SOLE 0 5035
Medtronic Inc Com 585055106 1621 42386 SH SOLE 489 41897
Merck & Co Inc Com 58933Y105 3791 100565 SH SOLE 14403 86162
MGE Energy Inc Com 55277P104 667 14265 SH SOLE 12350 1915
Micrel Inc Com Com 594793101 347 34341 SH SOLE 30000 4341
Microsoft Corp Com 594918104 3237 124690 SH SOLE 12577 112113
Minnesota Mining & Com 88579Y101 2226 27235 SH SOLE 5222 22013
New Jersey Res Corp Com 646025106 1503 30545 SH SOLE 28520 2025
News Corp Ltd Spons CL A 65248E104 2649 148485 SH SOLE 46375 102110
Nucor Corp Com 670346105 952 24046 SH SOLE 110 23936
Oracle Corp Com 68389X105 3528 137537 SH SOLE 10731 126806
Oshkosh Truck Corp Com 688239201 1232 57641 SH SOLE 52626 5015
Owens & Minor Inc Com 690732102 1275 45866 SH SOLE 41080 4786
Park Electrochemical Corp Com 700416209 764 29830 SH SOLE 25400 4430
Pepsico Inc Com 713448108 2380 35874 SH SOLE 280 35594
Pervasive Software Com 715710109 487 83716 SH SOLE 82916 800
Pfizer Inc Com 717081103 2546 117654 SH SOLE 31779 85875
Philip Morris Intl Inc Com Com 718172109 839 10688 SH SOLE 0 10688
Piedmont Nat Gas Inc Com 720186105 1649 48528 SH SOLE 33900 14628
Plantronics Inc New Com 727493108 701 19670 SH SOLE 18400 1270
Prestige Brand Holdings Com 74112D101 1051 93245 SH SOLE 77600 15645
Price T Rowe Group Inc Com 74144T108 3388 59496 SH SOLE 4395 55101
Proassurance Corp Com 74267C106 1080 13530 SH SOLE 12500 1030
Procter & Gamble Co Com 742718109 5476 82094 SH SOLE 9175 72919
Progress Energy Inc Com 743263105 995 17762 SH SOLE 10700 7062
Progressive Corp Of Com 743315103 1806 92563 SH SOLE 22150 70413
Radioshack Corp Com 750438103 786 80925 SH SOLE 73500 7425
Radisys Corporation Com 750459109 450 88900 SH SOLE 88900 0
Raymond James Finl Com 754730109 1382 44640 SH SOLE 805 43835
RLI Corp Com 749607107 1984 27235 SH SOLE 25900 1335
Robbins & Myers Inc Com 770196103 750 15455 SH SOLE 15300 155
Royal Bk Cda Com 780087102 808 15864 SH SOLE 0 15864
Ruddick Corp Com 781258108 309 7255 SH SOLE 0 7255
S & P Large Cap 500 TR UNIT 78462F103 452 3604 SH SOLE 0 3604
Safeway Com 786514208 813 38635 SH SOLE 585 38050
Sanderson Farms Inc Com 800013104 1394 27803 SH SOLE 25000 2803
Scana Corp New Com 80589M102 327 7248 SH SOLE 0 7248
Schlumberger Com 806857108 437 6393 SH SOLE 0 6393
Scholastic Corp Com 807066105 1172 39120 SH SOLE 35545 3575
Simon Ppty Group Com 828806109 261 2021 SH SOLE 0 2021
South Jersey Industries Com 838518108 1147 20190 SH SOLE 20000 190
Southern Co Com 842587107 3876 83730 SH SOLE 8900 74830
SPDR Gold Trust GOLD SHS 78463V107 2367 15572 SH SOLE 160 15412
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 595635103 235 1472 SH SOLE 0 1472
Spectra Energy Corp Com Com 847560109 321 10454 SH SOLE 0 10454
Staples Inc Com 855030102 625 45000 SH SOLE 45000 0
State Street Corp Com 857477103 273 6776 SH SOLE 6000 776
Steris Com 859152100 976 32745 SH SOLE 30000 2745
Stryker Corp Com 863667101 767 15422 SH SOLE 260 15162
Symantec Corp Com 871503108 376 24000 SH SOLE 24000 0
Syngenta Ag Com 87160A100 506 8586 SH SOLE 0 8586
Sysco Corp Com 871829107 872 29721 SH SOLE 465 29256
Target Corp Com 87612E106 1813 35391 SH SOLE 285 35106
Tech Data Corp Com 878237106 1495 30255 SH SOLE 28000 2255
Tellabs Inc Com 879664100 725 179500 SH SOLE 168000 11500
Texas Instruments Com 882508104 1588 54537 SH SOLE 570 53967
The Travelers Companies Inc Com 89417E109 257 4341 SH SOLE 4300 41
Thomson Reuters Corporation Com 884903105 317 11900 SH SOLE 11900 0
Time Warner Hldgs Com 887317303 326 9019 SH SOLE 5195 3824
TIPS Ishare US TIPS BD FD 464287176 4546 38961 SH SOLE 1380 37581
Tjx Companies Inc Com 872540109 2209 34216 SH SOLE 260 33956
Tricon Global Com 895953107 334 5662 SH SOLE 0 5662
TTM Technologies Inc Com 87305R109 1160 105810 SH SOLE 95100 10710
U R S Corp New Com 903236107 755 21500 SH SOLE 20000 1500
UGI Corp Com 902681105 708 24090 SH SOLE 20000 4090
Unifirst Corporation Com 904708104 1225 21595 SH SOLE 20000 1595
Unilever Plc SPON ADR NEW 904767704 583 17400 SH SOLE 16400 1000
Unisys Com New 909214306 518 26299 SH SOLE 25519 780
United Parcel Svc Cl B 911312106 218 2972 SH SOLE 130 2842
United Stationers Inc Com 913004107 910 27948 SH SOLE 26718 1230
United Technologies Com 913017109 3283 44914 SH SOLE 3877 41037
Unitedhealth Group Com 91324P102 692 13650 SH SOLE 470 13180
US Bancorp Del Com 902973304 834 30838 SH SOLE 400 30438
USEC Inc Com 90333E108 666 584127 SH SOLE 560592 23535
V F Corp Com 918204108 457 3600 SH SOLE 3500 100
VAALCO Energy Inc New Com 91851C201 182 30195 SH SOLE 20000 10195
Valassis Communications Inc Com 918866104 671 34907 SH SOLE 33637 1270
Valero Energy Com 91913Y100 910 43249 SH SOLE 315 42934
Vang Mid-Cap Value ETF MCAP VL IDXVIP 922908512 2160 41795 SH SOLE 1235 40560
Vanguard Mid-Cap Gr ETF MCAP GR IDXVIP 922908538 1760 29568 SH SOLE 1525 28043
Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 343 4205 SH SOLE 0 4205
Vanguard Emerging Mkt ETF EMR MKT ETF 922042858 424 11094 SH SOLE 0 11094
Vanguard Energy ETF ENERGY ETF 92204A306 214 2120 SH SOLE 0 2120
Vanguard Europe Pacific ETF EUROPE PAC ETF 921943858 384 12545 SH SOLE 0 12545
Vanguard European ETF EUROPE PAC ETF 922042874 508 12250 SH SOLE 0 12250
Vanguard Health ETF HEALTH CAR ETF 92204A504 508 8305 SH SOLE 0 8305
Vanguard Info Tech INF TECH ETF 92204A702 736 11999 SH SOLE 115 11884
Vanguard Interm Corp INT-TERM CORP 92206C870 4355 52875 SH SOLE 1300 51575
Vanguard Interm Gov't Bond INT-TERM GOV 92206C706 999 15208 SH SOLE 3095 12113
Vanguard LC ETF LARGE CAP ETF 922908637 2479 43272 SH SOLE 0 43272
Vanguard LC Growth Index ETF GROWTH ETF 922908736 458 7415 SH SOLE 0 7415
Vanguard Materials ETF MATERIALS ETF 92204A801 386 5273 SH SOLE 0 5273
Vanguard MC ETF MID CAP ETF 922908629 560 7791 SH SOLE 240 7551
Vanguard Pacific ETF PACIFIC ETF 922042866 590 12390 SH SOLE 0 12390
Vanguard REIT ETF REIT ETF 922908553 315 5423 SH SOLE 0 5423
Vanguard Small Cap ETF SMALL CP ETF 922908751 1000 14351 SH SOLE 420 13931
Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 3240 42426 SH SOLE 1185 41241
Vanguard ST Bond EFT SHORT TRM BOND 921937827 370 4573 SH SOLE 0 4573
Vanguard ST Corp Bond SHRT-TERM CORP 92206C409 2966 38092 SH SOLE 5175 32917
Vanguard ST Gov't Bond SHTRM GVT BD ETF 92206C102 2035 33306 SH SOLE 7060 26246
Vanguard Telecom Svcs TELCOMM ETF 92204A884 359 5778 SH SOLE 106 5672
Verizon Com 92343V104 2399 59798 SH SOLE 10405 49393
Vornado Rlty Tr SH BEN INT 929042109 817 10624 SH SOLE 128 10496
Vulcan Materials Co Com 929160109 298 7561 SH SOLE 180 7381
Wal Mart Stores Inc Com 931142103 2715 45437 SH SOLE 421 45016
Walgreen Stores Com 931422109 1347 40755 SH SOLE 385 40370
Waste Mgmt Inc Com 94106L109 339 10370 SH SOLE 10000 370
Wellpoint Health Com 94973V107 285 4300 SH SOLE 4300 0
Wells Fargo & Co Com 949746101 1943 70493 SH SOLE 895 69598
Western Un Co Com 959802109 280 15361 SH SOLE 110 15251
Windstream Com 97381W104 256 21815 SH SOLE 10118 11697
Yahoo Inc Com 984332106 726 45022 SH SOLE 45000 22