0001162044-11-000741.txt : 20110815
0001162044-11-000741.hdr.sgml : 20110815
20110815161418
ACCESSION NUMBER: 0001162044-11-000741
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110630
FILED AS OF DATE: 20110815
DATE AS OF CHANGE: 20110815
EFFECTIVENESS DATE: 20110815
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bragg Financial Advisors, Inc
CENTRAL INDEX KEY: 0001327055
IRS NUMBER: 561790097
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-11385
FILM NUMBER: 111036473
BUSINESS ADDRESS:
STREET 1: 100 QUEENS ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
BUSINESS PHONE: 704-714-7711
MAIL ADDRESS:
STREET 1: 100 QUEENS ROAD
CITY: CHARLOTTE
STATE: NC
ZIP: 28204
13F-HR
1
bragg13fhr201108.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
FORM 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2011
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Bragg Financial Advisors, Inc
Address: 1031 South Caldwell, Suite 200
Charlotte, NC 28203
13F File Number: 28-11385
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven H. Scruggs
Title: Chief Compliance Officer
Phone: (704) 714-7711
Signature, Place, and Date of Signing:
/s/ Steven H Scruggs
Steven H. Scruggs Charlotte, NC August 15, 2011
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
List of Other Managers Reporting for this Manager:
NONE
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 237
Form 13F Information Table Value Total: $300,768(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other than
the manager filing this report.
NONE
VALUE SHARES SHR PUT INV OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X $1,000)/PRN AMT/PRN/CALLDISCMGRS SOLE SHARED NONE
Abbott Laboratories Com 002824100 2416 45,916SH SOLE 295 45,621
Acxiom Corp Com 005125109 341 26,020SH SOLE 22300 3,720
Adtran Com 00738A106 642 16,595SH SOLE 10000 6,595
Air Products & Chems Com 009158106 2213 23,158SH SOLE 100 23,058
Altria Group Inc Com 022095103 288 10,921SH SOLE 10,921
American Express Com 025816109 2914 56,371SH SOLE 8470 47,901
Ameriprise Financial Com 031897101 2110 36,588SH SOLE 424 36,164
Amgen Inc Com 031162100 2087 35,773SH SOLE 460 35,313
Apache Corp Ord 037411105 2800 22,691SH SOLE 205 22,486
Apple Computer Inc Com 037833100 252 752SH SOLE 752
Applied Materials Com 038222105 652 50,090SH SOLE 1165 48,925
Arden Group Inc A CL A 039762109 384 4,170SH SOLE 3317 853
AT&T Inc Com 00206R102 2709 86,235SH SOLE 21550 64,685
Atrion Corp Com 049904105 647 3,273SH SOLE 2703 570
Automatic Data Processing Com 053015103 1395 26,479SH SOLE 390 26,089
Baker Hughes Inc Com 057224107 1239 17,071SH SOLE 320 16,751
Ball Corp Com 058498106 899 23,370SH SOLE 430 22,940
Bank of America Com 06605F102 202 18,440SH SOLE 18,440
Bank Of New York Co Com 064058100 1639 63,961SH SOLE 15180 48,781
BB&T Corp Com 054937107 1795 66,869SH SOLE 66,869
Becton Dickinson & Com 075887109 3611 41,900SH SOLE 315 41,585
Bel Fuse Inc-Cl B CL B 077347300 376 17,345SH SOLE 12850 4,495
Berkshire Hath A CL A 084670108 1161 10SH SOLE 3 7
Berkshire Hath B CL B 084670207 721 9,321SH SOLE 9,321
Best Buy Company Inc Com 086516101 370 11,787SH SOLE 555 11,232
Big Five Sporting Goods Com 08915P101 401 51,000SH SOLE 50000 1,000
Boeing Company Com 097023105 538 7,275SH SOLE 7,275
Books a Million Inc Com 098570104 208 59,800SH SOLE 59800 0
Boston Pptys Inc Com Com 101121101 279 2,627SH SOLE 85 2,542
Bristol-Myers Squibb Com 110122108 2246 77,546SH SOLE 5438 72,108
Brown Forman Class B CL B 115637209 2512 33,636SH SOLE 237 33,399
C. R. Bard, Inc. Com 067383109 2218 20,189SH SOLE 160 20,029
Caterpillar Inc Com 149123101 1682 15,801SH SOLE 15,801
Cato Corp New Cl A CL A 149205106 1426 49,518SH SOLE 48000 1,518
CBS Corp Com 124857202 1723 60,466SH SOLE 21086 39,380
Central Fd Cda Ltd Cl A CL A 153501101 2089 102,567SH SOLE 46900 55,667
Centurytel Inc Com Com 156700106 826 20,429SH SOLE 320 20,109
Charles Schwab Corp New Com 808513105 202 12,268SH SOLE 12,268
Chart Industries Com 16115Q308 1055 19,548SH SOLE 14978 4,570
Chemed Corp Com 16359R103 400 6,100SH SOLE 6100 0
Chesapeake Energy Com 165167107 907 30,538SH SOLE 595 29,943
Chevrontexaco Corp Com 166764100 5042 49,024SH SOLE 292 48,732
Chubb Corp Com 171232101 1415 22,597SH SOLE 155 22,442
Cimarex Energy Co Com 171798101 935 10,395SH SOLE 260 10,135
Cisco Systems Inc Com 17275R102 2137 136,898SH SOLE 31130 105,768
Clorox Co Com 189054109 907 13,450SH SOLE 6100 7,350
Coca-Cola Company Com 191216100 1161 17,257SH SOLE 202 17,055
Colgate-Palmolive Co Com 194162103 2330 26,653SH SOLE 218 26,435
Conocophillips Com 20825C104 3640 48,410SH SOLE 455 47,955
Costco Whsl Corp New Com 22160K105 213 2,624SH SOLE 2,624
Cubic Corp Com 229669106 1300 25,500SH SOLE 24500 1,000
Danaher Corp Com 235851102 2369 44,699SH SOLE 2590 42,109
Darden Restaurants Com 237194105 868 17,436SH SOLE 240 17,196
Darling International Inc Com 237266101 1151 65,050SH SOLE 60000 5,050
Deere & Co Com 244199105 1337 16,221SH SOLE 140 16,081
Dell Inc. Com 24702R101 2315 138,843SH SOLE 30868 107,975
Delta Apparel Inc Com 247368103 1073 63,129SH SOLE 56435 6,694
Disney Walt Company Com 254687106 536 13,722SH SOLE 13,722
Dominion Res Inc Va Com 257470104 1743 36,110SH SOLE 445 35,665
Dow Chem Co Com 260543103 1728 48,004SH SOLE 455 47,549
DST Systems Com 233326107 1214 23,000SH SOLE 23000 0
Du Pont E I De Com 263534109 911 16,860SH SOLE 185 16,675
Ducommun Inc Com 264147109 487 23,670SH SOLE 21200 2,470
Duke Energy Corp Com 26441C105 1018 54,064SH SOLE 20900 33,164
EMC Corp Com 268648102 4253 154,391SH SOLE 20765 133,626
Endurance Specialty SHS G30397106 365 8,840SH SOLE 6000 2,840
Exelon Corp Com COM 30161N101 2437 56,898SH SOLE 13495 43,403
Exxon Mobil Corp Com 30231G102 5740 70,538SH SOLE 5032 65,506
Family Dollar Stores Com 307000109 538 10,238SH SOLE 10,238
Fedex Corp Com Com 31428X106 652 6,874SH SOLE 6,874
Fifth Third Bancorp Com 316773100 223 17,472SH SOLE 175 17,297
First Trust Bk Com 33732N105 619 169,626SH SOLE 169,626
Firstenergy Corp Com 337932107 1311 29,690SH SOLE 500 29,190
Flower Inds Inc Com 343496105 3670 166,514SH SOLE 166,514
Fortune Brands Inc Com 349631101 453 7,105SH SOLE 6380 725
General Dynamics Com 369550108 376 5,040SH SOLE 4000 1,040
General Electric Co Com 369604103 1479 78,404SH SOLE 551 77,853
General Mls Inc Com 370334104 563 15,138SH SOLE 15,138
G-III Apparel Group Ltd Com 36237H101 703 20,400SH SOLE 20000 400
GlaxoSmithKline PLC SPONSORED ADR 37733W105 413 9,617SH SOLE 9000 617
Graco Inc Com 384109104 1217 24,015SH SOLE 20875 3,140
Grainger WW Inc Com 384802104 1474 9,593SH SOLE 75 9,518
Harleysville Group Com 412824104 935 30,000SH SOLE 30000 0
Hewlett-Packard Ca Com 428236103 2207 60,620SH SOLE 7393 53,227
Hilltop HLDGs Inc Com 432748101 590 66,700SH SOLE 60700 6,000
Home Depot Inc Com 437076102 1412 38,993SH SOLE 276 38,717
Honeywell Intl Inc Com 438516106 1401 23,516SH SOLE 380 23,136
Horace Mann Educators Corp NewCom 440327104 527 33,730SH SOLE 30000 3,730
Horsehead Holding Corp Com 440694305 617 46,330SH SOLE 29100 17,230
HURCO Companies Inc Com 447324104 1559 48,402SH SOLE 43202 5,200
IBM Com 459200101 5641 32,884SH SOLE 3690 29,194
Imation Corp Com 45245A107 650 68,855SH SOLE 58300 10,555
Immucor Com 452526106 1174 57,500SH SOLE 55000 2,500
Imperial Sugar Co Com 453096208 902 45,083SH SOLE 39203 5,880
Ingersoll Rand Co Com G47791101 2263 49,835SH SOLE 10605 39,230
Intel Corp Com 458140100 2897 130,732SH SOLE 17290 113,442
Inter Parfumes Inc Com 458334109 751 32,600SH SOLE 31700 900
Ishares Barclays 3-7 Yr Treas BARCLYS 3-7 YR 464288661 430 3,670SH SOLE 3,670
Ishares Barclays Intermed Cr BBarclys 1-3 Cr 464288638 1174 11,012SH SOLE 11,012
Ishares Comex Gold ISHARES 464285105 467 31,915SH SOLE 30000 17,512
Ishares Dow Jones Tech DJ US TECH SEC 464287721 222 3,410SH SOLE 3,410
Ishares Lehman Agency Bd AGENCY BD FD 464288166 394 3,560SH SOLE 3,560
Ishares Msci Eafe Idx MSCI EAFE IDX 464287465 591 9,832SH SOLE 9,832
Ishares S & P 400 Value S&P MIDCP Valu 464287705 582 6,925SH SOLE 6,925
Ishares S&P 400 S&P MIDCAP 400 464287507 280 2,865SH SOLE 2,865
Ishares S&P Interm Natl Muni S&P NTL AMTFREE 464288414 462 4,465SH SOLE 4,465
Ishares S&P ST Natl Muni Bd S&P SH NTL AMTFR464288158 3527 33,261SH SOLE 33,261
Ishares Tr 1 3 Yr Treas Index BARCLYS 1-3 YR 464287457 651 7,725SH SOLE 7,725
Ishares Tr Lehman 1-3 Yr Cr BdBARCLYS 1-3YR CR464288646 1737 16,546SH SOLE 455 16,091
Ishares Tr Russell 2000 Section 13 f 464287655 290 3,506SH SOLE 3,506
Ishares Tr S&P Smallcap 600 InS&P SMLCAP 600 464287804 260 3,551SH SOLE 3,551
ITT Industries Inc Com 450911102 492 8,343SH SOLE 200 8,143
J P Morgan Chase Com 46625H100 618 15,105SH SOLE 9000 6,105
Johnson & Johnson Com 478160104 3777 56,782SH SOLE 7444 49,338
K Swiss Inc Cl A CL A 482686102 651 61,200SH SOLE 52400 8,800
Kimberly Clark Corp Com 494368103 399 6,002SH SOLE 5000 1,002
Kinder Morgan Energy UT LTD PARTNER 494550106 267 3,679SH SOLE 3,679
Kraft Foods Inc Com 50075N104 677 19,224SH SOLE 9000 10,224
Leucadia National Com 527288104 1099 32,225SH SOLE 19075 13,150
Lexmark Intl Group Class A 529771107 309 10,560SH SOLE 270 10,290
Lowes Cos Inc Com 548661107 1239 53,142SH SOLE 754 52,388
Marathon Oil Corp Com 565849106 445 8,450SH SOLE 8,450
Maxim Integrated Com 57772K101 331 12,955SH SOLE 740 12,215
McDonald's Corp Com 580135101 5945 70,503SH SOLE 4485 66,018
Medcohealth Com 58405U102 285 5,035SH SOLE 5,035
Medtronic Inc Com 585055106 1581 41,038SH SOLE 489 40,549
Merck & Co Inc Com 58933Y105 3467 98,241SH SOLE 14403 83,838
MGE Energy Inc Com 55277P104 588 14,515SH SOLE 12350 2,165
Micrel Inc Com Com 594793101 372 35,156SH SOLE 30000 5,156
Microsoft Corp Com 594918104 3135 120,568SH SOLE 12212 108,356
Minnesota Mining & Com 88579Y101 2486 26,212SH SOLE 5222 20,990
New Jersey Res Corp Com 646025106 1363 30,545SH SOLE 28520 2,025
News Corp Ltd Spons CL A 65248E104 2571 145,257SH SOLE 46375 98,882
Nucor Corp Com 670346105 843 20,444SH SOLE 110 20,334
Oracle Corp Com 68389X105 4108 124,833SH SOLE 731 124,102
Oshkosh Truck Corp Com 688239201 1081 37,341SH SOLE 32626 4,715
Owens & Minor Inc Com 690732102 1237 35,866SH SOLE 31080 4,786
Park Electrochemical Corp Com 700416209 839 30,030SH SOLE 25400 4,630
Pepsico Inc Com 713448108 2617 37,156SH SOLE 280 36,876
Pervasive Software Com 715710109 542 84,416SH SOLE 82916 1,500
Pfizer Inc Com 717081103 2351 114,130SH SOLE 31779 82,351
Philip Morris Intl Inc Com Com 718172109 811 12,139SH SOLE 12,139
Piedmont Nat Gas Inc Com 720186105 1447 47,828SH SOLE 33900 13,928
Plantronics Inc New Com 727493108 712 19,500SH SOLE 18400 1,100
Premier Coml Bk Greensboro NC Com 74046A108 130 11,818SH SOLE 11,818
Prestige Brand Holdings Com 74112D101 1215 94,600SH SOLE 77600 17,000
Price T Rowe Group Inc Com 74144T108 3488 57,809SH SOLE 4395 53,414
Proassurance Corp Com 74267C106 947 13,530SH SOLE 12500 1,030
Procter & Gamble Co Com 742718109 5212 81,992SH SOLE 9175 72,817
Progress Energy Inc Com 743263105 867 18,062SH SOLE 10700 7,362
Progressive Corp Of Com 743315103 1882 88,033SH SOLE 22150 65,883
Radioshack Corp Com 750438103 1074 80,725SH SOLE 73500 7,225
Radisys Corporation Com 750459109 138 18,900SH SOLE 18900 0
Raymond James Finl Com 754730109 1327 41,260SH SOLE 805 40,455
RLI Corp Com 749607107 724 11,700SH SOLE 10900 800
Robbins & Myers Inc Com 770196103 809 15,300SH SOLE 15300 0
Royal Bk Cda Com 780087102 997 17,477SH SOLE 17,477
Ruddick Corp Com 781258108 316 7,255SH SOLE 7,255
S & P Large Cap 500 TR UNIT 78462F103 516 3,912SH SOLE 3,912
S&P Midcap 400 Dep UTSER1 S&PDCRP 78467Y107 308 1,734SH SOLE 1,734
Safeway Com 786514208 895 38,290SH SOLE 585 37,705
Sanderson Farms Inc Com 800013104 1078 22,553SH SOLE 20000 2,553
Scana Corp New Com 80589M102 264 6,695SH SOLE 6,695
Schlumberger Com 806857108 555 6,420SH SOLE 6,420
Scholastic Corp Com 807066105 1032 38,795SH SOLE 35545 3,250
Simon Ppty Group Com 828806109 244 2,097SH SOLE 2,097
South Jersey Industries Com 838518108 1086 20,000SH SOLE 20000 0
Southern Co Com 842587107 3165 78,387SH SOLE 4900 73,487
Spdr Gold Trust GOLD SHS 78463V107 2301 15,757SH SOLE 160 15,597
Spectra Energy Corp Com Com 847560109 307 11,198SH SOLE 11,198
State Street Corp Com 857477103 306 6,776SH SOLE 6000 776
Steris Com 859152100 1119 32,000SH SOLE 30000 2,000
Stryker Corp Com 863667101 895 15,250SH SOLE 260 14,990
Symantec Corp Com 871503108 473 24,000SH SOLE 24000 0
Syngenta Ag Com 87160A100 580 8,586SH SOLE 8,586
Sysco Corp Com 871829107 853 27,371SH SOLE 465 26,906
Target Corp Com 87612E106 1586 33,805SH SOLE 285 33,520
Tech Data Corp Com 878237106 1467 30,000SH SOLE 28000 2,000
Tellabs Inc Com 879664100 592 128,370SH SOLE 118000 10,370
Texas Instruments Com 882508104 1791 54,543SH SOLE 570 53,973
The Travelers Companies Inc Com 89417E109 253 4,341SH SOLE 4300 41
Thomson Reuters Corporation Com 884903105 447 11,900SH SOLE 11900 0
Time Warner Hldgs Com 887317303 338 9,290SH SOLE 5195 4,095
TIPS Ishare US TIPS BD FD 464287176 4461 40,322SH SOLE 1380 38,942
Tjx Companies Inc Com 872540109 1786 33,991SH SOLE 260 33,731
Tricon Global Com 895953107 318 5,756SH SOLE 5,756
TTM Technologies Inc Com 87305R109 1054 65,810SH SOLE 55100 10,710
Tyco Intl Com H89128104 201 4,076SH SOLE 4000 76
U R S Corp New Com 903236107 962 21,500SH SOLE 20000 1,500
UGI Corp Com 902681105 774 24,265SH SOLE 20000 4,265
Unifirst Corporation Com 904708104 1202 21,400SH SOLE 20000 1,400
Unilever Plc SPON ADR NEW 904767704 564 17,400SH SOLE 16400 1,000
Unisys Com New 909214306 527 20,500SH SOLE 20000 500
United Stationers Inc Com 913004107 756 21,330SH SOLE 20000 1,330
United Technologies Com 913017109 3943 44,547SH SOLE 3877 40,670
Unitedhealth Group Com 91324P102 704 13,650SH SOLE 470 13,180
US Bancorp Del Com 902973304 815 31,953SH SOLE 2400 29,553
USEC Inc Com 90333E108 497 148,680SH SOLE 128650 20,030
Uwharrie Cap Corp Com 918183104 65 16,267SH SOLE 16,267
V F Corp Com 918204108 390 3,590SH SOLE 3500 90
VAALCO Energy Inc New Com 91851C201 182 30,195SH SOLE 20000 10,195
Valassis Communications Inc Com 918866104 283 9,350SH SOLE 8400 950
Valero Energy Com 91913Y100 972 38,004SH SOLE 315 37,689
Vang Mid-Cap Value ETF MCAP VL IDXVIP 922908512 2436 43,040SH SOLE 1235 41,805
Vanguard Mid-Cap Gr ETF MCAP GR IDXVIP 922908538 1962 28,850SH SOLE 1525 27,325
Vanguard Consumer Staples ETF CONSUM STP ETF 92204A207 352 4,405SH SOLE 4,405
Vanguard Emerging Mkt ETF EMR MKT ETF 922042858 615 12,640SH SOLE 12,640
Vanguard Energy ETF ENERGY ETF 92204A306 234 2,120SH SOLE 2,120
Vanguard Europe Pacific ETF EUROPE PAC ETF 921943858 391 10,255SH SOLE 10,255
Vanguard European ETF EUROPE PAC ETF 922042874 681 12,715SH SOLE 12,715
Vanguard Health ETF HEALTH CAR ETF 92204A504 541 8,440SH SOLE 8,440
Vanguard Info Tech INF TECH ETF 92204A702 853 13,472SH SOLE 115 13,357
Vanguard Interm Corp INT-TERM CORP 92206C870 4434 55,269SH SOLE 1300 53,969
Vanguard Interm Gov't Bond INT-TERM GOV 92206C706 1013 16,296SH SOLE 3305 12,991
Vanguard LC ETF LARGE CAP ETF 922908637 2695 44,477SH SOLE 44,477
Vanguard LC Growth Index ETF GROWTH ETF 922908736 480 7,415SH SOLE 7,415
Vanguard Materials ETF MATERIALS ETF 92204A801 539 6,268SH SOLE 6,268
Vanguard MC ETF MID CAP ETF 922908629 610 7,579SH SOLE 240 7,339
Vanguard Pacific ETF PACIFIC ETF 922042866 709 12,535SH SOLE 12,535
Vanguard REIT ETF REIT ETF 922908553 326 5,423SH SOLE 5,423
Vanguard Small Cap ETF SMALL CP ETF 922908751 1262 16,167SH SOLE 420 15,747
Vanguard Small Cap Growth ETF SML CP GRW ETF 922908595 3614 42,075SH SOLE 1185 40,890
Vanguard ST Bond EFT SHORT TRM BOND 921937827 388 4,790SH SOLE 4,790
Vanguard ST Corp Bond SHRT-TERM CORP 92206C409 3306 42,196SH SOLE 5835 36,361
Vanguard ST Gov't Bond SHTRM GVT BD ETF92206C102 2176 35,746SH SOLE 8135 27,611
Vanguard Telecom Svcs TELCOMM ETF 92204A884 424 5,949SH SOLE 106 5,843
Verizon Com 92343V104 1751 47,028SH SOLE 405 46,623
Vornado Rlty Tr SH BEN INT 929042109 923 9,909SH SOLE 128 9,781
Vulcan Materials Co Com 929160109 291 7,541SH SOLE 180 7,361
Wal Mart Stores Inc Com 931142103 2436 45,850SH SOLE 421 45,429
Walgreen Stores Com 931422109 1629 38,375SH SOLE 385 37,990
Waste Mgmt Inc Com 94106L109 386 10,370SH SOLE 10000 370
Wellpoint Health Com 94973V107 339 4,300SH SOLE 4300 0
Wells Fargo & Co Com 949746101 1916 68,288SH SOLE 895 67,393
Western Un Co Com 959802109 343 17,131SH SOLE 110 17,021
Windstream Com 97381W104 287 22,139SH SOLE 10118 12,021
Yahoo Inc Com 984332106 226 15,022SH SOLE 15000 22