Chief Compliance Officer

0001062993-14-000827.txt : 20140214 0001062993-14-000827.hdr.sgml : 20140214 20140214142321 ACCESSION NUMBER: 0001062993-14-000827 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Bragg Financial Advisors, Inc CENTRAL INDEX KEY: 0001327055 IRS NUMBER: 561790097 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-11385 FILM NUMBER: 14614751 BUSINESS ADDRESS: STREET 1: 1031 SOUTH CALDWELL STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28203 BUSINESS PHONE: 704-714-7711 MAIL ADDRESS: STREET 1: 1031 SOUTH CALDWELL STREET STREET 2: SUITE 200 CITY: CHARLOTTE STATE: NC ZIP: 28203 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001327055 XXXXXXXX 12-31-2013 12-31-2013 Bragg Financial Advisors, Inc

1031 SOUTH CALDWELL STREET SUITE 200 CHARLOTTE NC 28203

13F HOLDINGS REPORT 028-11385 N Steven H Scruggs Chief Compliance Officer 377-0261 Steven H Scruggs Charlotte NC 02-14-2014 0 236 412257 false INFORMATION TABLE 2 form13fInfoTable.xml FORM 13F INFORMATION TABLE ABBOTT LABS COM 002824100 1715 44751 SH SOLE 295 0 44456 ABBVIE INC COM 00287Y109 2296 43468 SH SOLE 295 0 43173 ACTAVIS PLC SHS G0083B108 202 1200 SH SOLE 0 0 1200 AFLAC INC COM 001055102 354 5293 SH SOLE 0 0 5293 AIR PRODS & CHEMS INC COM 009158106 3108 27807 SH SOLE 230 0 27577 ALLEGION PUB LTD CO ORD SHS G0176J109 633 14334 SH SOLE 3535 0 10799 ALLIANT TECHSYSTEMS INC COM 018804104 3585 29465 SH SOLE 25700 0 3765 ALTRIA GROUP INC COM 02209S103 333 8662 SH SOLE 0 0 8662 AMERICAN ELEC PWR INC COM 025537101 649 13881 SH SOLE 13000 0 881 AMERICAN EXPRESS CO COM 025816109 5529 60936 SH SOLE 8470 0 52466 AMERIPRISE FINL INC COM 03076C106 4450 38677 SH SOLE 424 0 38253 AMGEN INC COM 031162100 4343 38073 SH SOLE 460 0 37613 APACHE CORP COM 037411105 1583 18415 SH SOLE 320 0 18095 APPLE INC COM 037833100 512 912 SH SOLE 0 0 912 APPLIED MATLS INC COM 038222105 1824 103140 SH SOLE 2035 0 101105 AT&T INC COM 00206R102 3393 96503 SH SOLE 21550 0 74953 ATRION CORP COM 049904105 864 2918 SH SOLE 2703 0 215 AUTOMATIC DATA PROCESSING IN COM 053015103 1698 21020 SH SOLE 0 0 21020 BAKER HUGHES INC COM 057224107 1089 19708 SH SOLE 320 0 19388 BALL CORP COM 058498106 1620 31356 SH SOLE 430 0 30926 BANK OF AMERICA CORPORATION COM 060505104 647 41560 SH SOLE 0 0 41560 BANK NEW YORK MELLON CORP COM 064058100 2534 72512 SH SOLE 15180 0 57332 BB&T CORP COM 054937107 2171 58168 SH SOLE 0 0 58168 BEAM INC COM 073730103 481 7065 SH SOLE 6380 0 685 BECTON DICKINSON & CO COM 075887109 4520 40906 SH SOLE 315 0 40591 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1601 9 SH SOLE 3 0 6 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 992 8371 SH SOLE 0 0 8371 BOEING CO COM 097023105 889 6515 SH SOLE 0 0 6515 BRISTOL MYERS SQUIBB CO COM 110122108 4520 85037 SH SOLE 5438 0 79599 BROWN FORMAN CORP CL B 115637209 3802 50311 SH SOLE 355 0 49956 BARD C R INC COM 067383109 2730 20385 SH SOLE 160 0 20225 CATERPILLAR INC DEL COM 149123101 1060 11669 SH SOLE 0 0 11669 CATO CORP NEW CL A 149205106 1735 54548 SH SOLE 48000 0 6548 CBS CORP NEW CL B 124857202 2303 36125 SH SOLE 10751 0 25374 CENTRAL FD CDA LTD CL A 153501101 1263 95325 SH SOLE 56846 0 38479 CENTURYLINK INC COM 156700106 458 14379 SH SOLE 320 0 14059 SCHWAB CHARLES CORP NEW COM 808513105 214 8228 SH SOLE 0 0 8228 CHEVRON CORP NEW COM 166764100 5596 44799 SH SOLE 292 0 44507 CHUBB CORP COM 171232101 2548 26372 SH SOLE 270 0 26102 CIMAREX ENERGY CO COM 171798101 477 4549 SH SOLE 260 0 4289 CISCO SYS INC COM 17275R102 4059 180963 SH SOLE 31645 0 149318 CLOROX CO DEL COM 189054109 1508 16260 SH SOLE 8600 0 7660 COCA COLA CO COM 191216100 1486 35967 SH SOLE 404 0 35563 COLGATE PALMOLIVE CO COM 194162103 3305 50689 SH SOLE 436 0 50253 COMCAST CORP NEW CL A 20030N101 1506 28972 SH SOLE 285 0 28687 CONOCOPHILLIPS COM 20825C104 3867 54729 SH SOLE 455 0 54274 CONSTELLATION BRANDS INC CL A 21036P108 1408 20000 SH SOLE 20000 0 0 CORNING INC COM 219350105 3489 195793 SH SOLE 22275 0 173518 COSTCO WHSL CORP NEW COM 22160K105 294 2469 SH SOLE 0 0 2469 COVIDIEN PLC SHS G2554F113 221 3238 SH SOLE 3162 0 76 CSG SYS INTL INC COM 126349109 277 9417 SH SOLE 7192 0 2225 CUBIC CORP COM 229669106 1959 37195 SH SOLE 32315 0 4880 CVS CAREMARK CORPORATION COM 126650100 1126 15736 SH SOLE 425 0 15311 DANAHER CORP DEL COM 235851102 3472 44973 SH SOLE 2590 0 42383 DARDEN RESTAURANTS INC COM 237194105 1377 25326 SH SOLE 240 0 25086 DARLING INTL INC COM 237266101 2826 135345 SH SOLE 121700 0 13645 DEERE & CO COM 244199105 1269 13898 SH SOLE 140 0 13758 DELTA APPAREL INC COM 247368103 1239 72945 SH SOLE 67026 0 5919 DIGIMARC CORP NEW COM 25381B101 410 21270 SH SOLE 20000 0 1270 DIRECTV COM 25490A309 736 10651 SH SOLE 10000 0 651 DISNEY WALT CO COM DISNEY 254687106 954 12483 SH SOLE 0 0 12483 DOMINION RES INC VA NEW COM 25746U109 2563 39623 SH SOLE 445 0 39178 DOW CHEM CO COM 260543103 2941 66235 SH SOLE 455 0 65780 DST SYS INC DEL COM 233326107 2842 31315 SH SOLE 29000 0 2315 DU PONT E I DE NEMOURS & CO COM 263534109 961 14792 SH SOLE 185 0 14607 DUCOMMUN INC DEL COM 264147109 2510 84199 SH SOLE 72789 0 11410 DUKE ENERGY CORP NEW COM NEW 26441C204 1809 26208 SH SOLE 8284 0 17924 E M C CORP MASS COM 268648102 3629 144298 SH SOLE 1085 0 143213 EMERSON ELEC CO COM 291011104 224 3198 SH SOLE 0 0 3198 ENDURANCE SPECIALTY HLDGS LT SHS G30397106 1079 18386 SH SOLE 15456 0 2930 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 229 4000 SH SOLE 0 0 4000 EXELON CORP COM 30161N101 1918 70026 SH SOLE 13800 0 56226 EXXON MOBIL CORP COM 30231G102 7470 73816 SH SOLE 5032 0 68784 FAMILY DLR STORES INC COM 307000109 432 6651 SH SOLE 0 0 6651 FEDEX CORP COM 31428X106 484 3365 SH SOLE 0 0 3365 FIDUS INVT CORP COM 316500107 283 13011 SH SOLE 0 0 13011 FIFTH THIRD BANCORP COM 316773100 281 13373 SH SOLE 175 0 13198 FIRSTENERGY CORP COM 337932107 1333 40419 SH SOLE 800 0 39619 FLOWERS FOODS INC COM 343498101 4465 207947 SH SOLE 0 0 207947 FORTUNE BRANDS HOME & SEC IN COM 34964C106 325 7105 SH SOLE 6380 0 725 GENERAL DYNAMICS CORP COM 369550108 834 8725 SH SOLE 8000 0 725 GENERAL ELECTRIC CO COM 369604103 2773 98946 SH SOLE 1051 0 97895 GENERAL MLS INC COM 370334104 1162 23277 SH SOLE 490 0 22787 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 535 10025 SH SOLE 9000 0 1025 GOOGLE INC CL A 38259P508 4130 3685 SH SOLE 50 0 3635 GRACO INC COM 384109104 2271 29065 SH SOLE 25875 0 3190 GRAINGER W W INC COM 384802104 1829 7159 SH SOLE 140 0 7019 HARRIS TEETER SUPERMARKETS I COM 414585109 306 6203 SH SOLE 0 0 6203 HILLTOP HOLDINGS INC COM 432748101 2082 90012 SH SOLE 78687 0 11325 HOME DEPOT INC COM 437076102 2670 32423 SH SOLE 276 0 32147 HONEYWELL INTL INC COM 438516106 2236 24477 SH SOLE 380 0 24097 HORACE MANN EDUCATORS CORP N COM 440327104 2929 92860 SH SOLE 82600 0 10260 HORSEHEAD HLDG CORP COM 440694305 318 19626 SH SOLE 10881 0 8745 HURCO COMPANIES INC COM 447324104 1286 51422 SH SOLE 44502 0 6920 INTERNATIONAL BUSINESS MACHS COM 459200101 5982 31892 SH SOLE 3690 0 28202 IMATION CORP COM 45245A107 59 12625 SH SOLE 0 0 12625 INGERSOLL-RAND PLC SHS G47791101 2689 43655 SH SOLE 10605 0 33050 INTEL CORP COM 458140100 4123 158845 SH SOLE 17290 0 141555 ISHARES 3-7 YR TR BD ETF 464288661 266 2219 SH SOLE 0 0 2219 ISHARES INTERM CR BD ETF 464288638 856 7937 SH SOLE 0 0 7937 ISHARES GOLD TRUST ISHARES 464285105 432 36995 SH SOLE 30000 0 6995 ISHARES U.S. TECH ETF 464287721 317 3590 SH SOLE 0 0 3590 ISHARES AGENCY BOND ETF 464288166 203 1840 SH SOLE 0 0 1840 ISHARES MSCI EAFE ETF 464287465 562 8375 SH SOLE 0 0 8375 ISHARES S&P MC 400VL ETF 464287705 627 5392 SH SOLE 0 0 5392 ISHARES CORE S&P MCP ETF 464287507 248 1850 SH SOLE 0 0 1850 ISHARES CORE S&P500 ETF 464287200 222 1194 SH SOLE 0 0 1194 ISHARES NAT AMT FREE BD 464288414 356 3430 SH SOLE 0 0 3430 ISHARES SHT NTLAMTFR ETF 464288158 2280 21461 SH SOLE 0 0 21461 ISHARES 1-3 YR TR BD ETF 464287457 304 3601 SH SOLE 0 0 3601 ISHARES 1-3 YR CR BD ETF 464288646 1308 12399 SH SOLE 455 0 11944 ISHARES CORE S&P SCP ETF 464287804 348 3187 SH SOLE 0 0 3187 JPMORGAN CHASE & CO COM 46625H100 843 14417 SH SOLE 9000 0 5417 JANUS CAP GROUP INC COM 47102X105 531 42905 SH SOLE 32980 0 9925 JOHNSON & JOHNSON COM 478160104 5629 61455 SH SOLE 10444 0 51011 KIMBERLY CLARK CORP COM 494368103 750 7177 SH SOLE 5000 0 2177 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 249 3093 SH SOLE 0 0 3093 KRAFT FOODS GROUP INC COM 50076Q106 313 5807 SH SOLE 3000 0 2807 LEUCADIA NATL CORP COM 527288104 1095 38644 SH SOLE 29075 0 9569 LOWES COS INC COM 548661107 3062 61800 SH SOLE 754 0 61046 MACYS INC COM 55616P104 214 4016 SH SOLE 0 0 4016 MARATHON OIL CORP COM 565849106 1318 37335 SH SOLE 685 0 36650 MAXIM INTEGRATED PRODS INC COM 57772K101 1405 50356 SH SOLE 1075 0 49281 MCDONALDS CORP COM 580135101 5514 56831 SH SOLE 4485 0 52346 MEDTRONIC INC COM 585055106 2263 39425 SH SOLE 489 0 38936 MERCK & CO INC NEW COM 58933Y105 4699 93877 SH SOLE 14403 0 79474 MEREDITH CORP COM 589433101 1011 19521 SH SOLE 18061 0 1460 MGE ENERGY INC COM 55277P104 775 13420 SH SOLE 12350 0 1070 MICROSOFT CORP COM 594918104 5207 139179 SH SOLE 12577 0 126602 3M CO COM 88579Y101 3300 23532 SH SOLE 5222 0 18310 MONDELEZ INTL INC CL A 609207105 607 17193 SH SOLE 9000 0 8193 NETAPP INC COM 64110D104 617 15000 SH SOLE 15000 0 0 NEW JERSEY RES COM 646025106 1439 31115 SH SOLE 28520 0 2595 NEWS CORP NEW CL A 65249B109 443 24567 SH SOLE 468 0 24099 NOKIA CORP SPONSORED ADR 654902204 973 120000 SH SOLE 120000 0 0 NUCOR CORP COM 670346105 1360 25473 SH SOLE 110 0 25363 ORACLE CORP COM 68389X105 6070 158655 SH SOLE 26106 0 132549 OSHKOSH CORP COM 688239201 2494 49501 SH SOLE 42626 0 6875 OWENS & MINOR INC NEW COM 690732102 2111 57741 SH SOLE 51080 0 6661 PARK ELECTROCHEMICAL CORP COM 700416209 846 29455 SH SOLE 25400 0 4055 PEABODY ENERGY CORP COM 704549104 195 10000 SH SOLE 10000 0 0 PEPSICO INC COM 713448108 3047 36732 SH SOLE 280 0 36452 PFIZER INC COM 717081103 3767 122999 SH SOLE 31779 0 91220 PHILIP MORRIS INTL INC COM 718172109 587 6740 SH SOLE 0 0 6740 PHILLIPS 66 COM 718546104 1226 15899 SH SOLE 0 0 15899 PIEDMONT NAT GAS INC COM 720186105 1721 51896 SH SOLE 33900 0 17996 PLANTRONICS INC NEW COM 727493108 1944 41855 SH SOLE 38400 0 3455 PRESTIGE BRANDS HLDGS INC COM 74112D101 920 25702 SH SOLE 17012 0 8690 PRICE T ROWE GROUP INC COM 74144T108 5199 62064 SH SOLE 4395 0 57669 PROCTER & GAMBLE CO COM 742718109 6531 80229 SH SOLE 9175 0 71054 PROGRESSIVE CORP OHIO COM 743315103 2296 84178 SH SOLE 750 0 83428 QUALCOMM INC COM 747525103 1869 25172 SH SOLE 490 0 24682 RADISYS CORP COM 750459109 149 65067 SH SOLE 60832 0 4235 RAYMOND JAMES FINANCIAL INC COM 754730109 2283 43735 SH SOLE 805 0 42930 RIO TINTO PLC SPONSORED ADR 767204100 786 13921 SH SOLE 390 0 13531 RLI CORP COM 749607107 2905 29830 SH SOLE 25900 0 3930 ROYAL BK CDA MONTREAL QUE COM 780087102 2226 33105 SH SOLE 0 0 33105 SPDR S&P 500 ETF TR TR UNIT 78462F103 273 1476 SH SOLE 0 0 1476 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 273 1117 SH SOLE 0 0 1117 SAFEWAY INC COM NEW 786514208 1254 38515 SH SOLE 585 0 37930 SCANA CORP NEW COM 80589M102 206 4396 SH SOLE 0 0 4396 SCHLUMBERGER LTD COM 806857108 405 4489 SH SOLE 0 0 4489 SCHOLASTIC CORP COM 807066105 1386 40745 SH SOLE 35545 0 5200 SIMON PPTY GROUP INC NEW COM 828806109 240 1576 SH SOLE 0 0 1576 SYNAPTICS INC COM 87157D109 2535 48930 SH SOLE 42000 0 6930 SOUTH JERSEY INDS INC COM 838518108 1213 21685 SH SOLE 20000 0 1685 SOUTHERN CO COM 842587107 3772 91752 SH SOLE 8900 0 82852 SPDR GOLD TRUST GOLD SHS 78463V107 1456 12538 SH SOLE 160 0 12378 SPECTRA ENERGY CORP COM 847560109 278 7811 SH SOLE 0 0 7811 STAPLES INC COM 855030102 988 62170 SH SOLE 45000 0 17170 STATE STR CORP COM 857477103 479 6527 SH SOLE 6000 0 527 STERIS CORP COM 859152100 2450 50985 SH SOLE 45000 0 5985 STRYKER CORP COM 863667101 1007 13395 SH SOLE 260 0 13135 SYMANTEC CORP COM 871503108 1422 60305 SH SOLE 24000 0 36305 SYNGENTA AG SPONSORED ADR 87160A100 1500 18761 SH SOLE 0 0 18761 SYNNEX CORP COM 87162W100 1564 23202 SH SOLE 19222 0 3980 SYSCO CORP COM 871829107 1346 37279 SH SOLE 465 0 36814 TARGET CORP COM 87612E106 2385 37702 SH SOLE 285 0 37417 TECH DATA CORP COM 878237106 1950 37795 SH SOLE 33000 0 4795 TEXAS INSTRS INC COM 882508104 3174 72273 SH SOLE 900 0 71373 THOMSON REUTERS CORP COM 884903105 450 11900 SH SOLE 11900 0 0 TIME WARNER INC COM NEW 887317303 488 7000 SH SOLE 5195 0 1805 ISHARES TIPS BD ETF 464287176 3716 33815 SH SOLE 1380 0 32435 TJX COS INC NEW COM 872540109 4124 64709 SH SOLE 520 0 64189 TTM TECHNOLOGIES INC COM 87305R109 1406 163835 SH SOLE 145100 0 18735 TWENTY FIRST CENTY FOX INC CL A 90130A101 4986 141755 SH SOLE 32375 0 109380 URS CORP NEW COM 903236107 1732 32679 SH SOLE 28919 0 3760 UGI CORP NEW COM 902681105 993 23960 SH SOLE 20000 0 3960 UNIFIRST CORP MASS COM 904708104 2932 27404 SH SOLE 23864 0 3540 UNILEVER PLC SPON ADR NEW 904767704 717 17400 SH SOLE 16400 0 1000 UNISYS CORP COM NEW 909214306 1041 31021 SH SOLE 28496 0 2525 UNITED PARCEL SERVICE INC CL B 911312106 711 6762 SH SOLE 130 0 6632 UNITED STATIONERS INC COM 913004107 2085 45425 SH SOLE 40555 0 4870 UNITED TECHNOLOGIES CORP COM 913017109 5306 46630 SH SOLE 6877 0 39753 UNITEDHEALTH GROUP INC COM 91324P102 1454 19315 SH SOLE 470 0 18845 US BANCORP DEL COM NEW 902973304 1720 42570 SH SOLE 400 0 42170 V F CORP COM 918204108 873 14000 SH SOLE 14000 0 0 VALASSIS COMMUNICATIONS INC COM 918866104 2306 67332 SH SOLE 61372 0 5960 VALERO ENERGY CORP NEW COM 91913Y100 1942 38536 SH SOLE 315 0 38221 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 2456 30784 SH SOLE 1105 0 29679 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 2346 25994 SH SOLE 1665 0 24329 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 244 2255 SH SOLE 0 0 2255 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 466 4235 SH SOLE 0 0 4235 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 425 10328 SH SOLE 0 0 10328 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 560 13445 SH SOLE 0 0 13445 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 618 10507 SH SOLE 0 0 10507 VANGUARD WORLD FDS FINANCIALS ETF 92204A405 246 5545 SH SOLE 0 0 5545 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 565 5585 SH SOLE 0 0 5585 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 204 2044 SH SOLE 0 0 2044 VANGUARD WORLD FDS INF TECH ETF 92204A702 734 8199 SH SOLE 115 0 8084 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 4080 49335 SH SOLE 3970 0 45365 VANGUARD SCOTTSDALE FDS INT-TERM GOV 92206C706 740 11807 SH SOLE 1815 0 9992 VANGUARD INDEX FDS LARGE CAP ETF 922908637 3271 38577 SH SOLE 0 0 38577 VANGUARD INDEX FDS GROWTH ETF 922908736 487 5235 SH SOLE 0 0 5235 VANGUARD WORLD FDS MATERIALS ETF 92204A801 366 3546 SH SOLE 0 0 3546 VANGUARD INDEX FDS MID CAP ETF 922908629 701 6373 SH SOLE 240 0 6133 VANGUARD INTL EQUITY INDEX F MEGA CAP GRO ETF 922042866 605 9870 SH SOLE 0 0 9870 VANGUARD INDEX FDS REIT ETF 922908553 570 8823 SH SOLE 0 0 8823 VANGUARD INDEX FDS SMALL CP ETF 922908751 1435 13053 SH SOLE 325 0 12728 VANGUARD INDEX FDS SML CP GRW ETF 922908595 3914 32003 SH SOLE 1005 0 30998 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 440 5508 SH SOLE 0 0 5508 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 2718 34072 SH SOLE 6425 0 27647 VANGUARD SCOTTSDALE FDS SHTRM GVT BD ETF 92206C102 1544 25356 SH SOLE 3135 0 22221 VANGUARD WORLD FDS TELCOMM ETF 92204A884 388 4634 SH SOLE 106 0 4528 VERIZON COMMUNICATIONS INC COM 92343V104 3407 69328 SH SOLE 10405 0 58923 VISHAY INTERTECHNOLOGY INC COM 928298108 2266 170893 SH SOLE 151408 0 19485 VORNADO RLTY TR SH BEN INT 929042109 1116 12567 SH SOLE 128 0 12439 VULCAN MATLS CO COM 929160109 356 5995 SH SOLE 180 0 5815 WAL-MART STORES INC COM 931142103 3788 48132 SH SOLE 421 0 47711 WALGREEN CO COM 931422109 1142 19879 SH SOLE 0 0 19879 WASTE MGMT INC DEL COM 94106L109 465 10370 SH SOLE 10000 0 370 WELLPOINT INC COM 94973V107 397 4300 SH SOLE 4300 0 0 WELLS FARGO & CO NEW COM 949746101 4031 88779 SH SOLE 895 0 87884 WESTERN UN CO COM 959802109 173 10053 SH SOLE 0 0 10053 YAHOO INC COM 984332106 1820 45000 SH SOLE 45000 0 0 YUM BRANDS INC COM 988498101 427 5647 SH SOLE 0 0 5647