0001062993-15-002848.txt : 20150515 0001062993-15-002848.hdr.sgml : 20150515 20150515135413 ACCESSION NUMBER: 0001062993-15-002848 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150331 FILED AS OF DATE: 20150515 DATE AS OF CHANGE: 20150515 EFFECTIVENESS DATE: 20150515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bragg Financial Advisors, Inc CENTRAL INDEX KEY: 0001327055 IRS NUMBER: 561790097 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11385 FILM NUMBER: 15867715 BUSINESS ADDRESS: STREET 1: 1031 SOUTH CALDWELL STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28203 BUSINESS PHONE: 704-714-7711 MAIL ADDRESS: STREET 1: 1031 SOUTH CALDWELL STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001327055 XXXXXXXX 03-31-2015 03-31-2015 Bragg Financial Advisors, Inc
1031 SOUTH CALDWELL STREET SUITE 200 CHARLOTTE NC 28203
13F HOLDINGS REPORT 028-11385 N
Steven H Scruggs Chief Compliance Officer 704-377-0261 Steven H Scruggs Charlotte NC 05-15-2015 0 230 434081 false
INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 2021 43619 SH SOLE 295 0 43324 ABBVIE INC COM 00287Y109 2381 40679 SH SOLE 295 0 40384 ACTAVIS PLC SHS G0083B108 243 816 SH SOLE 0 0 816 AFLAC INC COM 001055102 270 4211 SH SOLE 0 0 4211 AIR PRODS & CHEMS INC COM 009158106 4327 28601 SH SOLE 230 0 28371 ALLEGION PUB LTD CO ORD SHS G0176J109 438 7161 SH SOLE 3400 0 3761 ALTRIA GROUP INC COM 02209S103 388 7747 SH SOLE 0 0 7747 AMERICAN ELEC PWR INC COM 025537101 785 13956 SH SOLE 13000 0 956 AMERICAN EXPRESS CO COM 025816109 4797 61404 SH SOLE 8470 0 52934 AMERIPRISE FINL INC COM 03076C106 4897 37424 SH SOLE 424 0 37000 AMGEN INC COM 031162100 5827 36450 SH SOLE 460 0 35990 ANHEUSER BUSCH INBEV SA/NV SPONSORED ADR 03524A108 669 5485 SH SOLE 0 0 5485 ANTHEM INC COM 036752103 664 4300 SH SOLE 4300 0 0 APACHE CORP COM 037411105 809 13416 SH SOLE 320 0 13096 APPLE INC COM 037833100 4916 39505 SH SOLE 455 0 39050 APPLIED MATLS INC COM 038222105 2228 98751 SH SOLE 2035 0 96716 AT&T INC COM 00206R102 3260 99850 SH SOLE 21550 0 78300 ATRION CORP COM 049904105 1008 2918 SH SOLE 2703 0 215 AUTOMATIC DATA PROCESSING IN COM 053015103 1073 12534 SH SOLE 0 0 12534 BAKER HUGHES INC COM 057224107 1055 16589 SH SOLE 280 0 16309 BALL CORP COM 058498106 1946 27555 SH SOLE 430 0 27125 BANK AMER CORP COM 060505104 616 40037 SH SOLE 0 0 40037 BANK NEW YORK MELLON CORP COM 064058100 3173 78860 SH SOLE 15180 0 63680 BB&T CORP COM 054937107 2284 58574 SH SOLE 0 0 58574 BECTON DICKINSON & CO COM 075887109 5894 41044 SH SOLE 315 0 40729 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2392 11 SH SOLE 3 0 8 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1533 10621 SH SOLE 0 0 10621 BOEING CO COM 097023105 922 6142 SH SOLE 0 0 6142 BRISTOL MYERS SQUIBB CO COM 110122108 5481 84970 SH SOLE 5438 0 79532 BROWN FORMAN CORP CL B 115637209 2594 28706 SH SOLE 0 0 28706 BARD C R INC COM 067383109 3271 19546 SH SOLE 160 0 19386 CATERPILLAR INC DEL COM 149123101 750 9372 SH SOLE 0 0 9372 CATO CORP NEW CL A 149205106 2136 53938 SH SOLE 48000 0 5938 CBS CORP NEW CL B 124857202 1867 30789 SH SOLE 10751 0 20038 CENTRAL FD CDA LTD CL A 153501101 772 64831 SH SOLE 56846 0 7985 CENTURYLINK INC COM 156700106 269 7794 SH SOLE 320 0 7474 SCHWAB CHARLES CORP NEW COM 808513105 251 8243 SH SOLE 0 0 8243 CHEVRON CORP NEW COM 166764100 4675 44536 SH SOLE 292 0 44244 CHUBB CORP COM 171232101 2868 28366 SH SOLE 475 0 27892 CIMAREX ENERGY CO COM 171798101 440 3823 SH SOLE 260 0 3563 CISCO SYS INC COM 17275R102 5127 186264 SH SOLE 31645 0 154620 CLOROX CO DEL COM 189054109 1308 11850 SH SOLE 8400 0 3450 COCA COLA CO COM 191216100 1385 34159 SH SOLE 404 0 33755 COLGATE PALMOLIVE CO COM 194162103 3318 47857 SH SOLE 436 0 47421 COMCAST CORP NEW CL A 20030N101 2409 42657 SH SOLE 565 0 42092 CONOCOPHILLIPS COM 20825C104 3540 56863 SH SOLE 455 0 56408 CONSTELLATION BRANDS INC CL A 21036P108 1162 10000 SH SOLE 10000 0 0 CORNING INC COM 219350105 4536 200008 SH SOLE 22275 0 177733 COSTCO WHSL CORP NEW COM 22160K105 470 3101 SH SOLE 0 0 3101 CSG SYS INTL INC COM 126349109 286 9417 SH SOLE 7192 0 2225 CUBIC CORP COM 229669106 1069 20655 SH SOLE 17315 0 3340 CVS HEALTH CORP COM 126650100 2140 20733 SH SOLE 425 0 20308 DANAHER CORP DEL COM 235851102 3785 44582 SH SOLE 2590 0 41992 DARDEN RESTAURANTS INC COM 237194105 1291 18621 SH SOLE 240 0 18381 DARLING INGREDIENTS INC COM 237266101 1837 131095 SH SOLE 116900 0 14195 DEERE & CO COM 244199105 1136 12950 SH SOLE 140 0 12810 DELTA APPAREL INC COM 247368103 892 72541 SH SOLE 67026 0 5515 DIGIMARC CORP NEW COM 25381B101 713 32505 SH SOLE 30420 0 2085 DIRECTV COM 25490A309 889 10451 SH SOLE 10000 0 451 DISNEY WALT CO COM DISNEY 254687106 1231 11733 SH SOLE 0 0 11733 DOMINION RES INC VA NEW COM 25746U109 2556 36073 SH SOLE 445 0 35628 DOW CHEM CO COM 260543103 3446 71822 SH SOLE 755 0 71066 DST SYS INC DEL COM 233326107 3505 31660 SH SOLE 29000 0 2660 DU PONT E I DE NEMOURS & CO COM 263534109 944 13205 SH SOLE 0 0 13205 DUCOMMUN INC DEL COM 264147109 2239 86453 SH SOLE 75953 0 10500 DUKE ENERGY CORP NEW COM NEW 26441C204 2003 26091 SH SOLE 8284 0 17807 E M C CORP MASS COM 268648102 3669 143562 SH SOLE 1085 0 142477 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 1127 18441 SH SOLE 15456 0 2985 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 279 5000 SH SOLE 0 0 5000 EXELON CORP COM 30161N101 2703 80418 SH SOLE 13800 0 66618 EXXON MOBIL CORP COM 30231G102 6248 73666 SH SOLE 5137 0 68530 FABRINET SHS G3323L100 492 25886 SH SOLE 21751 0 4135 FAMILY DLR STORES INC COM 307000109 462 5825 SH SOLE 0 0 5825 FEDEX CORP COM 31428X106 462 2794 SH SOLE 0 0 2794 FIDUS INVT CORP COM 316500107 200 13011 SH SOLE 0 0 13011 FIFTH THIRD BANCORP COM 316773100 261 13833 SH SOLE 175 0 13658 FIRSTENERGY CORP COM 337932107 767 21868 SH SOLE 800 0 21068 FLOWERS FOODS INC COM 343498101 4460 196122 SH SOLE 0 0 196122 FORTUNE BRANDS HOME & SEC IN COM 34964C106 337 7105 SH SOLE 6380 0 725 GENERAL DYNAMICS CORP COM 369550108 1184 8725 SH SOLE 8000 0 725 GENERAL ELECTRIC CO COM 369604103 2736 110259 SH SOLE 1051 0 109208 GENERAL MLS INC COM 370334104 1328 23465 SH SOLE 755 0 22710 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 452 9785 SH SOLE 9000 0 785 GOOGLE INC CL C 38259P706 2476 4519 SH SOLE 50 0 4469 GOOGLE INC CL A 38259P508 1992 3591 SH SOLE 50 0 3541 GRACO INC COM 384109104 2117 29340 SH SOLE 25875 0 3465 GRAINGER W W INC COM 384802104 1639 6951 SH SOLE 80 0 6871 HILLTOP HOLDINGS INC COM 432748101 1763 90712 SH SOLE 78687 0 12025 HOME DEPOT INC COM 437076102 4062 35757 SH SOLE 276 0 35481 HONEYWELL INTL INC COM 438516106 2623 25149 SH SOLE 380 0 24769 HORACE MANN EDUCATORS CORP N COM 440327104 3065 89630 SH SOLE 79895 0 9735 HURCO COMPANIES INC COM 447324104 1598 48527 SH SOLE 41852 0 6675 INTERNATIONAL BUSINESS MACHS COM 459200101 5559 34634 SH SOLE 3690 0 30944 INGERSOLL-RAND PLC SHS G47791101 2743 40290 SH SOLE 10605 0 29685 INTEL CORP COM 458140100 5048 161417 SH SOLE 17290 0 144127 ISHARES 3-7 YR TR BD ETF 464288661 206 1663 SH SOLE 0 0 1663 ISHARES INTERM CR BD ETF 464288638 753 6800 SH SOLE 0 0 6800 ISHARES GOLD TRUST ISHARES 464285105 413 36045 SH SOLE 30000 0 6045 ISHARES TR U.S. TECH ETF 464287721 370 3604 SH SOLE 0 0 3604 ISHARES AGENCY BOND ETF 464288166 210 1840 SH SOLE 0 0 1840 ISHARES TR MSCI EAFE ETF 464287465 479 11027 SH SOLE 0 0 11027 ISHARES TR S&P MC 400VL ETF 464287705 663 5066 SH SOLE 0 0 5066 ISHARES TR CORE S&P MCP ETF 464287507 299 1965 SH SOLE 0 0 1965 ISHARES TR CORE S&P500 ETF 464287200 248 1194 SH SOLE 0 0 1194 ISHARES NAT AMT FREE BD 464288414 398 3595 SH SOLE 0 0 3595 ISHARES SHT NTLAMTFR ETF 464288158 2662 26570 SH SOLE 0 0 26570 ISHARES 1-3 YR CR BD ETF 464288646 781 7398 SH SOLE 0 0 7398 ISHARES TR RUSSELL 2000 ETF 464287655 245 2779 SH SOLE 0 0 2779 ISHARES TR CORE S&P SCP ETF 464287804 376 3187 SH SOLE 0 0 3187 JPMORGAN CHASE & CO COM 46625H100 811 13395 SH SOLE 9000 0 4395 JOHNSON & JOHNSON COM 478160104 6108 60717 SH SOLE 10444 0 50273 KIMBERLY CLARK CORP COM 494368103 644 6017 SH SOLE 5000 0 1017 KRAFT FOODS GROUP INC COM 50076Q106 503 5778 SH SOLE 3000 0 2778 LEUCADIA NATL CORP COM 527288104 773 34667 SH SOLE 29075 0 5592 LOWES COS INC COM 548661107 3684 49522 SH SOLE 754 0 48768 MACYS INC COM 55616P104 234 3601 SH SOLE 0 0 3601 MARATHON OIL CORP COM 565849106 1169 44784 SH SOLE 620 0 44164 MAXIM INTEGRATED PRODS INC COM 57772K101 486 13954 SH SOLE 0 0 13954 MCDONALDS CORP COM 580135101 5373 55138 SH SOLE 4485 0 50654 MEDTRONIC PLC SHS G5960L103 3471 44502 SH SOLE 3511 0 40991 MERCK & CO INC NEW COM 58933Y105 5134 89317 SH SOLE 14403 0 74914 MEREDITH CORP COM 589433101 1093 19596 SH SOLE 18061 0 1535 MGE ENERGY INC COM 55277P104 892 20128 SH SOLE 18525 0 1603 MICROSOFT CORP COM 594918104 5863 144210 SH SOLE 12577 0 131633 3M CO COM 88579Y101 3871 23465 SH SOLE 5337 0 18128 MONDELEZ INTL INC CL A 609207105 617 17105 SH SOLE 9000 0 8105 NETAPP INC COM 64110D104 532 15000 SH SOLE 15000 0 0 NEW JERSEY RES COM 646025106 1933 62230 SH SOLE 57040 0 5190 NEWS CORP NEW CL A 65249B109 211 13159 SH SOLE 0 0 13159 NIKE INC CL B 654106103 219 2181 SH SOLE 0 0 2181 NOKIA CORP SPONSORED ADR 654902204 910 120000 SH SOLE 120000 0 0 NUCOR CORP COM 670346105 1116 23478 SH SOLE 110 0 23368 ORACLE CORP COM 68389X105 6724 155831 SH SOLE 26106 0 129725 ORBITAL ATK INC COM 68557N103 1895 24735 SH SOLE 20700 0 4035 OSHKOSH CORP COM 688239201 2413 49462 SH SOLE 42626 0 6836 OWENS & MINOR INC NEW COM 690732102 1933 57116 SH SOLE 51080 0 6036 PARK ELECTROCHEMICAL CORP COM 700416209 630 29240 SH SOLE 25400 0 3840 PEABODY ENERGY CORP COM 704549104 49 10000 SH SOLE 10000 0 0 PEPSICO INC COM 713448108 3722 38921 SH SOLE 280 0 38641 PFIZER INC COM 717081103 4390 126198 SH SOLE 31779 0 94419 PHILIP MORRIS INTL INC COM 718172109 477 6330 SH SOLE 0 0 6330 PHILLIPS 66 COM 718546104 1086 13822 SH SOLE 0 0 13822 PIEDMONT NAT GAS INC COM 720186105 1787 48419 SH SOLE 33900 0 14519 PLANTRONICS INC NEW COM 727493108 2203 41600 SH SOLE 38400 0 3200 PRESTIGE BRANDS HLDGS INC COM 74112D101 1032 24062 SH SOLE 17012 0 7050 PRICE T ROWE GROUP INC COM 74144T108 5139 63455 SH SOLE 4395 0 59060 PROCTER & GAMBLE CO COM 742718109 6300 76890 SH SOLE 9175 0 67715 PROGRESSIVE CORP OHIO COM 743315103 2598 95516 SH SOLE 1330 0 94186 QUALCOMM INC COM 747525103 1898 27374 SH SOLE 490 0 26884 RADISYS CORP COM 750459109 97 45084 SH SOLE 43814 0 1270 RAYMOND JAMES FINANCIAL INC COM 754730109 2194 38640 SH SOLE 805 0 37835 RIO TINTO PLC SPONSORED ADR 767204100 1202 29045 SH SOLE 390 0 28655 RLI CORP COM 749607107 3114 59410 SH SOLE 51800 0 7610 ROYAL BK CDA MONTREAL QUE COM 780087102 1775 29411 SH SOLE 0 0 29411 SPDR S&P 500 ETF TR TR UNIT 78462F103 310 7753 SH SOLE 0 0 7753 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 268 967 SH SOLE 0 0 967 SCANA CORP NEW COM 80589M102 211 3841 SH SOLE 0 0 3841 SCHLUMBERGER LTD COM 806857108 337 4043 SH SOLE 0 0 4043 SCHOLASTIC CORP COM 807066105 825 20155 SH SOLE 17780 0 2375 SIMON PPTY GROUP INC NEW COM 828806109 282 1443 SH SOLE 0 0 1443 SYNAPTICS INC COM 87157D109 3036 37345 SH SOLE 32000 0 5345 SOUTH JERSEY INDS INC COM 838518108 668 12312 SH SOLE 11222 0 1090 SOUTHERN CO COM 842587107 4593 103732 SH SOLE 9010 0 94722 SPDR GOLD TRUST GOLD SHS 78463V107 1042 9498 SH SOLE 160 0 9338 SPECTRA ENERGY CORP COM 847560109 258 7138 SH SOLE 0 0 7138 STAPLES INC COM 855030102 473 29015 SH SOLE 25000 0 4015 STATE STR CORP COM 857477103 480 6527 SH SOLE 6000 0 527 STERIS CORP COM 859152100 3601 51245 SH SOLE 45000 0 6245 STRYKER CORP COM 863667101 1173 12715 SH SOLE 260 0 12455 SYMANTEC CORP COM 871503108 2019 86390 SH SOLE 24000 0 62390 SYNGENTA AG SPONSORED ADR 87160A100 970 14312 SH SOLE 0 0 14312 SYNNEX CORP COM 87162W100 1780 23037 SH SOLE 19222 0 3815 SYSCO CORP COM 871829107 1709 45300 SH SOLE 1025 0 44275 TARGET CORP COM 87612E106 3308 40313 SH SOLE 285 0 40028 TECH DATA CORP COM 878237106 1615 37960 SH SOLE 33000 0 4960 TEXAS INSTRS INC COM 882508104 4338 75863 SH SOLE 900 0 74963 TIME WARNER INC COM NEW 887317303 581 6875 SH SOLE 5166 0 1709 ISHARES TR TIPS BD ETF 464287176 3356 30419 SH SOLE 0 0 30419 TJX COS INC NEW COM 872540109 4360 62240 SH SOLE 520 0 61720 TTM TECHNOLOGIES INC COM 87305R109 1177 130621 SH SOLE 118586 0 12035 TWENTY FIRST CENTY FOX INC CL A 90130A101 5123 151380 SH SOLE 32375 0 119006 UGI CORP NEW COM 902681105 1177 36118 SH SOLE 30000 0 6118 UNIFIRST CORP MASS COM 904708104 3230 27449 SH SOLE 23864 0 3585 UNILEVER PLC SPON ADR NEW 904767704 726 17400 SH SOLE 16400 0 1000 UNION PAC CORP COM 907818108 409 3780 SH SOLE 0 0 3780 UNISYS CORP COM NEW 909214306 720 31021 SH SOLE 28496 0 2525 UNITED PARCEL SERVICE INC CL B 911312106 1166 12033 SH SOLE 210 0 11823 UNITED STATIONERS INC COM 913004107 1876 45775 SH SOLE 40555 0 5220 UNITED TECHNOLOGIES CORP COM 913017109 5539 47265 SH SOLE 6877 0 40388 UNITEDHEALTH GROUP INC COM 91324P102 2787 23563 SH SOLE 470 0 23093 US BANCORP DEL COM NEW 902973304 2100 48084 SH SOLE 400 0 47684 V F CORP COM 918204108 1074 14260 SH SOLE 14000 0 260 VALERO ENERGY CORP NEW COM 91913Y100 2308 36280 SH SOLE 315 0 35965 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 4244 46178 SH SOLE 1460 0 44718 VANGUARD STAR FD VG TL INTL STK F 921909768 243 4825 SH SOLE 0 0 4825 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2642 24454 SH SOLE 1790 0 22664 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 276 2255 SH SOLE 0 0 2255 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 544 4285 SH SOLE 0 0 4285 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 371 9071 SH SOLE 0 0 9071 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 539 16393 SH SOLE 0 0 16393 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 556 10257 SH SOLE 0 0 10257 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 261 5295 SH SOLE 0 0 5295 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 722 5328 SH SOLE 0 0 5328 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 206 1923 SH SOLE 0 0 1923 VANGUARD WORLD FDS INF TECH ETF 92204A702 735 6898 SH SOLE 0 0 6898 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4094 46682 SH SOLE 4630 0 42052 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 663 10142 SH SOLE 800 0 9342 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3340 35083 SH SOLE 0 0 35083 VANGUARD INDEX FDS GROWTH ETF 922908736 529 5055 SH SOLE 0 0 5055 VANGUARD WORLD FDS MATERIALS ETF 92204A801 341 3141 SH SOLE 0 0 3141 VANGUARD INDEX FDS MID CAP ETF 922908629 934 7042 SH SOLE 0 0 7042 VANGUARD INTL EQUITY INDEX F FTSE PACIFIC ETF 922042866 582 9505 SH SOLE 0 0 9505 VANGUARD INDEX FDS REIT ETF 922908553 1608 20150 SH SOLE 0 0 20150 VANGUARD INDEX FDS SMALL CP ETF 922908751 1602 13071 SH SOLE 325 0 12746 VANGUARD INDEX FDS SML CP GRW ETF 922908595 4083 30985 SH SOLE 1005 0 29980 VANGUARD INDEX FDS SM CP VAL ETF 922908611 550 5030 SH SOLE 830 0 4200 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 803 9978 SH SOLE 0 0 9978 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2556 37140 SH SOLE 9350 0 27790 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 1201 19652 SH SOLE 4040 0 15612 VANGUARD WORLD FDS TELCOMM ETF 92204A884 354 4098 SH SOLE 106 0 3992 VERIZON COMMUNICATIONS INC COM 92343V104 3754 77199 SH SOLE 10405 0 66794 VISHAY INTERTECHNOLOGY INC COM 928298108 2350 170043 SH SOLE 151408 0 18635 VISTA OUTDOOR INC COM 928377100 2129 49720 SH SOLE 41400 0 8320 VORNADO RLTY TR SH BEN INT 929042109 899 8026 SH SOLE 128 0 7898 VULCAN MATLS CO COM 929160109 402 4770 SH SOLE 180 0 4590 WAL-MART STORES INC COM 931142103 4028 48972 SH SOLE 421 0 48551 WALGREENS BOOTS ALLIANCE INC COM 931427108 1124 13269 SH SOLE 0 0 13269 WELLS FARGO & CO NEW COM 949746101 5004 91991 SH SOLE 895 0 91096 WHIRLPOOL CORP COM 963320106 765 3785 SH SOLE 140 0 3645 YUM BRANDS INC COM 988498101 369 4682 SH SOLE 0 0 4682